Justice INDEGLIA, for the Court.
The defendant, Windell McRae, appeals from a judgment of conviction for simple domestic assault. On appeal, the defendant contends that (1) the trial justice erred by denying his motion to pass the case after the complainant testified that the defendant had been drinking on the day of the assault, and (2) the trial justice abused his discretion by allowing the prosecution to impeach the defendant with evidence of seven prior convictions.
The defendant's appeal came before the Supreme Court on October 4, 2011, pursuant to an order directing the parties to appear and show cause why the issues raised in this appeal should not be summarily decided. After careful inspection of the Superior Court record and the written and oral submissions of the parties, we conclude that this appeal may be decided without further briefing or argument. For the reasons set forth in this opinion, we affirm the judgment of the Superior Court.
On June 12, 2008, defendant was charged with one count of domestic assault with a dangerous weapon in violation of G.L.1956 § 11-5-2
The following relevant evidence was adduced at trial. Some two or three months prior to the underlying incident, Ms. DelValle and defendant began a relationship together. While the parties dispute the exact nature and extent of their relationship,
On the date of the incident, defendant telephoned Ms. DelValle and asked that she return the key to his apartment building to him. Ms. DelValle and defendant agreed that he would come to Ms. DelValle's
According to Ms. DelValle, an altercation ensued after she had handed the key to defendant. Ms. DelValle testified that during the altercation, defendant grabbed her by the neck, put a knife to her throat, threatened to kill her, kicked her, and ultimately banged her face into the stairs, injuring her. After a passerby intervened and stopped the assault, defendant left the scene, and Ms. DelValle returned to the apartment and called 911.
The defendant's testimony paints a different picture as to what happened at Ms. DelValle's daughter's doorstep. The defendant testified that when Ms. DelValle came down the steps, she started to hand him the key, but yanked it away, and then fell backwards on the steps. The defendant asserted that although Ms. DelValle insisted on keeping the key, he eventually freed it from her grip. The defendant denied striking Ms. DelValle or carrying a knife that day. He testified that the incident lasted approximately three minutes. According to defendant, he immediately left after the incident to go to a store to purchase lottery tickets and beer.
After less than an hour of deliberation, the jury found defendant not guilty of domestic assault with a dangerous weapon. However, defendant was found guilty of domestic simple assault. Because this conviction was defendant's third domestic conviction, he was subject to a minimum of one-year imprisonment. The trial justice sentenced defendant to ten years, with one year to serve and nine years suspended, with probation.
The defendant's appeal is two-fold. First, defendant contends that the trial justice should have passed the case when Ms. DelValle testified during redirect examination that defendant had been drinking on the day of the assault. According to defendant, Ms. DelValle's statement on the witness stand was not only irrelevant, but was also unfairly prejudicial. While the trial justice struck the answer and gave a cautionary instruction to the jury immediately following a sidebar conference, defendant asserts that "the instruction given did not dispel the taint" of the disputed testimony.
Secondly, defendant contends that the trial justice abused his discretion when he permitted the prosecution to impeach defendant with evidence of defendant's prior convictions. The defendant argues that because some of the previous convictions involved assaultive behavior (especially one involving domestic assault), the jury was likely to have been improperly influenced and "no doubt used this evidence inappropriately." The defendant maintains that the unfair prejudice created by allowing the admission of the previous convictions far outweighed its "minimal" probative value.
"It is well settled that a decision to pass a case and declare a mistrial are matters left to the sound discretion of the trial justice." State v. Suero, 721 A.2d 426, 429 (R.I.1998); see also State v. Lynch, 19 A.3d 51, 60 (R.I.2011). This Court gives considerable deference to a trial justice's ruling on a motion to pass a case and declare a mistrial because the trial justice has a "front row seat," allowing him or her to "best determine the effect of the improvident remarks upon the jury." State v. Tempest, 651 A.2d 1198, 1207 (R.I.1995); (quoting State v. Pailin, 114 R.I. 725, 729, 339 A.2d 253, 255 (1975)); see also State v. Nelson, 982 A.2d 602, 607 (R.I.2009). As such, the trial justice's determination concerning the prejudicial effect of evidence and the jury's ability to render a fair and impartial verdict are reviewed by this Court under an abuse of discretion standard. Nelson, 982 A.2d at 608.
In regard to prior convictions, it is well settled in this jurisdiction that "[t]he trial justice is vested with a considerable degree of discretion in deciding whether or not to admit evidence of prior convictions to impeach a witness." State v. Gongoleski, 14 A.3d 218, 222 (R.I.2011) (quoting State v. Remy, 910 A.2d 793, 796 (R.I. 2006)). Therefore, "this Court will not overturn such a decision on appeal unless there has been an abuse of that discretion." Gongoleski, 14 A.3d at 222 (quoting Remy, 910 A.2d at 797); see also State v. Vargas, 991 A.2d 1056, 1060 (R.I.2010); State v. Gillespie, 960 A.2d 969, 980 (R.I. 2008).
The defendant argues that the trial justice erred in failing to pass the case when Ms. DelValle testified that defendant had been drinking on the day of the incident. At issue is the following dialogue that occurred during redirect examination:
Defense counsel immediately requested a sidebar conference, during which he moved to pass the case. At sidebar, defense counsel also requested a "significant instruction" if the trial justice denied the motion to pass. The prosecutor expressed to the trial justice that she thought she previously had instructed Ms. DelValle not to talk about defendant's alcohol use. At sidebar, the prosecutor surmised that Ms. DelValle presumed that testifying about defendant's drinking was permissible because earlier cross-examination of Ms. DelValle elicited testimony that she and defendant had used crack cocaine together. The trial justice sustained defense counsel's objection to the testimony but ultimately declined to pass the case. After the sidebar conference the trial justice struck the offending testimony and instructed the jury to disregard Ms. DelValle's
The defendant argues that this remark by Ms. DelValle may have induced the jurors to conclude that defendant's alcohol consumption "caused him to act irrationally and violently in his encounter with Ms. DelValle." The defendant cites this Court's holding in Handy v. Geary, 105 R.I. 419, 252 A.2d 435 (1969) as support for this contention. In Handy, this Court instructed that whenever a party seeks to introduce evidence of alcohol consumption, the trial justice shall "conduct a preliminary hearing outside the presence of the jury to resolve whether evidence of alcohol consumption rises to such a level that it should be admitted at trial." State v. Clark, 974 A.2d 558, 583 (R.I.2009) (citing Handy, 105 R.I. at 431, 252 A.2d at 441-42). Only if the trial justice finds "that the evidence is such that different minds can naturally and fairly come to different conclusions on the question of intoxication"
In considering a motion to pass occasioned by the accidental introduction of allegedly harmful information at trial, "the trial justice must assess the prejudicial impact" of the information. State v. Rosario, 14 A.3d 206, 215 (R.I.2011) (quoting State v. LaPlante, 962 A.2d 63, 70 (R.I.2009)). A statement may be held to be sufficiently prejudicial when it is "extraneous to the issues before the jury and tend[s] to inflame the passions of the jury." Id. (quoting State v. Monteiro, 924 A.2d 784, 792 (R.I.2007)). Furthermore, rather than using some prescribed formula for determining prejudice, we have observed that potentially prejudicial evidence must be "viewed in the context in which it appeared and in light of the attendant circumstances." Id. (quoting LaPlante, 962 A.2d at 70-71).
Taking into consideration all the circumstances surrounding the statement by Ms. DelValle, we hold that the comment regarding defendant's drinking on the day of the incident was not sufficiently prejudicial as to prevent the jury from calmly and dispassionately considering the evidence. See Rosario, 14 A.3d at 216. Indeed, prior to Ms. DelValle's statement, the jury already
Moreover, the trial justice's cautionary instruction to the jury took place immediately after the sidebar conference. Unless some indication exists that the jury failed to obey the cautionary instruction given by the trial justice, we must assume that the jury followed the instruction as given. State v. Barbosa, 908 A.2d 1000, 1005 (R.I.2006); see also State v. Mendoza, 889 A.2d 153, 159 (R.I.2005). In this case, there is no indication that the jury failed to obey the cautionary instruction. Therefore, considering the full testimonial evidence and the trial justice's specific and timely cautionary instruction to the jury, we find no clear error committed by the trial justice in refusing to pass the case.
Next, defendant argues that the trial justice abused his discretion in allowing the prosecutor to impeach him with seven of his prior convictions.
Rule 609 of the Rhode Island Rules of Evidence permits the admission of a witness's prior conviction to attack that witness's credibility unless the court determines that the prejudicial effect of the conviction substantially outweighs its probative value.
It is also well established in this jurisdiction that "[a] trial justice is vested with a considerable degree of discretion in deciding whether or not to admit evidence of prior convictions to impeach a witness." Gongoleski, 14 A.3d at 222 (quoting Remy, 910 A.2d at 796). As such, this Court will overturn the trial justice's ruling only if there has been an abuse of discretion. See State v. Rocha, 834 A.2d 1263, 1266 (R.I. 2003). Additionally, this Court may uphold the trial justice even if this Court would have decided the matter differently had it been in the trial justice's position. Gongoleski, 14 A.3d at 222.
The defendant asserts that because two of the prior convictions involved "assaultive behavior" the jury likely was improperly influenced to believe that defendant assaulted Ms. DelValle, despite the trial justice's cautionary instructions. We find this argument to be unpersuasive. "This Court on numerous occasions has upheld the admission of a defendant's prior convictions for impeachment purposes when such convictions were similar or identical to the crime for which that defendant was tried." Gongoleski, 14 A.3d at 223; see also State v. Rodriquez, 731 A.2d 726, 731-32 (R.I.1999) (affirming trial justice's decision to allow the prosecution to use the defendant's prior convictions of assault with a dangerous weapon and assault with the intent to rob to impeach the credibility of the defendant, who was on trial for robbery); State v. Taylor, 581 A.2d 1037, 1039-40 (R.I.1990) (affirming trial justice's decision to allow the prosecution to use the defendant's prior conviction of breaking and entering in the daytime to impeach the credibility of the defendant, who was on trial for robbery); State v. Maxie, 554 A.2d 1028, 1031-32 (R.I.1989) (affirming trial justice's decision to allow the prosecution to use the defendant's prior convictions of attempted larceny and robbery to impeach the credibility of the defendant, who was on trial for robbery). Thus, the prior assaultive convictions at issue in this case are no more prejudicial to this defendant than the prior convictions were to the defendants in the cases cited above. See Remy, 910 A.2d at 799.
The defendant also asserts that his misdemeanor convictions for disorderly conduct, obstructing a police officer, and violating a no-contact order do not pertain to his credibility as a witness. Rather, defendant contends, the use of these prior convictions improperly suggested to the jury that he was "an ill-behaved individual with no respect for authority." This argument is unavailing and starkly contrasts the very purpose of Rule 609. As discussed, Rule 609 permits, under the trial justice's discretion, the admission of a witness's prior convictions to afford a jury another avenue to assess that witnesses's credibility. See Gongoleski, 14 A.3d at 222-23.
In this case, the record shows that the trial justice engaged in the appropriate balancing test. Each of the prior convictions occurred within ten years of the trial and therefore was not overly remote. See Vargas, 991 A.2d at 1061-62 (recognizing the passage of time as being one factor for the trial justice to consider when determining whether to admit evidence of prior convictions). It was likely that defendant and Ms. DelValle would present conflicting testimony to the jury. Thus, the case may have, in large part, turned on the credibility of these two witnesses. Taking these factors into consideration, it was reasonable for the trial justice to conclude that defendant's prior convictions had significant probative value. Furthermore, to offset the prejudicial effect of the prior convictions, the trial justice, immediately after defendant finished testifying, provided a cautionary instruction to the jury.
This Court must accept "that a jury has followed a trial justice's instructions as they were given." Rosario, 14 A.3d at 216 (quoting LaPlante, 962 A.2d at 71-72). We hold, therefore, that the trial justice did not abuse his discretion in admitting, for impeachment purposes, evidence of the defendant's prior convictions.
For the reasons set forth in this opinion, we affirm the judgment of the Superior Court. The record may be remanded to the Superior Court.