Brown v. Bd. of Educ. (Brown I), 347 U.S. 483, 493, 74 S.Ct. 686, 98 L.Ed. 873 (1954).
Chief Justice TOAL.
The South Carolina Constitution requires there be a system of free public schools that affords each student the opportunity to receive a minimally adequate education.
The plaintiffs in this action are school districts, students, parents, and taxpayers (collectively, the Plaintiff Districts) individually and collectively challenging South Carolina's method of funding public schools.
In Abbeville County School District v. State (Abbeville I), 335 S.C. 58, 515 S.E.2d 535 (1999), the Plaintiff Districts brought a declaratory judgment action challenging the Defendants' funding of public primary and secondary education. Specifically, the Plaintiff Districts claimed that South Carolina's education system was underfunded, resulting in a violation of the state constitution's education clause, and that to the extent the Defendants distributed funds without regard for school district wealth under the Education Improvement Act (EIA), the system violated the state and federal constitutional guarantees of equal protection. Id. at 64, 515 S.E.2d at 538. The Plaintiff Districts also asserted that the Education Finance Act (EFA) created a private cause of action. Id. (citing EIA, S.C.Code Ann. §§ 59-21-420 to -450 (1990 & Supp.1998); EFA, S.C.Code Ann. §§ 59-2010 to -80 (1990 & Supp.1998)). The Plaintiff Districts did not seek "equal" state funding, but instead alleged that the current funding scheme resulted in inadequate education. Id. The trial court dismissed the complaint for failure to state a claim. Id. at 63, 515 S.E.2d at 538. This Court reversed the trial court's ruling as to the state constitution's education clause, and affirmed as to the remaining issues. Id. at 64, 515 S.E.2d at 538.
Prior to hearing Abbeville I, this Court denied constitutional challenges to the EFA and EIA statutory distribution methods. Richland Cnty. v. Campbell, 294 S.C. 346, 349-50, 364 S.E.2d 470, 472 (1988). We relied on Campbell, and the United States Supreme Court's ruling in San Antonio Independent School District v. Rodriguez, 411 U.S. 1, 93 S.Ct. 1278, 36 L.Ed.2d 16 (1973), to deny the Plaintiff Districts' equal protection claims. Abbeville I, 335 S.C. at 64-65, 515 S.E.2d at 538; see also Rodriguez, 411 U.S. at 23, 93 S.Ct. 1278 ("The argument here is not that the children in districts having relatively low assessable property values are receiving no public education; rather, it is that they are receiving a poorer quality education than that available to children in
The most prominent issue in Abbeville I concerned Article XI, section 3 of the South Carolina Constitution, entitled "System of free public schools and other public institutions." Id. at 66, 515 S.E.2d at 539 (quoting S.C. Const. art. XI, § 3). That section of the constitution provides:
S.C. Const. art. XI, § 3.
The trial court held that the section did not impose qualitative standards, and unless the Plaintiff Districts claimed that a universal system of free public schools did not exist, they could state no claim under the education clause. Abbeville I, 335 S.C. at 66, 515 S.E.2d at 539. This Court disagreed, and held that the South Carolina Constitution requires the General Assembly to "provide for the opportunity for each child to receive a minimally adequate education." Id. at 68, 515 S.E.2d at 540. The Court defined "minimally adequate" to include the provision of adequate and safe facilities in which students have the opportunity to acquire:
Id. at 68-69, 515 S.E.2d at 540 ("We recognize that we are not experts in education, and we do not intend to dictate the programs utilized in our public schools. Instead we have defined, within deliberately broad parameters, the outlines of the constitution's requirement of minimally adequate education."). The Court found the complaint stated a claim of inadequate educational opportunity, and remanded for further proceedings. Id. at 69, 515 S.E.2d at 541.
On remand, the trial court commenced a non-jury trial from July 18, 2003, until December 9, 2004. According to the trial court, this Court's decision in Abbeville I created a single issue on remand: "Are the students in the Plaintiff Districts being provided the opportunity to acquire a minimally adequate education in adequate and safe facilities as defined by the South Carolina Supreme Court?" The Plaintiff Districts employed a strategy which examined the resources available to the relevant school districts, also referred to as system "inputs," as well as the school districts' and their students' performances, referred to as system "outputs." The Plaintiff Districts argued that an analysis of the inputs placed into the school system, and the resulting outputs, proved that the State did not afford students in these districts an opportunity to receive a minimally adequate education. In opposition, the Defendants argued that the resources placed into the system provided the opportunity for students to obtain a minimally adequate education, and some students chose to take advantage of the opportunity, while others did not.
The trial court found that facilities in the Plaintiff Districts were safe and adequate. The trial court likewise found that South Carolina Curriculum Standards were sufficient, and that the State's system of teacher licensure ensured at least minimally competent teachers provided instruction consistent with these curriculum standards. The trial court determined that inputs into the educational system satisfied the constitutional requirement, except for the State's failure to fund early childhood intervention programs. According to the trial court:
Thus, the trial court concluded that the Defendants did not meet the constitutional requirement as a result of their failure to adequately fund early childhood intervention programs.
The Plaintiff Districts appealed, and the Defendants cross-appealed. This Court heard oral arguments on June 25, 2008, and re-arguments on September 18, 2012.
"[A]ll statutes are presumed constitutional and, if possible, will be construed to render them valid." Curtis v. State, 345 S.C. 557, 569, 549 S.E.2d 591, 597 (2001). Accordingly, we will not find a statute unconstitutional unless "its repugnance to the Constitution is clear beyond a reasonable doubt." Id. at 570, 549 S.E.2d at 597.
However, the Plaintiff Districts do not argue that the statutes comprising South Carolina's education regime in and of themselves are repugnant to the Constitution, or that the Defendants overstepped their authority in creating the regime. Instead, Plaintiff Districts argue, and we agree, that the proper question is whether the education funding apparatus as a whole gives rise to a constitutional violation.
Defendants argue this case is moot due to substantial changes to the relevant facts and law since the oral argument of this case. We disagree.
An appellate court will not rule on moot and academic questions or make adjudication where there remains no actual controversy. Jackson v. State, 331 S.C. 486, 490 n. 2, 489 S.E.2d 915, 917 n. 2 (1997). "A case becomes moot when judgment, if rendered, will have no practical legal effect upon [the] existing controversy. This is true when some event occurs making it impossible for [the] reviewing Court to grant effectual relief." Mathis v. S.C. State Highway Dep't, 260 S.C. 344, 346, 195 S.E.2d 713, 715 (1973); see also Curtis, 345 S.C. at 567, 549 S.E.2d at 596.
An appellate court may take jurisdiction, despite mootness, if the issue raised is capable of repetition but evading review. In re Care & Treatment of McCracken, 346 S.C. 87, 90, 551 S.E.2d 235, 237 (2001); Charleston Cnty. Sch. Dist. v. Charleston Cnty. Election Comm'n, 336 S.C. 174, 180, 519 S.E.2d 567, 570-71 (1999). The Court may also make an exception to the mootness doctrine in order to decide questions of imperative urgency to establish a rule for future conduct in matters of important public interest. Curtis, 345 S.C. at 568, 549 S.E.2d at 596. Finally, if a decision by the
The Plaintiff Districts contend that the case is not moot because the inadequacies in the public education system that gave rise to the constitutional violation persist today. The Defendants counter that the only constitutional violation noted by the trial court was the failure to fund early childhood intervention programs, and in 2007, the General Assembly created an early childhood intervention program in response to the ruling. According to the Defendants, the General Assembly continues to fund that program. The Defendants also assert that the trial court's analysis concerned an education system that has undergone substantial change, including funding increases, testing changes, new facilities, district mergers, charter schools, and new programs related to literacy and nutrition.
We find the United States Supreme Court's decision in Northeastern Florida Chapter of Associated General Contractors v. City of Jacksonville instructive. See 508 U.S. 656, 113 S.Ct. 2297, 124 L.Ed.2d 586 (1993). There, an association of general contractors brought an action against the city of Jacksonville challenging an ordinance according preferential treatment to minority-owned businesses in the awarding of city contracts. Id. at 658, 113 S.Ct. 2297. Twenty-two days after the Supreme Court granted certiorari in the case, the city repealed the ordinance and replaced it with a similar ordinance which changed some of the provisions with which the association took issue. Id. at 660, 113 S.Ct. 2297. The city claimed the new ordinance rendered the case moot. Id. at 661, 113 S.Ct. 2297.
The Supreme Court rejected the notion that a defendant could moot a case by repealing a challenged statute and replacing it with one that differs in some "insignificant" respect. Id. at 622, 113 S.Ct. 2297. Specifically, the Supreme Court held that "the new ordinance may disadvantage [the association] to a lesser degree than the old one, but ... it disadvantages [the association] in the same fundamental way." Id.
We now turn to the substance of this matter: whether the trial court erred in finding that children in the Plaintiff Districts were denied the opportunity for a minimally adequate education in accordance with Abbeville I.
As an initial matter, the dissent suggests that "the term `minimally adequate education' is purposely ambiguous, objectively unknowable, and unworkable in a judicial setting," and that determining whether the Defendants are meeting their constitutional duty presents a non-justiciable political question. We respectfully disagree.
Courts may experience difficulty in determining the precise parameters of constitutionally acceptable behavior; however, this imprecision does not necessarily signify that courts cannot determine when a party's actions, or the results of those actions, fall outside the boundaries of such constitutional parameters. See, e.g., Miller v. California, 413 U.S. 15, 24, 93 S.Ct. 2607, 37 L.Ed.2d 419 (1973) (setting forth a three-part test to determine whether material is obscene and, thus, unprotected speech under the First Amendment, where the test relies in part on local and national standards of both art and indecency); Jacobellis v. Ohio, 378 U.S. 184, 197, 84 S.Ct. 1676, 12 L.Ed.2d 793 (1964) (Stewart, J., concurring) (refusing to define obscenity, which "may be indefinable," but stating that "I know it when I see it").
More importantly, as Chief Justice John Marshall famously stated, "[I]t is emphatically the province and duty of the judicial department to say what the law is." Marbury v. Madison, 5 U.S. 137, 138, 1 Cranch 137, 2 L.Ed. 60 (1803). This hallowed observation is the bedrock of the judiciary's proper role in determining the constitutionality of laws, and the government's actions pursuant to those laws.
Article XI, section 3 of the South Carolina Constitution mandates the General Assembly to "provide for the maintenance
As a brief background, three of the Plaintiff Districts — Allendale, Jasper, and Lee — are county-wide school districts, and the remaining five Plaintiff Districts are located within counties with multiple school districts. Each school district is largely rural and employs its own administrative staff, including a superintendent. The Plaintiff Districts each serve several hundred to several thousand students. In each district, a high percentage of the students qualify for free and reduced lunch under the federal guidelines, which is considered a reliable indicator of the percentage of students living in poverty.
The trial court correctly found that to answer the question of whether each child in the Plaintiff Districts had the opportunity
The Plaintiff Districts contend that the Defendants provided insufficient inputs to educate students in their districts. In support of this contention, the Plaintiff Districts pointed to certain outputs as evidence that the State failed to offer the constitutionally mandated opportunity. In our view, there is a clear disconnect between the inputs and outputs of the education system.
The EFA establishes the basic state funding scheme for all districts in South Carolina. This funding is generally referred to as the "foundation program." See S.C.Code Ann. § 59-20-20(1) (2004). In 1977, South Carolina enacted the EFA as part of an overall effort to address and ameliorate the problem of disparities in property wealth and the financing of public schools. The purpose of the EFA is:
Id. § 59-20-30 (2004 & Supp.2013).
The EFA's foundation program is rooted in the defined minimum program (DMP), and the base student cost (BSC). The DMP is the program necessary to provide public school students with the minimum educational programs designed to meet their needs. Id. § 59-20-20(4). The BSC is the funding level necessary for providing the minimum foundation program, including the funding necessary for supporting the DMP and other school district needs as funds are available. Id. § 59-20-20(6). Essentially, the BSC represents the annual cost, determined by the State, necessary to fund a single public school education.
The EFA relies on "weightings" to account for the cost differences between programs developed for different students. Id. § 59-20-40(1)(c) (2004 & Supp.2013). This approach is designed to allow for the equitable distribution of funding based on pupil needs. Id.
Section 59-20-40 contains a computation scheme which determines what percentage of the cost for educational programs the State will provide, and what percentage of the cost will be provided by the district. Id. § 59-20-40(1)(e)-(f). The school district's contribution fluctuates based on the availability of local revenue and the district's taxpaying ability. Id. § 59-20-40(1)(e). At the time of trial, many of the Plaintiff Districts relied heavily on State-provided funding, receiving as high as 86% of the total costs for educational programs from the State.
In 1984, the General Assembly enacted the EIA, which in its current form: (1) raises the academic requirements for a high school diploma; (2) requires almost all schools to offer a college preparatory curriculum; (3) imposes a minimum instruction time of six hours per school day; (4) establishes kindergarten programs for five-year-olds; (5) provides funding for compensatory and remedial programs for failing students; (6) sets minimum academic standards for participation in interscholastic activities; (7) establishes teacher incentive programs to provide additional compensation for good teachers; and (8) implements measures to attract and retain better principals. The EIA also raised the sales tax from 4% to 5% to generate additional revenue to fund education, which is distributed for categorical programs without regard to a school district's tax base. See S.C.Code Ann. § 1236-2620 (2014); S.C.Code Ann. §§ 59-21-420, -1010(A)-(B) (2004).
In 1993, the General Assembly enacted the Early Childhood Development and Academic Assistance Act, commonly known as Act 135. See S.C.Code Ann. §§ 59-139-05 to -90 (2004). Act 135 provides for kindergarten through third grade programs, and provides academic assistance for students in all grade levels. See id. § 59-139-10. Act 135 assigns pupil weights in addition to those assigned by the EFA, including a poverty metric tied to the percentage of students on free and reduced lunch. Id. § 59-139-20. The Plaintiff Districts contain high percentages of students on free and reduced lunch, and therefore receive more per-pupil funding than those districts with fewer students taking part in these meal programs.
In 1994, the General Assembly passed the South Carolina School-to-Work Transition Act (the Transition Act) to facilitate a school-to-work transition for the more-than-half of South Carolina high school students that did not matriculate to college but instead sought to enter the job market. Id. §§ 59-52-20 to -150 (2004), repealed by Act No. 88, 2005 S.C. Acts 588, 601; see also id. §§ 59-59-10 to -250 (2014) (providing
In 1997, the General Assembly enacted the Educator Improvement Act (the Educator Act). S.C.Code Ann. §§ 59-26-10 to -100 (2004 & Supp.2013). In doing so, the General Assembly sought to provide for a "fair, cohesive, and comprehensive system for the training, certification, initial employment, evaluation, and continuous professional development of public educators." Id. § 59-26-10. The Educator Act directed the Department of Education to adopt nationally recognized training and teaching examinations for teachers, and to adopt procedures for robust regulation of the teaching profession. Id. § 59-26-20(a)-(e).
In 1998, the General Assembly enacted the Education Accountability Act (the EAA), directing the Department of Education to adopt grade-specific, performance-oriented educational standards for kindergarten through twelfth grades in the core academic areas of mathematics, English/language arts, social studies, and science. Id. § 59-18-300 (2004 & Supp.2013). The EAA required the State's Education Oversight Committee and the Department of Education to adopt a state-wide assessment to measure student performance, and establish annual report cards on the performance of public schools. Id. § 59-18-900(A) (2004 & Supp.2013). The report cards have five academic performance ratings of Excellent, Good, Average, Below Average, and Unsatisfactory. Id. § 59-18900(B).
The preceding enactments are indicative of a comprehensive education regime. The Defendants have seemingly addressed each of the important aspects of public school education, and provided the requisite funding for general education and additional programs. There is statutorily mandated funding for early childhood assistance, and transition programs for those students who choose to proceed directly from school to work. South Carolina's school teachers are held to nationally recognized certification and professional development standards, and the State's school districts are held accountable to the public through annual assessment and reporting.
Further, officials from each of the Plaintiff Districts testified at trial that teachers in their schools taught the curriculum standards in their classrooms and offered standard academic courses as mandated by state regulations. In addition, monetary inputs into each of the Plaintiff Districts appeared to fulfill the General Assembly's constitutional duty. For example, seven of the eight Plaintiff Districts' per-pupil expenditures exceeded the state average at the time of trial, and all eight districts received a significant increase in state funding between 1999 and 2002.
Thus, a robust educational scheme appears to be at work in the Plaintiff Districts. The instrumentalities of learning — funding, curriculum, teachers, and programs — are present and appear at the very least minimally adequate.
The Plaintiff Districts argue that the inputs, supra, do not provide their students with the constitutionally required opportunity because the inputs do not translate to outputs, and that therefore the expansive nature of South Carolina's public education architecture belies the serious problems in the Plaintiff Districts.
We agree that the Plaintiff Districts' outputs — measured in both district and student achievements, including student test scores — are troubling. While we acknowledge that the Defendants enacted a robust education scheme designed to address the critical aspects of public education, student performance in the Plaintiff Districts demonstrates an apparent disconnect between intentions and performance. The Record in this case helps define the contours of that disconnect.
Every public school district in South Carolina receives a yearly report card, entitled the "South Carolina Annual District Report Card."
The Department of Education rates districts as Excellent, Good, Average, Below Average, or Unsatisfactory.
The annual report cards for the Plaintiff Districts indicate that students in these districts attend schools largely unprepared to meet state standards for progress. For example, from 2007-11, not one of the Plaintiff Districts received anything above an Average rating. Specifically, five of the Plaintiff Districts — Allendale, Dillon 2, Hampton 2, Jasper, and Lee — failed to meet the standards of the 2020 Vision by consistently receiving either Below Average or Unsatisfactory ratings. The remaining three Plaintiff Districts — Florence 4, Marion 7, and Orangeburg 3 — simply met the 2020 Vision standards by receiving Average ratings in 2011; however, only Orangeburg 3 sustained this performance for more than one year, as Florence 4 and Marion 7 received consistent Below Average or Unsatisfactory ratings in the years prior to 2011.
The most recent report cards from 2013 show minimal change. Five of the Plaintiff Districts (although not the same five) received either Below Average or Unsatisfactory ratings, whereas the remaining three districts achieved an Average rating. The evidence at trial established that, while the Plaintiff Districts are capable of improvement, the institutions within these districts are largely unfit to provide students with the constitutionally mandated opportunity.
At the time of trial, the PACT served as the State's method of assessing student achievement. First utilized in 1999, the PACT measured each student's grade-level knowledge in language arts, math, science, and social studies, categorizing a student's performance as Advanced, Proficient, Basic, or Below Basic.
According to the trial evidence, the students' PACT scores in the Plaintiff Districts were consistently, alarmingly low. In most of the districts, the students' passage rates ranged between 36% and 50%, and only one district (Orangeburg 3) demonstrated a passage rate over 60%. Thus, excluding Orangeburg 3, at least half of the students at the Plaintiff Districts could not perform academic work at even a minimum level, and were not prepared to move to the next grade. As stated, supra, the Plaintiff Districts' report cards unsurprisingly reflected the low passage rates, with most districts receiving either Below Average or Unsatisfactory ratings.
Sadly, the passage of time has had virtually no effect on the low student achievement rates. In 2009, the PASS replaced the PACT. Instead of testing students based on Advanced, Proficient, Basic, and Below Basic, the PASS measures student achievement based on Exemplary, Met, and Not Met. According to data supplied by the Plaintiff Districts, and uncontroverted by the Defendants, students in the Plaintiff Districts have performed no better on statewide standardized testing since 2005. For example, in Allendale and Dillon 2 in 2010, the failure rates continued to hover around 50%. An overall comparison of test results from 2001 and 2010 in the Plaintiff Districts demonstrates a general decline in student performance, moderated by minimal and irregular gains.
According to the Defendants, nominal passage rates on the standardized tests indicate the presence of an opportunity to obtain a minimally adequate education, and low test scores are not an accurate indicator of the existence of a constitutional violation. While we agree with the Defendants that test scores alone do not demonstrate a violation, we cannot completely ignore a substantive measure of student performance in assessing whether the inputs afford the students their mandated opportunity.
Graduation rates appear to be one area in which the Plaintiff Districts demonstrated improvement since trial. In 2001,
However, the most recent graduation rates for the Plaintiff Districts show dramatic improvement. In 2012, the most recent year for which national statistics are available, the United States Department of Education reported that South Carolina's high school graduation rate stands at 75%.
It appears that the Plaintiff Districts have made significant gains in line with the overall state-wide increase in graduation rates. Thus, while key indicators demonstrate that many aspects of the Plaintiff Districts' academic program are deficient, these shortcomings and inadequacies do not prevent students from "completing" their education and receiving a high school diploma.
School children without access to adequate transportation cannot obtain the constitutionally required opportunity. Section 59-20-20 of the South Carolina Code provides that transportation to and from the State's public schools may be paid for through state, local, or federal funds, or a combination thereof. S.C.Code Ann. § 59-20-20(2) (defining the terms of the EFA). However, the Defendants have taken advantage of the statutory language by placing the burden of funding transportation costs on districts that can little afford such a responsibility.
For example, the Plaintiff Districts presented evidence that, at the time of trial, students in Marion 7 routinely arrived as much as an hour late for school each morning due to an inadequate bussing system. After school officials provided these students with the opportunity for breakfast, valuable hours had been lost from the school day. In addition, these same children regularly spent between one to two hours waiting for school buses to take them home at the close of the school day. Marion 7's superintendent testified that some elementary school students spent as much as four hours per day on a school bus. In the words of the superintendent:
When asked why the school district did not merely replace the aging buses, the superintendent responded, "That's a [S]tate responsibility. The [S]tate purchases the school buses and in no way do we have the funds to buy extra school buses and pay for the gas and pay for the extra drivers in [Marion 7]."
According to the superintendent's testimony, six-year-old through eighteen-year-old students could "very easily" have a twelve hour school day, with four of these hours spent just traveling to and from school.
Additionally, the principal of Lee Central High School testified that bussing issues prevented students from taking advantage of academic programs. For example, students who would benefit from taking part in after-school homework centers needed transportation following the program's conclusion. However, the district could not afford the extra buses to transport one portion of the students at the end of the school day, and another portion following extra-instruction time. Thus, a significant portion of Lee's students could not take advantage of needed academic assistance.
While the trial court did not believe the "necessary" shifting to the Plaintiff Districts of some costs of student transportation rose to the level of a constitutional violation, it found that this shifting resulted in an adverse impact on the students' ability to learn. As a matter of ordinary course, students in the Plaintiff Districts arrived late both to school and home, preventing them from taking advantage of the full range of academic opportunities provided by the Plaintiff Districts. This "necessary" shifting surely contributes to a constitutional violation.
The trial court concluded that the relationship between student achievement and teacher characteristics is "minimal," and that the evidence did not support a finding that abysmal
According to evidence presented at trial, approximately 81.4% of teachers in districts outside the Plaintiff Districts held continuing contracts. A teacher holding a continuing contract has passed the Praxis examination (the Praxis), a teacher-qualifying examination; taught for three years; and successfully completed a formal evaluation process. These teachers possess both minimal competency and teaching experience. Only 62.2% of teachers in the Plaintiff Districts qualified for these contracts. The remaining percentage consisted of a combination of teachers holding substandard certification, teachers with no certification, and teachers from outside South Carolina who are not required to pass the Praxis.
Teacher certification is an assessment of a teacher's general preparation and licensing. In South Carolina, a teacher must pass the Praxis to obtain full certification. In 2004, 15.1 % of teachers in South Carolina failed the Praxis. However, 29.3% of teachers in the Plaintiff Districts failed the examination, a failure rate almost twice as high as the state average.
Substandard certification is available to teachers unable to demonstrate the necessary competence or training for full certification. Substandard certifications include out-of-state, temporary, transitional, and interim certifications. These teachers generally lack the content knowledge of a certified teacher. At the time of trial, approximately 38.3% of substandard certificate holders previously failed the Praxis.
Moreover, the Plaintiff Districts rely disproportionately on teachers for whom success on the Praxis is not required, which may include, inter alia, teachers who are not proficient in speaking English. For example, the trial evidence demonstrated that many of the teachers with substandard certification exhibit language deficiencies that hinder their ability to manage a classroom and communicate with students. In addition, because of an inability to fill teaching vacancies, the Plaintiff Districts commonly utilize long-term substitute teachers, who may lack a college degree and often do not have the training or experience required under the State's teacher certification regime. Exacerbating the negative effects on the students, the Plaintiff Districts are regularly forced to use these teachers to teach core classes, such as math and science.
Further, teachers in the Plaintiff Districts are more likely to have obtained their degree from a college whose graduates exhibit substandard performance on the Praxis examination. At the time of trial, 42% of teachers in the Plaintiff Districts graduated from colleges producing graduates that failed the Praxis at a rate of 53.9%. In school districts outside the Plaintiff Districts, only 29.6% of teachers graduated from these types of colleges.
Compounding the problem in the Plaintiff Districts is widespread teacher turnover. For example, in 2006, the State had a turnover rate of 11.3%. Seven of the eight Plaintiff Districts exceeded this rate, with turnover rates as high as 31.6%. In fact, from 2006-11, all of the Plaintiff Districts outpaced the state average turnover rate except for one district in 2006, one district in 2007, two districts in 2008, and two districts in 2009.
According to the Plaintiff Districts, in 2008, the General Assembly froze the required minimum teacher salaries to provide relief to those school districts that could not afford to fund increased salaries due to the economic recession. All of the Plaintiff Districts, except one, took this opportunity to freeze teacher salaries at 2008 levels until 2010. The Plaintiff Districts contend that this resulted in a widening gap between
Generally, these types of policy determinations are outside this Court's scope and expertise. However, we cannot accept the trial court's reasoning that "what you do is more than what you are." This generalization requires elevation of anecdote over evidence. If certification does not matter, then why have certification at all? And if certification only matters in those districts with the ability to afford qualified teachers, in what way is an education scheme that permits this dynamic adequate? The trial court erred in holding that the Defendants' maintenance of an adequate teacher quality and certification regime translated into an adequate system of education delivery in the Plaintiff Districts.
The inputs and outputs described, supra, do not exist in a vacuum, but instead against a backdrop of two issues ignored by the Defendants and the Plaintiff Districts: the possible adverse impact of local legislation and the creation of school districts burdened with administrative costs disproportionate to their size.
This Court defers to the General Assembly when determining the constitutionality of a local law and will not declare that law unconstitutional unless it is unconstitutional
In the public education realm, we view local laws in light of the General Assembly's duties under Article XI of the South Carolina Constitution. Id. at 290-91, 718 S.E.2d at 217. In McElveen v. Stokes, we recognized that the scope of legislative power is much broader in dealing with school matters than is the scope in dealing with various other subjects. 240 S.C. 1, 10, 124 S.E.2d 592, 596 (1962). Thus, we have repeatedly sustained local laws pertaining to the state's public education system.
There is a tension, and perhaps an unhealthy one, inherent in a paradigm that balances, on the one hand, control of school districts by local legislative delegations, and, on the other, the Defendants' constitutional duty to ensure that all of South Carolina's public school children receive the constitutionally mandated opportunity. For example, because Senate and House districts cross county lines, many members of a legislative delegation may not be members of the county or district
Additionally, the Plaintiff Districts are comprised in part of small, rural, school districts serving entire counties, or of small counties with multiple school districts. Some school districts in the instant case may consist of only three or four schools, with administrative costs which are disproportionate to the number of students served by that district, and which divert precious funding and resources from the classroom.
Our discussion of local legislation and school district size is not intended to demonize legislative delegation control, or provide an optimal size for education administration. Both of these decisions are exclusively within the Defendants' province. However, it is striking that the parties to the instant litigation have focused narrowly on a struggle between education expenditures and education outcomes while ignoring the overarching dilemmas emanating from the organizational structure of public education.
We hold that South Carolina's educational funding scheme is a fractured formula denying students in the Plaintiff Districts the constitutionally required opportunity. However, because resolution of this case will require policy determinations outside the purview of this Court, we must be mindful of our proper role in articulating the reasoning and breadth of this decision. See Abbeville I, 335 S.C. at 69, 515 S.E.2d at 541.
In Brown v. Board of Education, the United States Supreme Court struck down the "separate but equal" doctrine in the field of public education. 347 U.S. 483, 495, 74 S.Ct. 686, 98 L.Ed. 873 (1954). Contrary to a common misconception, the Brown Court did not base its ruling solely on the superiority of facilities and instruction of schools open only to white students. The record before the Supreme Court demonstrated that, in some of the consolidated cases known as Brown, "black" schools had been or were being equalized with regard to buildings, curricula, qualifications and salaries of teachers, and other "tangible" factors. Id. at 492, 74 S.Ct. 686. However, the Supreme Court addressed whether segregation of children in public schools solely on the basis of race — even though facilities and other "tangible" factors may be equal — still worked to deprive children of the minority group of equal educational opportunities. Id. at 493, 74 S.Ct. 686.
Briggs v. Elliott was the South Carolina case consolidated with Brown. See 98 F.Supp. 529 (E.D.S.C.1951), rev'd sub nom. Brown v. Bd. of Educ. (Brown I), 347 U.S. 483, 74 S.Ct. 686, 98 L.Ed. 873 (1954). The Briggs trial in Charleston was before a three-judge panel. Evidence of the deleterious effects of racial segregation was dramatically presented. The majority ruled against the Clarendon County plaintiffs. Id. at 537-38. In dissent, Judge Waties Waring wrote that, in challenges to segregation in higher education,
Id. at 545, 548 (Waring, J., dissenting).
Ultimately, in Brown, the Supreme Court held that separation based on race-generated feelings of inferiority as to status in the community that could affect a student's heart and mind in a way unlikely ever to be undone, relying on the ruling urged by Judge Waring. See Brown, 347 U.S. at 494, 74 S.Ct. 686. The Supreme Court observed:
Id. (internal marks omitted).
We follow the example set in Brown and its progeny, and apply that reasoning to the instant case.
While the Defendants and the dissent point to the amount of spending in the Plaintiff Districts, this spending fails to provide students with the opportunity to obtain a minimally adequate education. Rather, the evidence demonstrates that there is a clear disconnect between spending and results. This Court cannot suggest methods of fixing the problem, but we can recognize a constitutional violation when we see one.
The constitutional duty to ensure the provision of a minimally adequate education to each student in South Carolina rests with the Defendants. To that end, the General Assembly is charged with identifying the issues preventing the State's current efforts from providing the requisite constitutional opportunity. However, this Court would be remiss in not discussing the critical issue of poverty, which the trial of this
The Defendants correctly argue that the effect of poverty on student achievement must be considered in deciding this case. The trial court determined that student achievement is not significantly related to funding, teacher characteristics, or other school inputs. As discussed, supra, we disagree. However, the trial court concluded, based on evidence presented by both the Plaintiff Districts and the Defendants, that poverty accounts for the fact that students in some districts perform better than students in others. The Record unequivocally supports this conclusion, as all of the expert testimony combined to reveal that a focus on poverty within the Plaintiff Districts likely would yield higher dividends than a focus on perhaps any other variable.
For example, the Defendants presented expert analysis which "factored out" the characteristics of poverty from other inputs in the educational process. The results of that analysis revealed that, except for the factor of poverty, there is little difference between schools in the Plaintiff Districts and other public schools.
Further, the Plaintiff Districts presented expert analysis that two-thirds of the difference in the PACT scores at the district level could be accounted for by differing percentages of students on free and reduced lunch. In other words, if all of the districts in South Carolina had the same percentage of students on free and reduced lunch, the range of average PACT scores would only be one-third as great as statistics currently show. Remarkably, this result would hold true with no change to any other variable, including funding, teacher certification, teacher turnover, or professional development.
The Plaintiff Districts also presented other expert analysis which demonstrated that due to poverty, many children are behind in abilities that they need to succeed in school before that schooling even begins. In response to the trial court's finding of a constitutional violation, the Defendants established the Child Development Education Pilot Program (CDEPP). The General Assembly created CDEPP to focus on the development
In 2011-12, at-risk students received primary access to CDEPP, which appeared to have some moderate success at curing the students' lack of preparation to begin their formal education. However, CDEPP's success was tempered by worrisome implementation and execution.
For example, a recent evaluation of CDEPP conducted in January 2010 documented modest and meaningful improvement in school readiness for the children enrolled. However, the report showed that 24 of 36 participating school districts maintained waiting lists for CDEPP. A program report for 2011-12 warned that funding limitations negatively impacted the CDEPP program:
Naturally, the Defendants have a competing view of CDEPP. According to the Defendants, CDEPP funding has continued into the current fiscal year and is now funded on a recurring basis. The funded cost per child in 2011-12 was $4,218, and was allegedly set to be increased annually with inflation. Providers transporting eligible children to and from school may receive reimbursement of $550 per child. The Defendants do not directly refute the claim by the Plaintiff Districts that CDEPP is inadequately funded to meet student needs. While CDEPP undeniably demonstrates positive movement toward assuring that students in the Plaintiff Districts are provided their constitutionally mandated educational opportunity, it is unclear how the Defendants can effectively utilize the program absent full funding and implementation.
The principle of separation of powers directs that the legislature, not the judiciary, is the proper institution to make
Several state appellate courts have addressed situations similar to this one.
In CFE II, the New York Court of Appeals addressed whether the state funding system provided a sound basic education to New York City students. 801 N.E.2d at 328. The Education Article of the New York Constitution states that "[t]he legislature shall provide for the maintenance and support of a system of free common schools wherein all the children of this state may be educated." Id. at 327-38 (quoting N.Y. Const., art. XI, § 1). Eight years prior to the case, in CFE I, the court interpreted the clause to mean that New York "obligated itself [] to ensure the availability of a `sound basic education' to all its children." Id. at 328 (citing Campaign for Fiscal Equity v. State (CFE I), 86 N.Y.2d 307, 631 N.Y.S.2d 565, 655 N.E.2d 661 (1995)).
The New York Court of Appeals equated a sound basic education with "`the basic literacy, calculating, and verbal skills necessary to enable children to eventually function productively as civic participants capable of voting and serving on a jury.'" Id. at 330 (quoting CFE I, 655 N.E.2d at 666). Although this fundamental definition is somewhat similar to this Court's interpretation of the South Carolina Constitution's minimally adequate standard, the New York court went further in finding that a sound basic education conveys "not merely skills, but skills fashioned to meet a practical goal: meaningful civic participation in contemporary society." Id.
During the CFE II trial, the trial court looked to evidence on what the "rising generation" needed in order to function productively as civic participants, and concluded that "this preparation should be measured with reference to the demands of modern society and include some preparation for employment." Id. at 328. Ultimately, it determined that the State had consistently violated the Education Article. Id. The trial court found that the necessary instructional inputs were deficient,
The New York Court of Appeals affirmed the trial court's holding that the State had denied New York City school children a sound basic education. Id. at 348. However, the Court of Appeals stopped short of implementing the trial court's sweeping directive to reform the entire education system to ensure that every school district had the resources necessary to provide a sound basic education. Id. at 345. Instead, the Court of Appeals ordered the defendants to ascertain the cost of providing a sound basic education in New York City, create a scheme which allowed for adequate resources to every district to provide that education, and ensure a system of accountability to measure whether the reforms provide the opportunity for a sound basic education. Id. at 348.
In Campbell County, the Supreme Court of Wyoming ruled parity a necessary part of the education system, but allowed for differences in local conditions including special needs, problems, and educational cost differentials. 907 P.2d at 1279. The court's holding in that case is particularly illuminating:
Id. at 1279-80.
The instant case presents a somewhat distinguishable constitutional standard from those found in CFE II and Campbell County; therefore, this case may demand different decisions to be made by the General Assembly as to how best to provide our State's students their opportunity for a minimally adequate education. However, our present circumstances are similar to both CFE II and Campbell County in that our State's education system fails to provide school districts with the resources necessary to meet the minimally-adequate standard. In addition, the cost of the educational package in South Carolina is based on a convergence of outmoded and outdated policy considerations that fail the students of the Plaintiff Districts. Though the evidence demonstrates the intersection of statutes and ever increasing funding streams, it does not show, at least to this Court, a comprehensive effort by the Defendants to determine the demands of providing the constitutionally mandated educational opportunity throughout the State. In our opinion, without that determination, it is near impossible for the Defendants to meet their constitutional obligation.
Across the nation, state courts have conducted forays into the school funding arena with mixed results. See Durant, 59 S.C. L.Rev. at 546. These incursions have at times infringed upon legislative prerogative, and now and again demonstrated the judiciary's inability to account for a number of policy decisions and practical considerations. Id. at 546-47. This Court will avoid a quagmire which would only serve to unnecessarily
It is time for the Defendants to take a broader look at the principal causes for the unfortunate performance of students in the Plaintiff Districts, beyond mere funding. Fixing the violation identified in this case will require lengthy and difficult discussions regarding the wisdom of continuing to enact multiple statutes which have no demonstrated effect on educational problems, or attempting to address deficiencies through underfunded and structurally impaired programming.
Moreover, the Plaintiff Districts must work in concert with the Defendants to chart a path forward which appropriately prioritizes student learning. Time and again in the Plaintiff Districts, priorities have been skewed toward popular programs. Athletic facilities and other auxiliary initiatives received increased attention and funding, while students suffered in crumbling schools and toxic academic environments. Additionally, the Plaintiff Districts' administrative costs divert funds from the classroom. The Defendants and the Plaintiff Districts must work together to set balanced priorities, and consider and apply the benefits of consolidation or cross-consolidation, which may abate those administrative costs that unnecessarily detract from resources desperately needed by students in their districts.
During this case, the Defendants asserted that achievement may not be legislated, and that this Court could not possibly review the Plaintiff Districts' claims as they presented non-justiciable
However, fault in this case — and more importantly, the burden of remedying this constitutional deficiency — does not lie solely with the Defendants. As discussed, supra, the Plaintiff Districts must examine their own important role in advancing reform and placing students at the forefront of organizational decision-making and policy. The Plaintiff Districts presented much of this case as a manipulative political argument, framing the dispute within some of our State's most disturbing historical images, and couching this case's most meaningful aspects in conventions which deny our progress. This approach simultaneously ignores their own actions in helping to create devastating metrics and outcomes.
Thus, the winner here is not the Plaintiff Districts, but fittingly, the students in those districts and throughout the State. Further, there is no loser. The substance of our finding today places before the parties a new opportunity, resting solidly on this Court's precedent, but leaning forward towards a conversation unencumbered by blame. The Defendants and the Plaintiff Districts must identify the problems facing students in the Plaintiff Districts, and can solve those problems through cooperatively designing a strategy to address critical concerns and cure the constitutional deficiency evident in this case.
Nevertheless, it is the Defendants who must take the principal initiative, as they bear the burden articulated by our State's Constitution, and have failed in their constitutional duty to ensure that students in the Plaintiff Districts receive the requisite educational opportunity. Thousands of South Carolina's school children — the quintessential future of our state — have been denied this opportunity due to no more than historical accident.
Thus, we find in favor of the Plaintiff Districts, and the decision of the trial court is
Justice KITTREDGE.
With great respect for the majority, I dissent. Today, the Court elevates personal policy preferences to constitutional status and justifies its transgression simply by invoking the virtues of educational advancement. I view the Court's decision as a policy opinion on the state of public education in South Carolina, in direct contravention of what this Court said it would not do in Abbeville I — act as a "super-legislature."
I begin by recognizing the emotional appeal in today's decision. I further acknowledge the self-evident truth concerning the critical importance of public education to the citizens of South Carolina. Indeed, all parties to this two-decades-old lawsuit so stipulate. For many, particularly those who understandably hunger for positive change in South Carolina's public education system without concern for the source of that positive change, today's policy mandate to the South Carolina General Assembly will be embraced and applauded. As a citizen of our great State, I would find much to cheer about in the majority's decision. I, however, approach this so-called legal case not as a private citizen, but as a judge constrained by the rule of law and the inherent constitutional limitations upon the power of the Judicial Branch. Based on my view of the rule of law, especially the principle of separation of powers, I believe the Court has overstepped its bounds.
I would overrule Abbeville I, as I believe it represents a nonjusticiable political question. Nevertheless, as Abbeville I is the law of this case, we are constrained to resolve this appeal through the qualitative notion of a "minimally adequate education." 335 S.C. 58, 68, 515 S.E.2d 535, 540 (1999). Under the Abbeville I framework, I would affirm the trial court's dismissal of Appellants-Respondents' (collectively Plaintiff Districts) state constitutional claim and reverse the finding of a constitutional violation of inadequate funding of pre-school, early childhood education programs.
The South Carolina Constitution vests the legislative power of the State in the General Assembly and the judicial power in the courts. S.C. Const. arts. III, § 1; V, § 1. Thus, our constitutional construct directs that judges "refrain from scaling the walls that separate law making from judging, for `[w]ere the power of judging joined with the legislative ... the judge would then be the legislator.'" City of Pawtucket v. Sundlun, 662 A.2d 40, 58 (R.I.1995) (alteration and omission in original) (quoting The Federalist No. 47, at 303 (James Madison) (Clinton Rossiter ed.1961)). "Notwithstanding our personal dedication to education and our appreciation of its significance in the lives of people of all ages, it is clearly our duty to determine the law, not to make the law." Id. at 57 (quoting United States v. Nixon, 418 U.S. 683, 703, 94 S.Ct. 3090, 41 L.Ed.2d 1039 (1974)).
I acknowledge that to some courts and judges, the concept of "the rule of law" has expanded over time from adjudicating to legislating. In some circles, the constitution has been reduced to nothing more than a vending machine that allows a person to select constitutional "rights" that mirror personal preferences. That is not my view of the rule of law or the United States Constitution or South Carolina Constitution. While judges have a duty to strike down legislation in violation of the constitution, it is my view that judges must demonstrate restraint in the enforcement of our duty, particularly when it comes to creating law. Courts should not interpret the constitution in a manner that creates rights and duties out of thin air, such that one's policy preference is accorded constitutional status. Indeed, "[i]t can be of no weight to say that the courts, on the pretense of a repugnancy, may substitute their own pleasure to the constitutional intentions of the legislature." The Federalist No. 78, at 579 (Alexander Hamilton) (John Hamilton ed., 1866). Such an approach is anathema to the rule of law, separation of powers, checks and balances, and indeed the very foundation on which our civil society was established.
The proper question before the Court in Abbeville I was which branch of government is constitutionally assigned responsibility
S.C. Const. art. XI, § 3.
This Court's construction of the Education Clause in Abbeville I to require a minimally adequate education, while well intentioned, does not give rise to a legal issue that this Court is capable of resolving. Indeed, "[t]he province of the court is, solely, to decide on the rights of individuals, not to enquire how the ... [political branches of government] perform duties in which they have a discretion. Questions, in their nature political, or which are, by the constitution and laws, submitted to [a political branch], can never be made in this court." Marbury v. Madison, 5 U.S. 137, 170, 1 Cranch 137, 2 L.Ed. 60 (1803).
In my view, the term "minimally adequate education" is purposely ambiguous,
Granted, it is axiomatic that in carrying out its numerous constitutional responsibilities, the General Assembly must discharge its duties in a minimally adequate manner. However, such a conclusion does not transform the exercise of legislative discretion into a legal controversy suitable for judicial resolution. The fact that our courts have wrestled with this policy matter for more than two decades, with no end in sight, is telling. In a sense, today's mandate to the General Assembly to submit its education legislative agenda to this Court for review may only be the beginning of the Court's involvement in educational policy-making.
The matters before Abbeville I and this Court today do not lie within the Judicial Branch, and the suggestion that they are proper for judicial resolution at the subjective whim of judges should be categorically rejected. Justice Moore, dissenting in Abbeville I, said it well:
335 S.C. at 71-72, 515 S.E.2d at 542 (Moore, J., dissenting).
The trial of this case on remand from Abbeville I proves my point-102 days of trial, over 100 witnesses and more than 4,000 documents entered into evidence. The Plaintiff Districts' asserted "constitutional" claim under the Education Clause transcends judicial ken and, if judicially resolved, requires courts to act as super-legislatures and super-school boards, in defiance of Abbeville I's stated intentions. By way of example, the Plaintiff Districts claimed the following were
Faced with an analogous "broad call on judicial power to assume continuing regulatory jurisdiction over the activities" of the political branches of government, the United States Supreme Court found a lawsuit claiming the government failed to adequately train the Ohio National Guard presented a non-justiciable controversy. Gilligan v. Morgan, 413 U.S. 1, 5, 93 S.Ct. 2440, 37 L.Ed.2d 407 (1973). In Gilligan, students at Kent State University filed suit seeking declaratory and injunctive relief following the shooting death of four students during an anti-Vietnam War protest in May 1970, claiming that the National Guard's use of lethal force was the result of inadequate training. Id. at 3-5, 93 S.Ct. 2440. In concluding no justiciable controversy was presented, the Supreme Court stated:
Id. at 8-10, 93 S.Ct. 2440 (internal marks omitted). Likewise, I believe it is entirely inappropriate for this Court to undertake continuing judicial surveillance of the system of public education in our State.
Further, the Plaintiff Districts requested that the Court order the General Assembly to draft a new system for education funding and to appropriate funding necessary to remedy past alleged inequities in funding. I note such a remedy is unavailable in any event, at least if we honor our precedents. See State ex rel. Condon v. Hodges, 349 S.C. 232, 244, 562 S.E.2d 623, 630 (2002) (noting the duty and authority to appropriate money belongs entirely to the legislative branch); Clarke v. S.C. Pub. Serv. Auth., 177 S.C. 427, 181 S.E. 481, 484 (1935) (finding the General Assembly has full authority to make appropriations as it deems wise in the absence of any specific constitutional prohibition against such appropriation). Even the majority opinion acknowledges that "resolution of this case will require policy determinations outside the purview of this Court."
Given the Plaintiff Districts' allegations, the text of the Education Clause, and the system of free public schools provided by the Legislature, the trial court properly found that the General Assembly has not violated its constitutional mandate. The Court today reverses this primary determination of the trial court. In this regard, determining what
By permitting the case to go forward, we presented Judge Cooper, one of the finest jurists ever to serve South Carolina, with an impossible task — determining a complex series of legislatively assigned public policy and funding questions under the guise of a legal case appropriate for judicial resolution. He is to be commended for his valiant effort to untangle the Gordian Knot of Abbeville I. I would also observe that Judge Cooper rendered a relatively prompt decision and a thorough 170-page order while this Court was unable to render a decision following the initial oral arguments in June 2008 such that the matter had to be reheard in September 2012.
Judge Cooper recognized the ambiguity inherent in the phrase "minimally adequate education." Moreover, although constrained by Abbeville I's mandate, he understood that it is a "legislative, not judicial, duty:"
(emphasis added). Courts additionally lack the institutional capacity to address and resolve such policy matters. While the General Assembly possesses plenary power to "provide for the maintenance and support of a system of free public schools open to all children in the state," S.C. Const. art. XI, § 3, "[c]ourts, however, are different. The necessary restrictions on our jurisdiction and authority contained in ... the Constitution limit the judiciary's institutional capacity to prescribe palliatives for societal ills." Missouri v. Jenkins, 515 U.S. 70, 112, 115 S.Ct. 2038, 132 L.Ed.2d 63 (1995) (O'Connor, J., concurring).
Courts, as "the weakest of the three departments of power," are limited to resolving cases and controversies and pronouncing a legal judgment. The Federalist No. 78, at 576 (Alexander Hamilton) (John Hamilton ed., 1866). That is accomplished through a trial governed by procedural and evidentiary rules. For example, evidentiary rules binding on courts are not designed to permit flexible consideration of all
In addition, for appellate purposes, the settled record of the trial court proceeding is reviewed for legal error. This longstanding rule is ignored today. As I will describe more fully below, the Court makes no pretense of reviewing a settled record of a trial court proceeding, but relies heavily on post-trial data (through internet searches and otherwise) and then refers to its post-trial findings as evidence.
At the heart of this matter is the constitutional separation of powers, a principle the majority acknowledges is "sacrosanct," yet ignores in application. What constitutes a minimally adequate education is fundamentally a policy determination to be made by the people, through their elected representatives. It is neither appropriate nor functional for the judiciary to be the arbiters of the adequacy or inadequacy of the state's public education system. The Abbeville I standard, as well-intentioned as it may be, makes the General Assembly answerable to this Court for what is clearly a policy matter constitutionally committed exclusively to the Legislative Branch. Thus, I would overrule Abbeville I.
Judge Cooper dealt masterfully in attempting to put Abbeville I into a workable, objective framework, holding that "[a]s expressly held by [this Court], the Abbeville County standard is one of opportunity. This standard is materially different from the requirements of other states, which tend to focus more on achievement than opportunity." He further noted that "[p]erhaps the most important word in the Abbeville County opinion is `opportunity' ... Opportunity connotes availability and occasion. It does not mean achievement or guaranteed success." This guidepost of opportunity, according to Judge Cooper, is best understood and analyzed through evaluating legislatively directed funding mandates, referred to as "inputs."
Judge Cooper recognized the General Assembly cannot legislate outcomes, deemed "outputs." He stated, "The education clause of the Constitution does not require the State to ensure that all students acquire a minimally adequate education.
After exhaustively reviewing the Plaintiff Districts' numerous allegations and the General Assembly's many statutes addressing education and education funding, Judge Cooper dismissed all but one of the Plaintiff Districts' claims because the General Assembly has, indeed, provided the opportunity for each child to receive a minimally adequate education. As to those issues, Judge Cooper's thorough decision should be affirmed. However, Judge Cooper also found that the General Assembly's failure to adequately fund early childhood intervention programs did not adequately counteract the effects of poverty on the very young and, therefore, did not satisfy the requirements of the Education Clause. It is my view that finding was an error of law and should be reversed.
Yet the majority rejects an objective framework in applying Abbeville I. Make no mistake about it, by mandating an "outputs" standard, the Court holds the General Assembly constitutionally responsible for socially desired outcomes. As much as I wish the General Assembly could eradicate poverty through legislation, it cannot. Today's result creates out of whole cloth an incalculable constitutional standard and makes the General Assembly answerable to this Court for what is clearly a policy matter constitutionally committed exclusively to the Legislative Branch. As noble as the Court's intentions may be, as judges, we are sworn to follow the law, not our hearts. For "law, without equity, though hard and disagreeable, is much more desirable for the public good than equity without law; which would make every judge a legislator, and introduce most infinite confusion, as there would then be almost as many different rules of action laid down in our courts as there are differences of capacity and sentiment in the human mind." 1 William Blackstone, Commentaries *62.
And finally, our limited and deferential standard of review further militates against today's improper exercise of judicial power. A constitutional claim is one at law, and we are (supposedly) constrained to uphold the trial court's findings of fact if supported by "any evidence." In re Treatment & Care
I am perplexed by the Court's approach to this appeal as if the legislative response to public education matters is static. Assuming the existence of a constitutional violation when this case was tried in 2004, the legislative landscape has changed dramatically in the intervening years with the passage of a myriad of education reforms. Since this lawsuit was filed, and even since the trial, public education funding has increased substantially. The following chart illustrates the state revenue allocated per pupil through much of this twenty-year litigation:
1992-1993 2007-2008 Revenue Revenue Percent Per Pupil Per Pupil Increase Allendale $4,820 $6,847 42.1% Dillon 2 $4,052 $5,548 30.8% Florence 4 $4,413 $7,159 62.2% Hampton 2 $5,226 $6,868 31.4% Jasper $4,446 $5,613 26.2% Lee $4,293 $6,843 59.4% Marion 7 $4,785 $8,341 74.3% Orangeburg 3 $4,484 $5,551 23.8%
The following chart reflects state revenue per pupil in the Plaintiff Districts as contrasted with the state average:
Yet the increasing funding commitment of the General Assembly does not reflect the total dollars devoted to public education from all sources-federal, state and local — as the chart below shows:
2005-2006 2010-2011 Expenditures Expenditures Percent Per Pupil Per Pupil Increase Allendale $11,956 $12,543 4.9% Dillon 2 $7,258 $8,532 17.6% Florence 4 $8,941 $10,515 17.6% Hampton 2 $10,130 $14,159 39.8% Jasper $8,242 $10,351 25.6% Lee $9,173 $9,657 5.2% Marion 7 $10,473 $13,273 27.0% Orangeburg 3 $9,334 $10,750 15.2%
I further note that, with the exception of Dillon 2, each of these Plaintiff Districts spend more per pupil than the average state per pupil expenditure of $9,008,
Today's mandate to the General Assembly is to spend more, and the majority's protestations to the contrary ring hollow. The Court "hold[s] that South Carolina's educational funding scheme is a fractured formula denying students in the Plaintiff Districts the constitutionally required opportunity." This holding is made in the face of the General Assembly's longstanding "funding scheme" to allocate ever-increasing education funds disproportionately to the historically poorer counties.
The Court includes a section entitled "Poverty," in which it laments the regrettable and undeniable reality of poverty in the Plaintiff Districts. Let me be clear that I too regret the undeniable reality of poverty that the Plaintiff Districts face. The Court points to the General Assembly's Child Development Education Pilot Program (CDEPP) and suggests that the General Assembly does "not directly refute the claim by the Plaintiff Districts that CDEPP is inadequately funded to meet student needs." I believe the General Assembly does refute that claim. In any event, the point remains that the Court is directing the General Assembly to spend more money on education, as the Court ponders "how the Defendants can effectively utilize the [CDEPP] program absent full funding and implementation." (emphasis added).
The Court insists, and correctly so, that it is doing more than ordering the General Assembly to provide additional funding as the solution. Although we are not told precisely what the General Assembly must do to comply with today's mandate, it cannot be denied that increased funding must be part of the legislative response.
Just by way of example, the majority opinion states that "Plaintiff Districts argue, and we agree, that the proper question is whether the education funding apparatus as a whole gives rise to a constitutional violation." We are also told there is "a clear disconnect between spending and results." Moreover, the Court finds a Wyoming case to be "particularly illuminating" and quotes with approval a portion of that opinion, including the following: "Because education is
Any reasonable reading of the Court's decision leads to the conclusion that the General Assembly's court-ordered restructuring of the public education system must include an increase in funding. In ordering a linear solution to a complex situation, the Court has fallen victim to the culturally prevailing view that merely throwing money at a problem becomes a comforting panacea. Moreover, the Plaintiff Districts refuse to define "full funding," for whatever the General Assembly appropriates, it will never be enough. As Judge Cooper intuitively understood, outcomes cannot be legislated, yet that is the matrix adopted by this Court.
Beyond the practical considerations, of which there are many, there is the rule of law and what I believe is the limited role of the Judicial Branch. As Alexander Hamilton famously wrote, "The legislature not only commands the purse, but prescribes the rules by which the duties and rights of every citizen are to be regulated: The judiciary, on the contrary, has no influence over either the sword or the purse; no direction either of the strength or of the wealth of the society; and can take no active resolution whatever." The Federalist No. 78, at 575 (Alexander Hamilton) (John Hamilton ed., 1866). Today we have crossed the constitutional line into an area reserved exclusively to the Legislative Branch, the "purse."
If we must, we should evaluate this legal challenge based on the current legislative response. That, of course, will always be problematic in the constantly evolving area of public education finance and funding, which again reminds us why the courts should not run the South Carolina public school system. Prior to today, this Court has recognized many times before that such policy determinations are committed to the Legislature. See Horry Cnty. Sch. Dist. v. Horry County, 346 S.C. 621, 632, 552 S.E.2d 737, 743 (2001) ("The legislature has wide discretion in determining how to go about accomplishing its duty to provide for the maintenance and support of a system
The Court reviews the General Assembly's many and laudable legislative efforts through the years to provide a meaningful educational opportunity for South Carolina's schoolchildren through the rubric of "inputs" and "outputs." Inputs is code for money, and outputs represents "test scores and graduation rates," i.e., outcomes. The Court admits the myriad statutory enactments, with formula funding favoring the Plaintiff Districts, "are indicative of a comprehensive education regime." We are further assured that the General Assembly has "seemingly addressed each of the important aspects of public school education, and provided the requisite funding for general education and additional programs," that the "inputs into each of the Plaintiff Districts appeared to fulfill the General Assembly's constitutional duty," that this "robust education scheme appears to be at work in the Plaintiff Districts," and that the "instrumentalities of learning — money, curriculum, teachers, and programs, are present and appear at the very least adequate."
We are thus presented with a robust and comprehensive legislative history, which "appear[s] to fulfill the General Assembly's constitutional duty." Those candid acknowledgments should be more than enough to affirm the trial court, but they are not. Without explanation, the Court finds that the constitutional responses of the General Assembly in the aggregate are somehow unconstitutional. This I do not understand. According to the majority, the outputs establish a
Even if I were to accept the Court's framework, I would conclude, as did the learned trial judge, that the Plaintiff Districts have failed to establish a constitutional violation. See McDaniel v. Thomas, 248 Ga. 632, 285 S.E.2d 156, 165 (1981) ("In the absence of evidence to show that existing state funding for public education deprives students in any particular school district of basic educational opportunities, [the] contention that low wealth districts fail to provide an `adequate education' must be rejected." (emphasis added)). In measuring student performance, we are told the Plaintiff Districts have experienced "minimal and irregular gains." Regarding graduation rates, the Court acknowledges "improvement since trial," describing the progress as "significant gains" and "dramatic." Nevertheless, the Court discounts this noteworthy improvement, opting instead to refer to the Plaintiff Districts as "educational ghettos," where students are "unable to meet minimal benchmarks ... but are nonetheless pushed through the system to `graduate.'" These are self-serving findings and illustrate the lengths to which the Court is willing to go to find a constitutional violation.
After finding a constitutional violation, the Court returns to "opportunity," as if it is opportunity after all that the Court is considering. I view this as an effort to take the focus off the Court's demand that the General Assembly spend more money.
To lend a judicial veneer to its opinion, the Court cites repeatedly to, and quotes extensively from, Brown v. Board of Education, 347 U.S. 483, 74 S.Ct. 686, 98 L.Ed. 873 (1954). Brown, however, has nothing to do with the supposed legal case before the Court. When the Complaint in Abbeville I was filed more than two decades ago, it included an equal protection claim. The equal protection claim was dismissed by the trial court and this Court. The Court cites the correct history, noting this Court reversed the Abbeville I trial court only with respect to the state's Education Clause. To this
As for the remedy, the Court relies heavily on case law from New York and Wyoming. The Court ultimately admits, as it must, that the cases from New York and Wyoming "present[] somewhat distinguishable constitutional standards from our own." The fact that South Carolina's Education Clause is different from its counterparts in the state constitutions of New York and Wyoming is not some mere aside. Judge Cooper discussed at length the varying state constitutional approaches in the country, observing that our standard of "opportunity ... is materially different from the requirements of other states, which tend to focus more on achievement than opportunity." The majority's reliance on the New York and Wyoming models is understandable given the desire to force the General Assembly to spend more money, as the Court cites to the New York and Wyoming decisions as support for the finding "that our State's education system fails to provide school districts with the resources necessary to meet the minimally adequate standard."
I commend the majority for its willingness to confront the issue of school district size. Five of the Plaintiff Districts are in a county with multiple districts. Florence County has five school districts; Marion County has three school districts; Hampton County has two school districts; Orangeburg County has three school districts; and Dillon County has three school districts. Each school district has its own superintendent and array of administrative personnel and costs. The administrative redundancy is self-evident. These Plaintiff Districts ask this Court to order the General Assembly to spend more money, yet these school districts are unwilling for the sake of the children to forgo their power and consolidate districts so that more funds can be devoted to the students, teachers, and classroom instruction. As the majority correctly observes, the Plaintiff Districts "have opted for a course of self-preservation, placing all blame" on the General Assembly.
Concerning pre-school early childhood programs, the trial court found:
As a personal observation, I agree with this finding. Yet the constitution and rule of law must be a judge's guidepost, not the judge's private feelings for a desired policy. I believe a court exceeds its proper and limited role when it elevates personal preferences to constitutional status. I similarly view the following finding of the trial court:
Perhaps "early childhood intervention ... has not received the priority" it should. However, there is nothing in the text of our Education Clause mandating such programs. The Education Clause requires the General Assembly to provide a system of free public schools, not a system of free pre-school programs. I believe this language should be given its plain and ordinary meaning. Fraternal Order of Police v. S.C. Dep't of Rev., 352 S.C. 420, 427-28, 574 S.E.2d 717, 721 (2002) (noting that when construing the State constitution, this Court applies rules similar to those relating to the construction of statutes, and the language of the constitution will be given its plain and ordinary meaning (citations omitted)).
The correct state of the law is that pre-school programs exist only by virtue of statute. We are thus presented with a statutory claim masquerading as a constitutional claim. I would adhere to Abbeville I's foreclosure of statutory claims. In any event, I observe that since the trial of this case, the General Assembly has increased education funding and added new pre-school education programs. For example, in 2007, the General Assembly created CDEPP as an additional early childhood education program, which continues to be funded.
Thus, I would reverse the trial court's judgment respecting pre-school programs, as I believe that judgment is controlled by an error of law.
The notion of a "minimally adequate" qualitative standard is easy to agree with in the abstract. But as a legal concept, formulated by today's holding, it lacks a discernible foundation and objective framework. It is precisely this amorphous quality that bespeaks the nature of this issue as a political question.
In Richland County v. Campbell, this Court reaffirmed longstanding precedent recognizing the Legislature's broad discretion in public education:
294 S.C. 346, 349, 364 S.E.2d 470, 472 (1988) (internal marks and citation omitted) (quoting Moseley v. Welch, 209 S.C. 19, 33-34, 39 S.E.2d 133, 140 (1946)).
In Abbeville I, also assigned to Judge Cooper, the trial judge in his order of September 20, 1996, observed:
(internal citations omitted). Judge Cooper was right then, as he is today.
I end where I began.
The fact that this lawsuit does not present a legal controversy in no manner detracts from the critical significance of public education to all South Carolinians. Public education is, of course, a matter of great importance to our State and its citizens. But characterizing an issue as a matter of public importance is not a license for the exercise of judicial power. Indeed, "it is not within the power or province of members of the Judiciary to advance their own personal wishes or to implement their own personal notions of fairness under the guise of constitutional interpretation." Hornbeck v. Somerset Cnty. Bd. of Educ., 295 Md. 597, 458 A.2d 758, 790 (1983). "The quantity and quality of educational opportunities to be made available to the State's public school children is a determination committed to the legislature or to the people of
I am reminded of the Women's Suffrage Movement of almost one hundred years ago. Notwithstanding the presence of the Equal Protection Clause, no one ran to an amenable federal judge to declare a new law. The law was changed as the Framers intended, through a constitutional amendment, and hence the Nineteenth Amendment was ratified in 1920.
We live in a different era, where a disgruntled citizen can seek out a friendly court which shares the same values and then have those personal preferences judicially decreed into law. This Court has no history of this practice, and it is my hope today's decision is not a harbinger of things to come. I am especially troubled by the suggestion that today's decision "rest[s] solidly on this Court's precedent." It does not.
I also think it important to note that the impact of today's decision is not limited to the funding of public education, for this Court's order that resources be devoted in one area necessarily diminishes the range of the General Assembly's discretion in other areas. The General Assembly deals with many matters of great public interest, and it must make difficult decisions in allocating limited resources among a wide-ranging array of needs. Those needs include infrastructure, law enforcement, social services, the yet to be determined expanse and state liability of the Affordable Care Act, and the list goes on. Such funding decisions and priorities are complex and are a function of policy decisions and choices in the Legislative Branch, which demands comity and respect from the Judicial Branch. By boldly encroaching into the constitutional prerogative of the General Assembly in the funding and policy decisions regarding public education, the Court's overreach today has a corresponding negative impact on the General Assembly's ability to make policy and funding decisions in other areas.
The General Assembly must now respond, not to the people of South Carolina, but to this Court. This Court will decide whether the General Assembly's funding and policy decisions
Because this Court's policy-oriented review of our State's education system lies outside the scope of judicial review, I respectfully dissent.
PLEICONES, J., concurs.
Ulbrich, supra note 19, at 12 (emphasis added) (footnotes omitted) (internal alteration marks omitted).
As we explicitly acknowledged above, the Defendants are the sole arbiters of educational policy choices. Rather than dictating that the Defendants follow our own views on how to fix the problems faced by the Plaintiff Districts, which would grossly exceed our judicial authority, we merely offer our discussion of these two cases as a suggestion to the Defendants on where they might turn to obtain guidance in their future policy decisions.