McLAUGHLIN, SEAN J., District Judge.
This matter is before the Court upon a motion for summary judgment filed by Defendants Jennifer Corklin and Cynthia Nosko ("Corklin" and "Nosko") against Plaintiffs JGS, a minor student, and his father, James Sterner ("Sterner").
Plaintiff JGS, a minor, is an autistic student with an identified disability that made him eligible for special education services. During the 2005-06 school year, JGS was enrolled in first grade in the Titusville Area School District. Defendant Corklin was the special education teacher assigned to his classroom and Defendant Nosko assisted Corklin as a teacher's aide. (Nosko Aff. Paragraphs 2-3; Corklin Aff. Paragraph 4).
Throughout the 2005-06 school year, JGS frequently engaged in verbal and physical outbursts that included loud and profane screaming, threats of force and violence, and suggestions of his intent to physically harm other students and personnel. (Sterner Depo., p. 15; Nosko Aff. Paragraph 6; Corklin Aff. Paragraph 7). These outbursts included threats to kill various individuals and were often accompanied by physically aggressive behavior including kicking, biting, striking and spitting upon teachers and, occasionally, fellow students. (Sterner Depo. pp. 15-16; Corklin Aff. Paragraphs 7-8; Nosko Aff. Paragraphs 6-7). On several occasions, including one in which JGS stabbed another student with a sharpened pencil, his outbursts resulted in minor physical injuries such as bruises and cuts. During his outbursts, Nosko and Corklin would sometimes remove the other students from the classroom in order to maintain order.
On February 16, 2006, JGS was working one-on-one with Kourtney Josephic, a counselor assigned to work with JGS through Therapeutic Support Services, when he abruptly stood up and began screaming obscenities at other students. (Corklin Aff. Paragraphs 17-21; Nosko Aff. Paragraphs 15-19). At the time, Nosko was sitting at her desk and Corklin was teaching several students at the other end of the classroom. Nosko asked Josephic if she required assistance with JGS and Josephic indicated that she did. The parties offer divergent accounts of what happened from this point forward.
In the Complaint, Plaintiffs contend that, in response to JGS's outburst, Nosko placed some liquid hand sanitizer in her hand, held it over JGS's mouth and forced him to ingest it. (JGS Depo., p. 13). Nosko allegedly informed JGS that "This is the way we handle little boys who use bad words in our house." (First Amended Complaint, Paragraph 14).
Nosko denies ever forcing JGS or any other student to swallow liquid hand sanitizer. (Nosko Aff. Paragraphs 21; 27-28). According to Nosko, when JGS began acting out on February 16, 2006, she initially attempted to verbally dissuade JGS by instructing him to stop yelling and encouraging him to return to his prior activity. When that failed, Nosko states that she gently placed her hand over JGS's mouth for one or two seconds and instructed him to "be quiet." (Id. at 20-21). Nosko denies that she applied any degree of force or that she held JGS's mouth opened or closed or forced him to ingest anything. (Id. at 27-28). She acknowledges using liquid hand sanitizer on her hands throughout the work day for routine sanitation purposes, but denies having placed any within JGS's mouth. When Nosko's efforts to calm JGS failed, she proceeded to remove the other students from the classroom while Corklin physically restrained JGS.
Following the incident, Corklin observed that JGS did not choke, gag, cough or indicate any physical discomfort as a result of his interaction with Nosko. He eventually settled down and took a nap before finishing school. Upon arriving home, JGS did not complain of any symptoms or exhibit any physical injury. (Sterner Depo., p. 22). He did not vomit and, according
Federal Rule of Civil Procedure 56(c)(2) provides that summary judgment shall be granted if the "pleadings, the discovery and disclosure materials on file, and any affidavits show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law." Rule 56(e) further provides that when a motion for summary judgment is made and supported, "an opposing party may not rely merely on allegations or denials in its own pleading; rather, its response must—by affidavits or as otherwise provided in this rule—set out specific facts showing a genuine issue for trial. If the opposing party does not so respond, summary judgment should, if appropriate, be entered against that party."
A district court may grant summary judgment for the defendant when the plaintiff has failed to present any genuine issues of material fact. See Fed. R. Civ. P. 56(c); Krouse v. American Sterilizer Company, 126 F.3d 494, 500 n.2 (3rd Cir.1997). The moving party has the initial burden of proving to the district court the absence of evidence supporting the non-moving party's claims. Celotex Corp. v. Catrett, 477 U.S. 317, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986); Country Floors, Inc. v. Partnership Composed of Gepner and Ford, 930 F.2d 1056, 1061 (3rd Cir.1991). Further, "[R]ule 56 enables a party contending that there is no genuine dispute as to a specific, essential fact `to demand at least one sworn averment of that fact before the lengthy process of litigation continues.'" Schoch v. First Fidelity Bancorporation, 912 F.2d 654, 657 (3rd Cir.1990) (quoting Lujan v. National Wildlife Federation, 497 U.S. 871, 110 S.Ct. 3177, 111 L.Ed.2d 695 (1990)).
The burden then shifts to the non-movant to come forward with specific facts showing a genuine issue for trial. Matsushita Elec. Indus. Company v. Zenith Radio Corp., 475 U.S. 574, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986); Williams v. Borough of West Chester, Pa., 891 F.2d 458, 460-461 (3rd Cir.1989) (the non-movant must present affirmative evidence—more than a scintilla but less than a preponderance—which supports each element of his claim to defeat a properly presented motion for summary judgment). The non-moving party must go beyond the pleadings and show specific facts by affidavit or by information contained in the filed documents (i.e., depositions, answers to interrogatories and admissions) to meet his burden of proving elements essential to his claim. Celotex, 477 U.S. at 322, 106 S.Ct. 2548; Country Floors, 930 F.2d at 1061.
A material fact is a fact whose resolution will affect the outcome of the case under applicable law. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). Although the court must resolve any doubts as to the existence of genuine issues of fact against the party moving for summary judgment, Rule 56 "does not allow a party resisting the
In the First Amended Complaint, Plaintiffs' assert a substantive due process claim based upon the allegation that Nosko and Corklin violated JGS's right to bodily integrity in violation of the Fourteenth Amendment of the United States Constitution when Nosko allegedly forced JGS to ingest hand sanitizer. The Fourteenth Amendment prohibits the State from depriving an individual of life, liberty or property without due process of law. U.S. Const. Amend. XIV. The substantive component of the Due Process Clause "protects individual liberty against `certain government actions regardless of the fairness of the procedures used to implement them.'" Gottlieb v. Laurel Highlands School Dist., 272 F.3d 168, 172 (3rd Cir. 2001) (quoting Collins v. Harker Heights, 503 U.S. 115, 125, 112 S.Ct. 1061, 117 L.Ed.2d 261 (1992)).
In Ingraham v. Wright, the United States Supreme Court held that physical punishment of a student by a state actor fell within the scope of the liberty interests protected by the Fourteenth Amendment. Ingraham, 430 U.S. 651, 672, 97 S.Ct. 1401 (1977). In order to establish a constitutional violation in a school corporal punishment case, the conduct alleged must "properly be characterized as arbitrary, or conscience shocking . . .". County of Sacramento v. Lewis, 523 U.S. 833, 847, 118 S.Ct. 1708, 140 L.Ed.2d 1043 (1998). The Fourth Circuit has described a trial court's inquiry in a case alleging excessive force in a public school as follows:
Hall v. Tawney, 621 F.2d 607, 613 (4th Cir.1980) (cited with approval by the Third Circuit in Gottlieb, 272 F.3d at 173). To "avoid conflating the various elements of the shocks the conscience test into a vague impressionistic standard," the Court in Gottlieb identified the following factors as relevant to a determination as to whether corporal punishment by a state actor violates substantive due process:
Gottlieb, 272 F.3d at 173. Crediting, as I must, the Plaintiffs' contention that Nosko forced JGS to consume liquid hand sanitizer, the issue is whether that conduct, when viewed against the backdrop of the Gottlieb test, "amounted to a brutal and inhumane abuse of official power literally shocking to the conscience." Id. (citing Hall, 621 F.2d at 613). Because I conclude that the absence of any injury is dispositive of the inquiry, I address this factor first.
Kurilla, 68 F.Supp.2d at 564. The court contrasted the minor bruising suffered by Kurilla with the types of "severe" injuries displayed in other cases:
Kurilla, 68 F.Supp.2d at 564 n. 7; see also Thomas v. West Greene School Dist., 467 F.Supp.2d 483, 491 (W.D.Pa.2006) (concluding that claims of "minor bruising and tenderness" . . . "very clearly [do] not rise to the level of serious injury.").
Similarly, in Brown v. Ramsey, an autistic student claimed that his teacher and an assistant physically abused him by repeatedly placing him in a painful "basket hold" that resulted in a choking sensation and temporary suffocation. Brown v. Ramsey, 121 F.Supp.2d 911, 920 (E.D.Va. 2000). The teachers allegedly employed this hold approximately 40 different times to restrain the student when his behavior became uncontrollable or dangerous. Aside from the temporary choking sensation, the student conceded that he had not suffered any physical injury as a result of the allegedly abusive basket hold and had not sought medical treatment. Rather, he claimed to be suffering from Post-Traumatic Stress Disorder as a result of the incident. After an extensive review of the types of injuries addressed in other disciplinary corporal punishment cases, the court concluded that the student's allegations of psychological trauma fell far short of the level of severity required in order to establish a constitutional violation:
Brown, 121 F.Supp.2d at 923.
In Johnson v. School District of Philadelphia, 2008 WL 3927381 (E.D.Pa.2008), a school police officer grabbed the plaintiff during a heated argument and "lifted her
Id. at *6 (citations omitted).
Here, Plaintiffs concede that JGS did not suffer any physical injury as a result of the hand sanitizer incident. Rather, Plaintiffs contend only that JGS suffered psychological damage allegedly manifested by educational and social regression and a negative attitude towards women. I conclude, based on the previously described caselaw, that the Plaintiffs' substantive due process claim fails on the basis of the undisputed lack of any physical injury, much less a serious one.
Finally, although the lack of any injury is dispositive, a brief analysis of the other Gottlieb factors lends further support for the conclusion that the incident is not properly viewed as "conscience shocking" for substantive due process purposes.
The first prong of the Gottlieb analysis requires the Court to determine whether there is a "pedagogical justification" for the use of force. Gottlieb, 272 F.3d at 173. This prong focuses on "whether a plausible pedagogical motivation for the use of force existed, not whether the use of force was defensible." Thomas, 467 F.Supp.2d at 483. In other words, our focus is not on whether the particular force utilized was appropriate, but on whether there was a pedagogical justification for using some type of force at all. "At the very least, the force must be capable of being construed as an attempt to serve pedagogical objectives." Gottlieb, 272 F.3d at 174.
Here, it is undisputed that, at the time of the alleged incident, JGS was standing up and screaming obscenities and threats at staff and students during class time. During previous incidents of a similar nature, JGS had threatened to injure or kill other students and administrators and, on one occasion, stabbed a fellow student with a sharpened pencil. Courts have universally held that utilizing force in reaction to a disruptive student serves a pedagogical objective. See, e.g., Gottlieb, 272 F.3d at 174; Thomas, 467 F.Supp.2d at 488-89 (concluding that a student's failure to complete a homework assignment raised "issues of general preparedness and discipline" that created a "clear" pedagogical justification for the use of force); Kurilla v. Callahan, 68 F.Supp.2d 556 (M.D.Pa.1999) (holding that a teacher's use of force in response to an altercation between students served a pedagogical objective because the teacher "was reacting to a disruptive student"). The record in this case conclusively establishes that there was a pedagogical justification for the use of the alleged force.
The fourth factor of the Gottlieb test asks whether the force utilized "was applied in a good faith effort to maintain or restore discipline or maliciously . . . for the very purpose of causing harm." Gottlieb, 272 F.3d at 175 (quoting Metzger, 841 F.2d at 520). The Third Circuit has explained this element as requiring that both the allegedly unconstitutional contact and the resulting harm must have been intended. Id. "It is not enough to determine that in some broad sense the defendant knew, or intended, that his action be harmful. The fact finder must determine that the actor primarily intended the action to be harmful, and that the primary reason for the use of force was to cause harm, not, for instance, to discipline or restore order." Thomas, 467 F.Supp.2d at 489. Although "[a] teacher's statement that he did not intend to harm the student, by itself, [is] not enough to establish conclusively that the teacher did not intend to harm the student," Gottlieb, 272 F.3d at 175, courts have nonetheless granted summary judgment where the record could not reasonably support an inference of an intent to cause harm. Id. (citing Gottlieb, 272 F.3d at 175).
In Jones v. Witinski, for example, a teacher became angry at a disruptive student and, after asking the student to leave the class, grabbed the student by the arm and pulled him across a desk and onto the floor. The student alleged that he had suffered physical injuries and "continuing psychological trauma." The court rejected the student's argument that "pulling a student by the arm" is "a brutal and inhumane abuse of official power literally shocking to the conscience." Jones, 931 F.Supp. 364, 371 (M.D.Pa.1996). It further stated:
Id. at 371. Similarly, in Gottlieb, the Third Circuit held that the "slight nature" of the contact between the teacher and the student belied any intent to harm:
Gottlieb, 272 F.3d at 175. See also Lillard v. Shelby County Bd. of Educ., 76 F.3d 716, 719 (6th Cir.1996) (holding that it was "simply inconceivable" that a single slap to the face administered by a soccer coach to a 14 year old female student "could shock the conscience"); Thomas, 467 F.Supp.2d at 491 (finding that "a single punch to the shoulder" was insufficient "to permit a reasonable fact finder to make a finding of malice.").
In the present case, the record does not support a reasonable inference that the action attribute to Nosko by the Plaintiffs was taken for "the very purpose of causing harm." Gottlieb, 272 F.3d at 175. Nosko's affidavit states that she placed her hand over JGS's mouth in an attempt to restore order and discipline at a time when JGS was loudly screaming obscenities and otherwise "acting out" during class time. It is uncontested that JGS was, in fact, acting out at the time in the manner described by Nosko. In addition, the statement attributed to Nosko by JGS, namely, that "[t]his is the way we handle little boys who use bad words in our house," reflects an intent to discipline and/or maintain order as opposed to maliciously cause injury. Finally, although the lack of any injury or harm does not conclusively establish an absence of intent to cause it, this factor lends further support for the conclusion that the Plaintiffs have failed to raise a triable issue of fact as to this prong of the Gottlieb test.
Plaintiffs' also have raised a claim for supervisory liability against Corklin based upon the allegation that she had supervisory authority over Nosko and was present at the time of the allegedly unlawful misconduct. It is axiomatic that an individual cannot be derivatively liable for a constitutional claim that lacks legal or evidentiary merit. See, e.g., City of Los Angeles v. Heller, 475 U.S. 796, 799, 106 S.Ct. 1571, 89 L.Ed.2d 806 (1986) (concluding that supervisory or municipal liability requires an underlying constitutional violation); Frazier v. Daniels, 2010 WL 2040763 (E.D.Pa. 2010) (dismissing a supervisory liability claim because the underlying claim lacked merit). Given my conclusion that Plaintiffs' constitutional claim against Nosko lacks merit, summary judgment is also appropriate as to Plaintiffs' supervisory liability claim against Corklin.
Placing liquid hand sanitizer in a child's mouth in an attempt to discipline and/or maintain order is, to be sure, a completely inappropriate and unjustifiable response on the part of a teacher. That said, for the reasons previously discussed, the alleged conduct is insufficient, on this record, to support a claim based upon a violation of JGS's substantive due process rights.
AND NOW, this 26th day of August, 2010, and for the reasons set forth in the accompanying Memorandum Opinion,
IT IS HEREBY ORDERED that Defendants' Motion for Summary Judgment is GRANTED and this action is DISMISSED. Judgment is entered in favor of Defendants and against Plaintiffs.