JAMES M. MUNLEY, District Judge.
Before the court for disposition are motions in limine filed by Plaintiff Carroll Haas, in advance of the pretrial conference. The motions have been fully briefed and are ripe for disposition. For the reasons that follow, the motions will be granted in part and denied in part.
This Title VII gender discrimination claim arises from Plaintiff Carroll Haas' (hereinafter "plaintiff") employment with Defendant Wild Acres Lakes Property and Homeowner's Association (hereinafter "defendant"). In January 2009, plaintiff, a female, began working for the defendant as a dispatcher earning $10.25 per hour. Plaintiff expressed her desire to obtain her Act 235 certification, which would increase her hourly rate to $11.00 per hour.
On June 27, 2010, plaintiff obtained her Act 235 certification. The defendant, however, failed to increase plaintiff's hourly rate to $11.00. Plaintiff, aware that male employees with their Act 235 certification were making $11.00 per hour, complained to the defendant's Chief of Public Safety in July 2010. The Chief advised plaintiff that he could not grant raises, but he would present plaintiff's request for a raise to the defendant's board of directors. Not satisfied with the Chief's response, plaintiff complained to the defendant's Director of Operations. The Director of Operations advised plaintiff that her request for a raise would be discussed at the next board meeting.
On July 13, 2010, plaintiff received an Employee Warning Notice stating that she was in violation of defendant's "chain of command policy" and would be suspended for one day. Evidently, the defendant had a policy, which directed employees to file any complaints with their Sergeant or Chief of Public Safety. The policy also stated that employees were not to bring complaints to the defendant's Director of Operations or the Board of Directors.
Soon thereafter, plaintiff contacted the Equal Employment Opportunity Commission (hereinafter "EEOC") with regard to gender discrimination. The EEOC issued a charge of discrimination against the defendant on August 19, 2010. A week after receiving the EEOC's charge of discrimination, the defendant suspended plaintiff for two days contending she had granted access to Wild Acres Lakes Property to a non-resident. Finally, on September 17, 2010, less than a month after receiving the EEOC's charge of discrimination, the defendant terminated plaintiff's employment. The defendant argues that the plaintiff was fired because she went out in a patrol vehicle without being properly trained, and that plaintiff was not covered by defendant's insurance policy.
Based upon these incidents, plaintiff filed a two-count complaint in this court. Count One asserts a retaliation claim under Title VII of the Civil Rights Act of 1964 (hereinafter "Title VII"). Count Two alleges a violation of Pennsylvania's Human Relations Act (hereinafter "PHRA"). A pretrial conference has been scheduled, and in accordance with the court's rule, plaintiff has filed two motions in limine. We will address them in seriatim.
Plaintiff seeks to preclude from trial the Unemployment Compensation Referee's (hereinafter "Referee") decision denying unemployment benefits. Plaintiff contends that the Referee's decision is not relevant, and even if it is, the decision is unfairly prejudicial, confusing, and/or misleading to the jury. Defendant argues that the Referee's decision is relevant and its probative value is not substantially outweighed by unfair prejudice. After careful consideration, we agree with the plaintiff.
Federal law provides that relevant evidence is generally admissible. FED. R. EVID. 402. "`Relevant evidence' means evidence having any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence." FED. R. EVID. 401. "The plain meaning of the Rule demonstrates that the scope of relevant evidence is intended to be broad, and the authorities support such a broad reading."
In the instant matter, the Referee denied unemployment benefits because plaintiff engaged in "willful misconduct." The Referee's determination, however, is not relevant because the policies and rights embodied in the Pennsylvania Unemployment Compensation Law and Title VII are distinct: the former addresses economic insecurity due to unemployment, while the latter seeks to eradicate unlawful discrimination in employment settings. Stated differently, the Referee's determination is not relevant because it resides within a legal framework separate and apart from Title VII.
Pursuant to Pennsylvania law, an employee is not eligible for unemployment benefits if "his unemployment is due to his discharge . . . for willful misconduct connected with his work. . . ." 43 PA. STAT. ANN. § 802(e). "Willful misconduct" has been defined as (1) the wanton and willful disregard of the employer's interest; (2) the deliberate violation of rules; (3) the disregard of standards of behavior which an employer can rightfully expect from his employee; or (4) negligence which manifests culpability, wrongful intent, evil design or intentional and substantial disregard for the employer's interests or the employee's duties and obligations.
On the other hand, the anti-retaliation provision of Title VII prohibits an employer from discriminating against an employee because "he has opposed any . . . unlawful employment practice" or "has made a charge, testified, assisted, or participated in any manner in an investigation, proceeding, or hearing. . . ." 42 U.S.C. § 2000e-3(a). To assert a prima facie case for retaliation, plaintiff must demonstrate the following: (1) she engaged in activity protected by Title VII; (2) her employer took an adverse employment action against her; and (3) there was a causal connection between the protected activity and the adverse employment action.
Furthermore, the court analyzes retaliation claims under the McDonnell Douglas burden-shifting framework.
Simply put, the different legal standards a plaintiff must establish to obtain unemployment compensation benefits are distinct from the elements a plaintiff must demonstrate in a Title VII retaliation case. As such, the referee's decision has no tendency to make the existence of any fact that is of consequence to the determination of plaintiff's Title VII action more or less probable than it would be without the evidence. FED. R. EVID. 401.
Moreover, even if the evidence was relevant, the minimal probative value is substantially outweighed by the dangers of confusion of the issues, or misleading the jury. Here, the Referee's decisions involved reconciling conflicting testimony between the plaintiff and defendant. Any credibility issues in this case are for the jury—as the finder of fact—to assess based on the sworn testimony of witnesses and other evidence introduced at trial. To allow defendant to introduce the Referee's decision would cause serious jury confusion as well as create a significant risk that the jury will place undue weight on the findings in lieu of making their own credibility determinations. These concerns are especially great where, as here, the unemployment compensation proceedings involved a very different burden of proof on a different legal issue. Because the court finds that the Referee's unemployment compensation determination is not relevant, and even if it were, any probative value is substantially outweighed by the unfair prejudice to the plaintiff, the court will grant plaintiff's motion in limine on this issue. Ergo, the Referee's decision denying plaintiff unemployment benefits is precluded from trial.
The EEOC conducted a two-year investigation into plaintiff's gender discrimination claims. The EEOC reviewed documents and interviewed witnesses. At the conclusion of its investigation, the EEOC issued a letter summarizing its investigation and conclusions on January 15, 2013. (
Plaintiff now moves to preclude defendant from asserting facts that conflict with the factual findings set forth in the EEOC's determination letter. Plaintiff contends that issue preclusion, or collateral estoppel, prohibits this evidence. Prior to addressing this issue, however, the court must first address whether the EEOC determination letter is admissible evidence at trial.
The Third Circuit Court of Appeals has stated that EEOC determinations are relevant substantive evidence in Title VII cases.
Trial courts maintain discretion regarding the admissibility of EEOC determination letters.
The relevant portions of the EEOC determination letter are as follows:
(Doc. 21-3, Ex. B, EEOC Determination Letter at 2).
In the instant case, the court finds that the EEOC's determination letter has little probative value and could be highly prejudicial. As previously discussed, the trial of this case will focus on gender discrimination under Title VII. Any evidence that the jury may hear concerning defendant's treatment of plaintiff pertaining to her gender can certainly be properly weighed by the jury along with all of the other evidence without reference to the EEOC's determination letter. (
Moreover, the nature of the EEOC's determination letter-the fact that it concluded that the defendant violated Title VII-makes the document substantially more prejudicial than probative. (
Because the court finds that the probative value of the EEOC's determination letter is substantially outweighed by unfair prejudice resulting from confusion of the issues, undue delay and presentation of cumulative evidence, the court will preclude the EEOC's determination letter from trial. Plaintiff's motion to preclude evidence asserting facts that contradict with the EEOC determination is therefore denied.
For the reasons set forth above, plaintiff's motion in limine will be granted in part and denied in part. The motion with respect to the Unemployment Compensation Referee's decision will be granted, and the defendant will be precluded from offering evidence regarding the Referee's decision. Plaintiff's motion to preclude the defendant from asserting evidence that conflict with the EEOC's determination is denied, and the parties will be precluded from offering the EEOC's determination letter into evidence at trial. An appropriate order follows.