MARK R. HORNAK, District Judge.
On November 12, 2011, Jennifer Piccini suffered a gunshot wound to the head in the parking lot of the Borough of Glassport police station. She was pronounced dead soon thereafter at UPMC McKeesport Hospital. This case arose from the events leading up to, and following, the shooting.
On November 12, 2013, Spencer Pearce (Ms. Piccini's son) filed a Writ of Summons in Pennsylvania state court. On March 7, 2016, he was granted Letters of Administration Pendente Lite on Ms. Piccini's Estate. ECF No. 1-3, at 9 ¶ 37; ECF No. 20-1. Thereafter, on March 16, 2016 Pearce filed a complaint in the state court case, after having been "ruled" by the Defendants to do so. The Defendants, Borough of Glassport, Michael Piccini (Jennifer's husband), and Nicholas Caito, removed the case to this Court. ECF No. 1, dated April 14, 2016.
Briefly, Pearce alleges that Michael and Jennifer Piccini were involved in a personal argument in the Borough of Glassport police station parking lot. ECF No. 1-3, at 1. Michael Piccini—a Glassport police officer—left and sometime later Jennifer Piccini (while in the parking lot) produced a gun and pointed it at her own head, with her finger on the trigger. Another police officer, Defendant Nicholas Caito, confronted Ms. Piccini and aimed his TASER at her. Id. Thereafter, Michael Piccini returned to the parking lot and ordered Caito to fire his TASER at Jennifer Piccini. Id. Caito did so, and at or near the same time, Jennifer Piccini's gun fired, with the round striking her in the head. Id. Pearce alleges that the officers' conduct unlawfully caused Ms. Piccini's death, namely that Tasering her while she had a gun pointed at her head with her finger on the trigger had but one inevitable result: causing her muscles to contract which in turn made her fire the gun.
Pearce brings nine counts. Id. at 10-18. Counts I-V are brought under 42 U.S.C. § 1983 and allege violations of various federal constitutional rights. Count VI is a wrongful death claim under Pennsylvania law. Count VII is generally called a "Survival Action." Counts VIII and IX are for assault and battery and civil conspiracy under state law. Id. The Defendants moved to dismiss all of the claims, arguing that there are procedural bars preventing recovery.
Federal Rule of Civil Procedure 12(b)(6) provides for the dismissal of cases that fail to state a claim upon which relief can be granted. A court must accept all well-pleaded facts as true, in the light most favorable to the plaintiff, but should disregard legal conclusions. Phillips v. Cty. of Allegheny, 515 F.3d 224, 233 (3d Cir. 2008). Then, the court must "determine whether the facts alleged in the complaint are sufficient to show that the plaintiff has a plausible claim for relief." Fowler v. UPMC Shadyside, 578 F.3d 203, 211 (3d Cir. 2009) (citing Ashcroft v. Iqbal, 556 U.S. 662, 679 (2009)).
The Court will begin by discussing the survival claims followed by the wrongful death claim. The Court will also address qualified immunity.
Counts I-V (the § 1983 claims), Count VII (styled "survival action"),
First, it is true that Spencer Pearce, in his individual capacity as Spencer Pearce, cannot establish § 1983 claims for violations of his own constitutional rights because his rights were not violated. However, it is clear from the face of the Complaint that Spencer Pearce brings the § 1983 claims (and all of the other survival claims) on behalf of his mother. See
This leads to the Defendants' second argument: that is that Mr. Pearce lacks standing because he is suing in his individual capacity.
The Defendants further argue that amending the caption to indicate that Mr. Pearce is not suing in his individual capacity is not allowed because the statute of limitations has run. Id. at 9. The statute of limitations for the survival claims (both § 1983 and state law tort claims) is two years. See 42 Pa. C.S. § 5524; Wilson v. Garcia, 471 U.S. 261 (1985). Defendants argue that because Jennifer Piccini died on November 12, 2011, the statute of limitations expired on November 12, 2013 and Spencer Pearce did not seek Letters of Administration (granting him the right to sue on behalf of her Estate) until March 7, 2016, so the action is time-barred.
In fact, Spencer Pearce commenced the suit by filing a Writ of Summons in Pennsylvania state court on November 12, 2013. That is within the applicable statute of limitations. Assuming that the Defendants are right that Pearce lacked the capacity to sue at that point because he lacked Letters of Administration (an argument the Court will address shortly), that is not a fatal problem, at least now that we are here in federal court (at the Defendants' behest via removal). Federal Rule of Civil Procedure 17(a)(3)
That protection against dismissal "is designed to avoid forfeiture and injustice when an understandable mistake has been made in selecting the party in whose name the action should be brought." Gardner v. State Farm Fire and Cas. Co., 544 F.3d 553, 562 (3d Cir. 2008) (quoting Charles Alan Wright, Arthur R. Miller, & Mary Kay Kane, Federal Practice & Procedure, § 1555 (2d ed. 2008)). Critically, it "should be applied only to cases in which substitution of the real party in interest is necessary to avoid injustice." Id. This is just such a case.
If, at the time of filing the Writ of Summons, Spencer Pearce lacked the capacity to bring the suit via holding the Letters of Administration he was evidently entitled to, under Rule 17, he must be granted a reasonable amount of time to gain the proper status as trustee ad litem and/or personal representative of Jennifer Piccini's Estate.
The person who would normally be entitled to be the trustee ad litem or Personal Representative of Jennifer Piccini's estate (her husband Michael Piccini) is a named Defendant in the case, and the allegations are that he played a significant role in her death. Further, Mr. Pearce alleges that the investigation into Ms. Piccini's death was slow-walked by the Allegheny County Police Department and District Attorney's Office, such that he could not reasonably know whether he had a valid cause of action until after the statute of limitations expired.
The Defendants also argue that under Federal Rule of Civil Procedure 15(c)(1)(A) any amendment cannot relate back so the statute of limitations is still a bar to the suit going forward.
Finally, the Court at this stage cannot rule out that the survival claims did not accrue at the moment of Jennifer Piccini's death. See Wallace v. Kato, 549 U.S. 384, 388 (2007) ("the accrual date of a § 1983 cause of action is a question of federal law that is not resolved by reference to state law.") (emphasis in original). Nor can the Court conclude at this stage that (1) state equitable tolling doctrines do not apply to Pearce's § 1983 claims or (2) state tolling doctrines do not conflict with federal law or policy such that the running of the statute of limitations was paused for a period of time anyway. "Under Pennsylvania's discovery rule, the statute of limitations should be tolled `until the injured party discovers or reasonably should discover that he has been injured and that his injury has been caused by another party's conduct.'" Leonard v. City of Pittsburgh, No. 2:13-cv-455, 2013 WL 4541727, at *5 (W.D. Pa. Aug. 27, 2013), aff'd, 570 F. App'x 241 (3d Cir. 2013) (quoting Fine v. Checcio, 870 A.2d 850, 859 (Pa. 2005)). It is possible that Ms. Piccini's Estate would not have reasonably discovered the alleged misconduct until after the statute of limitations had run, given the allegations that various authorities dragged their feet in providing critical information. Moreover, even if no Pennsylvania state tolling law applies, there remains the possibility that federal tolling applies. See Leonard, 2013 WL 4541727, at *9 (if "state tolling principles contradict federal law or policy, federal tolling principles may apply in certain limited circumstances.") (citing Kach v. Hose, 589 F.3d 626, 643 (3d Cir. 2009)).
Essentially, the Defendants ask this Court to apply the "Third Circuit Rule" to use the statute of limitations affirmative defense as a vehicle to dismiss the case at the motion to dismiss stage. That rule "permits a limitations defense to be raised by a motion under Rule 12(b)(6), but only if `the time alleged in the statement of a claim shows that the cause of action has not been brought within the statute of limitations.'" Robinson v. Johnson, 313 F.3d 128, 135 (3d Cir. 2002) (quoting Hanna v. U.S. Veterans' Admin. Hosp., 514 F.2d 1092, 1094 (3d Cir. 1975)). But "[i]f the bar is not apparent on the face of the complaint, then it may not afford the basis for a dismissal of the complaint under Rule 12(b)(6)." Id. (quoting Bethel v. Jendoco Constr. Corp., 570 F.2d 1168, 1174 (3d Cir. 1978)). Here, given the bare (or really at this point nonexistent) factual record and considering the allegations of the Complaint in a light most favorable to the Plaintiff, the Court cannot conclude that a statute of limitations bar is facially and conclusively evident. Given the allegations in the Complaint, the Court cannot conclude now that no tolling/delay of accrual doctrine will not apply.
That brings the Court to the state law wrongful death claim at Count VI. The Defendants argue that this claim is time barred for largely the same reasons as the survival claims, adding the argument that because Pennsylvania law says that the "discovery rule" does not ever toll the statute of limitations in wrongful death cases, Pearce cannot bring this claim now.
On this point also, Judge Stengel's thorough and well-reasoned opinion in In re Tylenol leads the way. There, the court noted that "[c]ourts have routinely used Rule 17(a)(3) to allow a party bringing a wrongful death claim in her individual capacity to later be substituted by herself in her official capacity as personal administrator." Id. at *7 (collecting cases from several districts and circuits). And in applying Rule 17 (which conflicted with the underlying state (Alabama) law), the court held that though the plaintiff had not been formally appointed as the personal representative of the estate until well after filing a Writ of Summons, she was nevertheless entitled to ratify the action after her formal appointment and after the statute of limitations had run. Id. at *14.
And even as a matter of Pennsylvania law, it appears that according to Usner v. Duersmith, 346 Pa. 494 (1943), wrongful death plaintiffs are allowed to amend a caption to include their designation as trustee ad litem after the statute of limitations has run. Moreover, the Court does not believe that formal appointment by the Orphan Court as trustee ad litem is necessary under Pennsylvania law to bring a wrongful death action. The Defendants cite Gudalefsky v. Nipple, No. 1696-MDA-2014, 2015 WL 7016099 (Pa. Super. Ct. 2015) for that proposition. But in Gudalefsky, the Superior Court recognized that the complaint was defective because the plaintiff did "not claim to bring [the] action in a representative capacity nor [had] she been appointed a trustee ad litem." 2015 WL 7016099, at *3 (emphasis on the disjunctive added). However, the Superior Court also held that the defect was "not necessarily fatal" and cited to Usner. Id. at *3 n.6.
The Motion to Dismiss will be denied without prejudice as to this Count.
The Defendants also half-heartedly raise qualified immunity as a defense. ECF No. 8, at 15. They essentially argue that in Tasering Jennifer Piccini (which is alleged to have killed her), the police officers were performing discretionary functions that are "shielded from liability for civil damages." Id. With no citation to legal authority, the Defendants at oral argument told the Court that simply because Jennifer Piccini held a drawn handgun (pointed to her own head) while she stood on police station property, the officers were entitled to use lethal force and to kill her.
"[Q]ualified immunity shields officials from civil liability so long as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Mullenix v. Luna, 136 S.Ct. 305, 308 (2015) (quoting Pearson v. Callahan, 555 U.S. 223, 231 (2009)). "Put simply, qualified immunity protects `all by the plainly incompetent or those who knowingly violate the law.'" Id. (quoting Malley v. Briggs, 475 U.S. 335, 341 (1986)). The Defendants make no attempt to define what right was, or was not, allegedly violated. They confuse the second prong (whether or not a reasonable state actor would have known she was violating a right) with the non sequitur of whether or not Michael Piccini and Nicholas Caito "acted in an unreasonable manner." Further, qualified immunity is an affirmative defense, so the Plaintiff "has no obligation to plead a violation of clearly established law in order to avoid dismissal on qualified immunity grounds." Thomas v. Independence Twp., 463 F.3d 285, 293 (3d Cir. 2006) ("the burden of pleading qualified immunity rests with the defendant, not the plaintiff.").
There is simply not enough of a factual record to decide whether these police officers are entitled to qualified immunity for their actions as pled. That is, whether the record would compel a finding at this point that they were or were not (a) plainly incompetent, (b) knowingly violating the law, (c) both, or (d) neither. There is no question that the use of excessive force in seizing a person can violate a clearly established constitutional right. See, e.g., Santini v. Fuentes, 795 F.3d 410 (3d Cir. 2015) (vacating a grant of summary judgment on qualified immunity grounds in an excessive force case); Curley v. Klem, 298 F.3d 271 (3d Cir. 2002) (same). Here, at the earliest of the pleading stages, there are simply far too many open factual issues
The Defendants' Motion to Dismiss is granted without prejudice as to Count VII and denied without prejudice in all other respects. The Plaintiff's Motion to Amend/Correct Caption is granted.
An appropriate Order will issue.