Chief Justice SUTTELL, for the Court.
The defendant, Gerald D. Price, was convicted by a jury of one count of possession of marijuana and two counts of possession of cocaine with the intent to deliver while armed with or having available a firearm. On appeal, Price contends that the trial justice committed three errors, each of which, he maintains, entitles him to a new trial. First, the defendant argues that the trial justice incorrectly interpreted the meaning of the phrase "having available any firearm," within G.L.1956 § 11-47-3. Secondly, he avers that the trial justice erroneously permitted the state to impeach the defendant's credibility with an allegation of previous criminal conduct and with information that was false and prejudicial. Finally, Price argues that the trial justice violated the defendant's constitutional right to make an informed decision regarding whether to plead or proceed to trial. For the reasons set forth in this opinion, we vacate the judgment of conviction.
On March 26, 2009, Thomas J. Zincone, a police officer in the violent crime task force
During the search of the apartment, the Providence police officers seized a digital scale, a clear plastic sandwich bag containing forty-one smaller bags of crack cocaine,
As a result of this search, Washington was charged with various narcotic and gun offenses. Approximately one month later, defendant was located and placed under arrest. On June 8, 2009, the state filed a criminal information charging defendant and Washington each with seven criminal counts.
During a pretrial hearing held on October 19, 2009, it came to light that federal charges had also been filed against defendant and that the state had extended a plea offer to him under which, if he filed a motion with the federal government stating his intent to plead on the federal case, the state would dismiss its case against defendant. The defendant, however, had rejected that offer. The state also had offered to recommend a sentence of ten years, with two years to serve, in exchange for defendant's plea to one of the firearm charges. The defendant refused to accept that plea offer as well.
A seven-day jury trial commenced on October 22, 2009, which resulted in a verdict of: (1) not guilty of possession of marijuana with the intent to deliver; (2) guilty of the lesser included offense of marijuana possession; (3) guilty of possession of cocaine with the intent to deliver it when being armed with or having available a .45-caliber handgun; and (4) guilty of possession of cocaine with the intent to deliver it when being armed with or having available a .380-caliber handgun. The defendant moved for a new trial, and the trial justice denied that motion. On January 8, 2010, defendant was sentenced to a term of seven years to serve on counts 6 and 7 (the firearm-related charges, to run concurrently with each other) and to one year suspended, with probation, on count 5 (the marijuana possession charge, to run consecutively to counts 6 and 7). Judgment then entered, and defendant timely appealed.
Additional facts will be provided as necessary.
On appeal, defendant alleges three errors committed by the trial justice: (1) the
After the state rested, defendant moved for a judgment of acquittal pursuant to Rule 29 of the Superior Court Rules of Criminal Procedure,
In denying defendant's motion, the trial justice noted that both firearms were operable, that a clip with live cartridges and a full box of live cartridges were also found within the purse and that crack cocaine was found within close proximity of the closet. Significantly, defendant did not renew his motion for judgment of acquittal at the close of his own case.
This Court previously has stated that, for us to consider an appeal of a trial justice's denial of a motion for judgment of acquittal pursuant to Rule 29(a), the issue must have been properly preserved by the defendant for appellate review. State v. Tower, 984 A.2d 40, 45 (R.I.2009). In this case, defendant moved for judgment of acquittal at the close of the state's case; however, he did not renew this motion at the close of his own presentation of evidence. "We consistently have held that the failure to renew a motion for judgment of acquittal at the close of evidence forecloses the defendant's right to appeal the denial." Id.; see also State v. Grullon, 117 R.I. 682, 689, 371 A.2d 265, 268-69 (1977) ("If defendant wanted to preserve this argument for appellate review, then he would have had to either renew the motion after the presentation of all the evidence or rest his own case at the time he made the motion[,]" and, "[t]herefore, the denial of his motion for judgment of acquittal, being within the discretion of the trial justice, is not reviewable in this [C]ourt."). As such, defendant's argument concerning the denial of his Rule 29 motion has been waived.
At trial, Price's defense to the charges of possession with the intent to distribute was that he suffered from a drug addiction and that, therefore, the cocaine and marijuana found in his apartment were for his personal use rather than for sale. To support this claim, defendant testified on his own behalf and admitted, on direct examination, that he "had got caught with drugs in the past," "had an addiction," and had been "placed on 18 months probation for the crack." Consequently, during his cross-examination, the prosecutor questioned defendant about his criminal history:
On appeal, defendant argues that his criminal history consists only of a single charge of possession of cocaine, to which he pled nolo contendere and received a sentence of eighteen months probation, with conditions of community service and substance-abuse counseling. Therefore, according to defendant, the trial justice erred in permitting the state to impeach his credibility by questioning him about an incorrect disposition of a prior possession charge (an eighteen-month suspended sentence) and by asking him about a non-existent criminal charge (possession of crack cocaine with intent to deliver) because "there was no factual basis for either of the * * * erroneous and misleading questions posed by the prosecutor."
The state counters that, even if the prosecutor's question regarding the suspended sentence is considered error, it did not harm defendant's case because members
"It is well established that decisions concerning the admissibility of evidence are `within the sound discretion of the trial justice, and this Court will not interfere with the trial justice's decision unless a clear abuse of that discretion is apparent.'" State v. Gaspar, 982 A.2d 140, 147 (R.I.2009) (quoting State v. Mohapatra, 880 A.2d 802, 805 (R.I.2005)).
The defendant's principal assertion on appeal is that "[t]he trial judge, apparently misunderstanding both the falsity of the assumed facts in the state's questions * * * and the substance of the defense attorney's objections, sat by as a spectator and permitted the prosecutor's egregiously inappropriate cross-examination without appropriate intervention, much to [defendant's] great detriment."
It is axiomatic that a witness's credibility may be challenged by evidence that the witness has been convicted of a crime, but that, generally, prior criminal conduct not amounting to a conviction or previous criminal charges are not admissible to impeach a witness. See G.L.1956 § 9-17-15 ("[A] conviction or sentence for any crime or misdemeanor may be shown to affect [a witness's] credibility."); Rule 609(a) of the Rhode Island Rules of Evidence ("For the purpose of attacking the credibility of a witness, evidence that the witness has been convicted of a crime shall be admitted if elicited from the witness or established by public record."); Rule 404(b) of the Rhode Island Rules of Evidence ("Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that the person acted in conformity therewith."); see also State v. Christofaro, 70 R.I. 57, 63, 37 A.2d 163, 166 (1944) (finding reversible error where the state referred to an arrest because it "exceeded the bounds of fair cross-examination").
This Court has previously stated that "evidence of unrelated, prior crimes is irrelevant and inherently prejudicial," State v. Gallagher, 654 A.2d 1206, 1211 (R.I.1995), and is, therefore, "deemed inadmissible in order `to prevent a jury from finding a defendant guilty based upon unrelated crimes rather than upon the evidence pertaining to the charged offense.'" Id. (quoting State v. Cardoza, 465 A.2d 200, 202 (R.I.1983)). We also have stated that "the credibility of a witness may not be impeached merely by a showing of an arrest or criminal accusation." State v. Sepe, 122 R.I. 560, 566, 410 A.2d 127, 131 (1980). Evidence of "other crimes" may be admissible under Rule 404(b), however, for such purposes as "proof of motive, opportunity, intent, preparation, plan, knowledge, identity, absence of mistake or accident, or to prove that defendant feared imminent bodily harm and that the fear was reasonable."
We are well satisfied that the three questions at issue in this case were improper and inappropriate for impeachment
The implication that defendant was previously charged with a crime without an evidentiary basis for that suggestion is patently improper. See Foster v. Barbour, 613 F.2d 59, 60 (4th Cir.1980) ("[T]he repeated assertions that [the defendant] had been convicted of other crimes * * * when those assertions were untrue * * * destroyed the fairness of [the defendant's] trial and denied him due process of law."); State v. Peoples, 996 A.2d 660, 665 (R.I. 2010) ("[T]here must be a good-faith basis for asking a witness about a given set of facts at trial because there is a danger that the jury may consider questions that are not factually based and then deliberate on matters that are not in evidence.").
We also reject the state's suggestion that, even if the trial justice did err, such error was harmless. On the contrary, we believe that the questions as posed were significantly prejudicial to defendant. The false information provided by the prosecutor, viz., that defendant was charged "with possession with intent to deliver crack cocaine," was virtually identical to the charge for which he was standing trial, albeit without the element "when armed with or having available any firearm." See § 11-47-3. The fact that the party introducing this false evidence was the state's prosecuting authority, and presumably a repository of defendant's criminal record, only exacerbated the prejudice to defendant.
At trial, defendant provided a defense to the two counts of having available a firearm while being in possession of cocaine with intent to deliver stating that he was a user, not a dealer. The prosecutor's questions implied that defendant had been initially charged in a previous case with possession of cocaine with intent to deliver. This false information could only heighten the already serious likelihood that the jury would use this evidence for improper propensity-based purposes.
The state seemingly acknowledges that the questions concerning the crime with which defendant was previously charged were without "factual basis," but it argues that defendant was not prejudiced thereby because the jury heard the first such question without objection. Further, the state contends prejudice to defendant was lacking because the jury heard defendant's "favorable" response: "No. I was charged with simple possession."
In order to adequately preserve an issue concerning the admissibility of evidence for appellate review, a litigant must articulate a timely and specific objection at trial. State v. Crow, 871 A.2d 930, 936 (R.I.2005) (holding that the defendant's failure to "make a timely and specific objection" precluded his argument on appeal). In the instant case, we are satisfied that the issue has indeed been preserved. When prompted by the trial justice to state the basis of his objection to the question concerning defendant's sentence of "18 months' [sic] suspended sentence and probation for possession of crack
When a defendant is testifying at his trial, prosecutors and trial justices must be scrupulous to ensure that impeachment of defendant by reference to prior convictions or past criminal conduct is effected in a proper manner and based on true facts. In Christofaro, 70 R.I. at 63, 37 A.2d at 166, this Court recognized that improperly placing evidence before the jury of the defendant's prior arrests or charges under the guise of impeachment could not be considered harmless error because "the presumption of [the] defendant's innocence should not be adversely affected by the injection in evidence of extraneous matter which has no probative value on the real issue in the case." Here, the jury watched as the prosecutor — the attorney for the state — dismissively ignored defendant's denial to her initial question and asked the question again. Even after defense counsel objected but before the trial justice ruled on the objection, the prosecutor pressed further, leading and confusing defendant as she implored him with the terse question: "Right?" to answer differently than he just had answered. The defendant's confusion is evident from his subsequent answer of "I don't know." This sequence of questioning raises a serious concern that defendant's initial denial of that charge was undermined in the jury's eyes and did nothing to cure the error that occurred when the trial justice allowed defendant's final answer to stand over defense counsel's objection. Accordingly, we vacate the judgment of conviction.
The defendant's third contention of error is that he was incorrectly informed by the trial justice that, if he rejected the state's plea offer and proceeded to trial, he would be tried on only a single count — count 6, which alleged possession of cocaine with intent to deliver when armed with or having available a firearm. This misinformation, he argues, violated his "constitutional right to make an informed decision whether or not to proceed to trial or plead nolo contendere." He urges this Court to vacate his conviction on all counts and grant him a new trial on count 6 alone.
At the next hearing, on October 21, 2009, when the case was reached for trial, the trial justice said:
The prosecutor confirmed the trial justice's understanding, and defendant did not object or attempt to correct the trial justice; indeed, both defendant and defense counsel remained silent. The trial justice offered no further commentary about the plea negotiations, but, rather, immediately entertained several pretrial motions.
We also note that defendant did not object when, during the voir dire, the trial justice and prosecutor explained to prospective jurors on several occasions that defendant was being charged with three counts, two of which involved the possession of firearms. Moreover, defense counsel even informed the jury during the voir dire that it would have to find beyond a reasonable doubt that defendant "possessed cocaine with the intent to distribute that substance, while at the same time * * * having possessed a firearm" for each of "counts 6 and 7." It was not until defendant moved for a new trial after the jury's verdict that defendant posited that "it was his impression that he was going forward on one of the * * * gun charges, and not both of them," explaining that his belief was that, "if he were to plea to one of the gun charges, the other one would be dismissed."
On appeal, defendant argues that, because "[a] defendant has a constitutional right to a trial," he "concomitantly [has] a right to decide whether or not to proceed to trial or to plead." He further cites to Rule 11 of the Superior Court Rules of Criminal Procedure to support his contention that "the choice between pleading guilty and proceeding to trial must be an informed one, and an accurately informed one at that."
Rule 11 states:
The reporter's notes to Rule 11 make clear that the rule requires "that the court make inquiry of the defendant personally to determine that a plea of guilty or nolo contendere is made voluntarily and with knowledge," but this rule cannot be read to require a trial justice to make this same inquiry of a defendant who is rejecting a plea offer. Although a defendant's right to proceed to trial is constitutionally protected, this does not concomitantly confer upon a defendant the right to enter into a plea agreement or require that a trial justice ensure that a defendant voluntarily and with knowledge rejected a plea offer when he instead decides to proceed to trial.
The trial justice was very clear as to which counts the state would prosecute at trial and no objection was made when the trial justice clarified those counts with the prosecutor. Even within defendant's motion for a new trial, the argument proffered was that it was defendant's belief that the state would only be "going forward on one of the * * * gun charges, and not both of them" because "that was part of the plea bargain[ — ]that if he were to plead to one of the gun charges, the other one would be dismissed." The defendant rejected the plea bargain offered by the state, however.
We are satisfied that the defendant was fully aware of the counts for which he was being tried and that the argument he now presses on appeal was raised for the first time only after the jury had rendered its verdict. Accordingly, we discern no reason to restrict his retrial on remand to count 6 only.
For the reasons set forth in this opinion, we conclude that the trial justice erred and that this error was not harmless. Accordingly, we vacate the judgment of the Superior Court and remand the papers in this case to the Superior Court for a new trial.
Moreover, defendant did not argue in his motion for a new trial that there was insufficient evidence to support his conviction.