Justice FLAHERTY, for the Court.
The defendant, Barry Offley, appeals to this Court, seeking to vacate his convictions
By July 26, 2006, Alonzo Shelton had been involved in an intermittent seven-year relationship with Brenda Alvarez. Although he listed his sister's apartment in Providence as his official residence, Shelton also lived at Brenda's
During the afternoon of July 26, 2006, Brenda had a telephone conversation with Shelton while she was at work. During that conversation, Shelton complained that "he was bored" and he asked Brenda to bring Offley to the apartment so that they could play video games. Later, at about 8 p.m., while she was running job-related errands, Brenda picked Offley up and dropped him off at her apartment; she then returned to her place of employment in Lincoln. Shelton and Offley spent the evening drinking beer, watching movies, and playing video games. At about 2 a.m., Brenda's sixteen-year-old son, Carlos, joined them. At some point, the pair told Carlos that they were leaving but that they would be returning in twenty minutes. According to Offley, he and Shelton went to a "bootlegger's" to buy more beer.
Meanwhile, intending to enjoy a night of leisure, Julie Lang dropped her three children off at their father's home. Lang planned to spend the evening with her close friend, Jessica Imran. After meeting at Imran's apartment in Pawtucket, the women dined at a Providence restaurant and eventually returned to the apartment at about 3 a.m. As they relaxed in Imran's apartment, someone knocked on the door. Imran, believing it to be her boyfriend, asked Lang to answer the door.
However, the person on the other side of the door was not Imran's boyfriend, but Shelton, accompanied by Offley. Although Lang and Shelton had been involved previously in a romantic relationship, a serious disagreement had caused that relationship to come to an end. The principal cause of the falling-out was an incident that had occurred several months earlier. Shelton had been a passenger in Lang's car when the Woonsocket Police pulled her over for a broken taillight. At the time of the
And so, in the early morning hours of July 27, 2006, with Shelton still anxious about his probation being violated, he and Offley meant business when they forced their way into Jessica Imran's Pawtucket apartment. The women demanded that the men leave the apartment. During an ensuing argument, a gunshot rang out. Lang later testified that she heard a shot and turned toward her friend. When she did, she saw Offley point a handgun at Imran. Offley fired a second time; this time, a round struck Imran in the head, killing her instantly. Offley then set his sights on Lang and fired again, but missed. When he attempted to fire another round, the gun jammed, causing live ammunition to spill onto the floor. Shelton then seized the gun from Offley and poured five shots into Lang—two of which struck her in the chest, two in the lower neck, and one behind the left ear. The assailants then fled the apartment. However, unbeknownst to Offley and Shelton, Lang survived. Bleeding heavily, but somehow managing to retain consciousness, Lang was able to dial 9-1-1.
Despite the severity of her injuries, Lang was able to identify herself by name and to provide her date of birth to a responding officer. Through labored breath, she also informed the officer that it was Shelton who had shot her, that her friend, Jessica Imran, also had been shot and that Jessica was lying upstairs. Another responding officer accompanied Lang into an arriving ambulance. When asked by that officer who else was in the apartment when the shooting occurred, she responded with the names of Jessica Imran, Alonzo Shelton, and Barry Offley.
Lang arrived at Rhode Island Hospital sometime around 5 a.m., suffering from a fractured vertebra in her neck, a damaged vertebral artery, and a collapsed left lung. The treating medical staff administered Dilaudid to her.
About noon the following day, Pawtucket Police Detectives William Magill and Tina Goncalves arrived at the hospital to find Lang heavily sedated, but in stable condition. After providing the detectives with information about the acrimonious end of her past relationship with Shelton, Lang again recounted the previous night's events. This time, however, Lang said that she clearly remembered that it was Offley who had the gun and that it was he who had killed Imran. Just before she was discharged from the hospital on August 2, 2006, the detectives paid Lang one last visit to show two photo arrays to her. When shown the first array, she immediately identified Offley as Imran's killer.
In the meantime, police continued to search for Offley and Shelton. The United States Marshals eventually tracked the pair down in Florida and arrested them on September 7, 2006. On October 4, 2006, a grand jury returned a ten-count indictment against Shelton and Offley.
In his opening statement, counsel argued that Offley had been nothing more than an innocent bystander to the shooting. He stressed the fact that Offley did not share any motive his uncle may have had to kill either woman. The defense sought to further mitigate any liability by
After trial, the jury convicted Offley of the first-degree murder of Imran, conspiracy with his uncle to murder Imran, assault of Lang in a dwelling with intent to murder her, conspiracy to murder Lang, carrying a pistol without a license, discharging a firearm while committing a crime of violence that resulted in Imran's death, and discharging a firearm while committing a crime of violence resulting in Lang's injuries.
On appeal to this Court, defendant raises two arguments. First, he maintains that the trial justice erred when he admitted prior testimony of a witness at Shelton's trial about defendant's level of intoxication on the night of the shooting. Second, he contends that the trial justice erred when he denied his motion for a new trial because the verdict was against the weight of the evidence.
In anticipation of any potential diminished capacity evidence that might be proffered by the defense, the state called Brenda's son, Carlos, to testify about the extent of defendant's drinking on the night of the murder and any effect that his ingestion of alcohol might have had on his ability to function. On direct examination, Carlos testified as follows:
The defendant argues that this line of questioning was improper because the witness responded to the prosecutor that a review of the transcript of his earlier testimony
However, before we analyze the substance of defendant's argument, we must determine whether defendant's objections to the line of inquiry were articulated with sufficient focus to put the trial justice on notice of their basis. We have said on numerous occasions that "a litigant cannot raise an objection or advance a new theory on appeal if it was not raised before the trial court." State v. Bido, 941 A.2d 822, 829 (R.I.2008). Moreover, "in order to satisfy the strictures of our `raise-or-waive' rule, an evidentiary objection must be `sufficiently focused so as to call the trial justice's attention to the basis for said objection * * *.'" State v. Diefenderfer, 970 A.2d 12, 30 (R.I.2009) (quoting State v. Warren, 624 A.2d 841, 842 (R.I.1993)). The Rules of Evidence require that a specific ground for an objection must be stated unless the reason for the objection is clear from the context in which it was made. See Rule 103(a)(1) of the Rhode Island Rules of Evidence. After reviewing the record, it is our opinion that, although the colloquy between the trial justice and the defense is by no means a model of effective communication, the objections were sufficiently focused to alert the trial justice. The objections occurred as the prosecutor read the witness's prior testimony into evidence and the trial justice responded to the defense's numerous objections by stating, "This is prior testimony." Also, counsel was rebuffed both at counsel table and when he tried to approach the trial justice at sidebar so that he could explain the rationale for his objection. Although the onus does not rest on the trial justice to clarify the grounds for a party's objection, after a review of the record, we are satisfied that in the context of this exchange, the hearsay objections were adequately preserved for our review.
This Court reviews a trial justice's admission of evidence for clear abuse of discretion. See State v. Virola, 115 A.3d 980, 994 (R.I.2015) (citing State v. Moreno, 996 A.2d 673, 683 (R.I.2010)); State v. Matthews, 88 A.3d 375, 383 (R.I.2014) (citing State v. McManus, 990 A.2d 1229, 1234 (R.I.2010)). To determine if a trial justice has abused his discretion, we "examine the ruling to ensure that the trial justice's discretion has been soundly and judicially exercised." Selwyn v. Ward, 879 A.2d 882, 887 (R.I.2005) (quoting Geloso v. Kenny, 812 A.2d 814, 817 (R.I.2002)). However, it is well settled that we will not hold that a trial justice has "abused his or her discretion as long as some grounds supporting his or her decision appear in the record." State v. Evans, 742 A.2d 715, 719 (R.I. 1999).
The defendant argues that Carlos's prior testimony should not have been read into the record because Carlos was not provided with the opportunity to refresh his present recollection by reviewing his previous testimony, even though he indicated that such a review would refresh his memory. It is not an infrequent occasion that a witness will indicate that he cannot recall a prior statement he made. The purpose of present recollection refreshed or revived is that the "witness will give his or her present memory of the event as refreshed by referral to [a] memorandum." State v. Ricci, 639 A.2d 64, 67 (R.I.1994)
It is our opinion that the requirements of Rule 612 were not satisfied here because, after his prior testimony was shown to him, Carlos was not asked whether he had an independent recollection of defendant's behavior or whether his recollection was refreshed. When Carlos testified that he could not recall the answers he gave at Shelton's trial, the state asked him if his memory would be refreshed if he read a transcript of his testimony; he answered affirmatively. Rather than make a meaningful attempt to refresh Carlos's memory, the prosecutor simply proceeded to read his prior testimony into the record and, through the employment of leading questions, asked him to confirm his previous answers.
However, after a thorough review of the entire record in this case we conclude that, to the extent there may have been any error by allowing the prior testimony to be read into the record, we do not believe it requires vacating the conviction because Offley's defense was predicated on accident and not on any theory of diminished capacity. Indeed, even though he alluded to defendant's state of sobriety during the course of his opening statement, counsel, on the record, specifically abandoned any reliance on a diminished capacity defense.
"Under a diminished capacity defense, a defendant submits that, although he is responsible for the prohibited act, `his mental capacity may have been diminished by intoxication, trauma, or mental disease so that he did not possess the specific mental state or intent essential to the particular offense charged.'" Linde v. State,
Further, in his closing argument to the jury, defense counsel did not argue that defendant labored under a diminished capacity on the night of the shooting, and instead focused his closing remarks on the reliability of Lang's account of what had occurred on that evening. In that defendant disavowed any responsibility for the shooting, he could not—and did not—offer a theory of diminished capacity as part of his defense. Because he was not seeking to mitigate responsibility for the crime under a theory of diminished capacity, any prior testimony that was admitted, by any means, regarding his level of intoxication was utterly immaterial to his defense and defendant did not, in any way, suffer prejudice.
Next, defendant contends that because the verdict was against the weight of the evidence, the trial justice erred when he denied his motion for a new trial. Before we begin our analysis, we will set forth what we consider to be necessary background information.
After the state's case-in-chief concluded, defendant moved for judgment of acquittal under Rule 29 of the Superior Court Rules of Criminal Procedure. Defense counsel argued that the state's evidence was fatally flawed because it failed to establish that defendant had shot Imran or Lang, or that defendant entered into an agreement with
The defense then put on its case; its sole witness was defendant himself. The defendant admitted his close relationship with Shelton, as well as his awareness that Shelton "got in trouble" with Lang during the traffic stop. The defendant also testified that he was aware of his uncle's fear of being sent back to jail and of Lang's unwillingness to relieve him of that fear by pleading to the drug charges herself. Despite all this animosity, defendant maintained that they did not barge into Imran's apartment that night. To the contrary, he said that they had been invited there. The defendant told the jury that instead of going to the bootlegger's, the pair met Imran and Lang in the parking lot of a nearby gas station, where he and Imran drank alcohol while Shelton and Lang spoke out of earshot.
The defendant said that when they finally arrived at Imran's apartment, but before they got out of the car, out of nowhere, his uncle asked him to carry a gun. According to defendant, Shelton was afraid that the weapon might be stolen if it was left in the car but he was unwilling to carry the gun himself, because Lang feared guns and she would "feel it on him" when she hugged him. He said that he first declined his uncle's request, but ultimately relented, sticking the gun down the front of his pants before following Shelton upstairs. In addressing the effects the drugs and alcohol had on him that night, defendant testified that when the pills "kicked in," he was "feeling real good," but was nonetheless still aware of what was going on around him and could still recall what happened after he and his uncle were inside the apartment.
While "still feeling the same way [he] was feeling earlier" from the drugs, defendant testified, he decided to play a joke on Lang by pulling out the gun and walking up behind her. Although Lang initially was frightened by the weapon, defendant told the jury that he relieved her anxiety by informing her that he only had it on him because he was trying to sell it. He said he was surprised when Imran expressed an interest in purchasing it; the $500 or $600 price tag piqued Imran's interest and she wanted to know more, including whether or not the gun was loaded. The defendant told the jury that he pulled the slide back to reveal "a whole bunch of bullets" in the chamber. When he shook the gun to dislodge one of them the gun went off accidentally, firing a round into the wall. He testified that the next thing he knew, his uncle grabbed the gun out of his hands and shot Imran and Lang in quick succession. When asked how he felt in the aftermath of the shooting, defendant responded that he was "[n]ot completely sober, but I was sober."
"When ruling on a motion for a new trial, the trial justice acts as a thirteenth juror, exercising `independent judgment on the credibility of witnesses and on the weight of the evidence.'" State v. Heredia, 10 A.3d 443, 446 (R.I.2010) (quoting State v. Imbruglia, 913 A.2d 1022, 1028 (R.I.2007)). "Specifically, `the trial justice must (1) consider the evidence in light of the jury charge, (2) independently assess the credibility of the witnesses and the weight of the evidence, and then (3) determine whether he or she would have reached a result different from that reached by the jury.'" Id. (quoting State v. Texieira, 944 A.2d 132, 140 (R.I.2008)). "If, after conducting such a review, the trial justice reaches the same conclusion as the jury, the verdict should be affirmed and the motion for a new trial denied." Id. (citing State v. Snow, 670 A.2d 239, 244 (R.I.1996)). "This Court accords great deference to a trial justice's ruling on a motion for a new trial `if he or she has set forth sufficient reasoning in support of the ruling.'" State v. Abdullah, 967 A.2d 469, 479 (R.I.2009) (quoting Imbruglia, 913 A.2d at 1028). We "will not overturn a trial justice's ruling on a motion for a new trial unless he was `clearly wrong' or `overlooked or misconceived material and relevant evidence that related to a critical issue in the case.'" State v. St. Michel, 37 A.3d 95, 102 (R.I.2012) (quoting State v. Cerda, 957 A.2d 382, 386 (R.I.2008)).
Even though a trial justice's decision to grant or deny a motion for a new trial need not be exhaustive, the trial justice "should reflect a few sentences of the justice's reasoning on each point." State v. DiCarlo, 987 A.2d 867, 870 (R.I. 2010) (quoting State v. Banach, 648 A.2d 1363, 1367 (R.I.1994)); see also State v. Silva, 84 A.3d 411, 417 (R.I.2014). The trial justice "need not refer to all the evidence supporting [his or her] decision," but need only "cite evidence sufficient to allow this [C]ourt to discern whether the [trial] justice has applied the appropriate standards." State v. Robat, 49 A.3d 58, 71 (R.I.2012) (quoting State v. Guerra, 12 A.3d 759, 766 (R.I.2011)).
The trial justice began his analysis of the motion by noting that the case ultimately pitted Lang's credibility against that of the defendant. And, after hearing defendant's testimony, he asserted that he could "in no way fault" the jury for believing Lang's testimony about what happened
Here, the trial justice clearly did not accept defendant's version of events, ruling that "no rational factfinder would or could accept" defendant's explanation that the gun's discharging while it was in defendant's hands was an accident. The trial justice also found there was ample evidence for the jury to find that defendant and his uncle plotted the murder in advance. The defendant admitted on cross-examination that he had a close relationship with his uncle and that he knew his uncle was facing a return to prison because of the drug incident. In light of the facts that Imran was shot in the head and Lang was shot five times and left to die, the trial justice found this effort to execute two people was motivated by "the oldest motive of all"—leaving no witnesses. In rejecting defendant's claim that, to the extent he participated in the crime, he did so at the behest of a domineering uncle, the trial justice cited this Court's observation that "[i]t runs counter to human experience to suppose that criminal conspirators would welcome innocent nonparticipants as witnesses to their crimes." State v. Hernandez, 641 A.2d 62, 72 (R.I.1994) (quoting United States v. Batista-Polanco, 927 F.2d 14, 18 (1st Cir. 1991)).
The trial justice acknowledged the inconsistencies in Lang's early accounts of the assault, but described her as being "steadfast" in her later accounts and her testimony of what had occurred that night: after missing Imran with his first shot, Offley dispatched her with a second shot. Shelton then took the gun from defendant after it jammed before he turned it on her. Even in the face of inconsistencies among Lang's statements, the trial justice also found that defendant's actions after the shooting and during his arrest were strong indications of guilt. The defendant's flight to Florida, where he hid for six weeks with the uncle he supposedly feared, and the use of a false name when he was finally arrested provided further proof of his guilt. The trial justice described defendant's testimony as not only "ludicrous," but "perjurious," concluding that "the evidence resoundingly compels the verdict as announced by this jury."
In our opinion, the trial justice properly assessed the weight of the evidence and the credibility of the witnesses, and he "articulated adequate reasons for denying the motion." State v. Fleck, 81 A.3d 1129, 1134 (R.I.2014) (quoting State v. Phannavong, 21 A.3d 321, 325 (R.I.2011)). We discern no errors in the denial of the motion for a new trial.
For the reasons stated in this opinion, we affirm the judgment of the Superior
Justice GOLDBERG, dissenting in part and concurring in part.
I concur in the majority's opinion with respect to the denial of the defendant's motion for a new trial, and I also concur in the judgment of the Court affirming the conviction in the face of the defendant's challenge to the trial justice's admission of Carlos's prior testimony. However, I cannot agree with my colleagues that "the requirements of Rule 612 [of the Rhode Island Rules of Evidence] were not satisfied" and that, therefore, the prior testimony should not have been read into the record. In my opinion, the requirements of Rule 612 are irrelevant in this case because Carlos's prior testimony was properly admitted as a prior inconsistent statement made by a previously cooperative witness. Therefore, I would affirm the trial justice's decision allowing this testimony into evidence at trial.
Under Rule 801(d)(1)(A) of the Rhode Island Rules of Evidence, "[a] statement is not hearsay if: * * * The declarant testifies at the trial or hearing and is subject to cross-examination concerning the statement, and the statement is (A) inconsistent with the declarant's testimony[.]" In this trial, at a point in the state's case when defendant's diminished-capacity defense very much was in play,
This occasion—in November 2007—was not the first time the witness testified about what transpired in the apartment shortly before the murder. Approximately seven months earlier, in early May 2007,
In State v. Matthews, 88 A.3d 375 (R.I. 2014), this Court explained the circumstances in which prior testimony might be admissible under Rule 801(d)(1)(A) to impeach a witness who was experiencing a "convenient failure of memory" on the witness stand:
On several occasions, this Court has affirmed a trial justice's admission of prior statements of a witness in these circumstances. See, e.g., id. (affirming introduction of witness's police statement under Rule 801(d)(1)(A) where witness "professed a lack of memory regarding almost all of the facts salient to the robbery and his subsequent arrest"); State v. McManus, 990 A.2d 1229, 1234-36, 1236 (R.I. 2010) (affirming introduction of witness's police statement even though it was improperly admitted by the trial justice as a recorded recollection because the statement could have been admitted as a prior inconsistent statement under Rule 801(d)(1)(A) where witness "purported to suffer from jail-house amnesia, a frequent malaise"); State v. Jaiman, 850 A.2d 984, 986, 986-88, 990 (R.I.2004) (affirming introduction of witness's police statement under Rule 801(d)(1)(A) where witness "suffered a convenient failure of memory, declaring over and over again, especially at critical points about details of this drive-by shooting, that he had difficulty remembering"). As this Court explained in Matthews, 88 A.3d at 384, once the prior statement of the witness is admitted, the question of whether the witness's inability to recall is in fact untrue and an implied denial of the prior statement is ultimately a question for the jury in assessing the witness's credibility. See also McManus, 990 A.2d at 1236 (explaining that the purpose of Rule 801(d)(1)(A) is "to allow for [prior inconsistent] statements * * * to be introduced as substantive evidence in order for the fact finder to decide which statement [i.e., the prior inconsistent statement or the in-court testimony], if any, is worthy of belief"). Importantly, this testimony is admitted as substantive proof at trial.
I am of the opinion that the circumstances of this case are analogous to—although not as extreme as—those in Matthews, McManus, and Jaiman and served as the basis for the impeachment evidence. I reach this conclusion notwithstanding the prosecutor's question to Carlos whether reading a transcript of the prior testimony would "refresh [his] memory." It is apparent from the record that the prior testimony was being used not to refresh Carlos's recollection, as was done immediately beforehand with the witness's police statement, but to impeach his inconsistent testimony under Rule 801(d)(1)(A). The record supports this conclusion. Shortly before Carlos's prior testimony was admitted, it was quite clear that the prosecutor was well versed in the proper procedure for refreshing a witness's recollection and
At this point, after Carlos stated, "I really don't know," "I wasn't really focusing on that," "I don't know," and "I don't really recall" with respect to the salient facts about defendant's level of intoxication, the prosecutor confronted him with his prior testimony. It is clear from the record that this inquiry did not follow the steps that the prosecutor took when previously refreshing Carlos's recollection with his police statement. The prior testimony was used to impeach the witness with a prior inconsistent statement. Moreover, this seasoned trial justice, who was a front-and-center observer of Carlos's testimony in May 2007 and his performance in November 2007, clearly understood that this was impeachment of the witness's testimony with a prior inconsistent statement. In response to defendant's objection to the prosecutor's use of the prior testimony, the trial justice tersely responded, "Overruled. This is prior testimony. Overruled." In my opinion, it is apparent from the record that the trial justice permitted the prosecutor to impeach Carlos with his prior inconsistent statement and that the prosecutor was no longer attempting to refresh the recollection of this recalcitrant witness. The prosecutor's repeated demonstration of her ability to refresh Carlos's recollection in textbook fashion a mere ten transcript pages before the crucial exchange, when coupled with the trial justice's comment that "[t]his is prior testimony," makes me unable to join the majority's analysis of whether "the requirements of Rule 612" were satisfied and the majority's conclusion that they were not. I am of the opinion that Rule 612 is simply not implicated in this case and this evidence was properly admitted under Rule 801(d)(1)(A).