MARTIN C. CARLSON, Magistrate Judge.
This is a §1983 civil rights action brought by Brian Landau, a state inmate, against some 20 correctional defendants, arising out of allegations by Landau that he was sexually harassed and abused by a female correctional officer at SCI Rockview, Defendant Rebecca Zong, in 2013 and 2014, and other correctional staff failed to intervene and protect Landau from this conduct. The parties are engaging in what has been a halting, and often contentious, course of discovery, frequently marked by disputes that counsel could seemingly resolve with a modicum of mutual accommodation but which have instead been placed before the court for resolution.
The first of these subpoenas, issued on July 17, 2017, called for the production of staff daily rosters for certain dates in 2013 and 2014; print-outs of emails between and among twelve different correctional staff from November 2013 through July 2014; and copies of email retention policies. (Doc. 119-2.) The second subpoena duces tecum, dated September 30, 2017, called for production of certain pat search logs and punch-in records for time check points at the prison for various dates in 2013 and 2014. (Doc. 119-5.)
Superintendent Garman has responded to these subpoenas, but in some instances has indicated that certain records, such as punch-in reports and emails sent by Defendant Zong, who was terminated as a state prison employee in 2014, no longer exist. In other instances, Garman has produced emails but not released the attachments to those emails, although Garman through Department of Corrections counsel has represented that they have offered to provide plaintiff's counsel with a mutually convenient opportunity to review these email attachments. Finally, Superintendent Garman has objected to the disclosure of pat search records from throughout the prison, arguing that only pat search records relating to physical contact between Landau and Zong have relevance to the issues in this lawsuit.
For the reasons set forth below, while we find that these responses are generally adequate and fully responsive to the requests made in the subpoenas, we will direct some further clarification and supplementation of those responses, as set forth below.
Several basic guiding principles inform our resolution of the instant motion to compel, which relates to compliance with subpoenas duces tecum. At the outset, "[r]ule 45 of the Federal Rules of Civil Procedure establishes the rules for discovery directed to individuals and entities that are not parties to the underlying lawsuit. Fed.R.Civ.P. 45. A subpoena under Rule 45 `must fall within the scope of proper discovery under Fed.R.Civ.P. 26(b)(1).'
Rule 45 also confers broad enforcement powers upon the court to ensure compliance with subpoenas, while avoiding unfair prejudice to persons who are the subject of a subpoena's commands. In this regard, it is well settled that decisions on matters pertaining to subpoena compliance rest in the sound discretion of the trial court and will not be disturbed absent a showing of an abuse of that discretion.
Another immutable rule defines the court's discretion when ruling on motions to compel discovery. It is clear that the court cannot compel the production of things that do not exist. Nor can the court compel the creation of evidence by parties who attest that they do not possess the materials sought by an adversary in litigation.
With these legal guideposts in mind, we turn to consideration of the instant discovery dispute which divides these parties.
At the outset, we note that with respect to at least two categories of information sought by Landau through these subpoenas—emails from and between Defendant Zong and 11 other corrections employees as well as punch-in checks point records from 2013 and 2014—Landau has been told that these materials do not exist. While this report has inspired follow-up questions by Landau, there was nothing inappropriate about the initial response to these subpoenas which noted that certain records no longer existed.
Nonetheless, Landau poses two additional questions, which in the exercise of our discretion we will direct the subpoenaed party to attempt to answer. First, Landau requests confirmation that the search for these records included not only electronic copies of any records, but also a reasonable search for any existing paper copies. In addition, with respect to those records which no longer exist Landau has requested confirmation, if known, regarding when these records were discarded. In the exercise of our discretion, we will direct that supplemental answers be provided on these two scores to Landau.
As for the question of access to email attachments, we agree with Landau that such attachments should be considered components of the emails themselves.
Finally, with respect to Landau's request for access to all pat search logs from throughout the prison on several given dates in January of 2014, we agree with corrections counsel that this request, while temporally limited, is overly broad in its scope, when the crucial issues relate to allegedly inappropriate physical contact between former Correctional Officer Zong and inmate Landau. Therefore, we will sustain this objection to the scope of the subpoena duces tecum.
While these rulings resolve the underlying merits of the plaintiff's motion to compel, we note two other matters. First, the plaintiff has also sought an award of attorney's fees. Finding that Garman was substantially justified in many of the initial responses provided to Landau, we will decline this request. Second, the parties have addressed spoliation issues in their pleadings. Nothing in this ruling is intended to, or should be construed as, suggesting any view regarding spoliation claims or defenses. However, we encourage the parties to fully consider what conduct constitutes spoliation. "Spoliation occurs where: the evidence was in the party's control; the evidence is relevant to the claims or defenses in the case; there has been actual suppression or withholding of evidence; and, the duty to preserve the evidence was reasonably foreseeable to the party."
In practice, spoliation litigation rarely turns on issues relating to the first two aspects of this four-part test. In most instances, and in this case, it is self-evident that: "[1] the evidence was in the party's control; [and] [2] the evidence is relevant to the claims or defenses in the case."
Turning first to the duty to preserve, the applicable benchmark in this regard is whether that duty was "reasonably foreseeable to the party."
However, a finding that a party had a duty to preserve evidence which was lost will not, by itself, warrant a finding of spoliation. The party seeking a spoliation finding must also prove a culpable state of mind. In this respect:
In sum, any party seeking spoliation sanctions should do so by a separate motion but should be mindful of the exacting standards set by law for such motions. An appropriate order follows.
AND NOW, this 12th day of December, 2017, IT IS ORDERED that the plaintiff's motion to compel (Doc. 118) is GRANTED, in part, and DENIED in part, as follows:
1. IT IS ORDERED that on or before
2. In addition, with respect to those records which reportedly no longer exist on or before
3. With respect to attachments to previously produced e-mails, on or before
4. In all other respects, the motion is DENIED.