JAMES M. MUNLEY, District Judge.
Before the court for disposition is Chief Magistrate Judge Susan E. Schwab's Report and Recommendation (hereinafter "R&R") which suggests the denial of the instant social security appeal. The Plaintiff Katheryn M. Schmidt (hereinafter "plaintiff" or "claimant") has objected to the R&R, and the matter is ripe for disposition.
Plaintiff filed a Title II application for a period of disability and disability insurance benefits on January 10, 2011, alleging disability beginning on August 1, 2009. (Doc. 11-2 at 60). The Social Security Administration initially denied the claim on June 7, 2011. (
The ALJ issued a written decision on July 24, 2012. The ALJ concluded that plaintiff is not disabled under the Social Security Act and thus not entitled to benefits. (
Accordingly, another hearing was held on November 12, 2015. (Doc. 1, Compl. ¶ 13). The ALJ again denied the plaintiff's claims. (
The Clerk of Court assigned the case to Chief Magistrate Judge Susan E. Schwab for the issuance of an R&R. On June 11, 2018, Judge Schwab issued her R&R in which she recommends denying plaintiff's appeal and affirming the Commissioner's denial of benefits. (Doc. 24, R&R dated June 11, 2018). Plaintiff has filed objections to the R&R (Doc. 27) and the defendant has waived the opportunity to respond to the objections. The matter is thus ripe for disposition.
The court has federal question jurisdiction over the Social Security Administration appeal.
As noted above, we have before us for disposition an R&R to which plaintiff has objected. In disposing of objections to a magistrate judge's report and recommendation, the district court must make a de novo determination of those portions of the report against which objections are made. 28 U.S.C. § 636(b)(1)(c);
In reviewing a Social Security appeal, the court must determine whether "substantial evidence" supports the ALJ's decision.
The court should not reverse the Commissioner's findings merely because evidence may exist to support the opposite conclusion.
Substantial evidence exists only "in relationship to all the other evidence in the record,"
To receive disability benefits, the plaintiff must demonstrate an "inability to engage in any
The Commissioner evaluates disability insurance and supplemental security income claims with a five-step sequential analysis. 20 C.F.R. §§ 404.1520(a)(4) and 416.920(a)(4). This analysis requires the Commissioner to consider, in sequence, whether a claimant (1) is engaging in substantial gainful activity,
Residual functional capacity is the individual's maximum remaining ability to do sustained work activities in an ordinary work setting on a regular and continuing basis.
In the instant case, the ALJ found that the claimant last met the insured status requirements of the Social Security Act on June 30, 2010. (R. at 584). He addressed the five-step analysis as follows: At step one, he found that plaintiff did not engage in substantial gainful activity during the period from her alleged onset date of August 1, 2009, through her date last insured. (
Before proceeding to the next step, the ALJ determined the plaintiff's residual functional capacity (hereinafter "RFC"). He concluded that plaintiff can perform a limited range of sedentary work. (
The R&R suggests that the ALJ's conclusions are supported by substantial evidence, and therefore, the plaintiff's appeal should be denied. Plaintiff has filed objections to the R&R raising the following two issues: Did the ALJ correctly evaluate the opinion of plaintiff's pain management treating sources? and Did the ALJ adequately consider plaintiff's headaches in his RFC finding? We will address these issues in turn.
Plaintiff has been treating at "ExcelCare Pain Management Center" with pain management specialist Dr. Maxime Gedeon since at least July 2009, and she visits her every one or two months. (R. at 316-317, 773). Physician's Assistant-Certified (hereinafter "PAC") Gretchen O'Connell worked with Dr. Gedeon on plaintiff's case. O'Connell completed a "Physical Medical Source Statement of Functional Abilities and Limitations" (hereinafter "Medical Source Statement" or "Statement") regarding the plaintiff. (
The Medical Source Statement draws several conclusions. It states that plaintiff suffers from lumbar back pain, a herniated disc, and radiculopathy. (R. at 773). It lists her prognosis as fair and indicates her symptoms include lumbar back pain radiating to the right lower extremity. (
The Statement proceeds to indicate that the pain would frequently interfere with plaintiff's attention and concentration. (
The ALJ reviewed the Medical Source Statement, but decided not give weight to it. He concluded that the Statement does not relate to the relevant time frame. Although on its face, the Statement indicates that it refers to plaintiff's condition during the relevant time frame, the ALJ reasoned that it actually refers to a later period when plaintiff's condition was perhaps more severe. Specifically, the ALJ addressed the Medical Source Statement as follows:
(R. at 591).
Thus, the form indicates that it reflects plaintiff's condition prior to the date last insured, that is June 30, 2010. The ALJ, however, concluded that the form reflects her condition after June 30, 2010. The basis for this conclusion is that Dr. Gedeon's findings pre-June 30, 2010 were more benign than provided in the Statement and the pain rated moderate according to the ALJ. The plaintiff argues that Dr. Gedeon's records from the appropriate time-period, do in fact back up the Medical Source Statement, and it should not have been discounted by the ALJ. We must determine whether substantial evidence supports the ALJ's determination that the Medical Source Statement does not relate to the relevant period. After a careful review, we find that substantial evidence does support the ALJ's decision.
The issue we have to decide is whether Dr. Gedeon's records pre-dating June 30, 2010, support these conclusions or whether Dr. Gedeon's records indicate more benign physical findings pre-dating June 30, 2010.
The Medical Source Statement lists the following clinical findings and objective signs: decreased range of motion in the lumbar spine, positive straight leg raise, decreased sensation right L5 dermatome. The plaintiff asserts that the findings relate to the period at issue and are supported by Dr. Gedeon's records which indicate that all of these findings were made during the relevant time frame. We generally agree with the plaintiff. We also, however, agree with the ALJ that the evidence reveals that not all of the clinical findings were as severe as indicated in the Medical Source Statement. For example, the Statement which applies to the time frame of "on or before June 30, 2010, lists "reduced motion in the lumbar spine." This clinical finding, however was last noted in October of 2009, seven months prior to the end of the relevant time frame. (R. at 417).
More important than the clinical findings, however is the plaintiff's subjective pain. The pain, which plaintiff has daily, according to the Medical Source Statement is rated at an 8 to 10 out of 10 and increases with bending, lifting, walking. (R. at 773). In rejecting the Medical Source Statement from Dr. Gedeon's office, the ALJ noted that the statement indicates a pain level of 8 to 10 on a scale of 1 to 10. (R. at 773). The ALJ examined Dr. Gedeon's records for the relevant time frame and concluded that the Medical Source Statement does not relate to the time frame at issue, but rather to a later date. (R. at 591). One of the basis for this opinion is that Dr. Gedeon's records from the relevant time indicate that the pain was generally moderate. (
The plaintiff objects that the ALJ concluded that her pain was generally rated as "moderate" prior to her date last insured. The records of the relevant time frame, however, support the ALJ's conclusion. For example, after treatment, the plaintiff's pain was a 4 on a scale of 1 to 10 in October 2009. (R. at 413). It was listed as "moderate" on October 23, 2009, December 30, 2009 and January 13, 2010. (R. at 416, 421, 423). On November 6, 2009 it was listed as a 4 out of ten. (R. at 419). It was listed as moderate to severe on April 30, 2010 and July 30, 2010. (R. at 425, 430). Plaintiff described her pain as a 10 out of 10/9 out of 10 on June 18, 2010. (R. at 427). Over the period of time, although it did evidently increase toward the end, the pain was generally described as "moderate".
The ALJ's determination that plaintiff's pain was moderate during the relevant time is important because it supports his conclusion that Dr. Gedeon's Medical Source Statement does not relate to the appropriate time period because it indicates a pain level of 8-10/10. Whereas, the records reveal that the pain level over the relevant period goes from 4 through 10. The rating of the pain in the Statement, therefore, is an indication that it does not relate to the period of time in question. The Medical Source Statement which indicates a pain 8-10/10 rating clearly is not based on the records from the pertinent time frame. Thus, the ALJ's conclusion that the pain was generally rated as moderate prior to the date last insured is supported by substantial evidence.
Therefore, we find that the ALJ's conclusion that the medical source statement did not reflect plaintiff's condition during the relevant time period is supported by substantial evidence, and this objection to the R&R will be overruled.
Plaintiff asserted that a part of her disability was weekly headaches which were completely debilitating. The second issue raised in the objections is whether substantial evidence supports the ALJ's determination with regard to the headaches and plaintiff's RFC finding. With regard to her headaches, the ALJ found as follows:
(R. at 587).
Thus, the ALJ found that despite plaintiff's claim of weekly headaches for 16-17 years
The plaintiff alleges that the ALJ's analysis of the plaintiff's headaches is inadequate and that he should have found that the headaches preclude an ability to work on a regular continuing basis. We disagree.
The ALJ noted, plaintiff alleges that she has suffered debilitating headaches for many years. Clearly, however, she did engage in work on a regular and continuing basis during that time frame. Thus, substantial evidence supports the ALJ's analysis on this point.
The ALJ also noted that: "There is some evidence of white matter lesions on brain scan, but no clinical correlation was indicated for these headaches." The R&R finds no error in this statement. Plaintiff objects to the adoption of this portion of the R&R. Plaintiff, however, has presented no evidence of a correlation between the white matter lesions and the headaches.
For the reasons set forth above, we find no merit to the plaintiff's objections. The objections will thus be overruled and the R&R will be adopted. An appropriate order follows.