NORA BARRY FISCHER, District Judge.
Cindy Biller ("Plaintiff") brings this action pursuant to 42 U.S.C. § 405(g), seeking review of the final determination of the Commissioner of Social Security ("Defendant" or "Commissioner")
Plaintiff applied for DIB on May 6, 2009, claiming a disability onset of October 1, 2008. (R. at 112).
Plaintiff filed a Complaint in this Court on January 8, 2013. (Docket No. 3). Defendant responded with her Answer on March 15, 2013. (Docket No. 6). Cross-motions for summary judgment followed. (Docket Nos. 12; 14). The matter has been fully briefed and is ripe for disposition. (Docket Nos. 13; 15; 16; 17).
Plaintiff was born on September 28, 1955 and was fifty-five years of age at the time of the administrative hearing. (R. at 52). She graduated high school and completed one year of college. (R. at 143). According to her testimony at the hearing, she was previously employed as a cashier and clerk in a drugstore and as a clerk and lottery machine attendant at a grocery store. (R. at 52, 58). On her Disability Report, Plaintiff also indicated that she had also worked as a cashier and pizza maker in a ski resort. (R. at 137).
When Plaintiff applied for DIB, her daily routine consisted of taking medication, walking her dog, cooking meals, watching television, cleaning her home, readying her husband's clothes for work, making coffee, and sometimes doing laundry. (R. at 157). She was able to walk, feed, and bathe her pets when necessary; however, she indicated that "it's all very hard and painful." (R. at 158). Although difficult, Plaintiff "force[d]" herself to do some outside work, like gardening and mowing. (R. at 159). Plaintiff also took her mother shopping once a week "when able." (R. at 158). Writing, peeling potatoes, bending over, concentrating, and using her hands for long periods of time, however, were all beyond her capabilities. (Id.). She also complained about her breathing problems, anxiety, neck pain, and numbness in various areas. (R. at 158, 160). Plaintiff was able to provide for her own personal care with some difficulty, and she indicated that she was able to walk without an assistive device. (R. at 158, 163). Notably, however, she walked with a cane at the hearing. (R. at 60).
In Plaintiff's Motion for Summary Judgment to this Court, she claimed the ALJ found that she suffered from eighteen severe medical impairments. (Docket No. 13, at 4). These impairments consist of degenerative disc disease,
On November 7, 2006, Plaintiff underwent an MRI of the lumbar spine at Open MRI of Connellsville. (R. at 209). Dr. Jesus Cenizal reviewed the images and concluded Plaintiff suffered from degenerative disc disease
Plaintiff had an appointment with her family doctor, Dr. Sarah G. Lumley, on September 23, 2008 to address her back pain. (R. at 281). Dr. Lumley recommended Plaintiff undergo a spinal MRI. (Id.). The suggested MRI was performed on the following day, and Dr. Frank Papa analyzed the results. (R. at 219, 221). In the cervical spine, he found significant degenerative disc changes at vertebrae C4-C5. (R. at 219). He also found a very small bulge and small posterior spurs
Plaintiff saw Dr. Matthew M. Wetzel on October 2, 2008 at UPMC Department of Neurological Surgery for her upper and lower back pain. (R. at 223). Plaintiff complained that her symptoms had become worse over the last two months, and the pain was so severe it made working difficult. (R. at 224). She told Dr. Wetzel that chiropractic care
Plaintiff suffered a fall on December 20, 2008, and she went to see Dr. Lumley two days later. (R. at 280). She complained of back pain, but had not gone to the emergency room. (Id.). Dr. Lumley diagnosed Plaintiff with chronic neck and back pain and referred her to Dr. Park
Thereafter, Plaintiff began seeing orthopedic surgeon Dr. El-Attrache for her back problems. (R. at 389). During their first appointment on November 5, 2009, he diagnosed Plaintiff with degenerative disc disease. (Id.). At their next appointment on December 28, 2009, Dr. El-Attrache ordered an x-ray of Plaintiff's cervical spine and determined she had cervical spondylosis. (R. at 383). Dr. El-Attrache also diagnosed Plaintiff with a collapsed disc and general spondylosis of the spine on subsequent encounters.
The earliest diagnosis of arthritis in the record was made by Dr. Lumley, who determined Plaintiff had osteoarthritis with lower back pain on June 24, 2008. (R. 282). On February 26, 2009 Plaintiff underwent a cervical spine MRI at Frick Hospital. (R. at 270). Based on these images, Dr. Michael Mazowiecki located
An x-ray taken by Dr. El-Attrache in November 2009 revealed multilevel degenerative changes. (R. at 396). Plaintiff was also diagnosed with arthritis, osteoarthritis, and polyosteroarthritis
Dr. Lumley addressed Plaintiff's complaints of left shoulder pain on October 14, 2009. (R. at 414). She ordered an MRI to investigate Plaintiff's symptoms, which was conducted at an Excella Health facility five days later. (R. at 414, 417). The MRI revealed rotator cuff tendinosis with a possible small partial thickness tear. (R. at 417). The following month, on November 5, Plaintiff had an appointment with Dr. El-Attrache where she again complained of left shoulder pain. (R. at 395). An x-ray was then taken, resulting in a diagnosis of left shoulder cuffitis.
Plaintiff was seen by Dr. John Park of Rehabilitation and Electrodiagnosis Interventional Spinal Pain Management, on referral from Dr. Lumley, complaining of pain and numbness in her left hand. (R. at 267). After performing a nerve conduction study ("NCS") and electromyogram ("EMG"),
Plaintiff has consistently reported chest pain to several different treating physicians over the course of her medical history. From the record, it appears the pain was caused by acid reflux and gastrointestinal problems or was cardiac in nature. She has also been diagnosed with hypertension and hyperlipidemia, both of which are risk factors for cardiac disease.
Plaintiff reported experiencing chest pain on March 20, 2008, during an appointment with Dr. Lumley. (R. at 283). The doctor did not believe the pain was cardiac in nature, but acknowledged that Plaintiff did have multiple cardiac risk
On March 20, 2008, Plaintiff underwent an Upper GI Endoscopy ("EGD")
Plaintiff reported experiencing chest pain on March 12, 2009 during her chiropractic appointment with Dr. Armor. (R. at 274). Eight days later, Plaintiff saw Dr. Lumley and she described more discomfort. (R. at 279). Dr. Lumley referred her to Dr. Veerunna Yadagani with the recommendation that he perform a cardiac catheterization in order to better understand Plaintiffs symptoms. (Id.).
Dr. Yadagani agreed, and on April 6, 2009 recommended that Plaintiff undergo a right and left heart catheterization in order to determine whether gastritis or cardiac disease was causing the chest symptoms. (R. at 291). In a June 8, 2009 letter to Dr. Lumley, Dr. Tummalapalli also affirmed that the best option was to proceed with a cardiac catheterization in order to definitively diagnose Plaintiffs chest pain. (R. at 298-99, 343-44).
The catheterization procedure was performed by Dr. Tummalapalli on June 19, 2009. (R. at 302-303). Dr. Lumley examined the results on July 16, 2009 and found no abnormalities. (R. at 309-10). Despite the negative catheterization results, Plaintiff continued to report chest discomfort. On August 23, 2010, Dr. Tummalapalli determined Plaintiffs pain was musculoskeletal in nature. (R. at 338-39). The doctor evaluated Plaintiff again on December 14, 2009 and reported that she was still suffering
Plaintiff submitted to a stress echocardiogram exercise test at Highlands Hospital on January 11, 2010. (R. at 345). Dr. Tummalapalli reviewed the results, and this time found poor exercise tolerance and severe chest discomfort. (Id.). Plaintiff reported chest pain to Dr. Lumley on January 15, 2010, and she recommended that Plaintiff undergo another cardiac catheterization. (R. at 413). UPMC Mercy Cardiovascular Services conducted the second catheterization on January 26, 2010. (R. at 347). The right and left chambers of the heart were involved. (Id.). No evidence of significant pulmonary hypertension was found. (R. at 416).
On January 9, 2009, Plaintiff underwent an echocardiogram at Highlands Hospital. (R. at 260, 296). Dr. Albert Enany found evidence of moderate mitral regurgitation. (Id.). Three months later, Dr. Yadagani examined the echocardiogram, also finding moderate mitral regurgitation. (R. at 291). Dr. Tummalapalli likewise confirmed this diagnosis on June 8, 2009. (R. 298).
Plaintiff underwent a duodenum
Dr. Lumley was the first to treat Plaintiff for hyperlipidemia and hypertension. (R. at 283). On March 20, 2008, the doctor examined Plaintiff and determined her hypertension was well-controlled, that her hyperlipidemia should be tested with blood work, and Plaintiff was given a refill of Simvastatin. (Id.). Dr. Lumley later reported on September 23, 2008 that her hypertension was well controlled with Norvasc
Dr. Lumley examined Plaintiff on subsequent occasions for these conditions. She opined that Plaintiff suffered from hyperlipidemia (still treated by the increased dosage of Simvastatin, but requiring fasting blood work to check progress) and hypertension (well-controlled) in her write-up of a March 20, 2009 examination. (R. at 279). Dr. Lumley made similar observations on April 24, June 24, September 23, and December 22, 2008, by which time Plaintiffs lipids and hypertension were both well-controlled. (R. at 280-83). Plaintiffs condition remained well-controlled upon examination at subsequent appointments with
Other medical providers arrived at comparable findings. At Highlands Hospital, on April 8, 2008, Dr. Mouhanad Al-Fakih stated in his report that Plaintiff had risk factors for coronary artery disease including hypertension and high cholesterol. (R. at 294). On February 2, 2009, Dr. Yadagani reported Plaintiff suffered from hyperlipidemia. (R. at 292).
On September 23, 2008, Dr. Lumley first diagnosed Plaintiff with an anxiety disorder. (R. at 281). She was given Xanax. (Id.). On March 20, 2009, Plaintiff again reported experiencing anxiety to Dr. Lumley. (R. at 279). She likewise complained about her nervousness and anxiety to Dr. Armor at her chiropractic appointment on March 23, 2009. (R. at 274). Dr. Lumley confirmed the anxiety disorder diagnosis and prescribed Celexa.
Plaintiff began attending sessions at the Chestnut Ridge Counseling Services, Inc. on October 14, 2009. (R. at 465). She regularly saw therapist Cindy Artis and Dr. Padmaja Chilakapati. (R. at 422, 465). During Dr. Chilakapati's initial consultation with Plaintiff, the doctor recorded that Plaintiff had received previous psychiatric care from Dr. Lumley. (R. at 423). As Dr. Lumley's patient, Plaintiff took Zoloft for two years, but became suicidal and was then taken off same. (R. at 423). She then tried a string of different medications, with varying degrees of success. (Id.). These antidepressants included: Wellburtin, Effexor XR, Lexapro, and Citalopram. (Id.). Plaintiff had no reported suicide attempts. (Id.). Dr. Chilakapati diagnosed Plaintiff with panic disorder without agoraphobia,
During the Chestnut Ridge sessions, Plaintiff was consistently described by Ms. Artis and Dr. Chilakapati as anxious or depressed. (R. at 420, 429-35, 439-42, 445-46, 448, 450-52, 458, 464-65). Plaintiff first reported suffering from insomnia during
On January 9, 2009, Plaintiff underwent Spirometry
At Plaintiff's March 20, 2009 visit with Dr. Lumley, the doctor found Plaintiff suffered from chronic obstructive pulmonary disease ("COPD").
On the mental impairment form sent by Chestnut Ridge to Berger and Green, it was reported that Plaintiff had started smoking again. (R. at 421-22). The report was dated November 12, 2010, when Plaintiff reported smoking half a pack per day. (Id.).
Plaintiff was first examined for sleep disorders at Westmoreland Sleep Medicine by Dr. Bahrat Jain. (R. 328-29). Plaintiff reported waking at least three times a night in order to use the restroom and did not believe she snored or stopped breathing while sleeping. (R. 328). Dr. Jain recommended a full sleep study in order to further evaluate her. (R. at 329).
Plaintiff underwent an initial full sleep study on March 31, 2010, at Fay West Sleep Medicine, in Scottdale Pennsylvania. (R. at 325). Dr. Jain oversaw the procedure, and concluded that Plaintiff had moderate obstructive sleep apnea, and recommended a CPAP machine. (Id.). Another sleep study was performed at Fay West on April 1, 2010. (R. at 326).
On January 29, 2009, Plaintiff was sent by Dr. Lumley to Rehabilitation and Electrodiagnosis, Interventional Spinal Pain Management. (R. at 266). A urine test was administered, and it registered positive for marijuana. (R. at 265-66). Dr. Park informed Plaintiff that they would not be taking her on as a new patient due to these results and would only conduct NCS testing. (R. at 266-67). Plaintiff later denied using marijuana on November 12, 2010, to Dr. Chilakapati during a session at Chestnut Ridge, but admitted to using it when she was "younger." (R. at 422).
A hearing regarding Plaintiffs application for SSI was held before ALJ Karl Alexander on February 3, 2011. (R. at 47). Plaintiff appeared with the assistance of her attorney, Linell Lee. (R. at 49-50). An impartial vocational expert also testified. (R. at 49, 78). Plaintiff was born on September 28, 1955, making her fifty five years old at the time of the hearing. (R. at 52). She had applied for disability previously in 2003 and 2004; however, she went back to work because her husband lost his job. (R. at 78).
Plaintiff told the ALJ that she had not worked since September 2, 2008. (R. at 52). At that time she was a cashier and clerk at a drugstore where she passed out prescriptions to customers, lifted cases of drugs, stocked shelves, and did inventory. (R. at 52-53). Prior to that, Plaintiff worked at a grocery store as a clerk and lottery machine attendant. (R. at 58-59). No testimony was elicited regarding Plaintiffs educational background.
Plaintiff answered questions about the physical demands of her past employment, and her physical condition. (R. at 52-59). She claimed that at all of her previous jobs, she had to stand all day because there were rules against sitting down. (R. at 53, 58). She estimated that the heaviest weight she had to lift was approximately twenty pounds. (Id.). Plaintiff claimed that she was no longer able to work because she suffered from degenerative disc disease, carpal tunnel, neck pain, problems affecting mobility, mental health issues, and various other ailments. (R. at 54-55, 60, 66).
As to her degenerative disc disease, Plaintiff stated she had suffered from this condition since she was 19. (R. at 55). No surgery was planned to treat the condition. (R. at 64). During testimony, the ALJ reviewed Plaintiff's MRIs and asked about her pain level. (R. at 65-66). She stated that the pain in her neck was "so bad, it's real sharp." (R. at 66). She was given a neck brace by Dr. El-Attrache, but could not remember when he had prescribed it. (Id.). Plaintiff's back and neck pain caused her to lay down for about three-fourths of the day. (R. at 69-70). However, she stated she did her own grocery shopping and took her mother every Tuesday to buy supplies. (R. at 70). Plaintiff claimed she was unable to lift a five-pound bag of potatoes, but could lift a gallon of milk with pain and difficulty. (R. at 67).
As to the problems affecting mobility, Plaintiff claimed that pain in her back, shoulder, and neck affected her ability to stand for extended periods of time. (R. at 54). The pain caused her to take unauthorized breaks from work two to three times
Regarding her carpal tunnel symptoms, Plaintiff claimed that one reason she stopped working at the drugstore was because her writing had deteriorated. (R. at 53-54). Plaintiff believed carpal tunnel was the cause. (Id.). She stated that in 2009 she was prescribed wrist splints by Dr. El-Attrache. (R. at 62-63). The record reflected that she was diagnosed with left and right carpal tunnel syndrome. (R. at 63). Yet, the ALJ noted that there were no supporting documents in the record regarding wrist splints. (R. at 62-63).
Plaintiff also answered questions regarding her mental health. (R. at 68). She reported suffering from anxiety and depression. (R. at 68-69). When working, Plaintiff stated that dealing with customers, coworkers, and supervisors caused her distress; she reported crying at work following an altercation with a superior. (R. at 56-57). She stated that she cried "at least once every day if not more." (R. at 72). Plaintiff testified that her anxiety and depression affected her concentration and memory. (R. at 54, 72). She also spent significant time sleeping or lying down because of her depression,
Plaintiff also mentioned additional problems that affected her life. For example, she claimed that a "leaky heart valve" caused her arm to go numb during bouts of anxiety. (R. at 69). She mentioned using a CPAP machine, which she claimed was not helping improve her sleep. (R. at 76). Plaintiff also commented that she had asthma. (R. at 77).
At the conclusion of Plaintiff's testimony, the asked the vocational expert to consider a person with Plaintiff's age, educational
Plaintiff's counsel then posed a series of other hypothetical questions to the vocational expert. His first assumed a hypothetical person who was required to take unscheduled breaks three or four times per day for five minutes or more. (R. at 81). The vocational expert responded that most employers give a fifteen-minute break during the morning, and another during the afternoon, with some also allowing additional five minute breaks throughout the day. (Id.). Plaintiff's counsel clarified that these would be unscheduled breaks, causing the employee to leave his or her workstation without notice. (Id.). Given these limitations, the vocational expert concluded that the worker would be off-task more than ten percent of the time and therefore would not be employable. (Id.). Plaintiff's counsel's second hypothetical assumed a person who would be off-task ten percent or more of the time for any reason. (Id.). The vocational expert agreed that there would be no jobs for such a person. (R. at 81). Counsel then asked if there were any jobs that could accommodate a person lying down for one hour twice a day during the workday. (R. at 82). The vocational expert again stated there would be no such available jobs. (Id.).
The ALJ ultimately concluded that Plaintiff retained the RFC
Third, the ALJ determined that Plaintiff did not have an impairment or combination of impairments that met or equaled one of the listed impairments in 20 C.F.R. Pt. 404, Subt. P, App'x 1, 20 C.F.R. 404.1520(d), 404.1525, or 404.1526. (Id.). In reaching his decision, the ALJ considered medical and other evidence pertaining to Plaintiff's medically determinable impairments in conjunction with all relevant severity criteria. (Id.). He also found that Plaintiff's illicit substance use and her mental impairments, whether considered alone or in combination, did not meet or medically equal the necessary criteria. (Id.). He added that on August 11, 2009, State Agency Psychiatric Consultant, Dr. Grant W. Croyle, determined Plaintiff's mental impairments to be not severe in nature. (Id.).
The ALJ then evaluated Plaintiff's RFC. (R. at 13-14). In doing so, he maintained that he considered Plaintiff's symptoms, the objective medical evidence, opinion evidence, and the credibility of Plaintiff's claims. (R. at 14). He found several inconsistencies which reflected negatively on Plaintiff's credibility. (R. at 15). For example, the ALJ cited Dr. El-Attrache's November 5, 2009 assessment that Plaintiff was in "Good general Health" and Plaintiff's statement to same that injections he had administered improved her pain. (Id.). With regard to her mental health, the ALJ referenced Plaintiff's March 26, 2010 assessment by a counselor and Dr. Chilakapati. (Id.). Plaintiff had complained to the counselor that she was experiencing anxiety; however, Dr. Chilakapati observed on the same day that Plaintiff was doing well and had been "much more calmer." (Id.). The ALJ acknowledged the conclusions reached by Dr. El-Attrache regarding Plaintiff's physical limitations. (R. at 19, 21, 22). However, the ALJ ultimately determined that Dr. El-Attrache's determinations were contradicted by the record as a whole, based largely on Plaintiffs subjective complaints, and not substantiated by proper imaging tests, and he therefore disregarded them. (Id.).
The ALJ therefore concluded that although Plaintiff has medically determinable impairments that could reasonably be expected to cause some of her alleged symptoms, Plaintiff "overstated the severity" of her conditions. (Id.). Notably, he found that Plaintiffs use of a cane, neck brace, and arm splints at the hearing demonstrated Plaintiff was "exaggerating her limitations for the purpose of the hearing," especially given the lack of medical evidence in the record supporting her long-term need for such devices. (R. at 23). The ALJ cited several other examples within the record where he found that Plaintiff's description of her symptoms was inconsistent with the objective medical evidence. (R. at 15-22). Plaintiff's varying reports of marijuana use throughout the record were also noted. (R. at 23). Based on his assessment of her credibility and the objective medical evidence, the ALJ
Next, the ALJ determined Plaintiff had no past relevant work to which she could return. (Id.). Last, the ALJ acknowledged that the vocational expert had identified a number of jobs existing in significant numbers in the national economy that someone with Plaintiff's limitations could perform. (Id.). Thus, the ALJ found Plaintiff not to be disabled within the meaning of the Act. (R. at 24).
To be eligible for disability benefits under the Act, a claimant must demonstrate to the Commissioner that she cannot engage in substantial gainful activity because of a medically determinable physical or mental impairment, which has lasted or can be expected to last for a continuous period of at least twelve months, or which can be expected to result in death. 42 U.S.C. § 423(d)(1)(A); Plummer v. Apfel, 186 F.3d 422, 427-28 (3d Cir.1999) (citing Stunkard v. Sec'y of Health and Human Servs., 841 F.2d 57, 59 (3d Cir.1988); see also Brewster v. Heckler, 786 F.2d 581, 583 (3d Cir.1986)). To determine whether a claimant has met the requirements for disability, the Commissioner must utilize a five-step sequential analysis in reviewing the claim. 20 C.F.R. §§ 404.1520, 416.920.
The Commissioner must determine: (1) whether the claimant is currently engaged in substantial gainful activity; (2) if not, whether the claimant has a severe impairment or a combination of impairments that is severe; (3) whether the medical evidence of the claimant's impairment or combination of impairments meets or equals the criteria listed in 20 C.F.R. Pt. 404, Subpt. P, App'x. 1; (4) whether the claimant's impairments prevent her from performing past relevant work; and (5) if the claimant is incapable of performing her past relevant work, whether she can perform any other work which exists in the national economy. 20 C.F.R. § 404.1520(a)(4); see Barnhart v. Thomas, 540 U.S. 20, 24-25, 124 S.Ct. 376, 157 L.Ed.2d 333 (2003). If the claimant is determined to be unable to resume past relevant work, the burden shifts to the Commissioner at Step Five to prove that, given the claimant's mental or physical limitations, age, education, and work experience, she is able to perform substantial gainful activity in jobs available in the national economy. Plummer, 186 F.2d 422 at 428; see also Doak v. Heckler, 790 F.2d 26 (3d Cir.1986).
Judicial review of the Commissioner's final decisions on disability claims is provided by statute and is plenary as to all legal issues. 42 U.S.C. §§ 405(g),
When considering a case, a district court cannot conduct a de novo review, nor re-weigh the evidence of record; the court can only judge the propriety of the decision in reference to the grounds invoked by the Commissioner when the decision was rendered. Palmer v. Apfel, 995 F.Supp. 549, 552 (E.D.Pa.1998); S.E.C. v. Chenery Corp., 332 U.S. 194, 196-97, 67 S.Ct. 1575, 91 L.Ed. 1995 (1947). The court will not affirm a determination by substituting what it considers to be a proper basis. Chenery, 332 U.S. at 196-97, 67 S.Ct. 1575. Further, "even where this court acting de novo might have reached a different conclusion ... so long as the agency's factfinding is supported by substantial evidence, reviewing courts lack power to reverse either those findings or the reasonable regulatory interpretations that an agency manifests in the course of making such findings." Monsour Medical Center v. Heckler, 806 F.2d 1185, 1191 (3d Cir.1986).
Based on the administrative record, the Court finds that the ALJ's "medium" RFC finding is not supported by substantial evidence. "Residual functional capacity is defined as that which an individual is still able to do despite the limitations caused by his or her impairment(s)." Burnett v. Commissioner of Social Security, 220 F.3d 112, 121 (3d Cir.2000) (quoting Hartranft v. Apfel, 181 F.3d 358, 359 n. 1 (3d Cir.1999)); see also 20 C.F.R. § 404.1545(a) ("Your residual functional capacity is the most you can still do despite your limitations."). An ALJ must consider "all the relevant evidence in [the] case record" when determining an individual's RFC. 20 C.F.R. § 404.1545(a); see also Burnett, 220 F.3d at 121. This evidence includes "medical records, observations made during formal medical examinations, descriptions of limitations by the claimant and others, and observations of the claimant's limitations by others." Fargnoli v. Massanari, 247 F.3d 34, 41 (3d Cir.2001). The ALJ's RFC finding must be "accompanied by a clear and satisfactory explication of the basis on which it rests." Id. at 41 (quoting Cotter v. Harris, 642 F.2d 700, 704 (3d Cir.1981)).
In this case, the ALJ determined that Plaintiff had the RFC to perform work at the "medium" level of physical exertion. (R. at 13-14, 23-24). Medium work "involves lifting no more than 50 pounds at a time with frequent lifting or carrying of objects weighing up to 25 pounds. If someone can do medium work, we determine that he or she can also do sedentary and light work." 20 C.F.R. § 416.967(c). In evaluating Plaintiff's RFC and finding that she could perform medium work, the ALJ stated that he considered "all symptoms and the extent to which these symptoms can reasonably be accepted as consistent with the objective
Plaintiff, however, contends that she should have been assessed a "light" RFC. (Docket No. 13, at 4). Light work "involves lifting no more than 20 pounds at a time with frequent lifting or carrying of objects weighing up to 10 pounds." 20 C.F.R. § 416.967(b). In support of her claims, she argues that the ALJ failed to grant controlling weight to the opinions of her orthopedic surgeon Dr. El-Attrache. (Id. at 7). Because Dr. El-Attrache was the only doctor in this case to evaluate Plaintiffs functional capacity, (R. at 466-67), she asserts that the ALJ's decision was erroneous. (Docket No. 13, at 7).
To be sure, the ALJ did consider Dr. El-Attrache's medical findings and diagnoses. However, the ALJ disregarded Dr. El-Attrache's conclusions as inconsistent with the record as a whole, based largely on Plaintiffs subjective complaints, and not substantiated by proper medical imaging tests. (R. at 19, 21, 22). Specifically, he examined Dr. El-Attrache's diagnoses of "Left Trapezius myositis," "Left hand 1st MP joint capsulitis," "Polyosteoarthritis," "Polyarthralgia left > right CTS," "Comorbidity hypertension," and "Left shoulder tenomyositis." (R. at 19). He observed that some of these diagnoses seemed "somewhat isolated and peculiar to Dr. El-Attrache" in light of the remainder of the medical record and "do not seem to have been pursued with any degree of vigorous treatment." (Id.). The ALJ further noted that Dr. El-Attrache's findings of polyarthralgia, osteoarthritis, polyosteoarthritis, and tenosynovitis are "without objective support from appropriate imaging studies." (R. at 21). He therefore rejected the diagnoses. (Id.).
The ALJ also evaluated and rejected Dr. El-Attrache's medical statement regarding Plaintiffs physical capabilities. (R. at 22, 466). Dr. El-Attrache had concluded that Plaintiff could frequently lift up to ten pounds, occasionally lift twenty pounds, and never lift over twenty-five, fifty, or over one hundred pounds. (R. at 467). These findings are inconsistent with the ALJ's conclusion that she had a RFC of medium, which contemplates her being able to lift fifty pounds occasionally and twenty-five pounds frequently. 20 C.F.R. § 416.967(c). The ALJ discounted Dr. El-Attrache's findings because they were "inconsistent with the ongoing daily activities conducted by the claimant." (R. at 22). After examining the record in its entirety the ALJ also concluded that the doctor placed too much weight on the Plaintiff's subjective statements in reaching his conclusions. (Id.). As the ALJ had already determined that Plaintiff tended to "overstate" her limitations, the ALJ found Dr. El-Attrache's description of her condition "overly severe and inconsistent with the full longitudinal record." (Id.). In support, the ALJ referenced Dr. El-Attrache's own report that Plaintiff was in "Good general health." (Id.).
Even given the ALJ's unfavorable assessment of Dr. El-Attrache's medical opinions, the ALJ could not disregard them and rely solely on his own medical conclusions, which are unsupported by any physical assessment made by a doctor. An ALJ's RFC assessment must be based on a consideration of all the evidence in the record, including Plaintiff's testimony regarding her daily living activities, medical records, lay evidence, and evidence of pain. See Burnett, 220 F.3d at 121-122. "Rarely can a decision be made regarding a claimant's residual functional capacity
Carolyn A. Kubitschek & Jon C. Dubin, Social Security Disability Law and Procedure in Federal Courts, § 6:24 (2013) (citations omitted). Federal courts have repeatedly held that an ALJ cannot speculate as to a Plaintiffs RFC; medical evidence speaking to a claimant's functional capabilities that supports the ALJ's conclusion must be invoked. See, e.g., Zorilla v. Chater, 915 F.Supp. 662, 667 (S.D.N.Y. 1996) ("The lay evaluation of an ALJ is not sufficient evidence of the claimant's work capacity; an explanation of the claimant's functional capacity from a doctor is required."); Woodford v. Apfel, 93 F.Supp.2d 521, 529 (S.D.N.Y.2000) ("An ALJ commits legal error when he makes a residual functional capacity determination based on medical reports that do not specifically explain the scope of claimant's work-related capabilities."); Gormont, 2013 WL 791455 at *8 (collecting cases). Accordingly, the Third Circuit Court of Appeals has found remand to be appropriate where the ALJ's RFC finding was not supported by a medical assessment of any doctor in the record. See Doak, 790 F.2d at 27-29 (directing remand because ALJ's conclusion that the claimant had the RFC to perform light work was not supported by substantial evidence in light of the fact that no physician in the record had suggested that the claimant could perform light work while others had reached different conclusions).
An ALJ is permitted to weigh all evidence in making his finding, and the presence of some record evidence from a treating doctor that is contrary to the ALJ's ultimate decision is not fatal. Brown v. Astrue, 649 F.3d 193, 196 (3d Cir.2011) (citing Kertesz v. Crescent Hills Coal Co., 788 F.2d 158, 163 (3d Cir.1986) (providing that an "ALJ is not bound to accept the opinion or theory of any medical expert, but may weigh the medical evidence and draw its own inferences")); Fargnoli v. Massanari, 247 F.3d 34, 43 (3d Cir.2001) ("Although the ALJ may weigh the credibility of the evidence, he must give some indication of the evidence that he rejects and his reason(s) for discounting that evidence.") (citing Burnett v. Comm'r of Social Sec. Admin., 220 F.3d 112, 121 (3d Cir.2000); Cotter v. Harris, 642 F.2d 700, 705 (3d Cir.1981)). However, even though an ALJ is not bound to accept the statements of any medical expert, he may not substitute his own judgment for that of a physician. Kertesz, 788 F.2d at 163 (citing Ferguson v. Schweiker, 765 F.2d 31, 37 (3d Cir.1985); Gober v. Matthews, 574 F.2d 772, 777 (3d Cir.1978)).
Like in Doak, the record does not disclose any physician who has even suggested that Plaintiff could perform the requisite activities for a medium RFC. On the other hand, at least two individuals did find that she was only capable of light work. As previously noted, Dr. El-Attrache
In discounting both Dr. El-Attrache and Ms. Zelenak's determinations, the ALJ considered the Plaintiff's conditions and demeanor, the diagnoses of other medical doctors, and the raw data in the record. From his own reading of the record, the ALJ apparently concluded, without the relying on the opinion of any other medical professional, that Plaintiff could perform the requisite amount of work to qualify for a medium RFC. (R. at 16). While the ALJ is permitted to evaluate the credibility of the Plaintiff and weigh the medical evidence presented, he cannot use the record evidence to arrive at his own conclusion regarding her physical capabilities, particularly in the face of a contrary opinion reached by a treating medical doctor. Kertesz, 788 F.2d at 163 (citations omitted). It is not enough for the ALJ to provide his reasoning for discounting Dr. El-Attrache's opinions; he must point to some physician who supports his ultimate conclusion that Plaintiff can perform light work. See Doak, 790 F.2d at 29. By rejecting Dr. El-Attrache's diagnoses, however dubious they may be, and coming to his own conclusions about Plaintiff's functional capacity, the ALJ impermissibly substituted his own judgment for that of a medical expert.
Although the ALJ appears to have extensively reviewed the record, his decision to disregard Dr. El-Attrache's opinions in order to arrive at his own conclusion about Plaintiff's physical capabilities warrants a remand. Despite providing reasons explaining why he discounted Dr. El-Attrache's finding that Plaintiff was disabled, no other medical opinion exists in the record to support the ALJ's medium RFC finding. No treating physician contradicted Dr. El-Attrache's findings regarding how much Plaintiff could lift. Remarkably, the ALJ also opted to disregard the findings of Ms. Zelenak, the agency's non-examining adjudicator, without explanation. Accordingly, the ALJ's RFC determination of medium was not supported by substantial evidence, and his hypothetical question to the vocational expert pertaining only to an individual with a medium RFC is correspondingly defective.
Based on the foregoing, Plaintiff's Motion for Summary Judgment is GRANTED, in part, and DENIED, in part; Defendant's Motion for Summary Judgment is DENIED; and this matter is REMANDED for further consideration by the ALJ, consistent with this Memorandum Opinion.
Appropriate Orders follow.
(R. at 80) (emphasis added).