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CITIZENS COAL COUNCIL v. MATT CANESTRALE CONTRACTING, INC., 13-896. (2014)

Court: District Court, W.D. Pennsylvania Number: infdco20140404i34 Visitors: 7
Filed: Apr. 03, 2014
Latest Update: Apr. 03, 2014
Summary: OPINION ECF No. 24 LISA PUPO LENIHAN, Chief Magistrate Judge. Pending before the court is a motion filed by plaintiff requesting a protective order confirming that certain communications are subject to attorney-client privilege and further requesting that the subsequent sharing of those communications with others did not waive the privilege. In conjunction with this motion, plaintiffs have provided the court with unredacted documents identified by the defendant for in camera review, 1 alo
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OPINION

ECF No. 24

LISA PUPO LENIHAN, Chief Magistrate Judge.

Pending before the court is a motion filed by plaintiff requesting a protective order confirming that certain communications are subject to attorney-client privilege and further requesting that the subsequent sharing of those communications with others did not waive the privilege. In conjunction with this motion, plaintiffs have provided the court with unredacted documents identified by the defendant for in camera review,1 along with a summary of the documents and relevant background information. The issues have been fully briefed by both parties.

Attached to this Order is a document chart in which the court refers to each document and indicates its ruling thereon. It is the court's hope that the parties will apply these rulings to the remaining documents for which privilege has been asserted and is being disputed. In making its decision as to each of the documents, the court has applied the following standards.

The Attorney-Client Privilege attaches in the following circumstances:

1. The asserted holder of the privilege is or sought to become a client. 2. The person to whom the communication was made is either a member of the bar of a court or his or her subordinate. 3. The person to whom the communication was made is acting as a lawyer in connection with the communication in question. 4. The communication relates to a fact of which the attorney was informed by the client, without the presence of strangers, for the purpose of securing primarily either an opinion of law or legal services or assistance in some legal proceeding (and not for the purpose of committing a crime or tort). And 5. the privilege has been claimed and not waived by the client.

Rhone-Poulenc Rorer, Inc. v. Home Indem., 32 F.3d 851, 862 (3d Cir. 1994).

There is a specific issue raised with respect to the capacity in which certain communicators were acting; in particular, Lisa Graves Marucci, who is a grass roots organizer for the Environmental Integrity Project ("EIP") who also provides litigation support. In addressing this the court will consider whether Ms. Marucci was acting in her capacity as an organizer or as a subordinate/representative of a lawyer and if the communication was for the purpose of securing legal services or advice or providing assistance in a legal proceeding as set forth above.

There is also an issue regarding Lisa Widawsky-Hallowell, an attorney with EIP who is not counsel of record in this case.2 Plaintiff argues that EIP was providing legal advice to it and to concerned citizens even before the case was filed. Defendants argue that EIP was acting as an environmental advocacy group and not as legal counsel. They further argue that Plaintiff did not engage EIP as legal counsel until June 24, 2013 and attach an agreement evidencing same. Plaintiff provided some evidence that it argues shows that Hallowell was acting as counsel to certain citizens (Kuklish, Nichols, Redman, and Harvey).3 Specifically a letter from Hallowell to the Pennsylvania Department of Environmental Protection stating that the letter is written on behalf of EIP and citizens living near the LaBelle Coal Refuse site, requesting an inspection. In the opinion of the court a letter requesting an inspection on behalf of the EIP and concerned citizens does not carry the argument that Hallowell was acting as an attorney for these citizens. She is acting, at best, as an attorney for EIP and, at worst, as an environmental advocate. The Hallowell affidavit (ECF No. 36-3) states that she, with the help of Marucci, met with residents to "develop a potential enforcement case." Again, while these residents may have been helping with the case they were not necessarily clients. CCC was a client but it is again not clear that the residents were acting as agents of CCC. Yes, they had similar interests, but that does not mean they had an attorney client relationship that warranted protection.

There is also an issue raised as to waiver of the privilege by including other concerned citizens on emails, i.e. in the "presence of a stranger." It is horn book law that the privilege does not attach if the statements are made in the presence of third parties. I Edna Selan Epstein, The Attorney-Client Privilege and the Work Product Doctrine 261 (5th ed. 2007). Plaintiff argues that all persons copied on or included in emails were clients or potential clients of EIP and asserts the "co-client privilege". The co-client privilege is invoked when two or more individuals who are represented, or seek to be represented, by the same attorney share a common legal interest and are jointly communicating with a lawyer or discussing or conveying a lawyer's advice amongst themselves. (ECF No. 25, p. 3, citing In re Teleglobe Commc'ns Corp., 493 F.3d 345, 362-63 (3d Cir. 2007)).

Most of the emails involve Gary Kuklish, who became a member of Citizens Coal Council ("CCC") only after 2/27/13, whom Plaintiffs argue is a client and Defendants argue is simply a local resident of LaBelle. To further complicate matters there are often other local, albeit interested, residents copied on the emails. Plaintiffs aver they are clients of the EIP attorneys or representatives to whom the emails are directed or from. This is not clear from the communications. Plaintiffs have not provided any agreements between these citizens and counsel or even EIP. It has not provided agreements showing that these persons have joined as representative plaintiffs in this lawsuit. These persons are identified as "standing witnesses." The court is not aware of any law that extends the privilege to witnesses. This makes the assertion of the privilege very tenuous. We must keep in mind that the purpose of the privilege is to encourage full and frank communications between attorneys and their clients, (Upjohn Co. v. U.S., 449 U.S. 383, 389 (1981)) and not to prevent or thwart discovery. ("Because the attorney-client privilege obstructs the truth-finding process, it is construed narrowly." Westinghouse v. Republic of the Phillipines, 951 F.2d 1414 (3d Cir. 1991) citing In re Grand Jury Investigation, 599 F.2d 1224, 1235 (3d Cir. 1979). In addition, it is essential that the communications concern legal assistance and advice or they are not privileged.

The parties agree that, once the concerned citizens became members of CCC and agreed to join in its efforts in the lawsuit, then they became clients and could invoke the privilege for certain, otherwise qualified, communications. The dispute concerns when that relationship began. For the most part, the court finds that the communications would not be protected pre-CCC membership unless they specifically indicate that the person is considering becoming a plaintiff and is seeking advice for that purpose.

Finally, as plaintiff is asserting the privilege the burden of proof rests with it. In re Grand Jury, 211 F.Supp.2d 555, 557 (M.D. Pa. 2001) (citing United States v. Schwimmer, 892 F.2d 237,244 (2d Cir. 1989)). The decisions as to each document as set forth on the attached Document Chart are made in accordance with these prerequisites. An Order will follow.

BATES# DOCUMENT DESCRIPTION RULING 222460 Meeting attendance list Not privileged. Nothing in this document references or includes communications made for the purpose of securing legal advice. 117049 Email from Marcucci to Kuklish, copy to Informational only, no legal advice Widawsky-Hallowell1 requested or given. Email is not privileged. The fact that an attorney was copied does not make the document privileged. 219835 Email from Marcucci to LaBelle resident No legal advice given. Email is not privileged. 219961 Email from Kuklish to Attorney Hallowell Does not appear to be seeking legal forwarded to another LaBelle resident advice. Simply providing information. Even if privileged, waived due to copy to third party. Email is not privileged. 219976 Email from Marcucci to Ulery, copy to The two residents involved were not at Kulish this time even members of CCC. The communication seems to be engaging in environmental activism and not seeking legal advice. Not privileged. 221730 Email from Marcucci to Kuklish, copy to This is correspondence from an Hallowell activist to a citizen, copied to another attorney. It also does not appear to contain legal advice pursuant to Mr. Kuklish considering joining in a lawsuit. Not privileged. 222037 Email Hallowell to Kuklish, copy Marucci This communication is well before Kuklish joining CCC. It also does not contain legal advice, rather advice on community activism. Not privileged. 222429 Email from Kuklish to Marucci This communication is well before Kuklish joining CCC. It also does not contain legal advice, rather advice on community activism. Not privileged. 222644 Email from Kuklish to Marucci This is an innocuous email that does not appear to be requesting legal advice or providing legal assistance. Not privileged 115226 Email from Kuklish to Marucci This is an innocuous email that does not appear to be requesting legal advice or providing legal assistance. Not privileged 219385 Email from Marucci to Phillips Communication relative to providing legal representation. Privileged. 116871/2 Email from Marucci to Kuklish with The email is fairly innocuous. The attachment attachment might be relevant to the provision of legal services but it is sent by Kuklish prior to him even becoming a member of CCC and he is not asking for legal advice. Not privileged. 219411 Email from Basile to Marucci forwarded to Review of this document requires a 3 people, one of whom has an email address number of assumptions. First, is Basile at a law firm of Webster and Gobielle. part of the lawsuit or simply a concerned citizen? Are Webster and Gobielle both representing him? If all of the above questions are answered in the affirmative then the 2nd part of the document might be privileged. The first part of the document is clearly not privileged as it contains no information for the purpose of securing legal advice or assisting in a legal proceeding.2 219957 Email from Kuklish to Cathie forwarding This is the same email that was email to Hallowell and Marucci Bates 19961. Same ruling. It is far from clear that this email 221833 Email from Hallowell to Marucci with a contains anything other than copy to Dawes and Smith innocuous information not meant to obtain legal advice. It is however further sullied by the fact that there are at least 2 people copied on it (there is also a "jmulery" at the top) who are not clients and therefore, any privilege is waived. 222063/4 Email from Kuklish to Mary Koch Again, this document is confusing. There are 2 emails at the top that indicate a number of people in addition to Koch may have seen the document. Counsel for CCC attest that the other people were clients of Ms. Koch. Assuming this is true then the document may be privileged and I am saying this only because it is from Kuklish who does eventually become affiliated with Plaintiff and is directed to a lawyer. However, it was shared with others which may defeat the privilege. If they are not clients and simply concerned citizens than the document is not privileged. 222037 On the list provided by counsel for CCC this document is referred to as 222037-39. However, the document itself only contains the number 222037 and is identical to the document by the same number referred to above. 222038 This appears to be the bottom portion of the email referred to in 22037. 222039 Repeat of 222038. 115826 Email from Ulery to Kuklish and Marucci Counsel for CCC assert that Ulery is a client. However, the evidence submitted with the briefs seems to show that none of these concerned citizens were members of CCC until 2/27/13 so I don't see how he could be a client. If Ulery is a client then the redacted portion ofthe document may be privileged. It is not clear to the court whether the entire document was inadvertently produced and meant to be withheld as privileged. The privilege assertion has many problems. It is sent from a person who mayor may not be a client to another person who is a client and to a community organizer. It would be a clearer privilege assertion if sent directly to Marucci who could then be categorized as an agent of counsel. The fact that it is sent to Kuklish implies that he is NOT looking for legal advice. The bottom of the email is advice from Kuklish, not a lawyer so not legal advice. On the whole I would rule it not privileged. 115827 This appears to be page two of 115826, a The documents is an email from Ulery continuation of the email exchange but it is not clear whether this email went to Kuklish only or both. In any event my opinion on this is the same. 115824 Email from Ulery to Kuklish Counsel argues that this email is a forwarded email from Ulery to Kuklish to the attorneys. Nowhere does the email say please send this to counsel. On its face it is simply an email between two non-lawyers and it is not privileged. 219969 Email from Kuklish to counsel, shared with This is sent prior to 2/27/13 but it is and Yma Smith sent by Kuklish directly to a lawyer and might be considered privileged communication prior to the lawsuit. The problem is that it was then shared with another concerned citizen. Any privilege which might have attached is waived. 221833 Duplicate addressed above 222351 Email from Kuklish to Hallowell Because this communication is from Kuklish directly to the attorney with no other people copied the court will uphold the privilege. 219547 Email from Hallowell to Kuklish, Marucci The communication is not giving legal and Yma Smith advice and is copied to an outside party 222082 Email from Kuklish to Hallowell Similar and a follow up to 222351. Privileged for the same reasons. 222079 Series of emails from Kuklish to Hallowell, Counsel argues that Yma Smith is a Marucci, and Yma Smith CCC member and a "standing witness." It is far from clear that puts her in the same position as a client. In addition it is my understanding that none of these people were members of CCC until 2/13, almost 2 years after this email. I also note that the communications do not appear to be asking for legal advice but concern issues such as names for citizens' groups. Not privileged. 222080 Second page of 22079 Simply a list of contact persons and numbers to call at OSMRE. This is public information, not legal advice and seems to be simple community activism. Not privileged. 114713 Email from Kuklish to Hallowell This communication is very short and simply indicates that Kuklish and someone else would like to have a conversation. It does not seek legal advice. In addition, it occurred close to 2 years prior to Kuklish joining CCC and to the filing of this lawsuit. Not privileged.

FootNotes


1. The court was advised that there are a large number of documents in question. The grouping provided was intended to be a representative sample.
2. The Environmental Integrity Project is listed as counsel of record via attorney Alayne Gobielle.
3. Neither Ulery or Yma Smith are mentioned.
1. The court has been advised that Lisa Widawsky-Hallowell is a lawyer with the Environmental Integrity Project who has worked with Kuklish and others to pursue legal rights. She will be referred to as Hallowell throughout.
2. Counsel for Citizens Coal Counsel are cautioned that they cannot spread a broad brush to include communications to anyone who happens to be a lawyer from persons who are not either represented by counsel were considering joining in this lawsuit. Ordinary citizens who are or are not a member of CCC do not qualify to assert the attorney-client privilege simply because they are communicating with a lawyer.
Source:  Leagle

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