SYLVIA H. RAMBO, District Judge.
The above-captioned action is one seeking review of a decision of the Commissioner of Social Security ("Commissioner") denying Plaintiff Gloria Jean Root's claim for social security disability insurance benefits.
Root protectively filed
Root then filed a complaint in this court on March 12, 2013. Supporting and opposing briefs were submitted and the appeal
Disability insurance benefits are paid to an individual if that individual is disabled and "insured," that is, the individual has worked long enough and paid social security taxes. The last date that a claimant meets the requirements of being insured is commonly referred to as the "date last insured." It is undisputed that Root meets the insured status requirements of the Social Security Act through December 31, 2014. Tr. 12, 14 and 155.
Root was born on April 17, 1964, and at all times relevant to this matter was considered a "younger individual"
Root who withdrew from school after completing the 10
Root's work history covers 30 years and at least 3 different employers. Tr. 152-154, 156, 172 and 184. The records of the Social Security Administration reveal that Root had earnings in the years 1980 through 2009. Tr. 156. Root's annual earnings range from a low of $1654.90 in 1982 to a high of $18,643.22 in 2008.
Root has past relevant employment
Root claims that she became disabled on September 22, 2009, because of both physical and mental impairments. Tr. 35-36, 96, 148 and 161. Root identified depression and stress as her mental health impairments and back pain radiating into the right lower extremity, involving degenerative disc disease, as her physical impairment. Tr. 161 and 297. Root underwent back surgery in late September, 2009, and contends that she suffers from failed back surgery syndrome. Doc. 9, Plaintiff's Brief, p. 2-3. At the administrative hearing when asked to described the major items that prevented her from working, Root focused on the side effects of the medications she takes, including morphine. Tr. 41-46. She also noted that pain associated with her conditions prevents her from sitting or standing for long periods of time and that during the day she frequently naps in a prone position. Tr. 47-52. Root last worked on September 21, 2009. Tr. 36.
Although Root claims that she has been disabled and unable to work full-time since September 22, 2009, the record reveals that Root applied for and received unemployment compensation benefits during the third and fourth quarters of 2009 and the first quarter of 2010.
For the reasons set forth below we will affirm the decision of the Commissioner denying Root's application for disability insurance benefits.
When considering a social security appeal, we have plenary review of all legal issues decided by the Commissioner.
Substantial evidence "does not mean a large or considerable amount of evidence, but `rather such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.'"
Substantial evidence exists only "in relationship to all the other evidence in the record,"
To receive disability benefits, the plaintiff must demonstrate an "inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months." 42 U.S.C. § 432(d)(1)(A). Furthermore,
42 U.S.C. § 423(d)(2)(A).
The Commissioner utilizes a five-step process in evaluating disability insurance benefits claims.
Residual functional capacity is the individual's maximum remaining ability to do sustained work activities in an ordinary work setting on a regular and continuing basis.
The medical records reveal that Root was treated for both physical and psychological problems. We will commence with Root's medical records that predate September 22, 2009, the date Root alleges that she became disabled.
On May 22, 2007, Root had an appointment with Marlene Claman, a certified physicians assistant, at the Fredericksburg Community Health Center regarding bilateral flank pain. Tr. 349. The report of this appointment reveals that Root was a new patient who had a history of depression and had been taking Lexapro
On May 24, 2007, Root had a follow-up appointment at Fredericksburg Community Health Center with Robert E. England, a certified physicians assistant, at which Root continued to complain of back pain. Tr. 350. Root reported receiving no benefit from taking ibuprofen.
At an appointment with a medical provider at Fredericksburg Community Health Center on August 9, 2007, Root reported that her gastroesophageal reflux disease was stable on Nexium;
The medical records from 2007 do not reveal any problems with Root's gait or ability to stand, walk, sit, and lift or carry items. Also, they do not reveal that Root had any muscle weakness, decrease in muscle tone, or any neurological problems such as impaired sensation.
Root continued to have appointments at and received treatment from Fredericksburg Community Health Center during 2008. Tr. 239-242 and 356.
On January 11, 2008, Root was assessed by a medical provider
On February 21, 2008, Root had an appointment at Fredericksburg Community Health Center and denied any anxiety or depression. Tr. 240. Root reported "left knee pain and stiffness with long walking/standing or after sitting for [a] period of time" but "[n]o swelling or redness."
On October 13, 2008, Root had an appointment at Fredericksburg Community Health Center with Shelby Margut, M.D.,
An MRI was performed on October 17, 2008, and revealed the following: (1) vertebral body height and alignment was normal; (2) no evidence of fracture, spondylolysis
Based on a referral from Dr. Margut, Root commenced physical therapy at First Choice Rehabilitation Specialists on October 21, 2008. Tr. 212. After an initial evaluation by the physical therapist it was recommended that Root have physical therapy two times a week for four weeks.
On November 5, 2008, Root had an appointment with Dr. Margut at which Root continued to complain of low back pain. Tr. 242. Root reported that the physical therapy which she had been attending for 2 weeks was not helping to any great extent.
On November 7, 2008, Root had a physical therapy appointment at which she complained of bilateral low back pain but no radiating pain. Tr. 217. Root's physical therapy was put on hold until after she received epidural steroid injections.
On December 1, 2008, Root was evaluated by Gregory S. Wickey, M.D., a pain management specialist, at Lebanon Anesthesia Associates.
In 2007 and 2008, as previous noted Root worked full-time as a orthodontic laboratory technician at the medium exertional level and earned $17,818.15 and $18,643.22, respectively. Tr. 156. Root continued to receive treatment for her low back condition in 2009 and continued to work full-time up until September 22, 2009, as an orthodontic laboratory technician at the medium exertional level.
On January 9, 2009, Root received a series of fluoroscopically guided steroid injections at the bilaterally facet areas of the L4-L5 and L5-S1 levels of the lumbar spine. Tr. 446-449. The injections were administered by Dr. Wickey at the Good Samaritan Hospital, Lebanon, Pennsylvania.
Thirteen days later, however, Root visited the emergency department of the Good Samaritan Hospital complaining of low back pain. Tr. 426-432. When a medical provider reviewed Root's systems,
On January 23, 2009, Root had additional injections fluoroscopically administered to the lumbar spine by Dr. Wickey. Tr. 450-453. It was reported that Root "tolerated the procedure without difficulty." Tr. 452.
On February 2, 2009, Dr. Wickey wrote a letter to Dr. Margut in which he stated in pertinent part as follows:
Tr. 319.
On May 16, 2009, Keith Kuhlengel, M.D., a neurosurgeon, evaluated Root at the request of Dr. Margut. Tr. 219-222. At that appointment Root complained of back pain radiating into the right lower extremity.
After performing the physical examination, Dr. Kuhlengel suspected that Root suffered from L5-L6 disc degeneration with facet arthropathy as the source of her symptoms but he recommended further testing (x-rays, a myelogram/CT scan and electromyography (EMG)) to "try to identify the pain generator and give her options for treatment."
Root's lumbar spine x-ray performed on May 20, 2009, revealed "[s]coliosis and secondary degenerative changes at multiple levels" but "[n]o other findings of consequence." Tr. 471.
The EMG was performed on June 9, 2009, by Tony Ton-That, M.D., at Lancaster NeuroScience & Spine Associates. Tr. 324. Prior to conducting the EMG Dr. Ton-That performed a clinical interview and physical examination. Tr. 321-323. During the clinical interview Root reported that she smoked ½ to 1 pack of cigarettes per day and denied any use of alcohol. Tr. 321. The physical examination revealed that Root had normal muscle strength in her upper and lower extremities; she walked with a normal gait; she was able to walk on her heels and toes; she had no calf tenderness; she had full range of motion of the hips; she had limited lumbar spine range of motion with respect to flexion, extension and lateral bending; she had tender points over the paraspinal muscles of the lumbosacral spine; she had negative bilateral straight leg raising tests; and she had a normal neurological examination, including normal reflexes and sensation in the upper and lower extremities. Tr. 322. The results of the EMG and nerve conduction studies were normal. Tr. 324-326.
The lumbar CT scan performed on June 26, 2009, revealed the L6 vertebra and "some distortion to the left side of the thecal sac
On July 28, 2009, Elliot Sterenfeld, M.D., performed a physiatric evaluation of Root at the request of Dr. Kuhlengel. Tr. 307-310. At that appointment Root reported that she was smoking 1 pack of cigarettes per day. Tr. 308. The result of a physical examination were essentially normal. Tr. 308-309. Root was obese and had slightly elevated blood pressure. Tr. 308. Also, she had limited "lumbopelvic motion," her lumbar range of motion was painful in all directions, and she was tender to palpation over the right paralumbar region at approximately [the] L4-L5 [level]." Tr. 309.
On August 5, 2009, Dr. Sterenfeld performed a provocative lumbar discography which "demonstrate[d] multilevel degenerative disc changes from L3 through S1" and suggested that Root had an abnormal L5-L6 disc. Tr. 305-306.
On August 20, 2009, Dr. Kuhlengel, after reviewing the results of the diagnostic tests performed up to that date, recommended an L5-L6 diskectomy with fusion and ordered a pre-operative evaluation. Tr. 302-303.
On September 11, 2009, Root had an appointment with Dr. Margut "for [a preoperative] clearance for her Lumbar Fusion at [Lancaster General Hospital] with Dr. Kuhlengel." Tr. 247-248. Dr. Margut noted that unfortunately Root was still smoking ½ to 1 pack of cigarettes per day. Tr. 247. The objective physical examination findings recorded by Dr. Margut were normal and he cleared her for surgery. Tr. 247-248. Dr. Margut "encouraged" her to quit smoking.
Root's alleged disability onset date was September 22, 2009. The review of the medical records set forth above and hereinafter reveals no significant change in the objective diagnostic and physical examination findings made before and after the alleged disability onset date of September 22, 2009.
On September 22, 2009, Dr. Kuhlengel performed surgery on Root at the Lancaster General Hospital. Tr. 207-209 and 290-291. The surgery involved a decompression and fusion at the L5-L6 level along with the placement of titanium instrumentation. Tr. 290. After the surgery Root was fitted with a brace and participated in physical therapy. Tr. 291. Root did "very well" in physical therapy and was discharged from the hospital on September 24, 2009, in a stable condition. Tr. 291.
Root had an appointment with a physicians assistant at Fredericksburg Community Health Center on October 12, 2009, at which Root complained of a sinus pain. Tr. 249. The report of this appointment is relevant because it mentions that since her spinal fusion she had been taking the drugs Soma, a muscle relaxant, and oxycodone, an opioid pain medication.
On October 21, 2009, Root had an appointment with Dr. Kuhlengel at which Root reported improvement with her right leg symptoms. Tr. 287. A physical examination revealed that Root's surgical incision had "healed nicely," she moved slowly from a sitting to a standing position, and she ambulated with an erect posture and slow stride.
At an appointment with Dr. Kuhlengel on December 9, 2009, Root reported that she was "somewhat improved, but still [had] back pain, especially in the right posterior iliac crest,
On December 28, 2009, Root had an appointment with a physicians assistant at Fredericksburg Community Health Center at which Root complained of a swollen lymph node on the left side of the neck. Tr. 251. Other than that condition, Root denied any other physical symptoms.
From January 13, 2010, to February 25, 2010, Root attended physical therapy. Tr. 412. She attended 12 sessions and the discharge summary states that she had a fair tolerance of therapy sessions but her condition was unchanged at the time of discharge. Tr. 413. The reason given for the discharge was that Root declined to continue and that she had completed the ordered course of therapy.
Prior to being discharged from physical therapy, Root had an appointment with Dr. Kuhlengel at which she reported that she was "totally" unchanged from prior to her surgery. Tr. 282. She also reported that the physical therapy was not helping her and sometimes making her condition worse.
Because of her continuing complaints, Root was sent for an MRI of the lumbar spine.
On March 10, 2010, Root had a follow-up appointment with Dr. Kuhlengel. Tr. 278. A physical examination performed by Dr. Kuhlengel revealed that Root moved easily from a prone to a sitting position and from a sitting to a standing position; Root had no palpable spasms throughout the lumbar paraspinal muscles; her strength was normal (5/5) in all individual muscle groups; and she ambulated with an erect posture without an assistive device.
An x-ray of the lumbar spine performed on March 10, 2010, revealed the metallic hardware and no instability of the spine on the flexion or extension views. Tr. 280.
On March 15, 2010, Root had an appointment with Dr. Wickey regarding her complaints of low back pain. Tr. 330-331. Root told Dr. Wickey that the surgery in September, 2009, provided her no benefit. Tr. 330. Root reported that oxycodone at a dosage of 5 mg provided slight benefit and that Soma did provide some relief.
On March 25, 2010, Dr. Wickey after examining Root advised her to continue taking oxycodone 10 mg but he increased the frequency to three times per day. Tr. 328. He also advised her to do gentle stretching exercises.
On April 29, 2010, Root had an appointment at Lebanon Pain Management Associates with Matthew Miller, a certified physicians assistant. Tr. 381. Mr. Miller reported Root was being managed on medication, and Root acknowledged that she felt oxycodone was working and her pain control was adequate.
On April 29, 2010, Jonathan Rightmyer, Ph.D., a psychologist, reviewed Root's medical records on behalf of the Bureau of Disability Determination and concluded that Root suffered from depressive disorder, not otherwise specified, but the condition was not a severe impairment. Tr. 336 and 339. Dr. Rightmyer stated that Root had mild limitations with respect to activities of daily living; no difficulties with respect to social functioning; mild difficulties with respect to concentration, persistence and pace; and no repeated episodes of decompensation, each of an extended duration. Tr. 346.
At an appointment with Pamela A. Weaner, M.D., on May 11, 2010, Root stated that since the surgery she was unable to work unless it involved very light duty with the amount lifted limited to about 5 to 10 pounds and sitting and standing for limited amounts of time. Tr. 486-487.
On June 2, 2010, Root had an appointment with Dr. Wickey regarding complaints of right low back pain radiating into the right lower extremity. Tr. 462. The results of a physical examination were essentially the same as those recorded on March 15, 2010.
On July 7, 2010, Root was examined by Dr. Wickey who observed that Root ambulated in a stable fashion without the use of an assistive device; Root had some bilateral lumbosacral tenderness, right greater than left; Root's lumbar flexion was limited to 70 degrees with pulling in the low back; Root's lumbar extension was limited to 10 degrees with moderate aggravation of her back pain; and the remaining physical examination findings were the same as those found on March 15, 2010. Tr. 607. Dr. Wickey recommended that Root have an epidural lysis of adhesions of the spinal cord and advised Root if that procedure did not provide any benefit she should consider a spinal cord stimulator. Tr. 608.
On July 27, 2010, Nicholas DeAngelo, D.O., performed an epidural lysis of the adhesions on Root's spinal cord.
On September 9, 2010, Dr. Angelo reported that Root ambulated in a stable fashion without the use of an assistive device; Root had bilateral lumbosacral tenderness, right greater than left; her lumbar flexion was less than 70 degrees with pulling in the low back; she had negative straight leg raising tests bilaterally; she had normal muscle strength and sensation in the lower extremities; and her deep tendon reflexes were 1+ in both lower extremities. Tr. 601.
On October 7, 2010, Dr. DeAngelo reported that Root was cleared for a spinal cord stimulator trial. Tr. 536. The results of a physical examination on that date were the same as those reported on September 9, 2010.
On November 4, 2010, Dr. Wickey implanted the spinal cord stimulator. Tr. 527 and 538-540. On November 9, 2010, Root complained of no relief of her low back pain, but reported excellent relief of her right lower extremity pain. Tr. 597.
On November 17, 2010, Root had an appointment with Dr. Margut, her primary care physician, for her annual gynecological examination. Tr. 512-513. The report of this appointment is only notably in so far as it reveals that Dr. Margut was treating Root for depression with the drug citalopram and that after the appointment added Wellbutrin
On December 7, 2010, Root reported to Dr. DeAngelo that the spinal cord stimulator provided no relief of her back pain but that she had excellent relief of her right lower extremity pain. Tr. 591. The results of a physical examination were the same as those reported on September 9, 2010.
On December 20, 2010, Root had an appointment with Dr. Margut regarding complaints of depression, gastroesophageal reflux disease, insomnia and low back pain. Tr. 516. Root reported that she was feeling better on the Wellbutrin plus the citalopram (Celexa).
On January 4, 2011, Root had an appointment with Dr. DeAngelo at which she complained of low back pain radiating to the right lower extremity. Tr. 527-528. The results of a physical examination were the same as those reported on September 9, 2010.
On February 4, 2011, the two-lead spinal cord stimulator was removed because Root was concerned about possible infection. Tr. 564 and 587. An examination of the insertion sight revealed no evidence of infection.
On March 3, 2011, Root had an appointment with Dr. DeAngelo regarding ongoing complaints of low back pain. Tr. 583-584. A physical examination revealed that Root could ambulate without assistance; she had "preserved range of motion of her cervical, thoracic and lumbar spine;" she was overweight; she had normal muscle strength in her lower extremities; and she had a "healed scar with focal tenderness in the right paravertebral area over the facet column and hardware." Tr. 583. The diagnostic assessment was that Root suffered from failed back surgery, right lumbar radiculopathy, lumbar spondylosis, epidural scar, chronic pain syndrome, depression and anxiety.
On March 28, 2011, Root visited Philhaven, complaining of depression and anxiety. Tr. 626. Jeffrey Okamoto, M.D., a psychiatrist, conducted Root's intake evaluation.
Root was examined by Jacqueline Hostetter, a certified registered nurse practitioner, associated with The Spine Specialists, on an unspecified date sometime after Root visited Philhaven and before April 5, 2011. Tr. 579-582. During that examination Root reported that her pain was stable, and it was relieved by soaking in a bathtub. Tr. 579. Root also stated she was smoking ½ pack of cigarettes per day. When nurse Hostetter reviewed Root's systems, Root denied that she suffered from anxiety and depression. Tr. 580. A physical examination revealed that Root had no tenderness in and normal curvature and mobility of the cervical and thoracic spine; and she had tenderness and moderate pain with motion of the lumbar spine. Tr. 581. Root advised that she was able to perform her activities of daily living, and she exhibited no difficulty with ambulation.
On April 5, 2011, Dr. Wickey completed a Pennsylvania Department of Public Welfare form in which he stated in a conclusory fashion that Root was temporarily disabled for 12 months or more. Tr. 570. Dr. Wickey stated that the disability precluded any gainful employment.
On April 7, 2011, Alison Pidgeon, a Master of Arts level therapist at Philhaven, reported that Root responded well to treatment and that Root was "feeling happier." Tr. 625. Ms. Pidgeon also on April 28, 2011, reported that Root was responding well to treatment. Tr. 624.
Root returned to see nurse Hostetter on April 15 and 26, 2011, for medication evaluations. Tr. 573-578.
When nurse Hostetter reviewed Root's systems on April 15th, Root again denied that she suffered from anxiety and depression. Tr. 577. She also denied that she suffered from joint swelling, neck stiffness, a gait disturbance, headaches or tremors.
On April 26
On April 28, 2011, Dr. Wickey completed a Medical Source Statement form, which indicated that Root in an 8-hour work day could only sit 2 hours, stand ½ hour and walk 0 hours but could occasionally (up to 1/3 of an 8-hour workday or 2.67 hours) lift up to 20 pounds. Tr. 620-622. Dr. Wickey further indicated that Root could with both upper extremities engage in simple grasping, reaching, pushing, pulling, and fine manipulation; Root could occasionally bend, squat, kneel, and reach above shoulder level; and Root could frequently carry (up to 2/3rd of an 8 hour work day). Tr. 620-621. Root could also occasionally operate a motor vehicle. Tr. 621. Dr. Wickey stated that Root could drive, shop, travel without assistance, ambulate without assistance, use standard public transportation, prepare a simple meal and feed herself, care for her own personal hygiene, and sort, handle and use paper or files. Tr. 622.
On May 16, 2011, Mustafa Karbeem, M.D., a psychiatrist, completed a statement of Root's ability to do work-related mental activities. Tr. 634-636. There are no treatment notes from Dr. Karbeem contained within the administrative record and his relationship with Root is unclear.
The administrative law judge at step one of the sequential evaluation process found that Root had not engaged in substantial gainful work activity since September 22, 2009, the alleged disability onset date. Tr. 14. In so finding the administrative law judge also stated as follows: "The claimant's earnings record shows unemployment wages in 2009 of $3,980 in third quarter and $516 in the fourth quarter and $587 in the first quarter of 2010 (Exhibit 2D). Although not dispositive of disability, application for unemployment impacts credibility."
At step two of the sequential evaluation process, the administrative law judge found that Root had the severe impairment of degenerative disc disease.
At step three of the sequential evaluation process the administrative law judge found that Root's impairments did not individually or in combination meet or equal a listed impairment. Tr. 15-17. The administrative law judge explained in detail her basis for her step three finding.
At step four of the sequential evaluation process the administrative law judge found that Root could not perform her past relevant skilled, light work as an orthodontic laboratory technician and semi-skilled, medium work as a sewing machine operator but that she had the residual functional capacity to perform a limited range of unskilled, light work as defined in the regulations. Tr. 17. Specifically, the administrative law judge found that Root could perform light work
The administrative law judge found that Root's medically determinable physical and mental impairments could reasonably be expected to cause her alleged symptoms but that her statements concerning the intensity, persistence and limiting effects of those symptoms were not credible to the extent they were inconsistent with the ability to perform work consistent with the above-stated residual functional capacity. Tr. 18. The administrative law judge noted that limiting Root to simple, unskilled work adequately addressed any medication side effects. Tr. 20 and 22.
At step five, the administrative law judge based on a residual functional capacity of a limited range of light work as described above and the testimony of a vocational expert found that Root had the ability to perform both unskilled, sedentary and unskilled, light work. Tr. 21. The ALJ based on the testimony of a vocational expert identified two unskilled, sedentary work positions, as a food and beverage order clerk and surveillance system monitor, and one unskilled, light work position, as a information clerk, and that there were a significant number of such jobs in the local, regional and national economies. Tr. 21.
The administrative record in this case is 659 pages in length and we have thoroughly reviewed that record. The administrative law judge did an excellent job of reviewing Root's vocational history and medical records in her decision. Tr. 12-23. Furthermore, the brief submitted by the Commissioner sufficiently reviews the medical and vocational evidence in this case. Doc. 10, Brief of Defendant.
Root argues that the administrative law judge erred by (1) failing to include depression as a severe impairment,(2) disregarding the opinion of Dr. Karbeem regarding Root's mental functional abilities, (3)failing to include the side effects of claimant's medications in setting the residual functional capacity, (4) disregarding the opinion of Dr. Wickey, (5) disregarding a functional assessment by a non-medical state agency adjudicator, and (6) failing to find that Root's impairments met or equaled the requirements of a listed impairment. Based on our review of the record, we find no merit in Root's arguments.
With respect to Root's first argument that the administrative law judge failed to include depression as a severe impairment, the administrative law judge appropriately relied on the opinion of the state agency psychologist, Dr. Rightmyer, who opined that Root did not have a severe medically determinable mental impairment.
Root erroneously contends that the ALJ erred by disregarding the opinions of Dr. Wickey and Dr. Karbeem. The Court of Appeals for this circuit has set forth the standard for evaluating the opinion of a treating physician in
The social security regulations specify that the opinion of a treating physician may be accorded
The administrative law judge appropriately considered the contrary opinion of Dr. Rightmyer and the objective medical evidence and concluded that the opinions of Dr. Karbeem was not adequately supported by objective medical evidence consisting of signs, symptoms and laboratory findings. In rejecting the opinion of Dr. Wickey, the ALJ appropriately considered his opinion, Root's activities of daily living and her prior employment and the medical evidence. The record reveals that Dr. Wickey's opinion that Root could walk 0 hours during an 8-hour work day was contrary to the actual facts admitted in the record by Root. Moreover, Dr. Wickey's opinion was inconsistent. According to Dr. Wickey, Root could only walk 0 hours, stand ½ hour and sit 2 hour during an 8-hour workday but Root also could occasionally operate a motor vehicle and frequently carry. Frequently is defined as up to 2/3rd of an 8-hour workday or 5.33 hours. It is reasonable to conclude that to carry an object you have to be standing or walking, unless you are wheel-chair bound, and there is no such evidence that Root was so constrained. Because Root could frequently carry, Dr. Wickey statement that she could only stand ½ hour in an 8-hour workday is suspect. Dr. Wickey also stated that Root could ambulate without assistance, use standard public transportation, prepare simple meals, care for her own personal hygiene, and sort, handle and use paper or files. There was a reasonable basis in the record for the ALJ to reject the opinions of Dr. Wickey and Dr. Karbeem.
The objective medical evidence regarding Root's mental and physical condition before and after her alleged disability onset date was very similar. Prior to the alleged onset date, Root was performing semi-skilled to skilled, light to medium work. It is reasonable to conclude that if there was no significant deterioration in Root's condition after the alleged onset date as compared to her condition prior to the disability onset date that Root could still engage in light to medium work. The administrative law judge gave Root the benefit of the doubt and reduced her capacity to the unskilled, light work exertional level and in fact identified sedentary jobs which she could perform.
The administrative law judge relied on the opinion of Dr. Rightmyer, the state agency psychologist, who review Root's medical records. The administrative law judge's reliance on that opinion was appropriate.
Side effects accompany the taking of medications are not considered disabling unless the medical evidence references "serious" functional limitations.
Root contends that the ALJ should have considered the opinion of a non-medical state agency adjudicator regarding Root's functional abilities. The non-medical state agency adjudicator found that Root could only occasional lift 10 pounds and stand and walk at least 2 hours in an 8-hour workday. Tr. 385-388. The ALJ did not address this opinion and appropriately so. This court has repeatedly stated that reliance on such a statement is inappropriate.
The purpose of the Listings of Impairments is to describe impairments "severe enough to prevent a person from doing any gainful activity," regardless of age, education or work experience. 20 C.F.R. § 404.1525(a);
The Social Security regulations require that an applicant for disability insurance benefits come forward with medical evidence "showing that [the applicant] has an impairment(s) and how severe it is during the time [the applicant] say[s] [he or she is] disabled" and "showing how [the] impairment(s) affects [the applicant's] functioning during the time [the applicant] say[s] [he or she is] disabled." 20 C.F.R. § 404.1512(c).
At step three of the sequential evaluation process the administrative law judge considered Listing 12.04 relating to depression and Listing 1.04C relating to her lumbar spine impairment and found that Root's conditions did not meet the requirements of those listings.
Root has proffered no medical opinion, nor has she marshaled the evidence in the record, to support her contention that her condition met or equaled the requirements of Listings 12.04 or 1.04C.
With respect to Listing 12.04 the evidence had to demonstrate that Root was markedly limited in two out of three mental functional areas (activities of daily living, social function and concentration persistence or pace) or one mental functional area and repeated episodes of decompensation, each of an extended duration. With respect to Listing 1.04C there had to be evidence that Root had an "inability to ambulate effectively." The inability to ambulate effectively is defined at 1.00B2b as follows:
No treating or examining physician stated that Root's impairments met or equaled the criteria of Listings 12.04 or 1.04C. Furthermore, we are unable to determine from the bare medical records that Root's conditions met or equaled the criterial of those listings. The administrative law judge reviewed the listings and gave an adequate explanation for finding that Root did not meet or equal the criteria of a listed impairment.
As stated above when there is a paucity of objective medical facts supporting a claimant's alleged symptoms, the administrative law judge has to consider the claimant's credibility. To the extent that Root argues that the administrative law judge did not properly consider her credibility, the administrative law judge was not required to accept Root's claims regarding her physical and mental impairments.
We are satisfied that the administrative law judge appropriately took into account all of Root's physical and mental limitations in the residual functional capacity assessment.
Our review of the administrative record reveals that the decision of the Commissioner is supported by substantial evidence. We will, therefore, pursuant to 42 U.S.C. § 405(g) affirm the decision of the Commissioner.
An appropriate order will be entered.
Degenerative disc disease is the wear and tear and breakdown of the intervertebral discs as a person grows older. It is a process that can result from the dehydration of the discs as well as an injury to the spine. The breakdown of the intervertebral discs can result in discs bulging, protruding or herniating as well as the inner gelatin-like core of the disc extruding outside the outer layer. These conditions sometimes obstruct the openings (foramen) along the spine through which nerve roots exit. This condition is known as neural foraminal narrowing or stenosis. They can also result in a narrowing of the spinal canal or spinal stenosis. Such bulges, protrusions and herniations if they contact nerve tissue can cause pain.
Degenerative joint disease (or osteoarthritis) is a breakdown of the cartilage between joints. In the spine there are facet joints which are in the back of the spine and act like hinges. There are two superior (top) and two inferior (bottom) portions to each facet joint called the superior and inferior articular processes. These joints are covered with cartilage and the wear and tear of these joint is known as facet arthropathy (arthritis). This wear and tear of the facet joints result in loss of cartilage and can cause pain.