Filed: Apr. 03, 2014
Latest Update: Apr. 03, 2014
Summary: OPINION ECF No. 24 LISA PUPO LENIHAN, Chief Magistrate Judge. Pending before the court is a motion filed by plaintiff requesting a protective order confirming that certain communications are subject to attorney-client privilege and further requesting that the subsequent sharing of those communications with others did not waive the privilege. In conjunction with this motion, plaintiffs have provided the court with unredacted documents identified by the defendant for in camera review, 1 alo
Summary: OPINION ECF No. 24 LISA PUPO LENIHAN, Chief Magistrate Judge. Pending before the court is a motion filed by plaintiff requesting a protective order confirming that certain communications are subject to attorney-client privilege and further requesting that the subsequent sharing of those communications with others did not waive the privilege. In conjunction with this motion, plaintiffs have provided the court with unredacted documents identified by the defendant for in camera review, 1 alon..
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OPINION
ECF No. 24
LISA PUPO LENIHAN, Chief Magistrate Judge.
Pending before the court is a motion filed by plaintiff requesting a protective order confirming that certain communications are subject to attorney-client privilege and further requesting that the subsequent sharing of those communications with others did not waive the privilege. In conjunction with this motion, plaintiffs have provided the court with unredacted documents identified by the defendant for in camera review,1 along with a summary of the documents and relevant background information. The issues have been fully briefed by both parties.
Attached to this Order is a document chart in which the court refers to each document and indicates its ruling thereon. It is the court's hope that the parties will apply these rulings to the remaining documents for which privilege has been asserted and is being disputed. In making its decision as to each of the documents, the court has applied the following standards.
The Attorney-Client Privilege attaches in the following circumstances:
1. The asserted holder of the privilege is or sought to become a client.
2. The person to whom the communication was made is either a member of the bar of a court or his or her subordinate.
3. The person to whom the communication was made is acting as a lawyer in connection with the communication in question.
4. The communication relates to a fact of which the attorney was informed by the client, without the presence of strangers, for the purpose of securing primarily either an opinion of law or legal services or assistance in some legal proceeding (and not for the purpose of committing a crime or tort). And
5. the privilege has been claimed and not waived by the client.
Rhone-Poulenc Rorer, Inc. v. Home Indem., 32 F.3d 851, 862 (3d Cir. 1994).
There is a specific issue raised with respect to the capacity in which certain communicators were acting; in particular, Lisa Graves Marucci, who is a grass roots organizer for the Environmental Integrity Project ("EIP") who also provides litigation support. In addressing this the court will consider whether Ms. Marucci was acting in her capacity as an organizer or as a subordinate/representative of a lawyer and if the communication was for the purpose of securing legal services or advice or providing assistance in a legal proceeding as set forth above.
There is also an issue regarding Lisa Widawsky-Hallowell, an attorney with EIP who is not counsel of record in this case.2 Plaintiff argues that EIP was providing legal advice to it and to concerned citizens even before the case was filed. Defendants argue that EIP was acting as an environmental advocacy group and not as legal counsel. They further argue that Plaintiff did not engage EIP as legal counsel until June 24, 2013 and attach an agreement evidencing same. Plaintiff provided some evidence that it argues shows that Hallowell was acting as counsel to certain citizens (Kuklish, Nichols, Redman, and Harvey).3 Specifically a letter from Hallowell to the Pennsylvania Department of Environmental Protection stating that the letter is written on behalf of EIP and citizens living near the LaBelle Coal Refuse site, requesting an inspection. In the opinion of the court a letter requesting an inspection on behalf of the EIP and concerned citizens does not carry the argument that Hallowell was acting as an attorney for these citizens. She is acting, at best, as an attorney for EIP and, at worst, as an environmental advocate. The Hallowell affidavit (ECF No. 36-3) states that she, with the help of Marucci, met with residents to "develop a potential enforcement case." Again, while these residents may have been helping with the case they were not necessarily clients. CCC was a client but it is again not clear that the residents were acting as agents of CCC. Yes, they had similar interests, but that does not mean they had an attorney client relationship that warranted protection.
There is also an issue raised as to waiver of the privilege by including other concerned citizens on emails, i.e. in the "presence of a stranger." It is horn book law that the privilege does not attach if the statements are made in the presence of third parties. I Edna Selan Epstein, The Attorney-Client Privilege and the Work Product Doctrine 261 (5th ed. 2007). Plaintiff argues that all persons copied on or included in emails were clients or potential clients of EIP and asserts the "co-client privilege". The co-client privilege is invoked when two or more individuals who are represented, or seek to be represented, by the same attorney share a common legal interest and are jointly communicating with a lawyer or discussing or conveying a lawyer's advice amongst themselves. (ECF No. 25, p. 3, citing In re Teleglobe Commc'ns Corp., 493 F.3d 345, 362-63 (3d Cir. 2007)).
Most of the emails involve Gary Kuklish, who became a member of Citizens Coal Council ("CCC") only after 2/27/13, whom Plaintiffs argue is a client and Defendants argue is simply a local resident of LaBelle. To further complicate matters there are often other local, albeit interested, residents copied on the emails. Plaintiffs aver they are clients of the EIP attorneys or representatives to whom the emails are directed or from. This is not clear from the communications. Plaintiffs have not provided any agreements between these citizens and counsel or even EIP. It has not provided agreements showing that these persons have joined as representative plaintiffs in this lawsuit. These persons are identified as "standing witnesses." The court is not aware of any law that extends the privilege to witnesses. This makes the assertion of the privilege very tenuous. We must keep in mind that the purpose of the privilege is to encourage full and frank communications between attorneys and their clients, (Upjohn Co. v. U.S., 449 U.S. 383, 389 (1981)) and not to prevent or thwart discovery. ("Because the attorney-client privilege obstructs the truth-finding process, it is construed narrowly." Westinghouse v. Republic of the Phillipines, 951 F.2d 1414 (3d Cir. 1991) citing In re Grand Jury Investigation, 599 F.2d 1224, 1235 (3d Cir. 1979). In addition, it is essential that the communications concern legal assistance and advice or they are not privileged.
The parties agree that, once the concerned citizens became members of CCC and agreed to join in its efforts in the lawsuit, then they became clients and could invoke the privilege for certain, otherwise qualified, communications. The dispute concerns when that relationship began. For the most part, the court finds that the communications would not be protected pre-CCC membership unless they specifically indicate that the person is considering becoming a plaintiff and is seeking advice for that purpose.
Finally, as plaintiff is asserting the privilege the burden of proof rests with it. In re Grand Jury, 211 F.Supp.2d 555, 557 (M.D. Pa. 2001) (citing United States v. Schwimmer, 892 F.2d 237,244 (2d Cir. 1989)). The decisions as to each document as set forth on the attached Document Chart are made in accordance with these prerequisites. An Order will follow.
BATES# DOCUMENT DESCRIPTION RULING
222460 Meeting attendance list Not privileged. Nothing in this
document references or includes
communications made for the purpose
of securing legal advice.
117049 Email from Marcucci to Kuklish, copy to Informational only, no legal advice
Widawsky-Hallowell1 requested or given. Email is not
privileged. The fact that an attorney
was copied does not make the
document privileged.
219835 Email from Marcucci to LaBelle resident No legal advice given. Email is not
privileged.
219961 Email from Kuklish to Attorney Hallowell Does not appear to be seeking legal
forwarded to another LaBelle resident advice. Simply providing information.
Even if privileged, waived due to copy
to third party. Email is not privileged.
219976 Email from Marcucci to Ulery, copy to The two residents involved were not at
Kulish this time even members of CCC. The
communication seems to be engaging
in environmental activism and not
seeking legal advice. Not privileged.
221730 Email from Marcucci to Kuklish, copy to This is correspondence from an
Hallowell activist to a citizen, copied to another
attorney. It also does not appear to
contain legal advice pursuant to Mr.
Kuklish considering joining in a
lawsuit. Not privileged.
222037 Email Hallowell to Kuklish, copy Marucci This communication is well before
Kuklish joining CCC. It also does not
contain legal advice, rather advice on
community activism. Not privileged.
222429 Email from Kuklish to Marucci This communication is well before
Kuklish joining CCC. It also does not
contain legal advice, rather advice on
community activism. Not privileged.
222644 Email from Kuklish to Marucci This is an innocuous email that does
not appear to be requesting legal
advice or providing legal assistance.
Not privileged
115226 Email from Kuklish to Marucci This is an innocuous email that does
not appear to be requesting legal
advice or providing legal assistance.
Not privileged
219385 Email from Marucci to Phillips Communication relative to providing
legal representation. Privileged.
116871/2 Email from Marucci to Kuklish with The email is fairly innocuous. The
attachment attachment might be relevant to the
provision of legal services but it is
sent by Kuklish prior to him even
becoming a member of CCC and he is
not asking for legal advice. Not
privileged.
219411 Email from Basile to Marucci forwarded to Review of this document requires a
3 people, one of whom has an email address number of assumptions. First, is Basile
at a law firm of Webster and Gobielle. part of the lawsuit or simply a
concerned citizen? Are Webster and
Gobielle both representing him? If all
of the above questions are answered in
the affirmative then the 2nd part of the
document might be privileged. The
first part of the document is clearly not
privileged as it contains no
information for the purpose of
securing legal advice or assisting in a
legal proceeding.2
219957 Email from Kuklish to Cathie forwarding This is the same email that was
email to Hallowell and Marucci Bates 19961. Same ruling.
It is far from clear that this email
221833 Email from Hallowell to Marucci with a contains anything other than
copy to Dawes and Smith innocuous information not meant to
obtain legal advice. It is however
further sullied by the fact that there are
at least 2 people copied on it (there is
also a "jmulery" at the top) who are
not clients and therefore, any privilege
is waived.
222063/4 Email from Kuklish to Mary Koch Again, this document is confusing.
There are 2 emails at the top that
indicate a number of people in
addition to Koch may have seen the
document. Counsel for CCC attest that
the other people were clients of Ms.
Koch. Assuming this is true then the
document may be privileged and I am
saying this only because it is from
Kuklish who does eventually become
affiliated with Plaintiff and is directed
to a lawyer. However, it was shared
with others which may defeat the
privilege. If they are not clients and
simply concerned citizens than the
document is not privileged.
222037 On the list provided by counsel for CCC
this document is referred to as 222037-39.
However, the document itself only contains
the number 222037 and is identical to the
document by the same number referred to
above.
222038 This appears to be the bottom portion of
the email referred to in 22037.
222039 Repeat of 222038.
115826 Email from Ulery to Kuklish and Marucci Counsel for CCC assert that Ulery is a
client. However, the evidence
submitted with the briefs seems to
show that none of these concerned
citizens were members of CCC until
2/27/13 so I don't see how he could be
a client. If Ulery is a client then the
redacted portion ofthe document may
be privileged. It is not clear to the
court whether the entire document was
inadvertently produced and meant to
be withheld as privileged. The
privilege assertion has many
problems. It is sent from a person who
mayor may not be a client to another
person who is a client and to a
community organizer. It would be a
clearer privilege assertion if sent
directly to Marucci who could then be
categorized as an agent of counsel.
The fact that it is sent to Kuklish
implies that he is NOT looking for
legal advice. The bottom of the email
is advice from Kuklish, not a lawyer
so not legal advice. On the whole I
would rule it not privileged.
115827 This appears to be page two of 115826, a The documents is an email from Ulery
continuation of the email exchange but it is not clear whether this email
went to Kuklish only or both. In any
event my opinion on this is the same.
115824 Email from Ulery to Kuklish Counsel argues that this email is a
forwarded email from Ulery to
Kuklish to the attorneys. Nowhere
does the email say please send this to
counsel. On its face it is simply an
email between two non-lawyers and it
is not privileged.
219969 Email from Kuklish to counsel, shared with This is sent prior to 2/27/13 but it is
and Yma Smith sent by Kuklish directly to a lawyer
and might be considered privileged
communication prior to the lawsuit.
The problem is that it was then shared
with another concerned citizen. Any
privilege which might have attached is
waived.
221833 Duplicate addressed above
222351 Email from Kuklish to Hallowell Because this communication is from
Kuklish directly to the attorney with
no other people copied the court will
uphold the privilege.
219547 Email from Hallowell to Kuklish, Marucci The communication is not giving legal
and Yma Smith advice and is copied to an outside
party
222082 Email from Kuklish to Hallowell Similar and a follow up to 222351.
Privileged for the same reasons.
222079 Series of emails from Kuklish to Hallowell, Counsel argues that Yma Smith is a
Marucci, and Yma Smith CCC member and a "standing
witness." It is far from clear that puts
her in the same position as a client. In
addition it is my understanding that
none of these people were members of
CCC until 2/13, almost 2 years after
this email. I also note that the
communications do not appear to be
asking for legal advice but concern
issues such as names for citizens'
groups. Not privileged.
222080 Second page of 22079 Simply a list of contact persons and
numbers to call at OSMRE. This is
public information, not legal advice
and seems to be simple community
activism. Not privileged.
114713 Email from Kuklish to Hallowell This communication is very short and
simply indicates that Kuklish and
someone else would like to have a
conversation. It does not seek legal
advice. In addition, it occurred close to
2 years prior to Kuklish joining CCC
and to the filing of this lawsuit. Not
privileged.