Justice KITTREDGE.
Anthony Clark Odom (Appellant) appeals his conviction for criminal solicitation of a minor. We affirm.
Appellant's conviction for criminal solicitation of a minor
"In criminal cases, the appellate court sits to review errors of law only." State v. Baccus, 367 S.C. 41, 48, 625 S.E.2d 216, 220 (2006). Therefore, this Court is bound by the trial court's factual findings unless the appellant can demonstrate that the trial court's conclusions either lack evidentiary support or are controlled by an error of law. State v. Laney, 367 S.C. 639, 644, 627 S.E.2d 726, 729 (2006).
Appellant argues that the officer posing as a fourteen-year-old girl must have a bond to be acting in his official capacity and therefore the trial court erred in refusing to instruct the jury on the law of bonding.
First, there is no evidence that the undercover officer, Officer Patterson, was not bonded. Moreover, Officer Patterson was a municipal police officer with the Westminster City Police Department. State law does not mandate a bond requirement for full-time sworn (non-reserve) municipal police officers. Compare S.C.Code Ann. § 5-7-110 (Supp.2013) (containing no bond requirement for municipal police officers), with § 23-7-30 (Supp.2013) (requiring special state constables to file a bond before discharging his or her duties), and § 23-13-20 (Supp.2013) (requiring county deputy sheriffs to file a bond before discharging his or her duties), and § 23-27-70 (Supp.2013) (requiring deputy sheriffs of unincorporated areas to provide a bond before discharging his or her duties), and § 23-28-20 (requiring reserve police officers to provide a bond before discharging his or her duties). Therefore, had the trial judge instructed the jury on a bonding requirement, it would have been an erroneous instruction. We affirm on this issue.
Appellant next assigns error to the trial court's refusal to dismiss the indictments due to vindictive prosecution. We find no error.
Initially, the State sought to indict Appellant for his conversations with an undercover officer in Spartanburg County.
Appellant was indicted in Spartanburg County on June 22, 2006. During pre-trial motions, the court suppressed all of the evidence obtained by the ICAC Task Force pursuant to 18 U.S.C. §§ 2703(d) (stating requirements for court orders to procure stored electronic communications) and 3127(2)(B) (2006) (permitting state criminal courts to "enter orders authorizing the use of a pen register or a trap and trace device").
In June 2009, Officer Patterson, lead investigator in the Oconee County case, was dismissed from the police department. Officer Patterson was arrested in connection with a dispute with his ex-wife, a charge that was ultimately dismissed. Because the State planned to use evidence from the Oconee investigation in the Spartanburg trial, Appellant's defense counsel in that trial, James Huff, attempted to subpoena
Before the Spartanburg trial began, the State notified Appellant that it planned to seek separate indictments in Oconee County. The Spartanburg trial began on February 22, 2010, and resulted in a mistrial due to a hung jury on March 2, 2010.
On April 12, 2010, a grand jury true billed the indictments in Oconee County. Appellant asserted that the State chose to prosecute him on the Oconee County charges in retaliation for counsel Huff's attempts to obtain the Patterson records in the Spartanburg trial.
The trial court held a pre-trial hearing on Appellant's vindictive prosecution motion. At the hearing, Huff stated that on February 16, 2010, he spoke to lead prosecutor Megan Wines on the telephone regarding the Patterson arrest records, during which Wines told Huff that she had instructed Patterson's criminal defense attorney to refuse to relinquish the records to Huff because she did not believe that Huff had the authority to subpoena the information. Wines also indicated that she was frustrated by Huff's pursuit of these records.
Huff further stated that he again discussed the matter of the records with Wines two days later. Huff stated that Wines again indicated that she was unhappy with him for pursuing the Patterson arrest records because she felt they were irrelevant to the Spartanburg charges. Huff related that, as a consequence of his pursuit of the records, Wines told him, "Fine. We'll just indict [Appellant] in Oconee." Thus, Huff believed that the AG belatedly chose to indict Appellant in Oconee because Huff subpoenaed Patterson's records in the Spartanburg trial. According to Huff, from the time of Appellant's arrest until the second conversation with Wines, he received no indication from the AG's office that the AG planned to prosecute Appellant in Oconee County.
In contrast, Wines stated that she initially thought to use the Oconee charges as Lyle evidence in the Spartanburg trial in furtherance of the trial strategy devised by her predecessor, Solicitor Stumbo. However, prior to the call of the case in Spartanburg, she changed her mind because she felt that using the charges in such a way was complicating matters in
While Wines admitted that she was irritated with Huff for serving subpoenas that she did not believe he had the authority to pursue, Wines testified that her decision to seek the indictments in Oconee County ultimately came down to a change in trial strategy:
The trial court denied Appellant's motion, stating:
"It is a due process violation to punish a person for exercising a protected statutory or constitutional right." State v. Fletcher, 322 S.C. 256, 259-60, 471 S.E.2d 702, 704 (Ct.App.1996) (citing United States v. Goodwin, 457 U.S. 368, 372, 102 S.Ct. 2485,
Courts will "reverse a conviction that is the result of a vindictive prosecution where the facts show an actual vindictiveness or a sufficient likelihood of vindictiveness to warrant. . . a presumption [of vindictiveness]." Barrett v. Virginia, 41 Va.App. 377, 585 S.E.2d 355, 365 (2003) (citations omitted), aff'd, 268 Va. 170, 597 S.E.2d 104 (2004).
"To demonstrate actual vindictiveness, a defendant must show that the government harbored `vindictive animus' and that the superseding indictment was brought `solely to punish' him." United States v. Bell, 523 Fed.Appx. 956, 959 (4th Cir.2013) (quoting Wilson, 262 F.3d at 316). In other words, to prove a claim of actual vindictiveness, "a defendant must show, through objective evidence, that (1) the prosecutor acted with genuine animus toward the defendant and (2) the defendant would not have been prosecuted but for that animus." Wilson, 262 F.3d at 314 (citations omitted); see also United States v. Sanders, 211 F.3d 711, 716-17 (2d Cir.2000) ("To establish an actual vindictive motive, a defendant must prove objectively that the prosecutor's charging decision or the resultant indictments were a direct and unjustifiable penalty, that resulted solely from the defendant's exercise of a protected legal right." (internal citations and quotation marks omitted)).
Goodwin, 457 U.S. at 384 n. 19, 102 S.Ct. 2485 (internal quotation marks omitted).
Likewise, a presumption of vindictiveness may arise if a criminal defendant establishes that "circumstances surrounding the initiation of the prosecution . . . `pose[d] a realistic likelihood of vindictiveness.'" Wilson, 262 F.3d at 317 (quoting Blackledge v. Perry, 417 U.S. 21, 27, 94 S.Ct. 2098, 40 L.Ed.2d 628 (1974)). "If the defendant creates a presumption of vindictiveness the burden shifts to the government to show that legitimate reasons exist for the prosecution." Barrett, 585 S.E.2d at 365 (citations omitted). When determining if a presumption of vindictiveness is warranted,
United States v. Ward, 757 F.2d 616, 619-20 (5th Cir.1985).
Despite the prosecutor's candid omission that she was irritated with Huff, we find Appellant has fallen far short of presenting evidence tending to show that vindictiveness played any role in the decision to prosecute the Oconee County charges. We join the able trial judge in rejecting the claim of vindictiveness under these circumstances. In so holding, we note that a defendant asserting prosecutorial misconduct carries a "heavy burden of proving that the . . . prosecution `could not be justified as a proper exercise of prosecutorial discretion.'" Wilson, 262 F.3d at 316 (quoting Goodwin, 457 U.S. at 380 n. 12, 102 S.Ct. 2485); see State v.
Appellant argues that the trial court erred by taking judicial notice of an element of the offense, Appellant's age. We agree but find the error harmless.
The State requested the trial court take judicial notice under Rule 201(b), SCRE, of Appellant's date of birth based on certified copies of records from the Department of Motor Vehicles (DMV). Further, the State asserted that because the document was a certified record of the DMV, the trial judge did not have discretion to "question it." The trial court accepted the State's argument and ruled that it would take judicial notice of Appellant's date of birth, June 22, 1973, based on section 195-30 (concerning certification of governmental records), Rule 901(7), SCRE (concerning authentication
Appellant contends that the trial court erred in instructing the jury to take judicial notice of Appellant's date of birth because his age was an element of the crime charged. We agree. To withstand a constitutional challenge, Rule 201 cannot be construed as a license to conclusively establish a fact that is an element of the offense charged.
In all criminal prosecutions, "[t]he government must prove beyond a reasonable doubt every element of a charged offense." Victor v. Nebraska, 511 U.S. 1, 5, 114 S.Ct. 1239, 127 L.Ed.2d 583 (1994) (citing In re Winship, 397 U.S. 358, 364, 90 S.Ct. 1068, 25 L.Ed.2d 368 (1970)); see Dervin v. State, 386 S.C. 164, 168, 687 S.E.2d 712, 713 (2009) ("Due process requires the State to prove every element of a criminal offense beyond a reasonable doubt." (citing State v. Brown, 360 S.C. 581, 595, 602 S.E.2d 392, 400 (2004))). Here, the jury was instructed to accept as conclusively determined that Appellant was born on June 22, 1973, which established Appellant as eighteen years or older at the time of the offense. The taking of judicial notice of Appellant's date of birth was tantamount to a directed verdict on the element of the accused's age, a practice which is clearly forbidden. See United Bhd. of Carpenters & Joiners of Am. v. United States, 330 U.S. 395, 408, 67 S.Ct. 775, 91 L.Ed. 973 (1947) ("[A] judge may not direct a verdict of guilty no matter how conclusive the evidence.").
The jury was instructed, "you are not allowed to debate whether or not it's true or accurate . . . you shall not and you are not allowed to debate that. You must accept that as a conclusive fact." This was error. The federal courts largely avoid this problem, for Federal Rule of Evidence 201(f) is permissive and states that the jury "may or may not accept the noticed fact as conclusive." Thus, federal courts have typically rejected challenges similar to Appellant's when the jury was properly instructed that it was free to accept or reject the noticed fact. See, e.g., United States v. Bello, 194 F.3d 18, 25 (1st Cir.1999) ("[T]here is widespread agreement
Although we hold that the trial court erred in taking judicial notice of Appellant's age in this case, "most constitutional errors can be harmless." Arizona v. Fulminante, 499 U.S. 279, 306, 111 S.Ct. 1246, 113 L.Ed.2d 302 (1991) (citations omitted). Indeed, the United States Supreme Court "has applied harmless-error review in cases where the jury did not render a `complete verdict' on every element of the offense." Neder v. United States, 527 U.S. 1, 13, 119 S.Ct. 1827, 144 L.Ed.2d 35 (1999). This harmless error standard "serve[s] a very useful purpose insofar as [it] block[s] setting aside convictions for small errors or defects that have little, if any, likelihood of having changed the result of the trial." Chapman v. California, 386 U.S. 18, 22, 87 S.Ct. 824, 17 L.Ed.2d 705 (1967).
We find the error in this case to be harmless beyond a reasonable doubt in light of the properly admitted evidence that Appellant was eighteen years or older at the time of the underlying offense. Specifically, Appellant repeatedly acknowledged in the Internet chats (with a person he believed to be a minor) that he was over the age of eighteen. In fact, Appellant claimed to be forty years old and emphasized the vast age difference between himself and the purported minor, describing himself as "alot [sic] older" than the minor. This evidence together with the jury's ability to view Appellant's appearance in the courtroom provides a proper basis on which to find the error in this case harmless beyond a reasonable doubt. See State v. Lauritsen, 199 Neb. 816, 261 N.W.2d 755, 757 (1978) ("It is uniformly the rule that a defendant's physical appearance may be considered by the jury in determining his or her age. It has been held, however, that the jury may not fix the age of the defendant by merely observing him during the trial; and that there must be some other evidence in
Appellant finally contends that section 16-15-342 of the South Carolina Code violates his rights to equal protection and free speech and is unconstitutional. We disagree and affirm pursuant to Rule 220(b)(1), SCACR, and the following authorities: State v. Gaster, 349 S.C. 545, 549-50, 564 S.E.2d 87, 89-90 (2002) ("When the issue is the constitutionality of a statute, every presumption will be made in favor of its validity and no statute will be declared unconstitutional unless its invalidity appears so clearly as to leave no doubt that it conflicts with the constitution."); see Bodman v. State, 403 S.C. 60, 69, 742 S.E.2d 363, 367 (2013) ("A classification will survive rational basis review when it bears a reasonable relation to the legislative purpose sought to be achieved, members of the class are treated alike under similar circumstances, and the classification rests on a rational basis." (citation omitted)); State v. Green, 397 S.C. 268, 277-78, 724 S.E.2d 664, 668 (2012) (rejecting a First Amendment challenge to section 16-15-342 and noting that "[c]ourts have recognized that speech used to further the sexual exploitation of children does not enjoy constitutional protection." (quotation omitted)).
Appellant's conviction and sentence are affirmed.
Chief Justice TOAL:
While I concur in the result reached by the majority, I write separately because I disagree that the trial judge's decision to take judicial notice of Appellant's birthdate was an error of law.
At trial, the State provided the judge with certified DMV records indicating Appellant's date of birth, but did not formally
"`A trial court may take judicial notice of a fact only if sufficient notoriety attaches to the fact involved as to make it proper to assume its existence without proof.'" Bowers v. Bowers, 349 S.C. 85, 94, 561 S.E.2d 610, 615 (Ct.App.2002) (quoting Eadie v. H.A. Sack Co., 322 S.C. 164, 171-72, 470 S.E.2d 397, 401 (Ct.App.1996)); see also Moss v. Aetna Life Ins. Co., 267 S.C. 370, 377, 228 S.E.2d 108, 112 (1976) ("`Judicial
S.C.Code Ann. § 16-15-342(A) (Supp.2013). Thus, the element of the crime related to age is whether the accused is eighteen years of age or older. See id.
Because the trial judge took judicial notice of Appellant's date of birth, I disagree with the majority's characterization of the trial judge's action in this case as taking judicial notice of an "element" of the offense. While I concede that the taking of judicial notice of Appellant's birth date likely resulted in the foregone conclusion that Appellant was over the age of eighteen, the fact that the trial judge did not directly instruct the jury to find Appellant "over the age of eighteen" is a notable, albeit technical, distinction. As stated previously, a fact properly judicially noticed is any fact "not subject to reasonable
Moreover, even though the result of the taking of judicial notice of Appellant's birth date is that Appellant's age was almost conclusively established, by providing the jury with Appellant's birth date, the jury still had to take the additional step of applying this fact to establish the element of the crime. In this respect, taking judicial notice of Appellant's date of birth is no different from taking judicial notice of the time of sunset in a burglary case, in which one of the elements of the crime is that the robbery must occur at nighttime.