ALAN N. BLOCH, District Judge.
AND NOW, this 20th day of August, 2019, upon consideration of Defendant's Motion for Summary Judgment (Doc. No. 11) filed in the above-captioned matter on September 14, 2018,
IT IS HEREBY ORDERED that said Motion is DENIED.
AND, further, upon consideration of Plaintiff's Motion for Summary Judgment (Doc. No. 9) filed in the above-captioned matter on August 16, 2018,
IT IS HEREBY ORDERED that said Motion is GRANTED IN PART and DENIED IN PART. Specifically, Plaintiff's Motion is granted to the extent that it seeks a remand to the Commissioner of Social Security ("Commissioner") for further evaluation as set forth below, and denied in all other respects. Accordingly, this matter is hereby remanded to the Commissioner for further evaluation under sentence four of 42 U.S.C. § 405(g) in light of this Order.
Plaintiff, David W. Ressler, filed a claim for Disability Insurance Benefits under Title II of the Social Security Act (the "Act"), 42 U.S.C. §§ 401-434, effective July 28, 2014, claiming that he became disabled on July 3, 2014, due to stomach problems, anxiety, asthma, diabetes, and high blood pressure. (R. 11, 139-45, 162). After being denied initially on January 6, 2015, Plaintiff sought, and obtained, a hearing before an Administrative Law Judge ("ALJ") on January 4, 2017. (R. 33-64, 71-74, 131). In a decision dated February 1, 2017, the ALJ denied Plaintiff's request for benefits. (R. 11-22). The Appeals Council declined to review the ALJ's decision on February 9, 2018. (R. 1-4). Plaintiff filed a timely appeal with this Court, and the parties have filed cross-motions for summary judgment.
Judicial review of a social security case is based upon the pleadings and the transcript of the record.
"Substantial evidence" is defined as "`more than a mere scintilla. It means such relevant evidence as a reasonable mind might accept as adequate'" to support a conclusion.
A disability is established when the claimant can demonstrate some medically determinable basis for an impairment that prevents him or her from engaging in any substantial gainful activity for a statutory twelve-month period.
The Social Security Administration has promulgated regulations incorporating a five-step sequential evaluation process for determining whether a claimant is under a disability as defined by the Act.
Step Four requires the ALJ to consider whether the claimant retains the residual functional capacity ("RFC") to perform his or her past relevant work,
At this stage, the burden of production shifts to the Commissioner, who must demonstrate that the claimant is capable of performing other available work in the national economy in order to deny a claim of disability.
In his February 1, 2017 decision, the ALJ found that Plaintiff met the insured requirements of the Social Security Act through December 31, 2019. (R. 13). Accordingly, to be eligible for DIB benefits, Plaintiff had to establish that he was disabled on or before that date.
The ALJ then proceeded to apply the sequential evaluation process when reviewing Plaintiff's claim for benefits. In particular, the ALJ found that Plaintiff had not been engaged in substantial gainful activity since the alleged onset date of July 3, 2014. (R. 13). The ALJ also found that Plaintiff met the second requirement of the sequential evaluation process insofar as he has the severe impairments of type II diabetes mellitus, lyme disease, chronic pancreatitis, gastroesophageal reflux disease, diverticulitis, irritable bowel syndrome, vitamin B-12 deficiency, iron deficiency, anemia, and anxiety. (R. 13). The ALJ found that Plaintiff's hypertension, high cholesterol, restless leg syndrome, hyperlipidemia, and high blood pressure did not qualify as severe impairments. (R. 13-14). The ALJ concluded that Plaintiff's impairments did not meet or equal any of the listings that would satisfy Step Three. (R. 14-16).
The ALJ went on to find that Plaintiff retained the RFC to perform medium work, as defined in 20 C.F.R. § 404.1567(c), with the following additional limitations:
(R. 16-20). Based on this RFC, Plaintiff established that he is incapable of returning to his past employment; therefore, the ALJ moved on to Step Five. (R. 20-21).
At Step Five, the ALJ used a vocational expert ("VE") to determine whether or not a significant number of jobs existed in the national economy that Plaintiff could perform. According to the ALJ, the VE testified that, given Plaintiff's age, education, work experience, and RFC, Plaintiff could perform jobs that exist in significant numbers in the national economy, such as the medium exertional, unskilled jobs of housekeeper, warehouse worker, and room attendant. (R. 21-22). Accordingly, the ALJ found that Plaintiff was not disabled. (R. 22).
Plaintiff argues, inter alia, that the ALJ erred in his Step Five determination that there was other work in the national economy that he could perform because the VE's testimony "unambiguously establishes that the jobs relied upon to deny benefits cannot be performed given the limitations in the ALJ's RFC." (Doc. No. 10 at 1). While the Court does not agree with Plaintiff that the VE's testimony is so unambiguous as to establish that, it does agree that the VE's testimony does not support the ALJ's Step Five findings. As such remand is required for further evaluation as to what jobs, if any, Plaintiff can still perform given his RFC.
At issue is the VE's testimony as to the impact of Plaintiff's requirement for an unscheduled bathroom break each day. As noted above, the RFC, as formulated by the ALJ, provided that Plaintiff would require one extra unscheduled five-minute bathroom break during the workday as well as ready access to a restroom. (R. 16). These limitations were included to account for Plaintiff's irritable bowel syndrome (R. 20), and the parties do not appear to challenge these findings. What Plaintiff does challenge is how the ALJ interpreted the VE's testimony as to these limitations.
In his first hypothetical question to the VE, the ALJ asked him to assume that Plaintiff required
The ALJ, however, did not acknowledge the nuanced nature of the VE's testimony, instead stating:
(R. 21) (emphasis added). As discussed above, the VE did not testify that Plaintiff could perform those jobs in light of all of the limitations included in the RFC. Instead, he expressly excluded any and all limitations regarding bathroom breaks from the RFC in testifying that Plaintiff could do those jobs. In fact, the VE clearly implied that the number and types of jobs available would be significantly less given the requirement of an additional unscheduled bathroom break. Given that the ALJ did include this limitation in his final RFC finding, his finding as to the jobs Plaintiff could perform is not supported by the VE's testimony and therefore not supported by substantial evidence.
Plaintiff suggests that the VE went one step further, testifying that there were
In short, the record does not permit the Court to find that the findings of the ALJ regarding what jobs Plaintiff could perform at Step Five of the sequential analysis are supported by substantial evidence. Accordingly, the case is remanded to the Commissioner for reconsideration consistent with this Order.