PATRICIA A. SULLIVAN, Magistrate Judge.
Plaintiff Heidi M., a "younger" person, filed her claim for Disability Insurance Benefits ("DIB") on October 17, 2014, alleging that she had been disabled from October 23, 2013, when she was medically retired from military service, until her date last insured, March 31, 2018. As grounds, she contends that she suffered from disabling fibromyalgia, cervical and lumbar spine disorders, carpal tunnel syndrome, migraine headaches, asthma, depression, anxiety and panic attacks. In this case, she challenges the decision of an Administrative Law Judge ("ALJ") that, despite an array of severe impairments,
Pending before the Court for determination based on the parties' consent are the parties' motions for summary judgment. For the reasons that follow, as well as for the reasons stated on the record during the hearing held on November 2, 2018, Plaintiff's motion (ECF No. 12) is denied and Defendant's motion (ECF No. 15) is granted.
In support of her appeal from the ALJ's decision, Plaintiff relied on five arguments: (1) that the ALJ failed to consider the disability rating of the U.S. Department of Veterans Affairs ("VA"); (2) that the ALJ failed to afford appropriate weight to the opinion of a treating psychologist, Dr. Kevin McKay, particularly the reference to the "WHODAS" rating results; (3) that the ALJ erred in affording partial weight to the mental health opinions of a VA psychologist, Dr. Jennifer Primack, who performed a single examination, as well as to the state agency psychologists, all of whom opined that Plaintiff's mental limitations permitted her to work; (4) that the ALJ failed to assign RFC limitations based on Plaintiff's headaches; and (5) that the ALJ did not accept Plaintiff's statements regarding the severity and intensity of her fibromyalgia symptoms.
At the hearing before the Court on the parties' dueling motions for summary judgment held on November 2, 2018, the Court laid out the relevant background and applicable law and ruled against Plaintiff on each of these arguments.
During the hearing, the parties presented argument regarding this issue and the Court advised them of its preliminary decision as set out below. Post-hearing, they submitted supplemental briefs. ECF Nos. 19 & 20. The case is now ripe for decision.
The ALJ's findings shall be conclusive if they are supported by substantial evidence, and must be upheld "if a reasonable mind, reviewing the evidence in the record as a whole, could accept it as adequate to support his conclusion," even if the record could also justify a different conclusion.
Courts should not overturn administrative decisions tainted only by harmless error. The federal "harmless-error" statute is codified at 28 U.S.C. § 2111, which directs courts to review cases for errors of law "without regard to errors" that do not affect the parties' "substantial rights."
It is well settled that the harmless error rule is applicable to the judicial review of Social Security ALJs.
One of the limitations that the ALJ incorporated in the primary hypothetical directed to the VE at the hearing, which he ultimately adopted in his decision, was that Plaintiff could do "frequent handling and fingering, all bilaterally," but could not perform work that required constant use of the hands. Tr. 28, 106-10. Review of the hearing transcript reveals that this limitation created confusion at the hearing in that the VE initially testified that Plaintiff could both perform prior work and also sedentary jobs (hand packager, assembler or inspector) available in the regional and national economy. Tr. 109-10. Then, the VE abruptly announced that her opinion had omitted consideration of the ALJ's limitations on the use of the hands. Tr. 112 ("Oh, my God. I am so sorry."). The ALJ walked her back through her answers — the second time, she did not change her testimony about prior work, opining that the hand limits would not preclude prior work, Tr. 114 ("The general office clerk is frequent. It's not constant."), but would rule out all of the sedentary jobs the VE had previously mentioned, Tr. 115 ("I would have to eliminate the, all of the assembler, hand packager, inspector jobs —"). As the ALJ summarized in his final question regarding prior work, "So the past work is still there. . .. Is that right?" Tr. 114. The VE responded, "Right."
The ALJ went over this testimony until it was crystal clear: the VE's testimony was that Plaintiff could perform her prior work, but that there were no other jobs available. Tr. 115-16. After the clarifying testimony was on the record, the ALJ specifically advised Plaintiff's counsel that, although he had not made a final decision regarding what RFC to adopt, if his primary hypothetical were adopted for the RFC, the case would be determined based on the ability to perform prior work. Tr. 116 ("So I'm looking at this at either a Step 4 or hypothetical 3 basically. . . . Because she is able to do the past work."). Plaintiff's attorney did not request an opportunity to ask the VE any more questions.
The ALJ's decision flips the VE's testimony and turns the ALJ's own statements during the hearing upside down. First, instead of the finding that Plaintiff could perform prior work, the decision cites the VE's testimony, Tr. 38 ("According to the testimony of the impartial vocational expert . . ."), to support a finding to which the VE never testified — that Plaintiff
Based on the plain and obvious nature of the ALJ's error,
In aid of that effort, Plaintiff now argues that the ALJ's Step Four finding that Plaintiff could not perform prior work is not part of a book-ends error, but rather is potentially a well-founded rejection of the VE's testimony based on the agency's Program Operations Manual System ("POMS") DI 25005.020 "Past Relevant Work (PRW) as the Claimant Performed It."
The problem is that, here, the VE's testimony was based on Plaintiff's past work as an office clerk in the military
Based on the foregoing, the Court finds that the POMS prohibition on using the DOT code applicable to a claimant's past relevant work in the military is simply not implicated in light of the ALJ's clear intent to rely on the VE's testimony that Plaintiff could do past relevant work as performed. The Court further finds that this decision is entirely in line with the POMS directive that, "[t]he step 4 determination for these cases is an analysis of the claimant's ability to perform his or her past relevant military occupation as he or she performed it." POMS DI 25005.020.D (bullet 2). Accordingly, the Court finds that the ALJ intended to, as he specified, rely on the VE's testimony, and that the follow-on sentences, which reverse and misstate the VE's testimony, amount to harmless error.
Based on the foregoing reasons, including all of the reasons and findings stated on the record during the hearing on November 2, 2018, and summarized supra in note 3, Plaintiff's Motion to Reverse the Decision of the Commissioner (ECF No. 12) is DENIED; and Defendant's Motion for an Order Affirming the Decision of the Commissioner (ECF No. 15) is GRANTED. The Clerk shall enter Final Judgment in favor of Defendant.