GUSTAVE DIAMOND, District Judge.
AND NOW, this 9th day of September, 2016, upon due consideration of the parties' cross-motions for summary judgment relating to plaintiffs request for review of the decision of the Commissioner of Social Security ("Commissioner") denying plaintiffs applications for disability insurance benefits and supplemental security income under Titles II and XVI, respectively, of the Social Security Act ("Act"), IT IS ORDERED that plaintiffs motion for summary judgment (Document No. 11) be, and the same hereby is, granted and the Commissioner's motion for summary judgment (Document No. 13) be, and the same hereby is, denied. The Commissioner's decision of November 15, 2013, will be reversed and this case will be remanded to the Commissioner for further proceedings consistent with this opinion pursuant to sentence 4 of 42 U.S.C. §405(g).
When the Commissioner determines that a claimant is not "disabled" within the meaning of the Act, the findings leading to such a conclusion must be based upon substantial evidence. "Substantial evidence has been defined as `more than a mere scintilla. It means such relevant evidence as a reasonable mind might accept as adequate.'"
Despite the deference to administrative decisions required by the substantial evidence standard, reviewing courts "`retain a responsibility to scrutinize the entire record and to reverse or remand if the [Commissioner's] decision is not supported by substantial evidence.'"
Plaintiff protectively filed his pending applications for disability insurance benefits and supplemental security income on January 26, 2012, and April 1, 2012, respectively, both alleging a disability onset date of December 16, 2009,
Plaintiff was 36 years old at the time of the ALJ's decision and is classified as a younger person under the regulations. 20 C.F.R. §§404.1563(c) and 416.963(c). He has at least a high school education and has past relevant work experience as a pizza delivery person, but he has not engaged in any substantial gainful activity since his alleged onset date.
After reviewing plaintiffs medical records and hearing plaintiffs testimony, the ALJ concluded that plaintiff is not disabled within the meaning of the Act. The ALJ found that although plaintiff has the severe impairments of status-post traumatic brain injury, left sided spastic hemiplegia,
The ALJ also found that plaintiff retains the residual functional capacity to engage in work at the sedentary exertional level but with numerous restrictions necessary to accommodate his impairments.
The Act defines "disability" as the inability to engage in substantial gainful activity by reason of a physical or mental impairment which can be expected to last for a continuous period of at least twelve months. 42 U.S.C. §§423(d)(1)(A) and 1382c(a)(3)(A). The impairment or impairments must be so severe that the claimant "is not only unable to do his previous work but cannot, considering his age, education and work experience, engage in any other kind of substantial gainful work which exists in the national economy. . . ." 42 U.S.C. §§423(d)(2)(A) and §1382c(a)(3)(B).
The Commissioner has promulgated regulations incorporating a five-step sequential evaluation process for determining whether a claimant is under a disability.
Here, plaintiffs only challenge is to the ALJ's step 3 finding that plaintiffs impairments caused by his traumatic brain injury do not meet or equal Listing 11.04, Specifically, plaintiff contends that the ALJ erroneously interpreted that listing to require deficits on both the left
At step 3, the ALJ must determine whether the claimant's impairment matches, or is equivalent to, one of the listed impairments.
The burden is on the ALJ to identify the relevant listed impairment in the federal regulations that compares with the claimant's impairment.
Here, the ALJ correctly identified 11.04 as the listing corresponding to plaintiffs impairments arising from his traumatic brain injury.
The ALJ found that plaintiff does not meet Listing 11.04 because his "disorganization of motor function affects only his left sided extremities and has not resulted in sustained disturbance of gross and dexterous movements, or gait and station." (R. 24). The only stated rationale behind the ALJ's finding is that plaintiff "has remained largely independent and has engaged in a wide range of activities despite his impairments." (
The court finds that the ALJ's step 3 analysis in this case fails to withstand substantial evidence scrutiny. First, the ALJ inaccurately seems to suggest that plaintiff does not meet the listing because his disorganization of motor functioning "affects only his left sided extremit
It is indisputable in this case that plaintiff does not have significant and persistent disorganization of motor functioning in either of his
The court simply cannot tell from the ALJ's decision what his answers to those remaining questions were. It is plausible that his step 3 finding incorrectly assumed that plaintiff cannot meet Listing 11.04 simply because his disorganization of motor functioning was solely on his left side. It also is plausible that he may have been acknowledging that plaintiff does have such disorganization of motor functioning in
Clarity also cannot be found in the remainder of the ALJ's decision either. For instance, while the ALJ found plaintiff to have the severe impairments of "left-sided spastic hemiplegia and left extremity neuropathy and paralysis," (R. 23), and acknowledged plaintiffs "well-documented history of remote motor vehicle accident and resulting loss of function in his left upper
However, there is objective medical evidence indicating that plaintiffs left-sided difficulties were not limited to his left upper extremity. Dr. Ramachandra Tata, the neurologist, diagnosed plaintiff with left spastic hemiplegia and left-sided neuropathic pain, and also noted an unsteady gait. (R. 267-69). Dr. Sheila Burick, plaintiffs treating physician, reported left-sided weakness. (R. 319). Dr. Kenneth Molinero, an orthopedist, also examined plaintiff and found left-sided deficiencies. (R. 348-49).
In
On remand, the ALJ must make clear findings as to whether plaintiff has significant and persistent disorganization of motor functioning in his left lower extremity. If the ALJ concludes that he does, then he must make a clear finding as to whether that significant and persistent disorganization of motor functioning results in sustained disturbance of gait and station.
Accordingly, for the foregoing reasons, plaintiffs motion for summary judgment will be granted, the Commissioner's motion for summary judgment will be denied, and this case will be remanded to the Commissioner for further proceedings consistent with this opinion.