BESOSA, District Judge.
On April 5, 2011, Juan Bravo-Fernandez ("Bravo") and Hector Martinez-Maldonado ("Martinez") (collectively, "defendants") moved this Court to conduct a hearing to investigate possible juror misconduct during their trial. (Docket No. 475.) On May 9, 2011, the government filed an opposition to defendants' motion. (Docket No. 482.) On May 16, 2011, defendants filed a reply. (Docket No. 488.)
Rule 606(b) of the Federal Rules of Evidence, which governs the standard of inquiry into the validity of a verdict or indictment, states the following:
Upon an inquiry into the validity of a verdict or indictment, a juror may not testify as to any matter or statement occurring during the course of the jury's deliberations or to the effect of anything upon that or any other juror's mind or emotions as influencing the juror to assent to or dissent from the verdict or indictment or concerning the juror's mental processes in connection therewith. But a juror may testify about (1) whether extraneous prejudicial information was improperly brought to the jury's attention, (2) whether any outside influence was improperly brought to bear upon any juror, or (3) whether there was a mistake in entering the verdict onto the verdict form. A juror's affidavit or evidence of any statement by the juror may not be received on a matter about which the juror would be precluded from testifying.
This rule codifies the universal and well-settled common-law rule "that prohibits the admission of juror testimony to impeach a jury verdict." United States v. Connolly, 341 F.3d 16, 34 (1st Cir.2003) (citing Tanner v. United States, 483 U.S. 107, 117, 107 S.Ct. 2739, 97 L.Ed.2d 90 (1987)). The First Circuit Court of Appeals has noted that there are significant policy considerations underlying this rule, "including finality, maintaining the integrity of the jury system, encouraging frank and honest deliberations, and the protection of jurors from subsequent harassment by a losing party." Connolly, 341 F.3d at 34. The exception to this common-law rule is for cases in which "extraneous prejudicial information was improperly brought to the jury's attention." Fed. R.Evid. 606(b). Despite the exception, the First Circuit Court of Appeals has repeatedly warned that "courts generally should be hesitant to haul jurors in after they have reached a verdict to probe for potential instances of bias, misconduct, or extraneous influences." Connolly, 341 F.3d at 34 (internal punctuation omitted) (quoting Neron v. Tierney, 841 F.2d 1197, 1205 (1st Cir.1988)). Accordingly, juror inquiry should only be conducted if "reasonable grounds for investigation exist"; in other words, if "there is clear, strong, substantial and incontrovertible evidence that a specific, nonspeculative impropriety has occurred which could have prejudiced the trial of a defendant." Id. (quoting United States v. Moon, 718 F.2d 1210, 1234 (2nd Cir.1983)); see also Neron, 841 F.2d at 1202 (a decision to probe into juror
The First Circuit Court of Appeals has noted that "not every allegation of juror bias or misconduct establishes a need to interrogate a juror." Neron, 841 F.2d at 1205. While courts have recognized an exception to the common-law rule against post-verdict juror inquiry in situations where an extraneous influence was alleged to have affected the jury, the burden still remains on defendant to make "some satisfactory threshold showing of partiality or misconduct." Id. at 1206. Defendants' allegations of juror impropriety fall short of meeting the standard to warrant a juror inquiry. The interview given by an unidentified individual, implying, at most, that media coverage of the trial was pervasive, constitutes "weakly authenticated, vague, and speculative" material that is insufficient to authorize a post-verdict juror injury.
Defendants' allegation that the Court is required to hold the requested inquiry because the jurors' exposure to extrinsic evidence
The facts alleged in this case are less severe than those in Boylan; as such, the Court declines to apply the presumptively prejudicial standard where the allegations that the jury was exposed to media reports, let alone used the materials in deliberating upon a verdict, are vague and speculative. See Porcaro, 648 F.2d at 757 (1st Cir.1981) (rejecting, as being "without merit", defendant's contention that the presumptively prejudicial test should automatically apply where there was substantial media coverage of his trial). While defendants attempt to differentiate Porcaro on the grounds that here there have been allegations that jurors were exposed to media reports, the Porcaro court was clear in stating that "where the publicity appearing during the trial is neither inherently prejudicial nor unusually extensive, the defendant must assume the traditional burden of showing actual jury prejudice." Id. at 758. An unidentified individual's comments on a radio program that "these comments always reach you, news, anything. . ." does not, as defendants claim, imply that jurors read or listened to media reports, but only that media coverage of the trial was pervasive.
Defendants allege that the radio interview of the unidentified individual "indicates
Defendants argue that the decision of some of the jurors to color-code their clothing to show their impartiality to politics is proof that the jurors discussed comments they heard in the news about the trial. Defendants have provided no evidence that such a link exists. In fact, the unidentified individual in the radio interview stated that a group of jurors decided to dress in the color blue one day, and the color red another day, representing the political party in power (and the party to which defendant Martinez belongs) and the opposition party, respectively, as a general statement that they would not be swayed by politics in response to the procession of individuals (including elected officials belonging to the party to which defendant Martinez belongs) who created a politically charged environment both outside the courthouse and inside the courtroom every day of the trial. (Docket No. 475-1 at 8.) Defendants' argument that this decision, taken by a group of jurors, is direct evidence that jurors had engaged in pre-deliberation discussions "about the evidence and about the newspaper articles they had read" is entirely speculative. A post-verdict investigation of each individual juror requires "clear, strong, substantial and incontrovertible evidence that a specific, nonspeculative impropriety has occurred which could have prejudiced the trial of defendant." Connolly, 341 F.3d at 34 (quoting Moon, 718 F.2d at 1234.) Defendants fall woefully short of meeting this standard.
Finally, defendants allege that a jury investigation is required to determine the impact upon jurors of the instructions they were given to meet at a specific location so they could be transported to and from the courthouse during trial. (Docket No. 475 at 17-18.) In support of this theory, defendants cite Rushen v. Spain, in which the Supreme Court, per curiam, held that an unrecorded ex parte communication between trial judge and a juror about evidence presented at trial was a harmless error. 464 U.S. 114, 119, 104 S.Ct. 453, 78 L.Ed.2d 267 (1983). In Rushen, the Supreme Court found that a post-trial hearing was an adequate remedy to determine "whether respondent was prejudiced by the undisclosed communications." Id. The Rushen court further noted that juror contact with a trial judge during trial is not out of the ordinary, but should generally
Defendants' primary allegation is that defendants and their counsel were never notified of the arrangement regarding transportation of the jurors to the courthouse, and that such an arrangement, in and of itself, has caused prejudice to defendants. (Docket No. 475 at 17-18.) The government states that they also were never notified of the arrangement, but believes "that is immaterial." (Docket No. 482 at 8.) The Court agrees. While defendants claim that they "do not seek to relitigate the issue of whether an anonymous jury should have been empaneled in this case", defendants challenge the precautions taken by this Court that were implemented specifically to protect the jury from excessive trial publicity and political intimidation, precisely the reasons an anonymous jury was empaneled in the first place. See id. at 18, n. 4. The Court has taken the appropriate precautions to protect defendants' rights against prejudice by informing the jury that their anonymity was necessary during the trial because of publicity concerns. Defendants cite no legal authority supporting the proposition that communications between the jury and deputy marshals about transportation logistics are improper. Indeed, other courts have noted the common practice of providing transportation for jurors to and from the courthouse in instances in which an anonymous jury has been empaneled.
For the reasons expressed above, the Court