MALACHY E. MANNION, District Judge.
On January 16, 2019, the court issued a Memorandum and Order, (Docs. 88 & 89), granting in part, and denying in part, the motions for summary judgment pursuant to
On March 1, 2019, the plaintiff filed three motions in limine, (Docs. 94, 96 & 97). On March 8, 2019, PMC filed one motion in limine, (Doc. 101). On March 14, 2019, WCC filed five motions in limine, (Docs. 103, 105, 107, 109 & 111).
The motions in limine have been briefed and exhibits were submitted.
"The purpose of a motion in limine is to allow the trial court to rule in advance of trial on the admissibility and relevance of certain forecasted evidence."
"A trial court considering a motion in limine may reserve judgment until trial in order to place the motion in the appropriate factual context."
In considering motions in limine, "[t]he Federal Rules of Evidence can aptly be characterized as evidentiary rules of inclusion, which are designed to broadly permit fact-finders to consider pertinent factual information while searching for the truth."
Additionally, the movant has the burden to show that the evidence is inadmissible on any relevant ground. See
Briefly, in this case, "discrimination occurs `when a hospital fails to provide `appropriate auxiliary aids and services' to a deaf patient...`where necessary to ensure effective communication.'"
Moreover, 28 C.F.R. §36.303(c)(1)(ii) provides: "The type of auxiliary aid or service [at a public accommodation] necessary to ensure effective communication will vary in accordance with the method of communication used by the individual; the nature, length, and complexity of the communication involved; and the context in which the communication is taking place." Also, "the interpretive agency guidelines accompanying the ADA regulations explain that the type of aids or services necessary for deaf individuals in medical settings may differ depending on the nature and complexity of the treatment provided."
The court will first address plaintiff's motions in limine.
Plaintiff's first motion, (Doc. 94), seeks to preclude WCC from introducing any evidence regarding a January 17, 2012 letter it received from the U.S. Department of Health of Human Services ("HHS") which contains a "civil rights clearance." (Doc. 94, Ex. A). WCC received a letter from Luis Wilmot of HHS indicating that based on the compliance documentation supplied by WCC to HHS, HHS would provide a "civil rights clearance for purposes of participating in the Medicare program." Plaintiff seeks to preclude WCC from introducing this letter as evidence that "WCC's policies and procedures pertaining to deaf and hard-of-hearing individuals complied with the requirements of Section 504 of the Rehabilitation Act, and other federal laws." Plaintiff bases her motion on FRE 401, 402 and 403 arguing that the HHS's determination that WCC was entitled to a "civil rights clearance" is not relevant to the jury's determination of whether WCC violated the RA regarding her claims and that it will unduly prejudice her.
The court finds that the letter with WCC's "civil rights clearance" from HHS is relevant to the issues in this case, including WCC's defense to plaintiff's RA claim and to her claim for damages alleging that WCC's acted with deliberate indifference. The court also finds that the letter's probative value outweighs any prejudice to plaintiff from any confusion to the jury insofar as it may believe that WCC's participation in the Medicare program indicates that WCC complied with federal laws and did not violate plaintiff's rights under the RA. WCC can offer evidence that it had polices in place to assist its deaf and hearing impaired patients, including the testimony of its expert as discussed below. In fact, WCC's Rule 30(b)(6) corporate representative, Marlene Sebastianelli, who was responsible for updating and maintaining WCC's policies, testified that WCC receives Medicare and Medicaid funds and that certain requirements had to be met to receive these funds from the government, such as providing effective communication for deaf and hard of hearing patients. She testified that WCC has a policy titled "Auxiliary Aids and Services for People with Disabilities." This policy included deaf and hard of hearing patients. (Doc. 94, Ex. B). Plaintiff argues that Sebastianelli admitted that many of WCC's policies to treat people with disabilities that were submitted to HHS to receive its "civil rights clearance" were out of date, such as the list of qualified interpreters WCC provided to HHS and WCC's contract with East Stroudsburg University to provide free ASL interpreting services. Plaintiff can cross-examine Sebastianelli in these regards.
Here, the issue is whether WCC failed to institute policies or to comply with its policies to ensure effective communication regarding plaintiff and other individuals at its facility who had hearing disabilities and, whether it failed to provide auxiliary aids and services to plaintiff during her rehabilitation at WCC. The HHS letter WCC received is relevant to whether WCC had policies to provide hearing services to hearing impaired individuals and whether its polices were in compliance with HHS regulations regarding Medicare patients. Plaintiff can certainly cross-examine WCC officials and staff, including Sebastianelli and WCC's expert, as to whether WCC's policies were actually followed with respect to plaintiff during her physical therapy when she was an in-patient and, whether the polices WCC represented it had to obtain its clearance from HHS existed and were followed or whether they were "based on blatant misrepresentations and false information", as plaintiff contends. As such, plaintiff's first motion in limine, (Doc. 94), will be
Plaintiff moves to preclude PMC's expert witness, Robert J. Spinelli, from testifying and to preclude PMC from introducing his report as evidence at trial under
The admissibility of expert testimony is governed by under
When faced with a proffer of expert testimony, the court must determine "whether the expert is proposing to testify to (1) scientific knowledge that (2) will assist the trier of fact to understand or determine a fact in issue."
In performing its gatekeeping function to determine whether an expert's report is relevant and reliable under Daubert and Rule 702, "the court is not to weigh the evidence relied upon or determine whether it agrees with the conclusions reached therein. . . . Determinations regarding the weight to be accorded, and the sufficiency of, the evidence relied upon by the proffered expert are within the sole province of the jury."
Additionally, experts can provide an opinion about the ultimate issue in a case, but may not give an opinion tied to any legal conclusion, such as whether a defendant was negligent.
Spinelli, D.B.A, M.P.H., M.B.A., B.B.A., is a healthcare consultant and the current Director of the Undergraduate Health Administration Program at the University of Scranton. (Doc. 96, Ex. A). Spinelli conducted an extensive review of the record in this case. Spinelli offers opinions on the following: "(1) [whether PMC] took necessary administrative steps to provide auxiliary aids and services to ensure effective communication for the deaf and hard of hearing individuals; (2) [whether PMC] had proper contracts in place for Video Remote Interpreting ("VRI") services and live interpreter services, as necessary; and (3) whether the types of services in place at the time [of plaintiff's hospitalizations at PMC], were sufficient to provide effective communication to [plaintiff]." (Doc. 96, Ex. B).
Plaintiff argues that Spinelli's report is based on assumptions and fails to explain any of the methodology to support his conclusions. She also contends that Spinelli opines on the ultimate issues in this case, such as his conclusion that PMC's polices met all of the requirements of the ADA.
Sieminski is a licensed audiologist who was retained by WCC to prepare an expert report. Sieminski also conducted a thorough review of the record in this case, including WCC's polices and the plaintiff's records during her treatment at WCC. Further, he interviewed the plaintiff and formulated an individual assessment of her communication needs and abilities. (Docs. 95-3, 124-1). Sieminski opines that the auxiliary aids WCC provided for plaintiff resulted in effective communication and produced the same level of achievement for plaintiff as a patient without a hearing impairment. He also opines that "[plaintiff's] rights as a handicapped person were not violated."
Plaintiff relies upon
Federal Rule of Evidence 702 provides that:
A witness who is qualified as an expert by knowledge, skill, experience, training, or education may testify in the form of an opinion or otherwise, if:
The Third Circuit has held that Rule 702 provides "three distinct substantive restrictions on the admission of expert testimony: qualifications, reliability, and fit."
The Third Circuit stated in
Additionally, the Court in
The Court in Walker provided guidance on the role of the trial court with respect to its gatekeeping requirements. In
An expert need only have "good" grounds for his opinion. The basis might be imperfect to such a degree that the court would find there is some different conclusion that has stronger evidentiary support, but that does not justify exclusion.
Plaintiff asserts that Spinelli's report and opinions do not require specialized knowledge beyond the ken of an average juror regarding PMC's standards and policies, and that his recitation of those polices will not assist the jury in determining the issue at hand, i.e., whether PMC took adequate steps to provide her with the necessary aids to ensure effective communication with her about her treatment while she was at the hospital.
Similarly, plaintiff argues that Sieminski's report fails to explain his methodology to support his conclusions, that he merely summarizes her background and favorable portions of WCC's polices, that he misstates the facts, and that his testimony will not contain any specialized information to assist the jury. She also contends that Sieminski improperly opines on the ultimate issues in this case. Plaintiff further argues that Sieminski lacks the requisite qualifications and specialized knowledge regarding the area of his testimony.
Initially, the court finds that Spinelli is qualified to testify as a healthcare consultant expert based on his credentials and since he clearly possess specialized knowledge and training in this field, greater than the average layman. The court also finds that Sieminski is qualified to offer opinions regarding WCC's polices to assist deaf or hard of hearing patients as well as the auxiliary aids that can be used to communicate with such patients. Thus, Spinelli and Sieminski are qualified to offer opinions concerning PMC's and WCC's standards and policies to assist disabled patients understand their treatment and care. The opinions of Spinelli and Sieminski are also reliable since they are based on the facts of this case and they are relevant to the issues in this case. These experts can also testify about the steps the defendants took to provide auxiliary aids and services to deaf and hard of hearing patients, including the plaintiff, and they can testify regarding the defendants' policies as well as the requirements of the ADA and the RA. However, as stated below, no expert will be permitted to testify as to whether either defendant violated the plaintiff's rights under any federal law, whether the defendants acted with deliberate indifference to the plaintiff and, whether the services provided by either defendant ensured effective communication with the plaintiff during her treatment. Nor will any expert be permitted to testify regarding the issues of whether PMC and WCC discriminated against the plaintiff based on her disability.
The Third Circuit allows "more general qualifications of experts" which "extends to the substantive as well as the formal qualification of experts."
Plaintiff can cross-exam both experts regarding their stated opinions, their methodology and, regarding whether PMC's and WCC's polices were followed in her case. Additionally, plaintiff can question Spinelli about PMC's policies which she contends are not favorable to PMC and whether its policies conflicted with the conduct of PMC's staff taken in her case. Plaintiff can also question Sieminski about WCC's polices she contends were not followed in her case. As such, plaintiff's contentions are not grounds to exclude either Spinelli's or Sieminski's testimony, rather they are matters for cross-examination. An expert need only have "good" grounds for his opinion. Conflicting evidence in the record does not exclude an expert's opinion. The basis might be imperfect to such a degree that the court would find there is some different conclusion that has stronger evidentiary support, but that does not justify exclusion.
No doubt that "[w]hen an expert opinion is not supported by sufficient facts to validate it in the eyes of the law, or when indisputable record facts contradict or otherwise render the opinion unreasonable, it cannot support a jury's verdict."
Plaintiff also seeks to exclude portions of Sieminski's opinions and report which she contends are based on inadmissible hearsay, i.e., statements she allegedly made during his interview of her. No doubt that "Fed.R.Evid. 703 permits experts to rely on hearsay in expert reports."
Finally, while Spinelli and Sieminski cannot testify as to an ultimate issue which the jury must decide, they can testify about PMC's and WCC's polices and conduct in this case and, about the applicable requirements of the ADA and the RA. The jury will then determine whether PMC and WCC violated the plaintiff's rights under federal law and whether PMC and WCC provided effective communication to the plaintiff during her treatment at their facilities. It will also be for the jury to decide whether PMC and WCC acted with deliberate indifference to the plaintiff's rights. As such, Spinelli and Sieminski will not be allowed to testify regarding any legal conclusions about the stated issues which are for the jury to decide. Thus, the court will grant plaintiff's motion to exclude any opinions of Spinelli and Sieminski as to what plaintiff actually required to comprehend her treatment at PMC and WCC, and regarding the issues of whether the accommodations provided by PMC and WCC enabled the plaintiff to engage in effective communication with their respective staff. Also, the jury will decide whether PMC and WCC discriminated against the plaintiff in violation of federal law. Indeed, none of the experts, including plaintiff's expert, Judy A. Shepard-Kegl, PH.D., will be allowed to testify regarding the above stated issues.
Thus, plaintiff's second motion in limine, (Doc. 96), to exclude the expert testimony and report of Spinelli will be
WCC filed a motion in limine to preclude under FRE 403 the plaintiff from introducing any evidence or statements regarding a so-called "Golden Rule" argument, i.e., an argument suggesting that the jury put themselves in the place of the plaintiff in order to appeal to the passion and sympathy of the jury. (Doc. 105). No doubt that such evidence is clearly inadmissible. See
In any event, plaintiff states that WCC's motion is unfounded and that "[she] does not and has never expressed an intent to introduce nor suggest a `golden rule' argument before the jury."
Thus, WCC's motion in limine, (Doc. 105), to preclude the plaintiff from introducing any evidence regarding a "Golden Rule" argument will be
The court will now jointly consider the five remaining motions of PMC and WCC to exclude entirely or to limit the testimony of the plaintiff's expert witness in linguistics, Shepard-Kegl. Since the court has stated above the applicable standards with respect to the admissibility of the testimony of an expert witness, they shall not be repeated.
At the outset, the court finds that Shepard-Kegl is qualified to offer opinions on the issues in this case, that her opinions are reliable, and that her testimony fits and will assist the jury regarding plaintiff's communication abilities and interpretation needs during her treatment at PMC and WCC. Shepard-Kegl will offer expert testimony about plaintiff's ASL skills, her need for an ASL interpreter to communicate when she is receiving medical treatment, and her reading, writing and lip-reading abilities. Shepard-Kegl will also provide testimony about the auxiliary aids used in this case.
The court has found federal district courts in four other similar cases which found that Shepard-Kegl was qualified as an expert to opine on issues similar to the ones in the instant case and, cases in which she used the same methodology she used in this case.
In fact, the Bates case is directly on point with this case and involved claims under the ADA and the RA similar to the ones in this case. The court in Bates allowed Shepard-Kegl to testify as an expert about the communication abilities and the interpretation needs of the plaintiff, who was deaf, when she was being treated at the defendants' skilled nursing facilities. The court in Bates also allowed Shepard-Kegl to testify regarding her opinions as to "the difficulties Plaintiff would have had in communicating during her stay at Defendants' facilities without an ASL interpreter, and the limited utility of Plaintiff's lipreading and written or spoken English skills for communication access under these circumstances, as compared to ASL." Id. at *9.
The court has reviewed Shepard-Kegl's credentials, as both a linguistics professor at the University of Southern Maine and as an expert witness in other federal cases, as well as her report, and it will allow her to testify about the difficulties plaintiff would have had in communicating with the staff at PMC and WCC under the facts of this case without the benefit of an ASL interpreter. See id. Shepard-Kegl's opinions are largely based on her in-person individualized assessment of plaintiff's communication abilities and needs. Further, insofar as PMC and WCC challenge the facts upon which Shepard-Kegl based her opinions and argues that "[she] knows nothing about the facts of this case" and, that "[she] arrives at opinions detached from the facts", as the court held with respect to the defendants' experts, "[a]s a general rule, the factual basis [or lack thereof] of an expert opinion goes to the weight of the testimony, not the admissibility, and it is up to the opposing party to examine the factual basis for the opinion in cross-examination." Id. at *10 (quoting
Additionally, as the court determined with respect to the defendants' experts, no expert, including Shepard-Kegl, will be permitted to testify regarding any legal conclusions or about the ultimate issues that the jury must decide. Thus, the court is granting, in part, the plaintiff's motions, as well as the defendants' motions, and will exclude all expert opinions "as to whether Plaintiff `needed' an ASL interpreter during her stay at Defendants' facilities, whether the accommodations provided by Defendants ensured `effective' communication, [whether the defendants acted with "deliberate indifference" to the plaintiff], and whether Defendants `discriminated' against Plaintiff." Id. (citing
The court also finds no merit to the attacks by defendants on the methodology used by Shepard-Kegl in her report, including her methodology used to determine the plaintiff's reading level. As the court in Bates, id., explained:
Additionally, to the extent that PMC and WCC move to preclude Shepard-Kegl from testifying about many portions of her lengthy report which they contend contain irrelevant evidence, the defendants can raise objections at trial based on relevancy during Shepard-Kegl's testimony, if appropriate. This court will not parse through every page of Shepard-Kegl's report to determine relevancy before she even testifies as it remains to be seen what her testimony will be.
Therefore, PMC's motion in limine to exclude entirely or to limit the testimony Shepard-Kegl, (Doc. 101), will be
For the foregoing reasons, plaintiff's motion in limine, (Doc. 94), to preclude WCC from introducing evidence it received a civil rights clearance letter from HHS is
WCC's motion in limine, (Doc. 105), to preclude the plaintiff from introducing any evidence regarding a "Golden Rule" argument is
PMC's motion in limine to exclude entirely or to limit the testimony Shepard-Kegl, (Doc. 101), is
WCC's motions in limine to exclude entirely or to limit the testimony Shepard-Kegl, (Docs. 103, 107, 109 & 111), are
A separate order shall issue.