Joy Flowers Conti, Chief United States District Judge.
Before the court is the motion for summary judgment of Plaintiff Christopher Clark ("Clark") seeking declaratory and injunctive relief (ECF No. 22). This case involves an as-applied challenge to the constitutionality of 18 U.S.C. § 922(g)(1), in which Clark seeks restoration of his Second Amendment right to possess a firearm. The motion is fully briefed and is ripe for decision. The government does not oppose the motion, but defers to the "sound discretion" of the court as to whether further inquiry into the facts is necessary. (ECF No. 24 at 3).
Clark is a citizen of Pennsylvania (ECF No. 22 at 2). He was a combat engineer in the United States Army, specializing in explosives involving mines and traps, and received an honorable discharge (ECF No. 25-1 at 34). For the past nineteen years, he has been employed as a corrections officer at the State Correctional Institution, Mercer (ECF No. 22 at 3). He wishes to possess firearms for self-defense and for the defense of his family.
On May 26, 2002, Clark was convicted under 18 Pa. Cons. Stat. § 6106(a)(2) for carrying a firearm without a license (ECF No. 22 at 3). He was sentenced to one year of probation and a fine of two-hundred and forty-two dollars. Although classified as a misdemeanor under Pennsylvania law, Clark's conviction under § 6106(a)(2) provided for a maximum sentence of five years of imprisonment. 18 Pa. Cons. Stat. 106(b)(6).
Federal law prohibits the possession of firearms by any person convicted of "a crime punishable by imprisonment for a term exceeding one year." 18 U.S.C. § 922(g). Because of his 2002 conviction, therefore, Clark is unable to possess a firearm. Violation of § 922(g)(1) is a felony criminal offense punishable by fine and imprisonment of up to ten years. See 18 U.S.C. § 924(a)(2).
Clark's 2002 conviction arose from an altercation with Beth Carvella ("Carvella"), his then-girlfriend, outside her place of work on September 27, 2001. According to the criminal complaint, an unnamed witness stated that "the defendant held the loaded gun to his own head." (ECF No. 25-1 at 40). Clark was charged with reckless endangerment in violation of 18 Pa.C.S. § 2705,
Clark asserts that he has remained "law-abiding" since his 2002 conviction.
Summary judgment is appropriate where the moving party establishes "that there is no genuine dispute as to any material fact" and judgment is appropriate "as a matter of law." Fed. R. Civ. P. 56(a). A dispute is "genuine" if there is a sufficient evidentiary basis for a reasonable jury to find for the nonmoving party, and "[a] fact is `material' if, under substantive law of the case, it is outcome determinative." Sovereign Bank v. BJ's Wholesale Club, Inc., 533 F.3d 162, 172 (3d Cir. 2008); Schoonejongen v. Curtiss-Wright Corp., 143 F.3d 120, 129 (3d Cir. 1998).
The moving party initially bears the burden of showing the absence of a genuine dispute of material fact, in which case the burden shifts to the nonmoving party to identify specific facts evidencing a genuine issue for trial. Guidotti v. Legal Helpers Debt Resolution, L.L.C., 716 F.3d 764, 773 (3d Cir. 2013) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 324, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986)). To support their factual assertions, the parties must cite to specific parts of the record or show "that the materials cited do not establish
Typically, "a district court may not make credibility determinations or engage in any weighing of the evidence" in analyzing a motion for summary judgment. Marino v. Indus. Crating Co., 358 F.3d 241, 247 (3d Cir. 2004). Where "common sense dictates that" certain facts are "incredulous," however, a district court need not assume that those are uncontroverted and must be assumed as true. See, e.g., Kach v. Hose, Civ. No. 06-1216, 2008 WL 4279799 (W.D. Pa. Sept. 12, 2008); cf. Scott v. Harris, 550 U.S. 372, 380, 127 S.Ct. 1769, 167 L.Ed.2d 686 (2007) (party's "version of events" may be rejected where "blatantly contradicted by the record"). Ultimately, "summary judgment is inappropriate [where] there is a sufficient quantum of evidence on either side for reasonable minds to differ," but "the mere existence of some alleged factual dispute between the parties will not defeat an otherwise properly supported motion for summary judgment." Schoonejongen, 143 F.3d at 130; Layshock ex rel. Layshock v. Hermitage Sch. Dist., 650 F.3d 205, 211 (3d Cir. 2011) (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-48, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986)) (internal quotation marks omitted).
The Second Amendment states: "A well regulated Militia, being necessary to the security of a free State, the right of the people to keep and bear Arms, shall not be infringed." U.S. CONST. amend. II. This amendment protects an individual's right to possess a firearm "unconnected with militia service," but that individual right is "not unlimited." District of Columbia v. Heller, 554 U.S. 570, 582, 626, 128 S.Ct. 2783, 171 L.Ed.2d 637 (2008). Heller provided some examples of "presumptively lawful regulatory measures" that can constrain the right, including "the possession of firearms by felons." Id. at 626-27, 128 S.Ct. 2783. This measure is codified in 18 U.S.C. § 922(g)(1), which generally prohibits the possession of firearms by any person convicted in any court of a "crime punishable by imprisonment for a term exceeding one year." There is an exception, however, for "[a]ny conviction which has been expunged, or set aside or for which a person has been pardoned or has had civil rights restored." 18 U.S.C. § 921(a)(20) (emphasis added). In this case, Clark asks the court to restore his civil rights, so he can lawfully possess a firearm.
An as-applied challenge "does not contend that a law is unconstitutional as written but that its application to a particular person under particular circumstances deprived that person of a constitutional right." United States v. Mitchell, 652 F.3d 387, 405 (3d Cir. 2011) (quoting United States v. Marcavage, 609 F.3d 264, 273 (3d Cir. 2010)); see Ayotte v. Planned Parenthood of N. New England, 546 U.S. 320, 329, 126 S.Ct. 961, 163 L.Ed.2d 812 (2006) ("It is axiomatic that a statute may be invalid as applied to one state of facts and yet valid as applied to another." (internal quotation marks omitted)). Accordingly, this review of Clark's as-applied challenge requires us to consider whether his particular circumstances exempt him from § 922(g)(1). The Third Circuit Court of Appeals, in a plurality opinion, set forth a two-step, burden-shifting analysis this court must apply to analyze Clark's as-applied
First, Clark "must prove ... that a presumptively lawful regulation burdens his Second Amendment rights. This requires [him] to clear two hurdles: (1) identify the traditional justifications for excluding from Second Amendment protections the class of which he appears to be a member ... and then (2) present facts about himself and his background that distinguish his circumstances from those of persons in the historically barred class." Binderup, 836 F.3d at 346-47. For Clark to succeed at this step, the court "must find facts to determine whether he has adequately distinguished his circumstances from those of persons historically excluded from Second Amendment protections." Id. at 347. "Not only is the burden on the challenger to rebut the presumptive lawfulness of the exclusion, but the challenger's showing must be strong." Id.
Second, if Clark succeeds at step one, "the burden shifts to the Government to demonstrate that the regulation satisfies... heightened scrutiny." Id. The court must determine "whether the Government has made a strong enough case for disarming a person found after step one to be eligible to assert an as-applied challenge. This turns in part on the likelihood that the [c]hallenger[] will commit crimes in the future." Id. at 354 n.7. Intermediate scrutiny applies to this analysis. Id. at 353; see Brooks, 2018 WL 2388817, at *5, 2018 U.S. Dist. LEXIS 87591, at *14.
Although § 922(g)(1) bars possession of firearms by those convicted of "a crime punishable by imprisonment for term exceeding one year," its prohibition excludes those convicted of a "State offense classified by the laws of the State as a misdemeanor" unless it is punishable by more than two years imprisonment. 18 U.S.C. § 921(a)(20)(B). Clark was convicted of a misdemeanor subject to § 922(g)(1): his misdemeanor conviction under 18 Pa.C.S. § 6106(a)(2) was punishable by up to five years imprisonment. Clark is subject to a firearm ban that is, per Heller, "presumptively lawful."
"[M]ost scholars of the Second Amendment agree that the right to bear arms was tied to the concept of a virtuous citizenry and that, accordingly, the government could disarm `unvirtuous citizens.'" Binderup, 836 F.3d at 348 (quoting United States v. Yancey, 621 F.3d 681, 684-85 (7th Cir. 2010)). Unvirtuous citizens include those "persons who have committed serious crimes." Id. at 348-49.
The class of persons who have committed serious crimes (i.e. unvirtuous citizens) "forfeit the right to possess firearms much the way they `forfeit other civil liberties, including fundamental constitutional rights.'" Id. at 349 (quoting United States v. Barton, 633 F.3d 168, 175 (3d Cir. 2011)). Based on his 2002 conviction, Clark appears to be a member of this class.
Clark has a burden to overcome the presumptive lawfulness of § 922(g)(1) by showing that his conviction under 18 Pa. Cons. Stat. § 6106(a)(2) was not a serious crime, i.e., to distinguish his
Id. at 351-53. This analysis is irrespective of whether the crime is violent or not. Id. at 349. "[E]vidence of a challenger's rehabilitation or his likelihood of recidivism is not relevant to the step-one analysis." Id. at 356. The court will consider each of the factors identified in Binderup.
18 Pa. Cons. Stat. § 6106(a)(2) allows for a maximum penalty of five years imprisonment.
18 Pa. Cons. Stat. § 6106(a)(2)
Use of force is not an element of this crime.
Clark was sentenced to one year of probation and a fine of two-hundred and forty-two dollars, which is a minimal sentence.
In Binderup, the court restored the Second Amendment rights of two challengers ("Binderup" and "Suarez") who received tougher sentences following their convictions than Clark. Id. at 340. Binderup was convicted under Pennsylvania law for corrupting a minor, a misdemeanor subject to imprisonment for up to five years, and was sentenced to three years probation and a three-hundred dollar fine.
There is no consensus regarding the seriousness of carrying a firearm without a license among the states. Thirty-eight states punish the unlicensed carrying of a concealed weapon. See Law Ctr. to Prevent Gun Violence, Concealed Weapons Permitting, http://smartgunlaws.org/gun-laws/policy-areas/firearms-in-public-places/concealed-weapons-permitting/ (last visited July 5, 2018). Although some states classify this as a serious crime, "more than half prescribe a maximum sentence that does not meet the threshold of a traditional felony (more than one year in prison) and others do not even require a specific credential to carry a concealed weapon." Binderup, 836 F.3d at 352 (citing to Thomson Reuters, 50 State Survey: Right to Carry a Concealed Weapon (Statutes) (October 2015); U.S. Gov't Accountability Off., States' Laws and Requirements for Concealed Carry Permits Vary Across Nation 73-74 (2012) available at http://www.gao.gov/assets/600/592552.pdf (last visited Aug. 7, 2018)).
The 2002 crime has a maximum penalty of five years, the crime is a misdemeanor, use of force is not an element of the crime, Clark received a relatively light sentence, and there is no consensus regarding the crime's seriousness. Accordingly, it is evident that Clark adequately and compellingly demonstrated the factual grounds necessary to satisfy step one. In Binderup, the court determined that crimes of Binderup and Suarez were not serious enough to place them with the class of "unvirtuous" citizens that § 922(g)(1) was intended to restrain. Since Clark's crime was treated less seriously than the challengers in Binderup, it is not serious enough for his claim to fail at step one.
There is "[n]o doubt that § 922(g)(1) is intended to further the government interest of promoting public safety by `preventing armed mayhem.'" Binderup, 836 F.3d at 353 (citing United States v. Skoien, 614 F.3d 638, 642 (7th Cir. 2010) (en banc)). "Against that important government interest [this court] must consider whether banning the challenger from possessing firearms and ammunition is substantially related to that purpose." Brooks, 2018 WL 2388817, at *5, 2018 U.S. Dist. LEXIS 87591, at *14 (citing Binderup, 836 F.3d at 341, 353). This court must balance "the Challengers' total disarmament [with] the promotion of public safety." Binderup, 836 F.3d at 354. The government must "present some meaningful evidence, not mere assertions, to justify its predictive ... judgments" regarding the challenger's potential future commitment of crimes. Id. "Parties may use statistics to show that people who commit certain crimes have a high (or low) likelihood of recidivism that warrants (or does not warrant) disarmament, even decades after a conviction." Id. at 355.
The government bears the burden of persuasion at step two. The government must present some meaningful evidence, not mere assertions, to justify its predictive judgment that Clark is likely
The length of time between Clark's conviction and the filing of this action in 2018 is significant. He has had no encounters with law enforcement since September 2001. In Binderup, Judge Ambro discounted the government's estimate of the likelihood of recidivism because Binderup's and Suarez's offenses were, respectively, 20 and 26 years old. Binderup, 836 F.3d at 353-54. The court cited a study that explained: "[g]enerally, the risk of recidivism was highest during the first year after admission to probation," and that "[a]s released prisoners and probationers age, they tend to exhibit lower rates of recidivism." Id. at 354 (citing Iowa Div. of Crim. & Juvenile Justice Planning, Recidivism Among Iowa Probationers 2 (July 2005), available at http://publications.iowa.gov/15032/ (last visited July 30, 2018)). Approximately seventeen years have passed since the incident that led to Clark's conviction. His risk of recidivism has, statistically speaking, significantly diminished.
The incident of alleged insubordination at work is not evidence of behavioral patterns with a likelihood of recidivism or unsuitability to possess a firearm. Dropping cheeseburgers on the floor and walking away during an argument with a superior officer does not evince that Clark would mishandle a firearm if similarly frustrated.
Clark expresses a legitimate reason for desiring firearms and the government presented insufficient evidence to show he is at risk of recidivism. Upholding the ban on his possession of firearms and ammunition does not substantially further the government interest of preventing armed mayhem. Clark met his burden at step one; the government failed to meet its burden at step two.
Clark brought an as-applied challenge to 18 U.S.C. § 922(g)(1), which is governed by the Binderup framework. He adequately and compellingly demonstrated the factual grounds necessary to satisfy step one by showing that his crime was not serious enough to include him in the historically barred class. At step two, the government did not present enough evidence to show that restoring Clark's Second Amendment rights substantially impairs the legitimate government interest of preventing armed mayhem. Accordingly, Clark's motion for summary judgment will be granted.
Clark did not submit a proposed order with his motion, as required by the court's Local Rules. Within seven days, counsel for Clark shall meet and confer with defense counsel and submit a proposed order to restore Clark's civil rights under the Second Amendment.
An appropriate order follows.
And now this 21