PATRICIA A. SULLIVAN, Magistrate Judge.
Before the Court for report and recommendation is the unopposed motion to dismiss the Amended Complaint of Defendants Rhode Island Department of Corrections ("RIDOC") and its director, Ashbel T. Wall, sued both officially and in his individual capacity. ECF No. 94. Until recently Plaintiff has been incarcerated at the Rhode Island Adult Correctional Institutions (the "ACI"). In the Amended Complaint, he alleges that RIDOC and Director Wall, acting under color of state law, were so indifferent to the painful condition of his left foot pain as to violate the Eighth Amendment of the United States Constitution's prescription against cruel and unusual punishment in contravention of 42 U.S.C. § 1983. Plaintiff has also sued the former medical director of the ACI, Dr. Fred Vohr, and his replacement, Dr. Jennifer Clarke. Drs. Vohr and Clarke do not join in the motion to dismiss. However, recently, Dr. Clarke asked the Court to order Plaintiff to show cause why the claims against her, both individually and in her official capacity, should not be dismissed for failure to prosecute. ECF No. 102.
The RIDOC/Wall motion to dismiss presently before the Court was filed on April 5, 2017, with Plaintiff's opposition due on April 19, 2017. In response, Plaintiff belatedly sought and received a 30-day extension to respond to the motion. ECF No. 98. The new deadline was set for May 22, 2017, the date requested by Plaintiff in his motion. ECF No. 98; Text Order of April 28, 2017. In the meantime, based on the notification of change of address Plaintiff submitted to the Court, it appears that Plaintiff was released from the ACI sometime prior to May 19, 2017.
Since sending in his change of address to the Court, Plaintiff has filed nothing in this matter. No response to the motion to dismiss was filed by the May 22 deadline, or thereafter. In light of Plaintiff's pro se status, on June 1, 2017, this Court entered an Order instructing him to show cause by June 29, 2017, as to why the Court should not proceed to rule on Defendants' motion in the absence of any opposition. ECF No. 100. This deadline also passed and nothing was filed. As of the date of this report and recommendation, Plaintiff has made no response to the Court.
Prior to being incarcerated in 2012, Plaintiff injured his left foot. ECF No. 28-3. After he began serving his sentence, he was sent to Memorial Hospital on March 18, 2013, for surgery to correct three hammertoes on the left foot, a condition related to the pre-incarceration injury. ECF No. 1 ¶ 15. The gravamen of his claim is that post-surgery aftercare at the ACI was provided with deliberate indifference in that it was improperly handled by a nurse and was not attended to by the independent physician who had performed the surgery. Since these events in 2013, Plaintiff has continued to experience difficulty walking and pain in the left foot. Beginning in 2016, his complaints of foot pain led to examinations by RIDOC physicians and nurses and referrals to independent podiatrists. Based on these more recent events, the Amended Complaint seeks a mandatory injunction ordering RIDOC to arrange for further corrective surgery based on a 2016 medical opinion that such surgery would alleviate the pain.
In addition to challenging the sufficiency of the medical treatment of his left foot provided by RIDOC and its medical directors under the Eighth Amendment, Plaintiff has also brought a medical malpractice claim arising from the first foot surgery and aftercare in 2013. These malpractice claims are asserted against Memorial Hospital, the independent physician who performed the surgery (Dr. Kuhar), and the ACI nurse who provided the aftercare. That case is pending in the Rhode Island Superior Court. ECF No. 85 ¶ 64.
Since filing the federal case, Plaintiff has twice sought emergency medical attention through motions for preliminary injunction and temporary restraining order filed in this Court; both motions were denied by the District Court based on two reports and recommendations issued following hearings before this writer.
Based on this evidence, the Court twice held that Plaintiff was unlikely to succeed on the merits of his Eighth Amendment claim because he would be unable to show that his medical treatment at the ACI was "so inadequate as to constitute an unnecessary and wanton infliction of pain or to be repugnant to the conscience of mankind." ECF No. 50 at 4;
The currently operative pleading, the Amended Complaint, was filed after
In the prayer for relief, the Amended Complaint seeks a declaratory judgment that Plaintiff's constitutional rights were violated, a prospective injunction mandating corrective surgery, and damages from each defendant "in their individual capacity, for the prolonged, manifest, and agonizing pain and mental and physical suffering," including punitive damages in the amount of $250,000 from Dr. Clarke; $100,000 from Dr. Fred Vohr; and $100,000 from RIDOC. ECF No. 85 at 27-28.
To survive a motion to dismiss for failure to state a claim on which relief may be granted pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure, "a complaint must contain sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face."
Although Plaintiff's failure to file any opposition to Defendants' motion to dismiss is a violation of Local Rule Cv 7(b)(1), the motion cannot be summarily granted simply because it is unopposed.
The Amended Complaint names RIDOC and Director Wall, in his official capacity, and seeks money damages pursuant to 42 U.S.C. § 1983. This aspect of the pleading founders in the face of well-established law that "neither a state agency nor a state official acting in his official capacity may be sued for damages in a section 1983 action."
I find that RIDOC is a state agency that may not be sued for money damages. Further, I find that the claim against Director Wall in his official capacity runs not against him individually, but against his office, which is the equivalent to suing the State itself.
The Amended Complaint makes the conclusory allegation that Defendant Wall, along with Drs. Clarke and Vohr, "willfully deprived the plaintiff of clearly established constitutional rights" when they, acting under color of state law, failed to provide the plaintiff with adequate and reasonable medical treatment for his left foot. ECF No. 85 ¶ 3. Beyond this, the pleading is devoid of plausible factual allegations against Director Wall in connection with Plaintiff's medical treatment. Under the heightened pleading standards set forth by the Supreme Court in
It is well settled that Director Wall's status as top state official in charge of RIDOC during the relevant period is legally insufficient to state a claim against him in his individual capacity.
Plaintiff's Amended Complaint lacks plausible facts permitting the inference that Director Wall was a primary actor or direct participant in any of the events on which the claims are based, nor are there any allegations of deficient training. Consequently, I recommend that Plaintiff's claims against Director Wall in his individual capacity be dismissed for failure to state a claim.
The Amended Complaint seeks a mandatory injunction "ordering the defendants to provide a surgical correction of hammertoes one, two, and three of his left foot which `will alleviate the plaintiff's pain'". ECF No. 85 at 27. This argument has twice been considered by the Court based on review of a well-developed record, including opinions from appropriately qualified independent medical providers. Twice, the Court has rejected Plaintiff's prayer for injunctive relief based on the application to the undisputed facts (the opinions of the two podiatrists) of the legal principle that "[t]he law is clear that where two alternative courses of medical treatment exist, and both alleviate negative effects within the boundaries of modern medicine, it is not the place of our court to `second guess medical judgments.'"
Based on these determinations, RIDOC and Director Wall ask the Court to enter judgment against Plaintiff on his prayer for an injunction. With an uncontroverted medical opinion from an appropriately credentialed medical professional opining that surgery was not needed as of the time preceding Plaintiff's release from the ACI in May, they contend Plaintiff cannot prove facts to support his claim for injunctive relief based on the allegation that RIDOC's decision not to proceed with surgery amounted to deliberate indifference under the Eighth Amendment. Not raised by RIDOC and Director Wall (as Plaintiff was still a prisoner when their motion was filed), but independently fatal to Plaintiff's prayer for a prospective injunction, is his release from incarceration, which moots his prayer for an equitable remedy that was dependent on his status as a prisoner.
In a circumstance like this, where there is no material dispute concerning the medical reports and where Plaintiff has been released, mooting his claim for an injunction, so that there is no possibility that additional discovery will advance the argument that an injunction should issue ordering RIDOC to arrange for surgery, it is appropriate for the Court to come to a final adjudication of the demand for injunctive relief. As one court noted, "the Court sees no reason to postpone the inevitable."
To summarize, the robust nature of the evidence presented by both sides in connection with the preliminary injunction proceedings, the depth of the legal analysis considered in connection with each of them, and the reality that Plaintiff is no longer a prisoner and is free to seek surgery if he wishes to do so, is more than sufficient for the Court to rule now that Plaintiff's claim for injunctive relief is moot, fails on the merits and should be dismissed. Dismissal of this claim for equitable relief is consistent with the equities when the Court considers the months that have passed since Plaintiff was released yet he has filed nothing. Accordingly, I recommend that the Court dismiss as moot and for failure to state a claim Plaintiff's prayer for injunctive relief against RIDOC and Director Wall.
In light of the foregoing and in light of the Plaintiff's failure to respond to Defendants' motion to dismiss, I recommend that the Court grant the motion of Defendants RIDOC and Director Wall (ECF No. 94) based on the failure of the Amended Complaint to state a claim upon which relief may be granted, as well as based on the mootness of his claim for injunctive relief.
Any objection to this report and recommendation must be specific and must be served and filed with the Clerk of the Court within fourteen (14) days after its service on the objecting party.