JOY FLOWERS CONTI, Chief District Judge.
This is an action brought pursuant to the Federal Tort Claims Act, 28 U.S.C. § 2671 ("FTCA"). (ECF No. 1 ¶ 11.) In their three-count complaint, plaintiffs, John and Joan McCluskey, accuse the United States of negligence and professional negligence in allowing Legionella bacteria to enter the potable water system at two Veterans Affairs Pittsburgh Healthcare System facilities: (1) University Drive Hospital and H.J. Heinz Campus. Mr. McCluskey visited the VA facilities for various tests and treatments between 2011 and 2013, and during a hospital stay in February 2013 was diagnosed with Legionnaires disease. (ECF No. 1 ¶¶25-32.) Mr. McCluskey recently died, and this action is now being pursued in the name of his estate. Mrs. McCluskey asserts a loss of consortium claim. (ECF No. 1 ¶¶ 93-94.)
On June 15, 2015, the government moved to dismiss Count III of the complaint, Mrs. McCluskey's loss of consortium claim. (ECF No. 7.) The government argues that this court lacks subject-matter jurisdiction because Mrs. McCluskey never filed a Standard Form 95 claim for damage, injury, or death ("SF-95"), which is a pre-requisite to filing suit under the FTCA. (ECF No. 7-1.) Plaintiffs acknowledge that administrative exhaustion is a prerequisite to bringing suit, but contend that Mrs. McCluskey need not have filed her own, separate SF-95 because Mr. McCluskey's form indicated that he was married, thus putting the government on notice of Mrs. McCluskey's claim. (ECF No. 10 at 4.) Plaintiffs argue that the FTCA's purpose to promote fair settlement "is not hindered by the inclusion of [Mrs.] McCluskey's claim on the same administrative claim form as her husband." (
Plaintiffs further argue that even if Mrs. McCluskey were required to file her own SF-95, the doctrine of equitable estoppel should be applied to preserve her claim. (
Mrs. McCluskey's loss of consortium claim must be dismissed. Administrative exhaustion, by filing a SF-95, is a pre-requisite to filing suit. There are no facts in the record that would support plaintiffs' equitable estoppel argument.
Mr. McCluskey visited the VA University Drive Hospital and Heinz Campus on various occasions between 2011 and 2013, several of which he specifically lists in his complaint. (ECF No. 1 ¶¶ 25-28.) Mr. McCluskey avers that he drank from the water fountains during his visits, ate in the cafeteria and noticed during visits occurring in 2011 that the water fountains were designated as not usable. (
The complaint alleges that "Plaintiffs" submitted a SF-95 providing notice of "these claims," but that the government "denied the claim." (ECF No. 1 ¶¶ 9-10.) The record reflects that attorney Peter Friday forwarded a SF-95 to the Office of the Regional Counsel on September 11, 2014. (ECF No. 16-1 at 2.) The cover letter stated that attorney Friday represented "John C. McCluskey in a claim for damages resulting from Mr. McCluskey contracting Legionnaires Disease" and enclosed a SF-95 "signed by Mr. McCluskey." (
The FTCA provides in pertinent part:
28 U.S.C. § 2675(a). Further specification as to the filing of a proper administrative claim is set forth in 28 C.F.R. § 14.2(a), which provides in pertinent part:
28 C.F.R. § 14.2(a) (1994). SF-95 states that "each claimant should submit a separate claim form" and that if someone other than the claimant is asserting a personal injury "state the name of the injured person or decedent." (ECF No. 16-4.) Courts have recognized that the FTCA requires that "each claim and each claimant meet the prerequisites for maintaining a suit against the government."
The filing of the appropriate administrative claim is an absolute jurisdictional prerequisite to maintaining a FTCA action against the federal government and cannot be waived.
The purpose of these administrative requirements is to provide the government with notice of all claims being asserted against it in order to avoid unfair surprise and to promote fair and expeditious settlement or defense of the government's liabilities.
A motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(1) challenges the existence of a federal court's subject-matter jurisdiction. "`When subject-matter jurisdiction is challenged under Rule 12(b)(1), the plaintiff must bear the burden of persuasion.'"
"A defendant can also attack subject-matter jurisdiction by factually challenging the jurisdictional allegations set forth in the complaint."
The law of the state where the acts of negligence and injury allegedly occurred is applied to determine the government's liability under the FTCA.
Numerous courts interpreting Pennsylvania law have, upon consideration of arguments similar to Plaintiffs', concluded that the FTCA requires the non-injured spouse to provide separate notice of his or her loss of consortium claim to the appropriate agency.
Plaintiffs reliance on
There is no dispute in this case that Mrs. McCluskey is not mentioned by name on Mr. McCluskey's SF-95, there is no reference on that form to any loss, harm, or injury to Mrs. McCluskey, and Mrs. McCluskey did not sign that form. (ECF No. 7-3.) The form discloses only Mr. McCluskey's contraction of Legionnaire's disease, and seeks damages as a result of that injury. The form's indication that Mr. McCluskey is married, standing alone, is insufficient to put the government on notice that Mrs. McCluskey was asserting a separate claim for damages against the government.
Plaintiffs' arguments at the motion hearing that Mrs. McCluskey's claim should not be dismissed because it is derivative of Mr. McCluskey's claim and because the government received notice of her claim when Mr. McCluskey indicated on his SF-95 that he was married, are unsupported by, and are in fact contradicted by, relevant case law. Mrs. McCluskey did not satisfy the FTCA's requirements that all claims be presented to the agency prior to filing suit. Count III must be dismissed due to a lack of subject-matter jurisdiction.
Plaintiffs argue that even if Mrs. McCluskey was required to file her own SF-95, the government should be estopped from challenging her claim. (ECF No. 10 at 4-5.) In support of this claim, plaintiffs contend that the VA University Drive Hospital and certain unidentified "VA representatives" and "agents" remained silent with respect to the steps necessary to preserve Mrs. McCluskey's loss of consortium claim. (
An estoppel claim requires a plaintiff to prove (1) misrepresentation by the other party, (2) on which he reasonably relied, (3) to his detriment.
Plaintiffs failed to identify any misrepresentation or affirmative misconduct on the part of any government agent in this case. Plaintiffs' argument consists of three sentences, unsupported by any law or evidence, repeating that unidentified VA officials remained silent even though they knew that Mrs. McCluskey held a loss of consortium claim. (ECF No. 10 at 5.) Plaintiffs provide no detail about what officials met with them about Mr. McCluskey's illness, what they were told, or what they asked about. In any event, even accepting plaintiffs' allegations as true, plaintiffs fail to explain how a VA official's failure to advise them specifically about Mrs. McCluskey's loss of consortium claim could qualify as affirmative misconduct. Plaintiffs, therefore, cannot satisfy the first element of their estoppel claim, or the additional element applicable when the doctrine is invoked against the government.
In any event, the record reflects that Mr. McCluskey was represented by counsel at the time he filed his SF-95, making it difficult for plaintiffs to prove reasonable reliance on whatever statements may have been made, or not made, by the VA officials.
Plaintiffs did not establish that the government must be estopped from challenging the procedural validity of Mrs. McCluskey's claim.
For the foregoing reasons, Mrs. McCluskey's loss of consortium claim, pled in Count III of the complaint, must be dismissed due to a lack of subject-matter jurisdiction. An appropriate order will be entered contemporaneously with this opinion.