MATTHEW W. BRANN, District Judge.
Before the Court is Defendants City of Pittston and Mayor Jason Klush's Motion for Summary Judgment (ECF No. 23) on Plaintiff Jeff Tayoun's allegation of retaliation for speech protected by the First Amendment to the United States Constitution. Plaintiff filed a Brief in Opposition (ECF No. 29) to the Defendants' Motion and the issue is now ripe for disposition. For the reasons discussed below, the Defendants' Motion for Summary Judgment is denied.
Plaintiff Jeff Tayoun ("Plaintiff" or "Tayoun") was the Police Chief of the City of Pittston. Defs.' Statement Facts, ¶ 3, Aug. 13, 2013, ECF No. 25 [hereinafter Defs.' SOF]. In October 2009, he discovered forty-six (46) illicit photographs on a Pittston Police Department computer. Id. ¶ 4, Exs. B, D. The photographs, taken by Officer Robert J. Semyon, depicted "the nude body of the victim (A.H.) who was unconscious or otherwise unaware that these photographs were being taken. Four photographs depict penetration of the victim's anus and vagina." Pl.'s Br. Opp'n Mot. Summ. J., Ex. A, Sept. 10, 2013, ECF No. 29 [hereinafter Pl.'s Br.].
After discovering the photographs, Tayoun notified the Mayor of the City of Pittston, then Mayor Donna Connors, and asked her to suspend Officer Semyon. Defs.' SOF, ¶¶ 5-7; Pl.'s Statement Facts, ¶¶ 5-7 [hereinafter Pl.'s SOF]. Tayoun also took the computer to the State Police Crime Lab for analysis. Id. He participated in a meeting with Mayor Connors and members of the City Council to discuss his discovery and what action they should take with respect to Officer Semyon. Defs.' SOF, ¶ 10. At the same time, Tayoun also notified the Office of the Attorney General of Pennsylvania of his discovery and provided to it copies of the photographs. Pl.'s SOF, ¶¶ 7-8.
The Pennsylvania Attorney General subsequently opened a criminal investigation into Officer Semyon's conduct. Pl.'s SOF, ¶ 9; Pl.'s Br., Exs. A, C. As a result of this investigation, Officer Semyon was charged and pled guilty to Aggravated Indecent Assault, among other charges. See id. Semyon served more than a year in prison for his crimes. Pl.'s Br., Ex. B.
Shortly after Tayoun's discovery and report of the photographs, Jason Klush was sworn in as Mayor of Pittston. Defs.'
Mayor Klush alleges that he had the power to change the Police Chief at will, and believed it was time for a change when he assumed his duties as Mayor. Defs.' SOF, ¶ 17. Regarding the other accusations, he asserts either that he allowed the new Police Chief to run the force in the manner he chose to accomplish his duties, or that he was not otherwise involved. See generally Pl.'s Br., Ex. 4, Klush Dep. Tr. [hereinafter Klush Dep.].
Tayoun filed this action alleging retaliation for speech protected by the First Amendment in light of these facts.
Summary judgment is appropriate where "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." FED. R. CIV. P. 56(a). A fact is "material" where it "might affect the outcome of the suit under the governing law." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). A dispute is "genuine" where "the evidence is such that a reasonable jury," giving credence to the evidence favoring the nonmovant and making all inferences in the nonmovant's favor, "could return a verdict for the nonmoving party." Id.
The burden of establishing the nonexistence of a "genuine issue" is on the party moving for summary judgment. In re Bressman, 327 F.3d 229, 237 (3d Cir.2003) (quoting Celotex Corp. v. Catrett, 477 U.S. 317, 331, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986) (Brennan, J., dissenting)). The moving party may satisfy this burden by either (i) submitting affirmative evidence that negates an essential element of the nonmoving party's claim; or (ii) demonstrating to the Court that the nonmoving party's evidence is insufficient to establish an essential element of the nonmoving party's case. Id. at 331, 106 S.Ct. 2548.
Where the moving party's motion is properly supported, the nonmoving party, to avoid summary judgment in his opponent's favor, must answer by setting forth "genuine factual issues that properly can be resolved only by a finder of fact because they may reasonably be resolved in favor of either party." Anderson, 477 U.S. at 250, 106 S.Ct. 2505. For movants and nonmovants alike, the assertion "that a fact cannot be or is genuinely disputed must" be supported by "materials in the record" that go beyond mere allegations, or by "showing that the materials cited do not establish the absence or presence of a genuine dispute, or that an adverse party cannot produce admissible evidence to support the fact." FED. R. CIV. P. 56(c)(1); see
"When opposing summary judgment, the non-movant may not rest upon mere allegations, but rather must `identify those facts of record which would contradict the facts identified by the movant.'" Port Auth. of N.Y. and N.J. v. Affiliated FM Ins. Co., 311 F.3d 226, 233 (3d Cir.2002). Furthermore, "[i]f a party fails to properly support an assertion of fact or fails to properly address another party's assertion of fact as required by Rule 56(c), the court may ... consider the fact undisputed for purposes of the motion." FED. R. CIV. P. 56(e)(2).
In deciding the merits of a party's motion for summary judgment, the Court's role is not to evaluate the evidence and decide the truth of the matter, but to determine whether there is a genuine issue for trial. Anderson, 477 U.S. at 249, 106 S.Ct. 2505. Credibility determinations are the province of the factfinder, not the district court. BMW, Inc. v. BMW of N. Am., Inc., 974 F.2d 1358, 1363 (3d Cir. 1992).
To assert a retaliation claim under the First Amendment to the United States Constitution, a plaintiff must establish three elements: "(1) constitutionally protected conduct, (2) retaliatory action sufficient to deter a person of ordinary firmness from exercising his constitutional rights, and (3) a causal link between the constitutionally protected conduct and the retaliatory action." Thomas v. Independence Twp., 463 F.3d 285, 296 (3d Cir. 2006). The Defendants assert Plaintiff's report of Officer Semyon's criminal activity was not constitutionally protected conduct.
In a landmark case on the issue of whether conduct is constitutionally protected, Garcetti v. Ceballos, 547 U.S. 410, 126 S.Ct. 1951, 164 L.Ed.2d 689 (2006), the Supreme Court of the United States held that "when public employees make statements pursuant to their official duties, the employees are not speaking as citizens for First Amendment purposes, and the Constitution does not insulate their communications from employer discipline." Garcetti v. Ceballos, 547 U.S. 410, 421, 126 S.Ct. 1951, 164 L.Ed.2d 689 (2006). By contrast, "[w]hen an employee speaks as a citizen addressing a matter of public concern, the First Amendment requires a delicate balancing of the competing interests surrounding the speech and its consequences." Id. at 423, 126 S.Ct. 1951; see also Pickering v. Bd. of Educ. of Tp. High Sch. Dist. 205, Will Cnty. Illinois, 391 U.S. 563, 568, 88 S.Ct. 1731, 20 L.Ed.2d 811 (1968) ("The problem in any case is to arrive at a balance between the interests of the ... citizen, in commenting upon matters of public concern and the interest of the State, as an employer, in promoting the efficiency of the public services it performs through its employees.").
In the wake of Garcetti, the United States Court of Appeals for the Third Circuit has held that:
Hara v. Pennsylvania Dept. of Educ., 492 Fed.Appx. 266, 267 (3d Cir.2012) (quoting Hill v. Borough of Kutztown, 455 F.3d 225, 241-42 (3d Cir.2006) (internal quotations omitted)).
Morris, 487 Fed.Appx. at 39. This Court proceeds with this inquiry under the facts of this case.
The Defendants' principle contention in their Motion for Summary Judgment is that the Plaintiff fails to satisfy the first element of the retaliation test: that he did not engage in constitutionally protected conduct because his report of Officer Semyon's criminal activity was attendant to his official duties. To discern whether the activity in question was performed as a private citizen or as part of a public employee's official duties, it is necessary to establish the content and scope of those duties. See, e.g., Garcetti, 547 U.S. at 424-25, 126 S.Ct. 1951.
Writing for the Court in Garcetti, Justice Kennedy stated that, because the issue was not in dispute in that case, it was "no occasion to articulate a comprehensive framework for defining the scope of an employee's duties in cases where there is room for serious debate." Garcetti, 547 U.S. at 424, 126 S.Ct. 1951. Justice Kennedy continued, however, noting that:
Id. at 424-25, 126 S.Ct. 1951.
Considering the practical inquiry referenced in Garcetti with more specificity, the Third Circuit has held that "whether a particular incident of speech is made within a particular plaintiff's job duties is a mixed question of fact and law." Foraker v. Chaffinch, 501 F.3d 231, 240 (3d Cir. 2007); see also Reilly v. City of Atl. City, 532 F.3d 216, 227 (3d Cir.2008). A court engaged in this practical inquiry should examine, among other things:
Kimmett v. Corbett, 554 Fed.Appx. 106, 111 (3d Cir.2014).
The Third Circuit has "consistently held that complaints up the chain of command about issues related to an employee's workplace duties — for example, possible safety issues or misconduct by other employees — are within an employee's official duties." Morris, 487 Fed.Appx. at 39. The fact that the speech in question concerns the subject matter of the person's employment, however, is not dispositive. Garcetti, 547 U.S. at 420, 126 S.Ct. 1951.
For example, in Foraker v. Chaffinch, 501 F.3d 231 (3d Cir.2007),
The Third Circuit enunciated an important distinction with respect to the troopers' report to the State Auditor, an external entity to which the troopers' owed no ordinary official duty of reporting. Id. at 243. Writing for the panel, Judge D. Brooks Smith stated:
Foraker, 501 F.3d at 243.
The United States Court of Appeals for the Ninth Circuit further extrapolated on this distinction in a recent en banc decision, Dahlia v. Rodriguez, 735 F.3d 1060 (9th Cir.2013). In that case, a police detective brought a retaliation suit against his Police Chief, the city, and other officers, alleging that he was placed on administrative leave after disclosing the alleged use of abusive interrogation tactics by other officers. Dahlia v. Rodriguez, 735 F.3d 1060, 1065 (9th Cir.2013). The police detective reported the alleged abusive tactics both up the chain of command pursuant to his professional duties, and later to the police department's Internal Affairs. Id. at 1077. The Ninth Circuit concluded that, because the defendants did not establish that meeting and cooperating with Internal
In the case sub judice, Tayoun reported his conduct both to the Mayor, a person in his ordinary chain of command, and to the Pennsylvania Attorney General, an unaffiliated entity not ordinarily within his chain of command. The Defendants establish Tayoun's responsibilities toward the Mayor by citing Pennsylvania's Third Class City Code, which governs the City of Pittston and stated:
53 P.S. § 37007 (amended May 19, 2014).
This statutory pronouncement is certainly sufficient to relegate both Tayoun's report to the Mayor and the subsequent City Council meeting as activities within the scope of his duties. Tayoun's act of bringing the computer to the State Police Crime Lab for analysis also probably falls within the orbit of his official duties as well, although even this finding stretches the outer limits of the amorphous job duties the Defendants allege.
Indeed, beyond this lone citation to the Third Class City Code, the Defendants' did not establish any other specific official or practical requirements for Tayoun's job as the Police Chief. Defendants do not have an official job description for the Police Chief position, and Mayor Klush was unable to enumerate the specifics of any such description. See Klush Dep., at 33:10-19. Aside from presenting hyperbolic conclusory statements unsupported by evidence, the Defendants did not establish that the Police Chief had any general duty to report to the Pennsylvania Attorney General, or that Tayoun was under an order or duty to report to the Attorney General in this particular instance.
Because reporting this nefarious activity to the Attorney General was not an element of Tayoun's official duties, Tayoun acted as a private citizen when reporting these issues independently to that office. See, e.g., Davis v. McKinney, 518 F.3d 304, 313 (5th Cir.2008) ("If however a public employee takes his job concerns to persons outside the work place [sic] in addition to raising them up the chain of command at his workplace, then those external communications are ordinarily not made as an employee, but as a citizen."); Freitag v. Ayers, 468 F.3d 528, 545 (9th Cir.2006) ("[A plaintiff's] right to complain both to an elected public official and to an independent state agency is guaranteed to any citizen in a democratic society regardless of his status as a public employee.").
Tayoun's report as a citizen to the Pennsylvania Attorney General may qualify for First Amendment protection if it raised a matter of public concern. See, e.g., Connick v. Myers, 461 U.S. 138, 143, 103 S.Ct. 1684, 75 L.Ed.2d 708 (1983). The concept of a public concern has proven nebulous at its fringes, and eludes a definition capable of precise application that is consistent throughout our jurisprudence. See San
There exists no "bright-line rule... to determine `[w]hether an employee's speech addresses a matter of public concern." Campbell v. Galloway, 483 F.3d 258, 269 (4th Cir.2007) (quoting Connick, 461 U.S. at 147-48, 103 S.Ct. 1684). Rather, the United States Supreme Court instructs courts to engage in a case- and fact-specific inquiry that considers "the content, form, and context of a given statement, as revealed by the whole record." Connick, 461 U.S. at 147-48, 103 S.Ct. 1684.
In Snyder v. Phelps, 562 U.S. 443, 131 S.Ct. 1207, 1216, 179 L.Ed.2d 172 (2011), Chief Justice John Roberts attempted to articulate a workable test to discern whether a given statement is a public concern. Chief Justice Roberts formulated a disjunctive inquest, writing:
Snyder v. Phelps, 562 U.S. 443, 131 S.Ct. 1207, 1216, 179 L.Ed.2d 172 (2011) (Roberts, C.J.).
The "concern to the community" inquiry derived from the case of Connick v. Myers, 461 U.S. 138, 146, 103 S.Ct. 1684, 75 L.Ed.2d 708 (1983), while the "legitimate news interests" inquiry derived from City of San Diego v. Roe, 543 U.S. 77, 83-84, 125 S.Ct. 521, 160 L.Ed.2d 410 (2004). Unfortunately, however, the Supreme Court failed to articulate the difference in application between the two prongs of this test.
Demonstrating the Connick inquiry's continued prominence in the wake of Snyder, the Third Circuit wrote:
Montone v. City of Jersey City, 709 F.3d 181, 193 (3d Cir.2013).
Attempting to sharpen the distinction between public and private concerns, courts have placed emphasis on the speaker's motivations for the speech under the context element
For example, while complaints about personal abuses suffered at the hands of public employees do not generally rise to the level of public concern,
With respect to the speech's content, the Third Circuit has noted that "speech may involve a matter of public concern if it attempts to bring to light actual or potential wrongdoing ... on the part of government officials." Baldassare v. State of N.J., 250 F.3d 188, 195 (3d Cir.2001) (internal quotations and citation omitted). "Our jurisprudence makes clear that an internal investigation into the alleged criminal actions of public employees falls squarely within the core public speech delineated in Connick." Id. at 196-97. "[A]llegations of criminal behavior against ... fellow officers could touch upon a matter of public concern." Sebast v. Mahan, 09-CV-98 GLS-RFT, 2009 WL 2256949, *2 (N.D.N.Y. July 28, 2009). Furthermore, "[a] complaint arising out of public employment need not include indications that there is a systemic problem ... to address a matter of public concern." Morgan v. Covington Twp., 563 Fed.Appx. 896 (3d Cir.2014) (internal quotations omitted).
For example, in Baldassare v. State of New Jersey, 250 F.3d 188, 197 (3d Cir. 2001), the Third Circuit held that a county investigator's speech in connection with an investigation of fellow law enforcement officers was on a matter of public concern. In that case the investigator worked for the county prosecutor's office and investigated allegations that two colleagues bought vehicles previously leased by the county well below market price. Baldassare, 250 F.3d at 192-94. The investigator
A deputy attorney general who was friendly with the two accused public employees engaged in retaliatory conduct against the investigator. Id. at 192-94. The investigator subsequently sued alleging, inter alia, a retaliation claim under the First Amendment. Id. The Court found that the investigator's speech on the alleged criminal activity of his fellow officers constituted a public concern. Id. at 195-97.
Similarly, in Montone v. City of Jersey City, 709 F.3d 181, 193-95 (3d Cir.2013), the Third Circuit held that a police officer's speech alleging sexual harassment by a superior against herself and several fellow officers involved a matter of public concern. In that case, the plaintiff complained about multiple instances of inappropriate conducted directed towards her, as well as complaints of inappropriate conduct directed towards other females. Montone, 709 F.3d at 194. The Third Circuit found the plaintiff's speech met the public concern threshold because the allegations concerned a police officer exercising authority on behalf of the public and the alleged misconduct concerned women other than the defendant. Id. at 193-95.
In contrast, in Middleton v. Deblasis, 844 F.Supp.2d 556, 563-65 (E.D.Pa.2011), a court found it was not a public concern when a police officer brought a retaliation claim against her city employer after making allegations of racial and sexual discrimination by her supervisors. The court stated that "plaintiff complains solely about her own abuse and mistreatment by superiors, which is not a matter of public concern." Middleton v. Deblasis, 844 F.Supp.2d 556, 565 (E.D.Pa.2011).
In the case before the Court, Tayoun spoke to the Pennsylvania Attorney General on a matter of public concern. See, e.g., Baldassare, 250 F.3d at 192-94. Admittedly, neither the Court nor the Parties discovered an individual case that directly places this matter squarely within or outside of the existing confines of the public concern question. Nevertheless, considering the principles, policy, and normative considerations underlying the public concern analysis, the facts of this case demonstrate that Tayoun spoke on a matter of public concern. See id.
First considering the content of the speech, it is undoubtedly a public concern that those charged with the duty and privilege to enforce the law be law abiding citizens themselves. See Azzaro v. Cnty. of Allegheny, 110 F.3d 968, 978 (3d Cir. 1997) (finding that a communication that brought to light actual wrongdoing on the part of one exercising public authority related to matters of public concern). Like the plaintiffs in Baldassare, Tayoun's speech concerned the criminal activity of a fellow officer. See Baldassare, 250 F.3d at 192-94. Significantly, the officer stored the evidence of that criminal activity on a police department computer — equipment supplied by taxpayer labor and the public monies it produced.
More significantly still, the fact that Tayoun's speech led to a successful criminal prosecution of the offending police officer further indicates its public import. "Certainly, a communication by a law enforcement officer that contains information essential to a complete and objective investigation of serious criminal activity is content that implicates public concern." Delgado v. Jones, 282 F.3d 511, 517-18 (7th Cir.2002). Based on Tayoun's information, the Attorney General's Office successfully prosecuted Officer Semyon, who subsequently served over a year in prison for his criminal activity.
The form of the speech, a private report to the Pennsylvania Attorney General, is not a material consideration for the outcome of this case. Private statements that are not made publicly are protected by the First Amendment if they involve matters of public concern. See Givhan v. Western Line Consolidated Sch. Dist., 439 U.S. 410, 415, 99 S.Ct. 693, 58 L.Ed.2d 619 (1979).
Accordingly, the content, context, and form of Tayoun's speech — reporting a police officer's criminal activity to the Pennsylvania Attorney General's Office, which lead to the successful criminal prosecution of that officer — demonstrate that Tayoun's speech was on a matter of public concern.
The third prong of the test establishing First Amendment protection for an employee's speech charges courts to discern whether "the government employer did not have an adequate justification for treating the employee differently from any other member of the general public as a result of the statement he made." Hara, 492 Fed.Appx. at 267. This is a fact intensive inquiry that is often left to a jury. See, e.g., Zamboni v. Stamler, 847 F.2d 73, 79 n. 6 (3d Cir.1988) ("We note that these inquiries, which follow a determination that speech is protected, are for the jury.").
An employer's "professed belief that he hired [a plaintiff's replacement] because she was `right for the job' can not, by itself, be accepted as an adequate [non-discriminatory] explanation for rejecting [a plaintiff]." Iadimarco v. Runyon, 190 F.3d 151, 167 (3d Cir.1999).
Not surprisingly, the Parties present two differing theories for the events subsequent to Tayoun's speech in this case. Tayoun believes that he was demoted from Police Chief and treated unfavorably "because [he] turned in another cop who was friends with [Mayor Klush]." Tayoun Dep., at 22:9-12. Defendants counter that they have the power to demote the Police Chief without cause,
Furthermore, Defendant Klush testified to their differing accounts of the reasons for Tayoun's demotion and treatment at his deposition, stating:
Klush Dep., 59:21-60:1.
"Evaluation of witness credibility is the exclusive function of the jury, and where the only evidence of intent is oral testimony, a jury could always choose to discredit it." Bhaya v. Westinghouse Elec. Corp., 832 F.2d 258, 262 (3d Cir.1987). The evidence proffered by both sides in this case is primarily oral testimony that is often in conflict.
Viewing the facts in the light most favorable to the non-moving party as required on summary judgment, material facts remain in dispute on the issue of the Defendants' adequate explanation. See Anderson, 477 U.S. at 248, 106 S.Ct. 2505. These disputed facts are also material to demonstrating the elements of retaliatory action and the causal link between the speech and the retaliatory conduct that are necessary for a First Amendment retaliation claim. See, e.g., Thomas, 463 F.3d at 296. Accordingly, these issues are inappropriate for summary judgment and should be submitted to a fact finder.
For the foregoing reasons, Plaintiff Tayoun's speech reporting a police officer's criminal activity was speech protected under the First Amendment. Further disputed material facts preclude the resolution of this case on summary judgment, and the Defendants' Motion is denied.
An appropriate Order follows.
AND NOW, in accordance with the Memorandum of this same date,
53 P.S. § 37007.
53 P.S. § 37002 (amended May 18, 2014).