MATTHEW W. BRANN, District Judge.
On August 25, 2015, Stacy Parks Miller hereinafter "Parks Miller," the current District Attorney of Centre County, filed a thirteen count complaint against twelve defendants in the Court of Common Pleas of that county. It was then removed to this Court and all twelve Defendants filed motions to dismiss the complaint. In response, Parks Miller filed an amended complaint.
The motion has been fully briefed, and I held oral argument on the motions on March 3, 2016. The matter is now ripe for disposition. For the reasons that follow, I will grant the motion and dismiss the action as to Shutt.
Under Federal Rule of Civil Procedure 12(b)(6), a defendant may file a motion to dismiss for "failure to state a claim upon which relief can be granted." Such a motion "tests the legal sufficiency of a pleading" and "streamlines litigation by dispensing with needless discovery and factfinding."
Beginning in 2007, the Supreme Court of the United States initiated what some scholars have termed the Roberts Court's "civil procedure revival" by significantly tightening the standard that district courts must apply to 12(b)(6) motions.
Accordingly, after Twombly and Iqbal, "[t]o survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to `state a claim to relief that is plausible on its face.'"
The plausibility determination is "a context-specific task that requires the reviewing court to draw on its judicial experience and common sense."
When disposing of a motion to dismiss, a court must "accept as true all factual allegations in the complaint and draw all inferences from the facts alleged in the light most favorable to [the plaintiff]."
As a matter of procedure, the United States Court of Appeals for the Third Circuit has instructed that:
The procedural dictate when faced with a motion to dismiss is that the court is to accept the facts alleged as true. "Rule 12(b)(6) does not countenance . . . dismissals based on a judge's disbelief of a complaint's factual allegations."
Parks Miller has been District Attorney of Centre County since 2009. During the pendency of an investigation of an inmate allegedly attempting to contract someone to murder one of the assistant district attorneys in her office, Parks Miller, together with defense counsel for a second inmate, acting as a prison informant, devised a plan to move the informant to another prison as part of the investigation. Parks Miller and the informant's defense counsel decided that they needed what the parties alternately and curiously refer to as a "pretend" or "fake" order granting the informant release on bail.
Parks Miller had hired Shutt to work as a paralegal in the Office of the District Attorney in 2012. During the investigation of the attempted murder plot, Parks Miller asked Shutt to prepare a fake bail order, which she did. At some later point, Shutt left her job at the District Attorney's Office to work for the Masorti Law Group in State College, Pennsylvania.
Parks Miller alleges that Shutt stole certain emails and documents about the alleged attempted murder investigation by forwarding them to her personal email account, and then from it to her Masorti Law Group email account. The forwarded emails are attached to the amended complaint.
The emails are apparently between Parks Miller, Shutt, the attorney representing the informant, a member of the Pennsylvania Attorney General's Office and, in some emails, assorted others. The emails substantiate Parks Miller's claim that a fake bail order was to be prepared to assist in the murder attempt investigation.
Shutt subsequently signed an affidavit in which she alleged that Parks Miller forged Judge Pamela Ruest's signature on the bail order. The affidavit is also attached to the amended complaint. It reads, as follows:
Shutt signed this affidavit on December 30, 2014.
Because of Shutt's allegations of forgery, a grand jury investigated Parks Miller. Judge Ruest could not remember signing the bail order, but she also could not recognize if it was, in fact, her signature on the bail order. The grand jury eventually cleared Parks Miller of wrongdoing.
As a result of this troubling history, Parks Miller has now filed the instant civil suit. The counts against Shutt are breach of fiduciary duty/duty of loyalty, defamation/false light, injurious falsehood, negligence, intentional and/or negligent infliction of emotional distress, concerted tortious conduct, and conspiracy.
As an initial matter, insofar as any allegations against Shutt are based on grand jury testimony, she is immune from suit for that testimony. "Even if [the one testifiying] knew [his or her] testimony was false, [he or she] receives absolute immunity for the act of testifying to the grand jury.
Second, statements made with the intent that disclosure lead to a judicial or quasi-judicial proceeding are privileged. In Schanne v. Addis,
The operative allegations against Shutt are that she spoke to Attorney Philip Masorti, disclosed her accusations against Parks Miller,
It is disingenuous for Parks Miller to allege in her amended complaint that the Defendants, including Shutt, had an intent to initiate criminal proceedings against her, then, when it does not further her case, to allege the opposite in her briefs. At this stage in the proceedings, I must accept the alleged facts as true; by Parks Miller's own allegations, Shutt's intent in speaking to Masorti and signing the affidavit was designed to initiate proceedings against Parks Miller.
Absent the statements to Masorti, or provided during the grand jury proceedings, there are no claims remaining against Shutt. Although Parks Miller makes much of the allegation that Shutt "stole" emails, the emails themselves belie this allegation. The emails are attached to the amended complaint and show in the `to' and `cc' lines, that Parks Miller herself circulated the emails to no less than eleven individuals. With such a wide dissemination, these can hardly be considered to be private property capable of being stolen.
Defendant Shutt's motion to dismiss will be granted. Moreover, as explained below, the Court will deny Parks Miller further opportunity to amend her complaint, thereby foreclosing her ability to submit a third iteration of what is quite evidently an irrepealably flawed pleading.
Federal Rule of Civil Procedure 15(a), which governs a plaintiff's ability to amend her complaint, instructs that after the window for amendment as a matter of course has closed, a plaintiff may amend her complaint "only with the opposing party's written consent or the court's leave." "The decision to grant or deny leave to amend a complaint is committed to the sound discretion of the district court."
As it applies to the instant matter, Parks Miller has already amended her complaint once as a matter of course pursuant to Rule 15. Having occurred after the various defendants filed their first motions to dismiss, that amendment effectively rendered those motions moot. To allow Parks Miller a third bite at the apple would contravene fundamental notions of justice for the following reasons.
First, the unjustifiable delay associated with further amendment and subsequent motions practice would significantly prejudice Defendant Shutt here. To the extent that the defendants in this matter represent the public or work in private legal practice, a speedy resolution of this politically charged dispute is both efficient and proper. No defendant, whether a representative of the people or a private advocate, should be forced to endure the looming specter of such accusations, particularly where those charges have been judged deficient as a matter of law by a federal tribunal.
Moreover, Parks Miller has already enjoyed the benefit of responding with an amended complaint after reading and considering the arguments raised in the first round of defendants' motions to dismiss. Based upon my review of the claims asserted therein, a third version of the complaint would fare no better; any non-futile allegations that Parks Miller could possibly make should have already been advanced. With the likelihood that Parks Miller could plead an adequate complaint so low at this stage, I find that the certainty of substantial prejudice to the Defendant outweighs any interest Parks Miller might have in filing a further amended complaint.
Nor would discovery remedy the deficiencies in the complaint. Accordingly, at this juncture, reasonable research and diligence should have already led Plaintiff to discover any published statements made by Shutt. Discovery simply would not be a fruitful endeavor for the kinds of claims that Parks Miller has chosen to advance.
Ultimately, I find that this determination also adheres to the dictates of the federal rules. As amended Federal Rule of Civil Procedure 1 now instructs, "the just, speedy, and inexpensive determination of every action" is the responsibly of both judges and litigants. Permitting amendment merely for the sake of amendment at this point would only further squander valuable time and resources of the Court and the parties. I am unwilling to so indulge Plaintiff.