MARK R. HORNAK, District Judge.
Presently pending before the Court are the following motions filed by the Plaintiff: (1) First Motion to Alter Judgment Dismissing and Denying Parties (ECF No. 97); First Motion to Sever Action (ECF No. 98); First Motion for Recusal (ECF No. 99); First Motion in Limine to Admit Tape Recordings (ECF No. 100); First Motion to Modify for Findings (ECF No. 104); and Motion for Leave to File Discovery Requests Directly into Court (ECF No. 108). Defendants have responded to several of the motions. (ECF Nos. 101, 102, 105, 109). Also pending before the Court is Defendants' Motion for Sanctions Pursuant to Federal Rule of Civil Procedure 11 (ECF No. 66). For the reasons that follow, each motion is denied.
In his Amended Complaint (ECF No. 31), Plaintiff alleged that he made several inquiries to the Armstrong County Treasurer's Office from 2011 to 2013 about the process for buying residential property owned by the County through means other than public auctions. Plaintiff ultimately attempted to utilize the County's direct private bid process to obtain several such properties. He contends that he was initially told by Tax Claim Bureau staff that there were no competing bids on any of those properties, but that each submission was ultimately trumped by a last-minute bidder. Plaintiff maintains that this occurred because the County was informing other government officials of his bids in an attempt to prevent him from acquiring the properties. When Plaintiff wrote a letter to the County Commissioners to complain about this alleged misdealing, the County Commissioners ended the private-sale process entirely.
Based on this alleged wrongdoing, Plaintiff initiated the instant action against Armstrong County and three Armstrong County Commissioners (in both their official and individual capacities). On July 8, 2016, this Court dismissed Plaintiff's claims against the County (including those against the County Commissioners in their official capacities) because Plaintiff had failed to allege that any of the misconduct occurred pursuant to an official policy or custom. (ECF No. 47).
On March 27, 2017, Plaintiff filed a motion to amend his complaint (for the second time) to add the Armstrong County Tax Collector, Jeanne M. Englert, as a defendant. (ECF No. 73). On April 24, 2017, this Court noted during a telephonic hearing that the two-year statute of limitations appeared to have run on Plaintiff's claims against Englert and that he had failed to demonstrate that he could meet the "relation back" requirements of Fed. R. Civ. Pro. 15(c). The Court observed that Plaintiff had clearly been aware of the existence of the Tax Collector when he filed his original complaint but that he had failed to name her as a defendant, indicating that he did not wish to bring suit against that individual. The Court further noted that Plaintiff's request to add Englert as a defendant in her official capacity amounted to an end-run attempt to haul Armstrong County back into the litigation. On April 26, 2017, the Court issued a Memorandum Order denying Plaintiff's Second Motion to Amend on this basis. (ECF No. 94).
In his Motion to Alter Judgment, Plaintiff asks this Court to reconsider the dismissal of Armstrong County from this action and the denial of his request to add the Armstrong County Tax Collector as an additional defendant. Plaintiff contends that this Court erred by: (1) failing to provide sufficient legal reasoning in support of those decisions; (2) failing to address his claims against Englert in her individual capacity; (3) ruling in favor of Defendants on a "surprise" issue that they had not raised in their briefs; (4) ruling in a manner that conflicted with the Court's pretrial order; and (5) ignoring the legal authority cited by Plaintiff in support of his Motion to Amend.
Although characterized as a request pursuant to Fed. R. Civ. Pro. 54(b), Plaintiff's request for reconsideration is properly governed by Rule 59(e). Rule 59(e) requires a party seeking reconsideration of a final order to show an intervening change in controlling law, the availability of new evidence not previously available, or "the need to correct a clear error of law or fact or to prevent manifest injustice."
None of the grounds raised by Plaintiff support his request for reconsideration. First, Plaintiff appears to suggest that the Court failed to provide adequate grounds for its reasoning when it dismissed the County from this action and denied Plaintiff's request to add Englert as a Defendant. With respect to the former, the Court articulated that the County was entitled to dismissal because Plaintiff had not articulated any official policy or custom underlying the alleged violation, as required for municipal liability. (
Plaintiff next contends that the Court failed to address his request to add Englert as a defendant in her individual capacity. Contrary to Plaintiff's contention, this is precisely the issue that the Court addressed in the Memorandum Order issued on April 26, 2017. As explained in that Opinion, Plaintiff's claims against Englert are time-barred. (ECF No. 94 at 1-2).
Plaintiff accuses the Court of improperly raising a "surprise" issue in order to deny his request to amend his complaint. According to Plaintiff:
(ECF No. 97-1 at 5-6).
Plaintiff is simply incorrect. Defendants raised this exact issue in their response to his Motion to Amend, stating that "Rule 17(d) of the Federal Rules of Civil Procedure provides that Plaintiff could have named Ms. Englert in his original Complaint by her title as Director of the Tax Claim Bureau of Armstrong County." (ECF No. 83 at 9). At the oral hearing on April 24, 2017, the Court directed Plaintiff to this precise portion of Defendant's brief:
(Transcript, 4/24/17 Hearing, at 9). In light of this exchange, Plaintiff's claim that this issue was a "surprise" is patently frivolous.
Finally, Plaintiff contends that this Court violated its own pretrial Order when it characterized his Motion to Amend as untimely. On February 3, 2017, the Court entered an Initial Case Management Order specifying that the deadline to amend pleadings and add parties was April 1, 2017. (ECF No. 64). Plaintiff filed his Motion to Amend on March 27, 2017. Consequently, Plaintiff contends that this Court "reneged after plaintiff relied on the court's order." (ECF No. 97-1 at 7). Plaintiff is mistaken. The deadline provided in the Court's Case Management Order is not a guarantee that any proposed amendment filed within that timeframe will automatically be permitted. Rather, the proposed amendment must still meet the requirements of Rule 15 of the Federal Rules of Civil Procedure. As explained in the Court's April 26, 2017 Memorandum Order, Plaintiff's proposed amendment did not meet these requirements. Plaintiff's request for reconsideration on this basis will be denied.
Plaintiff's Motion to Sever again challenges this Court's Orders dismissing the County from this action and denying Plaintiff's request to add Englert as an additional defendant. Plaintiff asks the Court to certify those rulings to permit Plaintiff an opportunity for immediate appeal under Fed. R. Civ. P. 54(b) and 28 U.S.C. § 1292(b). Plaintiff contends that the Court's dismissal of the County as a defendant "narrowed the scope of the available injunctive relief so as to effectively prevent the plaintiff[] from obtaining the full relief [he] requested."
Rule 54(b) provides that, when an action presents more than one claim for relief, "the court may direct entry of a final judgment as to one or more, but fewer than all, claims or parties only if the court expressly determines that there is no just reason for delay." Fed. R. Civ. P. 54(b). This rule is designed "to strike a balance between the undesirability of piecemeal appeals and the need for making review available at a time that best serves the needs of the parties."
28 U.S.C. § 1292(b) likewise states:
Because piecemeal litigation is generally disfavored, certification under Rule 54(b) should only be granted in unusual cases where failing to allow an immediate appeal would create some hardship or injustice, or where allowing the appeal would increase judicial efficiency. Although Plaintiff argues that the dismissal of the County as a defendant has denied him the opportunity to obtain the injunctive relief that he requests, he does not explain how an immediate appeal of this ruling would increase judicial efficiency or avoid some sort of hardship or injustice.
Section 1292(b) does not warrant a different result. It is axiomatic that certification pursuant to Section 1292(b) should only be used "sparingly and in exceptional circumstances."
In his Motion for Recusal, Plaintiff contends that recusal is warranted based on much of the same conduct that formed the underlying basis for his reconsideration motion, to wit: (1) the Court "reneging" on its own pretrial order; (2) raising a "surprise" issue at an oral hearing; (3) crediting Defendants' legal authority and rejecting that offered by Plaintiff; and (4) failing to provide legal authority to support its rulings. Plaintiff also raises several objections to the Court's handling of Defendants' Motion for Sanctions, despite that the Court has yet to rule on that motion. Finally, Plaintiff complains that the Court failed to mail him a copy of an Order of dismissal in another action, forcing him to rely on ECF to obtain the order.
It is well-established that "judicial rulings alone almost never constitute a valid basis for a bias or partiality motion."
In the instant case, Plaintiff's arguments in support of recusal amount to little more than a disagreement over this Court's legal rulings. "Disqualification is not an appropriate remedy for disagreement over a legal ruling."
In his Motion in Limine, Plaintiff accuses the Defendants of stalling during discovery and threatens "to show proof of deliberate destruction of what they refuse to produce." (ECF No. 100-1 at 1). To this end, Plaintiff seeks a ruling as to the admissibility of tape-recorded telephone conversations that he apparently had with Armstrong County staff.
Pursuant to Local Rule 16.1(B)(3), dates for filing of Motions in Limine are established by the Court's Final Scheduling Order. As no such order has been entered in this action, Plaintiff's Motion is premature.
On May 23, 2017, Plaintiff filed a document styled a "Notice of and Motion for Chambers Rules and for Transcript of of [sic] the April Hearing and for Leave to Respond to Defendants." (ECF No. 96). In that motion, Plaintiff requested a free transcript of the April 24, 2017 hearing and complained to the Court that he could not open the Court's Chambers Rules on the Court's website. The Court denied the request for a transcript by Order dated June 15, 2017. (ECF No. 103). In his Motion to Modify for Findings (ECF No. 104), Plaintiff appears to demand a response from the Court as to his complaints about his inability to access the Court's website.
The Chamber Procedures of this Court are located at the following link: http://www.pawd.uscourts.gov/content/mark-r-hornak-district-judge. As of the date of this Order, each of the links on the website is working correctly. It is not the responsibility of the Court to ensure that Plaintiff's computer system and browser are working correctly. Plaintiff's Motion to Modify will, accordingly, be denied.
Finally, Plaintiff contends that Defendants have been attempting to avoid or ignore his discovery requests by refusing to acknowledge receipt of discovery and by providing him with inaccurate email addresses and contact information. (ECF No. 108). Plaintiff seeks leave to file all of his discovery requests with the Court so that Defendants cannot deny receipt. Defendants counter that they have never denied receipt of his discovery requests, but have simply objected to Plaintiff's failure to comply with the rules governing service of such requests.
Federal Rule of Civil Procedure 5(d)(1) provides that "discovery requests and responses" including "depositions, interrogatories, requests for documents . . . and requests for admission" should "not be filed" with the Court until "they are used in the proceeding or the court orders filing." Plaintiff has failed to supply any valid reasons for the Court to deviate from this well-established rule.
A review of several emails submitted by the parties suggests that Plaintiff has been attempting to serve discovery requests by emailing defense counsel's administrative assistant, rather than defense counsel herself. (ECF No. 109-2; ECF No. 109-3). Although Plaintiff contends that he does not know defense counsel's email address, this contention is belied by the existence of several emails in the record sent directly from defense counsel to Plaintiff from her correct email address. The Court also notes that defense counsel's email address is correctly listed on the public docket sheet for this case.
Plaintiff also objects to the failure of a non-party, Jeanne Englert, to respond to his "Request for Deposition by Written Questions." Although mistitled, Plaintiff's request is more accurately characterized as a request for interrogatories and admissions. The Federal Rules of Civil Procedure only permit requests for interrogatories and admissions to be served on parties. See Fed. R. Civ. P. 33, 36. To the extent that Plaintiff is attempting to follow the procedure set forth in Federal Rule of Civil Procedure 31 for allowing depositions to be taken by written question, Plaintiff has not demonstrated that he has complied with any of the Rule 31 procedures governing such a deposition.
In short, there is no compelling reason for the Court to become involved in monitoring discovery requests to the unusual extent suggested in Plaintiff's motion. The Court also observes that the issues presented by Plaintiff are the type that can ordinarily be resolved through good faith communication with opposing counsel and familiarity with the Federal Rules of Civil Procedure. Should those efforts fail, either party may present the Court with a properly supported motion to compel, if warranted. Plaintiff's Motion for Leave to File Discovery Requests with Court will be denied.
Finally, Defendants have filed a Motion for Sanctions Pursuant to Federal Rule of Civil Procedure 11. (ECF No. 66). Rule 11 requires that "[e]very pleading, written motion, and other paper must be signed by at least one attorney of record in the attorney's name—or by a party personally if the party is unrepresented." Fed. R. Civ. P. 11(a). In doing so, the
Fed. R. Civ. P. 11(b).
To satisfy the affirmative duty imposed by Rule 11, an attorney or party must make a reasonable inquiry into both the facts and the law before filing papers with the court.
Defendants contend that Plaintiff violated Rule 11 because he had no factual basis to support his Complaint at the time that he filed it. They characterize this litigation as a frivolous and unfounded fishing expedition by a notoriously vexatious pro se filer and note that Plaintiff has repeatedly responded to discovery requests by: (1) refusing to provide information about the source of his claims; (2) stating that he could not support his claims until he received discovery responses from the Defendants; and (3) suggesting that he had evidence in storage somewhere but could not access it. For example, Defendants asked Plaintiff by way of an Interrogatory and Request for Documents to identify: each property that formed the subject of the alleged bid cancellations; how he learned of the cancellations; whether he has any documents relating to those cancellations; and the role of each of the Defendants in the cancellation of those bids. (Docket No. 66 at ¶ 7). Plaintiff responded that he was "unable to answer" any of those inquiries because all of the evidence to support his claims was in the possession of the County and that he hoped to obtain those documents through the discovery process. (
After hearing oral argument on the motion, the Court directed Plaintiff to serve Defendants' counsel with any supplement that he wished to provide to his prior discovery responses and answers. (ECF No. 94). In response, Plaintiff, by email, explained that he learned about the cancelled bids from telephone conversations with Armstrong County tax claim staff and the Armstrong County tax claim director. (ECF No. 95-1 at ¶ 6). Plaintiff also offered the address of at least one of the properties in question. (Id. at ¶ 5). With respect to many of Defendants' interrogatory questions, Plaintiff continued to aver that he could not provide a response until "the county submits the documents plaintiff previously requested, and which the county has refused to answer." (
Although Plaintiff's discovery responses suggest the possibility of a Rule 11 violation in that it is axiomatic that a plaintiff may not file a civil action in federal court based only on the hope that information that would support such a lawsuit will somehow turn up, it is not yet clear whether Plaintiff's claims are completely meritless or frivolous or whether he conducted an appropriate investigation prior to initiating this action and had a good faith basis grounded in law and fact for the claims that he asserts. It remains possible that legitimate discovery responses to discovery requests properly within the scope of permissible discovery under Fed. R. Civ. P. 26 will uncover evidence to support Plaintiff's general averment that he learned of the constitutional violations asserted herein from tax county staff during telephone conversations. It is apparent that Plaintiff has a subjective belief that his Complaint was well-grounded in law and fact. It is less clear whether Plaintiff's belief would stand up to scrutiny under the applicable objective standard.
For the foregoing reasons, Defendants' Motion for Sanctions will be denied without prejudice. Defendants may renew that motion, if warranted, after the summary judgment stage of this litigation has concluded.