DONETTA W. AMBROSE, District Judge.
In this action, following a trial that began on May 28, 2014 and ended with a verdict on June 11, 2014, a jury found Defendant guilty of two Counts of bank fraud in violation of 18 U.S.C. § 1344, and not guilty of two Counts of conspiracy to commit bank fraud. On April 29, 2015, Defendant was sentenced to a term of imprisonment of 42 months, followed by a term of supervised release. The Court of Appeals affirmed this Court's judgment on August 12, 2016.
Before the Court is Defendant's counseled Motion to Vacate pursuant to 28 U.S.C. § 2255.
A prisoner in federal custody may move to vacate his sentence under 28 U.S.C. § 2255 if such "sentence was imposed in violation of the Constitution or laws of the United States." 28 U.S.C. § 2255(a). "[R]elief under § 2255 is available only when `the claimed error of law was a fundamental defect which inherently results in a complete miscarriage of justice, and . . . present[s] exceptional circumstances where the need for the remedy afforded by the writ . . . is apparent.'"
Claims not raised on direct appeal are procedurally defaulted, unless the defendant demonstrates good cause for failing to raise the claims, and actual prejudice from the violation.
Here, each of Defendant's claims of ineffective assistance of trial counsel could have been raised on appeal. The alleged wrongful conduct, and ineffective assistance of trial counsel, occurred well prior to the appeal; Defendant asserts no later-developing rule of law that was unavailable to him at the time. To the extent that Defendant claims that appellate counsel's ineffectiveness in failing to raise the issues constitutes cause for the default, that claim is rejected. As more fully discussed
Even if Defendant's challenges were not defaulted, they would fail on their merits. Defendant's ineffective assistance claims rest on a variety of actions by the Court and Government counsel, occurring in the context of a relatively lengthy trial that began on May 28, 2014 and ended with a jury verdict on June 11, 2014. In particular, he avers that counsel was ineffective for failing to address the following instances: 1) Government counsel's improper expression of opinion regarding the Defendant's guilt, in his opening and closing statements; 2) Government counsel's statement, in opening, that misrepresented evidence ultimately presented at trial, and referred to jurors' personal knowledge of Pittsburgh neighborhoods; 3) Government counsel's improperly vouching for the good faith of witnesses, in particular by referencing the substantial assistance of cooperating witnesses, and improperly addressing the witnesses' plea agreements; 4) Government counsel's question to a witness regarding Defendant's truthfulness 5) the Court's mid-trial and final statements to the jury. In the interest of thoroughness and clarity, and because their merits are intertwined with the issue of default, each of Defendant's claims of ineffective assistance of counsel will be addressed.
In order to demonstrate ineffective assistance of counsel, a defendant must show that counsel's performance fell below "the wide range of professionally competent assistance" and also that the deficient conduct prejudiced defendant.
Under these standards, "counsel is not obliged to advance every available nonfrivolous argument. . . ."
First, Defendant argues that the Government, in opening statement, improperly commented on Defendant's guilt. The allegedly offending statements were, in opening, that Defendant "is guilty as charged, and we're going to prove it"; and in closing, "the defendant is guilty as charged, and we've proved it."
As has been noted within this Circuit, many lawyers refrain from objecting during opening and closing argument. Thus, barring "egregious misstatements," a failure to object during those arguments does not rise to the level of ineffective assistance of counsel.
Prior to opening statements in this case, the Court advised the jury that "opening statements are simply an outline to help you understand what each party expects the evidence to show. What is said in opening statements is not evidence." [ECF No. 117, p. 20]. Further, Defense counsel, in his opening statement, told the jury as follows: "Before I begin, I'd like to remind you and caution you of something the Judge said, because it's very important. The opening statement that you just heard from [Government counsel] is not evidence in this case. Nor is the fact that [Defendant] has been indicted or charged with a crime evidence in this case. None of that is anything."
The challenged statements are properly viewed as an indication of what the Government intended to prove, and an indication of what the Government believed it had proved, which fall within the appropriate bounds of opening and closing arguments. The statements, quite patently, did not render the trial fundamentally unfair. Moreover, even assuming that the statements were improper, defense counsel's failure to object to them did not fall below applicable standards of competence. Defendant has not overcome the presumption that counsel's conduct was sound trial strategy, in keeping with the common practice, within this District and others, of avoiding objections during opening and closing arguments. Finally, Defendant cannot establish the prejudice contemplated by
Defendant further contends that trial counsel was ineffective when he failed to object when the Government, in his opening statement, referred to facts not introduced at trial. In particular, he points to the suggestion that Defendant attempted to hit a predetermined property value; that experts would testify that the selection of comparables was "absurd" or "outrageous"; and that the Government counsel invoked his and jurors' personal knowledge of property values in different neighborhoods.
A prosecutor is not precluded from the use of "colorful adjectives" in his opening statement.
Defendant challenges the failure to object to the Government's inquiries to cooperating witnesses regarding whether counsel had told the witness to tell the truth, or to lie, and statements encouraging the witnesses to tell the truth. Relatedly, Defendant asserts that the Government misrepresented the cooperating witnesses' plea agreements as requiring them to "tell the truth," rather than merely to provide "substantial assistance."
"Vouching may occur in two ways: the prosecution may place the prestige of the government behind the witness or may indicate that information not presented to the jury supports the witness's testimony."
Although Government counsel may not personally vouch for a witness' truthfulness, a prosecutor may offer a reasoned basis for why they are being truthful (when defense counsel has suggested not).
In this case, Government counsel did not assure the jury, based on either his personal knowledge or information not contained in the record, that the witnesses were truthful. Instead, he asked the witnesses, under oath, questions pertinent to the truthfulness of their testimony; they responded. He explored with a witness the idea of substantial assistance. This does not constitute improper vouching.
In a similar vein, Defendant contends that trial counsel was ineffective when he failed to object to the Government's question regarding Defendant's truthfulness. In particular, Government counsel asked an FBI agent witness whether there was a "concern" that another witness — a cooperating witness for the Government, in fact— had forged Defendant's signature. I disagree with Defendant's characterization of this question as impermissibly asking a witness if another witness is lying or telling the truth. Further, there are absolutely no grounds for concluding that counsel's failure to object to the question caused prejudice within the meaning of
Defendant argues that both trial and appellate counsel were ineffective in failing to address the Court's mid-trial statement to "clarify" the Court's legal authority to grant a Government Motion to reduce the sentence of a witness. Defendant contends that this statement bore on the credibility of a main cooperating witness, and was improper. The Court, however, spoke only to its authority, and not to witness credibility. Given that the statement is difficult to characterize as improper, trial counsel had no reason to object thereto. Even assuming the statement was improper, the Court's instructions to the jury were curative: "You should not take anything I may have said or done during the trial as indicating what I think of the evidence what I might think about what your verdict should be." [ECF No. 185, p. 3]. Further, Defendant suggests that the Court's statement accused defense counsel of misconduct. This is inaccurate. The allegedly improper statement was preceded by the following statement by the Court: "[B]efore [the witness] leaves the courtroom, I as the sentencing Judge in [the witness'] case want to clear up what might be a misconception that the jury may have drawn from the fact that his sentence was reduced." [ECF No. 118, p. 65]. There is no suggestion in the record that defense counsel antagonized the court, was blamed for misconduct before the jury, or was otherwise ineffective with respect to the witness' sentence reduction or the Court's statements pertaining thereto.
Defendant also challenges counsel's failure to object to the Court's jury instructions. In particular, he takes issue with the Court's inclusion of the "honest services" theory, although no such theory was charged in the indictment or shown by the evidence at trial. Further, Defendant takes issue with the Court's explanation of "intent to defraud." In the first instance, Defendant contends that the charges against him did not include "honest services" fraud, and there was no evidence of same at trial. Indeed, our Court of Appeals noted the evidence that Defendant "knowingly participated in a fraudulent scheme and that he did so with the intent to deprive a bank of its property."
As regards the Court's "intent to defraud" instruction, counsel was not ineffective. Third Circuit Model Jury Instruction 6.18.1344-1 Bank Fraud, defines "intent to defraud" as follows:
This mirrors, almost verbatim, the language used by the Court in the present matter. Defendant has not proffered any persuasive reason that this aspect of the Court's instructions merited his counsel's intervention; further, his assertion of prejudice is speculative at best. He is not entitled to relief on these grounds.
Under 28 U.S.C.§ 2253(c)(2), a "certificate of appealability may issue only if the applicant has made a substantial showing of the denial of a constitutional right." For the reasons stated above, Defendant has not made such a showing. Therefore, a certificate of appealability will not issue.
In conclusion, Defendant has not established a fundamental defect which inherently results in a complete miscarriage of justice, and his Motion to Vacate will be denied. No certificate of appealability shall issue. An appropriate Order follows.
AND NOW, this 4th day of October, 2018, it is hereby ORDERED, ADJUDGED, and DECREED that Defendant's Motion to Vacate is DENIED, and no certificate of appealability shall issue.