JAMES M. MUNLEY, District Judge.
Before the court for disposition is Magistrate Judge Susan E. Schwab's Report and Recommendation (hereinafter "R&R"). (Doc. 31). The R&R proposes denying the government's motion to dismiss. The government filed objections to the R&R (Doc. 35), and they are ripe for disposition.
The instant pro se Federal Tort Claims Act (hereinafter "FTCA") action arose from Plaintiff James Schingler's (hereinafter "plaintiff") incarceration at the United States Penitentiary-Lewisburg (hereinafter "USP Lewisburg").
Immediately after the removal of his restraints, Taylor brandished a previously hidden slicing weapon and viciously attacked plaintiff. (
Taylor resumed his attack and inflicted a six (6) centimeter long laceration on plaintiff's neck. (
Plaintiff was taken to a medical examination room and treated for cuts, abrasions and the six (6) centimeter laceration, which required skin adhesive and sutures. (
Based on these allegations, plaintiff filed a three-count negligence complaint under the FTCA. Plaintiff alleges that the government was negligent in: (1) placing Taylor in plaintiff's cell; (2) allowing Taylor to possess an illegal razor-type weapon; and (3) failing to immediately enter plaintiff's cell to stop the attack.
On August 23, 2013, the government filed a motion to dismiss pursuant to Federal Rules of Civil Procedure 12(b)(1) and 12(b)(6). (Doc. 17). On January 23, 2014, Magistrate Judge Schwab recommended denying the government's motion to dismiss. (Doc. 31). The government filed objections to the recommendation bringing this case to its present posture.
In disposing of objections to a R&R, the district court must make a de novo determination of those portions of the report against which objections are made. 28 U.S.C. § 636(b)(1)(c);
The government moves to dismiss under both Rule 12(b)(1) and Rule 12(b)(6) of the Federal Rules of Civil Procedure. Rule 12(b)(1) provides that a court may dismiss a complaint for "lack of subject-matter jurisdiction." The FTCA confers jurisdiction on District Courts through 28 U.S.C. § 1346(b)(1), which waives sovereign immunity only "under circumstances where the United States, if a private person, would be liable to the claimant in accordance with the law of the place where the act or omission occurred."
The government also filed a motion to dismiss the complaint pursuant to Federal Rule of Civil Procedure 12(b)(6). The court tests the sufficiency of the complaint's allegations when considering a Rule 12(b)(6) motion. All well-pleaded allegations of the complaint must be viewed as true and in the light most favorable to the non-movant to determine whether, "`under any reasonable reading of the pleadings, the plaintiff may be entitled to relief.'"
The government objects to the recommendation that the court deny the motion to dismiss. Specifically, the government contends that the FTCA's discretionary function exception precludes all three of plaintiff's negligence claims: Count One, placement of inmate Taylor in the cell with plaintiff; Count Two, Taylor's possession of an illegal razor-type weapon; and Count Three, USP Lewisburg staff's failure to immediately enter plaintiff's cell and stop the assault. The court addresses counts one through three in seriatim.
The government objects to the recommendation that the court deny its motion to dismiss plaintiff's negligence claim regarding the placement of Taylor in plaintiff's cell. The government contends that the FTCA's discretionary function exception precludes this claim.
As a sovereign, the United States is generally immune from suit.
In relevant part, the FTCA sets forth a discretionary function exception to the waiver of sovereign immunity. Under that exception, the government remains immune from suit for any claim "based upon the exercise or performance or the failure to exercise or perform a discretionary function or duty on the part of a federal agency or an employee of the Government, whether or not the discretion involved be abused." 28 U.S.C. § 2680(a).
In applying the discretionary function exception, the court first identifies the conduct at issue, that is, the conduct that led to injury.
Here, in count one plaintiff alleges that the government's failure to both physically and visually strip search Taylor before placing him in plaintiff's cell was the conduct that led to plaintiff's injury. The government asserts that the discretionary function exception precludes this claim because it was not required to physically and visually strip search Taylor. After careful consideration, the court agrees with the government.
In deciding that the discretionary function exception precludes plaintiff's claim, we follow the Third Circuit Court of Appeals' decision in
The Third Circuit Court of Appeals held that the discretionary function exception precluded this claim. Specifically, the court identified that conduct that led to the injury as the government's failure to protect the plaintiff. It then moved to the first step of the analysis and determined that the conduct contained an element of judgment or choice. Specifically, the statute governing the conduct requires the Bureau of Prisons (hereinafter "BOP") to provide for the protection and safekeeping of inmates in its care. 18 U.S.C. §§ 4042(a)(2) and (3). The court then concluded that this statute confers broad discretion on the BOP in carrying out that duty.
On the second step, the court determined that the conduct was of a type that the exception was intended to protect: "a judgment as to how best to protect one prisoner from attack by another."
Likewise, in the instant matter, we find that the government's decision to place Taylor in plaintiff's cell involved an element of choice pursuant to 18 U.S.C. §§ 4042(a)(2) and (3). Moreover, this conduct is of a type that the exception was intended to protect-giving prison officials wide-ranging deference in implementing its policies pertaining to internal discipline and institutional security.
While the Magistrate Judge reached the same conclusion, she properly noted that plaintiff alleged the existence of standing orders. These standing orders
The government, aware of its shortcomings, now submits the Declaration of S. Heath, Special Investigative Agent at USP Lewisburg, to establish the absence of standing orders pertaining to Taylor. (Doc. 35-2, Ex. A, Decl. of S. Heath).
We agree and thus conclude that the discretionary function exception precludes plaintiff's FTCA claim regarding the placement of Taylor in plaintiff's cell. Therefore, based on the evidence the government has now submitted that was not before the Magistrate Judge, we will sustain the government's objection, not adopt the Magistrate Judge's recommendation on this issue and dismiss this claim pursuant to Federal Rule of Civil Procedure 12(b)(1).
The Magistrate Judge also recommends denying the motion to dismiss with regard to Count Two, negligent failure to discover the razor blade. The government raises two objections pertaining to this claim. First, the government objects to the recommendation that the discretionary function exception fails to preclude plaintiff's razor blade claim. Second, the government contends that plaintiff has failed to establish a prima facie negligence claim against prison officials regarding Taylor's possession of a razor blade. We address each objection in turn.
The government first contends that the discretionary function exception precludes plaintiff's razor blade negligence claim. Federal regulations provide that "[s]taff shall employ the least intrusive method of search practicable, as indicated by the type of contraband and method of suspected introduction." 28 C.F.R. § 552.10. Special Post Orders for Z-block, however, remove this discretion from USP Lewisburg staff. (Doc. 30-1, Decl. of M. Saylor ¶¶ 3, 5).
The directive in the Special Post Order provides that "[a]ll inmates who are removed from the cell . . . are pat searched and have a hand-held metal detector ran [sic] over their bodies." (
Having found the discretionary function inapplicable, the court next addresses plaintiff's negligence claim. Under the FTCA, a court applies "the law of the place where the act or omission occurred." 28 U.S.C. § 1346(b)(1). Because the act took place in Pennsylvania, plaintiff must establish a prima facie claim of negligence under Pennsylvania law. Specifically, the plaintiff must establish: (1) the existence of a duty or obligation requiring a certain standard of conduct; (2) a failure to conform to that duty, or a breach thereof; (3) a causal connection between the breach and the harm and (4) actual loss or damage suffered.
Here, plaintiff avers that the government owed him a duty of care to be free from vicious attacks. (Compl. ¶ 1). Plaintiff also claims that the government breached this duty of care because he was exposed to a vicious razor blade attack resulting in a six centimeter long laceration. (
Finally, the Magistrate Judge recommends the court deny the motion to dismiss Count Three, negligent failure to intervene. The government objects arguing the discretionary function exception precludes this claim. Specifically, the government contends Lieutenant Saylor maintained discretion on how to respond to the emergency situation and when to enter plaintiff's cell.
As previously discussed, Federal law provides that BOP shall provide for the "safekeeping" and "protection" of inmates in their custody. 18 U.S.C. § 4042(a)(2)-(3). The Third Circuit Court of Appeals has held that this statute gives BOP officials discretion pertaining to "safekeeping" and "protection," thus, exempting BOP officials from liability under the FTCA.
The government also submits the Declaration of Michael Romano to further support its assertion that Lieutenant Saylor maintained discretion on how and when to enter plaintiff's cell.
The government, however, fails to comprehend plaintiff's claim. Plaintiff's claim is not about how and when corrections should have
Specifically, plaintiff alleges that when Taylor first assaulted him, he ran to the cell door, placed his hands in the slot, and pleaded with officers to help him or remove his handcuffs so he could defend himself. (Doc. 1, Compl. ¶¶ 1, 21-23). Instead of rendering assistance, plaintiff avers that the Corrections Officers simply said "handle your business." (
Moreover, plaintiff states that the Corrections Officers did not immediately disperse pepper spray although BOP policies required such dispersal. (
For the reasons stated above, the court will sustain the government's objection and will not adopt the R&R regarding plaintiff's cell placement claim. This claim will be dismissed with prejudice. The court will overrule the government's objection and will adopt the R&R pertaining to plaintiff's razor blade and failure to intervene claims. As such, this case will be remanded to Magistrate Judge Schwab for further proceedings involving plaintiff's razor blade and failure to intervene claims. An appropriate order follows.