LISA PUPO LENIHAN, Chief Magistrate Judge.
Steven Mykel Bailey ("Petitioner"), a state prisoner incarcerated at the State Correctional Institution at Pittsburgh, has petitioned this Court for a Writ of Habeas Corpus pursuant to 28 U.S.C. § 2254. For the reasons that follow, the Petition will be denied.
Petitioner challenges his 2005 convictions for murder in the first degree, four counts of recklessly endangering another person, and carrying a firearm without a license. In his Petition, he raises the following claims for relief:
The facts as recited by the Pennsylvania Superior Court are as follows:
(ECF No. 8-4 at 1-4.)
On April 17, 2007, the Superior Court of Pennsylvania affirmed the judgment of the Court of Common Pleas in affirming Petitioner's judgment of sentence. Petitioner filed a Petition for Allowance of Appeal, which was denied by the Supreme Court of Pennsylvania on December 20, 2007.
On October 1, 2008, Petitioner, through appointed counsel, filed an Amended Petition pursuant to the Pennsylvania Post Conviction Relief Act ("PCRA"), 42 Pa. Cons. Stat. Ann §§ 9541 et seq. On January 29, 2009, Judge Nauhaus denied relief.
Petitioner filed a timely Notice of Appeal and on October 1, 2010, the Superior Court affirmed the judgment of the PCRA Court denying him post-conviction relief. On March 30, 2011, the Supreme Court of Pennsylvania denied his Petition for Allowance of Appeal.
On April 19, 2011, Petitioner filed a second PCRA petition, pro se, alleging the existence of newly discovered evidence. He submitted the testimony of a witness, Mark Brown, who indicated that he did not testify truthfully at the trial and saw another witness, Cooley Davis, pick up a gun from the victim, and then run from the scene. As of the filing of the Petition for Writ of Habeas Corpus at bar on July 26, 2011, this second PCRA petition had not yet been addressed in the state courts.
On February 6, 2013, Petitioner filed a Motion to Stay his federal habeas corpus proceedings while he litigated his PCRA claims in state court. This Court granted the Motion to Stay on February 12, 2013. Counsel for Petitioner made an oral motion to withdraw the second PCRA petition when witness Mark Brown indicated that he no longer wished to recant his trial testimony at a PCRA proceeding and would not cooperate with Petitioner or his counsel. On September 25, 2013, Judge Nauhaus issued an Order granting the motion to withdraw the second PCRA petition. On October 1, 2013, on Motion to Lift Stay filed by the Commonwealth, this Court granted the motion and reopened the case.
As noted above, Petitioner filed his federal Petition for Writ of Habeas Corpus in this Court on July 26, 2011. Respondents filed an Answer to the Petition on September 27, 2011. Petitioner then retained counsel who submitted a supplemental Petition for Writ of Habeas Corpus on February 19, 2014.
This case is governed by the federal habeas statute applicable to state prisoners, 28 U.S.C. § 2254, as amended by the Antiterrorism and Effective Death Penalty Act of 1996, Pub.L. No. 104-132, 110 Stat. 1214, April 24, 1996 ("AEDPA"). Under this statute, habeas relief is only available on the grounds that Petitioner's judgment of sentence was obtained in violation of his federal constitutional rights. 28 U.S.C. § 2254(a). Errors of state law are not cognizable. See, e.g.,
AEDPA "modified a federal habeas court's role in reviewing state prisoner applications in order to prevent federal habeas `retrials' and to ensure that state-court convictions are given effect to the extent possible under law."
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
(Emphasis added).
Importantly, regardless of whether a state court has adjudicated a claim on the merits so as to invoke review under the standard set forth in § 2254(d), a federal habeas court must presume that all of the state court's factual findings are correct unless the presumption is rebutted by clear and convincing evidence. See, e.g.,
Petitioner has raised eleven claims of ineffective assistance of counsel in his Petition and the Commonwealth acknowledges that all eleven claims have been properly exhausted in the state courts. Therefore, the claims will be considered on their merits pursuant to the standards governing habeas corpus petitions filed pursuant to 28 U.S.C. § 2254.
The Sixth Amendment right to counsel exists "in order to protect the fundamental right to a fair trial."
The first prong of the
The second prong requires a defendant to demonstrate that counsel's errors deprived him of a fair trial and the result was unfair or unreliable.
Petitioner contends that trial counsel was ineffective when he failed to request a limiting instruction concerning an exchange between the prosecutor and two defense witnesses during cross-examination. Specifically, Petitioner argues that the jury should have received a limiting instruction concerning questions asked of Tammy Brown and Kelly Shipton, regarding a statement they allegedly made to the police about Petitioner saying the victim's days were numbered. At trial, both witnesses denied that they made this statement to the police.
On direct appeal, Petitioner argued that the prosecutor's questioning of the witnesses about their prior inconsistent statements to the police required an instruction that the questions themselves were not evidence and that the answers could only be used to evaluate the witnesses' credibility and could not be used as substantive evidence. According to Petitioner, the absence of such an instruction left the jury with the impression that he had formed specific intent to kill before driving away to find the victim. The Superior Court disagreed, explaining as follows:
(ECF No. 8-4, Superior Court Memorandum Opinion dated April 17, 2007, at p.12; APP at p.135.)
Here, the underlying issue is whether or not Petitioner was entitled to the limiting instruction that he argues counsel should have requested. The Pennsylvania Superior Court determined that he was not entitled to such an instruction under Pennsylvania law. This Court cannot re-examine this determination of state law on habeas review. See
Petitioner argues that trial counsel was ineffective for failing to request a jury instruction on voluntary manslaughter, which included self-defense and imperfect self-defense. Petitioner contends that the victim's threats to kill him, the victim's harassment of his fiancée that day, and the sight of the victim reaching for something shiny under his shirt entitled him to this jury instruction. He also contends that had the instruction been given, there is a reasonable probability that the jury would have found him guilty of voluntary manslaughter based upon a theory of imperfect self-defense.
Petitioner raised this issue in his post-sentence motions. During a hearing on the motions, trial counsel was asked whether he remembered why he did not request a voluntary manslaughter or a self-defense instruction and testified that the evidence at trial was that Petitioner was in a position where he could have chosen to retreat if he believed that the victim had a gun. (ECF No. 8-1, Opinion of Court of Common Pleas dated Jan. 19, 2006, at p. 33; APP at p.33.) On direct appeal, the Superior Court noted that the trial court did instruct the jury on the elements of voluntary and involuntary manslaughter. However, it concluded that the evidence at trial did not support an instruction on imperfect self-defense theory, which under Pennsylvania law would have required Petitioner to show that he believed he was in imminent danger of death, that he did not violate any duty to retreat, and that he had not continued the difficulty which resulted in the killing. See
Again, the underlying issue here, whether Petitioner was entitled to a jury instruction on an imperfect self-defense theory, is a question of state law that this habeas Court cannot review. The Pennsylvania Superior Court determined that Petitioner was not entitled to the instruction under Pennsylvania law and defense counsel cannot be ineffective for failing to request a jury instruction that is not applicable to the presented facts. Nevertheless, based on the testimony at trial, the state court's conclusion was consistent with the facts. Accordingly, Petitioner is not entitled to habeas relief on this claim.
Petitioner argues that trial counsel was ineffective for failing to request a jury instruction regarding Commonwealth witness Charmaine Holloways's crimen falsi conviction. On direct appeal, Petitioner maintained that he was entitled to an instruction under Pennsylvania Standard Criminal Jury Instruction 4.08D, advising the jury as to how Holloway's conviction could be used for impeachment purposes. The Pennsylvania Superior Court disagreed finding that Petitioner had not shown how the absence of the instruction adversely affected the outcome of his trial.
Holloway, who was the victim's girlfriend, testified as a rebuttal witness that while she and the victim were out on Halloween with her children in October 2003, Petitioner had approached them with a gun and threated to kill the victim. She admitted on direct examination that she had been convicted of theft and was on probation at the time of the trial for that offense. The Superior Court concluded that there was no reasonable probability that the outcome of Petitioner's trial would have been different had counsel requested the proposed crimen falsi instruction in light of the remoteness in time of the alleged Halloween incident, Holloway's acknowledgment of her theft conviction, the court's charge on witness credibility, and the overwhelming evidence supporting Petitioner's conviction. (ECF No. 8-4 at pp.13-14; Superior Court Memorandum Opinion dated April 17, 2007, APP at pp.136-37.)
Petitioner has not demonstrated entitlement to habeas relief as to this claim. First, the state court applied the correct legal standard when it evaluated Petitioner's ineffective assistance claim.
Petitioner claims that appellate counsel was ineffective for failing to challenge the sufficiency of the evidence on direct appeal. According to Petitioner, the Commonwealth failed to prove specific intent to kill. In dealing with Petitioner's post-sentence motions, the trial court recounted the evidence that was adduced at trial and determined that it sufficiently proved Petitioner's intent to kill. (ECF No. 8-1 at pp.29-32; Opinion of the Court of Common Pleas dated Jan. 19, 2006; APP at pp.29-32.) The PCRA court denied Petitioner's claim of appellate counsel ineffectiveness finding that the underlying claim lacked substantive merit (ECF No. 8-7 at p.44; Opinion of the Court of Common Pleas dated June 8, 2009, APP at pp. 269-271) and the Superior Court affirmed the denial of post-conviction relief on appeal (ECF No. 9-4 at pp.1-12; Superior Court Memorandum Opinion dated Oct. 1, 2010, APP at pp.393-404).
The federal constitutional standard for evaluating an alleged violation based upon a sufficiency of the evidence claim is found in
In Pennsylvania, a conviction for first-degree murder may be sustained by proof of the element of intent inferred from the use of a deadly weapon on a vital part of the victim's body.
Petitioner argues that trial counsel was ineffective because the Commonwealth offered a general plea to third degree murder and he refused the offer without consulting Petitioner. He further argues that trial counsel was ineffective because he never informed him of the maximum sentence for third-degree murder, but instead told him that if he went to trial, that the most he could be convicted of was voluntary manslaughter, with possible sentences of three to six, four to eight, or five to ten years, including a possibility of boot camp.
During a PCRA hearing held on January 9, 2009, Petitioner's trial counsel testified that he sought to get an offer of third-degree murder and informed Petitioner of the penalty for that offense, as well as the penalty for first-degree murder. He testified that the only reference he made to boot camp was that it could be a potential sentence if Petitioner was convicted of involuntary manslaughter. Trial counsel said that he asked the prosecutor to consider a plea to third-degree murder with a fixed sentence of ten years but the prosecutor refused and would not consider a general plea to that offense. Trial counsel testified that, despite discussions, there was never a plea agreement so he had no offer to convey to his client. He also testified that he never rejected a plea offer without first consulting his client.
The prosecutor substantiated trial counsel's testimony. He stated that trial counsel had asked for a general plea but was told that it was not an option. He also stated that there was a discussion of the possibility of a plea to third-degree murder with an agreed-upon sentence akin to the statutory maximum of 20 to 40 years, but that this never became a formal plea offer. In addressing why this claim was not raised on direct appeal, appellate counsel testified that trial counsel had conveyed to him that he had attempted to but was unsuccessful in obtaining a deal.
Following the hearing, Judge Nauhaus found that the prosecutor did not offer Petitioner any agreement in exchange for a plea to third degree murder, or any other plea agreement. (ECF No. 8-7 at pp.33-34; PCRA Order of Court dated Jan. 29, 2009; APP at pp.260-61.) On habeas review, this factual finding is entitled to a presumption of correctness under § 2254(e)(1), and Petitioner can only rebut it by clear and convincing evidence, which he has not done. The PCRA court concluded that trial counsel was not ineffective because there was no plea offer to convey and the Superior Court affirmed. This was neither contrary to nor an unreasonable application of
Petitioner claims that counsel was ineffective for failing to investigate his mental health conditions at the time of the shooting, which would have supported a diminished capacity defense. According to Petitioner, these conditions included severe depression and attention deficit hyperactivity disorder (ADHD).
Under Pennsylvania law, the diminished capacity defense is used when "a defendant attempts to negate the element of specific intent to kill and, if successful, first degree murder is reduced to third degree murder." See
At the PCRA hearing, Petitioner claimed that he was suffering from severe depression and ADHD at the time of the shooting. In support of this claim, he offered medical records from Western Psychiatric Institute and Clinic (WPIC). However, the records are dated more than two years prior to the time of the shooting and do not indicate that Petitioner was ever diagnosed with a depressive disorder. In addition, although a provisional diagnosis of ADHD Not Otherwise Specified (NOS) is noted, the social worker who conducted the assessment stated that neuropsychological testing was recommended to determine whether Petitioner in fact had ADHD. Following the hearing, the PCRA court determined that counsel was not ineffective because Petitioner offered no proof of any impairment of cognitive functions necessary to form intent and severe depression and attention deficit disorder are insufficient to establish a diminished capacity defense. (ECF No. 8-7 at pp.33-34, PCRA Order of Court dated Jan. 29. 2009; APP at pp.260-61.)
The state court's factual finding that Petitioner would not have been entitled to a diminished capacity defense is entitled to a presumption of correctness, which Petitioner has not rebutted by clear and convincing evidence. Because counsel cannot be deemed ineffective for failing to present evidence of a defense that would have been inapplicable to a defendant's case, the state court's decision was not contrary to nor an unreasonable application of
Petitioner claims that trial counsel was ineffective in that he never told him that he had a right not to testify. Instead, Petitioner claims that he told him that he had to take the stand and testify in order to counter Mr. Brown's testimony that he saw Petitioner holding a gun and then heard him fire shots from his car. During the PCRA hearing, trial counsel testified to the contrary and stated that he explained to Petitioner the drawbacks of testifying. He acknowledged that Petitioner initially indicated that he would be uncomfortable taking the stand but changed his mind and wanted to tell his side of the story after they prepared and practiced his testimony. He testified that he did not force Petitioner to take the stand in his own defense. Following the hearing, the trial court found that Petitioner was advised that he had the choice of whether or not to testify, that he was not forced to testify, and that he pursued a defense strategy of imperfect self-defense and chose to testify in support of this theory. (ECF No. 8-7 at pp.33-34, PCRA Order of Court dated Jan. 29, 2009; APP pp.260-61.) Petitioner has not rebutted this factual finding. Accordingly, he has not shown that trial counsel provided him ineffective assistance in connection with his fundamental constitutional right to testify. Thus, habeas relief must be denied.
During trial, Petitioner denied that he knew Ms. Holloway or that he had ever previously threatened or pulled a gun on the victim. Holloway then testified on rebuttal that she and the victim were trick-or-treating with children on Halloween in 2003 when Petitioner approached them and had words with the victim. She stated that afterward, Petitioner retrieved a gun from his car, pointed it at the victim and screamed that he was going to kill him.
As a general rule, under Pennsylvania law, evidence of prior bad acts or unrelated criminal activity is inadmissible if offered only to show criminal propensity.
During the PCRA hearing, trial counsel testified that Holloway's testimony was properly admitted rebuttal evidence to the character witnesses who stated that Petitioner was a non-violent person and that he purposefully did not request such an instruction because it would have drawn attention to the animosity between Petitioner and the victim. Instead, he chose to impeach Holloway regarding her prior crimen falsi conviction of theft. Following the hearing, the judge found that trial counsel was not ineffective because he had a strategic basis for not requesting a cautionary instruction. (ECF No. 8-7 at pp.33-34, PCRA Order of Court dated Jan. 29, 2009; APP at pp.26-61.)
It is clear in this case that the decision whether to seek the cautionary instruction was a matter of sound trial strategy on the part of trial counsel for which counsel cannot be deemed ineffective. Irrespective of whether such an instruction would have been given, or have been a more effective strategy, trial counsel's strategic decision to not request it was not deficient performance and does not constitute ineffective assistance of counsel. See
Petitioner argues that trial counsel was ineffective for failing to more rigorously cross examine Coley Davis. He believes counsel should have questioned Davis more thoroughly because his testimony was contradictory to that of Mr. Brown. At trial, Davis testified contrary to Mr. Brown about certain events immediately before and during the shooting. Brown testified that Davis "started to run up the street" before any gunfire started. Davis, however, testified that he (Davis) saw Petitioner fire the first shot and then ran into the bar before the victim. Petitioner argues that if the jury believed Brown, then Davis was lying and didn't see Petitioner do anything because he was running up the street before any shots were fired. He contends that if Davis had been more thoroughly cross examined, and his credibility damaged, then his conviction for first degree murder would have been less likely. The PCRA court rejected this claim concluding that trial counsel's cross-examination of Coley was thorough and given the overwhelming evidence of Petitioner's guilt the outcome of the trial would not have been different had Coley been questioned more thoroughly. (ECF No. 8-7 at pp.41-47; Opinion of PCRA Court dated June 8, 2009; APP at pp.268-274.) The state court's rejection of this claim for failure to show prejudice was not contrary to, nor an unreasonable application of
After trial commenced, Juror Number 10 informed the court's tipstaff that she knew the Petitioner's mother. The prosecutor challenged the juror for cause and the trial court granted the challenge. The trial court then asked defense counsel if he wanted to question the juror and trial counsel declined. The juror was then discharged. Petitioner claims that trial counsel was ineffective for failing to colloquy this juror.
During the PCRA hearing, trial counsel testified as to his recollection as to Juror Number 10 and testified that she appeared to have a positive relationship with the Petitioner's mother and that in hindsight he should have questioned her on her ability to be fair and impartial. Following the hearing, the judge found that the state-of-mind of Juror Number 10 was unknown and Petitioner had not shown that the outcome of his trial would have been different had she been on the jury. (ECF No. 8-7 at pp.33-34, PCRA Order of Court dated Jan. 29, 2009; APP at pp.260-61.)
Petitioner's argument that he was somehow prejudiced by trial counsel's failure to question Juror Number 10 is based on nothing more than pure speculation. To the extent that he asserts that he was denied the right to an impartial and unbiased jury, he has not identified a single aspect of his trial that would have been different had Juror Number 10 remained on the jury or that it was more likely than not that the outcome of his trial would have been different had she been on the jury. Without such information, Petitioner has failed to demonstrate prejudice. Therefore he is not entitled to habeas relief on this claim.
Petitioner argues that he was never informed by trial counsel that he had a right to have Judge Nauhaus present at jury selection, and that if he had been so advised, he would have insisted on his presence. Under Pennsylvania law, the judge's presence is not necessary when it is waived by the Commonwealth, the defense attorney, and the defendant. Pa.R.Crim.P. 631(A). At the PCRA hearing, Petitioner conceded that he may have signed the waiver form but argued that trial counsel did not explain the form to him. The PCRA court denied his claim because the record contained a signed waiver and Petitioner failed to show how the outcome of his trial would have been different had the judge presided over voir dire.
Notably, the Pennsylvania Superior Court has held that, where a defendant, in consultation with counsel, waives his right to have a judge present during voir dire, neither the statute nor any case law requires that the defendant's waiver be knowing, voluntary, and intelligent or confirmed by an on-the-record oral colloquy. See
In most of Petitioner's claims, he argues that his appellate counsel was ineffective for failing to raise the underlying claim on appeal. Claims of ineffective assistance of appellate counsel are also governed by the
A certificate of appealability will be denied because Petitioner has not made a substantial showing of the denial of a constitutional right or shown that jurists of reason would disagree as to the Court's resolution of his claims. See, e.g.,
For the reasons stated herein, the Petition for Writ of Habeas Corpus will be denied. An appropriate order will issue separately.