BRISTOW MARCHANT, Magistrate Judge.
The Plaintiff filed the complaint in this action,
Plaintiff applied for Disability Insurance Benefits (DIB) and Supplemental Security Income (SSI)
Plaintiff then filed this action,
Under 42 U.S.C. § 405(g), the Court's scope of review is limited to (1) whether the Commissioner's decision is supported by substantial evidence, and (2) whether the ultimate conclusions reached by the Commissioner are legally correct under controlling law.
The Court lacks the authority to substitute its own judgment for that of the Commissioner.
A review of the record shows that Plaintiff, who was only thirty-three (33) years old when she alleges she became totally disabled,
After a review of the evidence and testimony in the case, the ALJ determined that, although Plaintiff does suffer from the "severe" impairments
First, the ALJ determined that Plaintiff's physical impairments, although severe, did not preclude the ability to perform light work with the restrictions noted.
In determining Plaintiff's RFC, the ALJ noted that Dr. Bruce Darden of the OrthoCarolina Clinic had discharged Plaintiff from his care on February 13, 2007, noting that there was nothing from a surgical standpoint that could be done for her. Although Plaintiff was complaining on that date of low back and leg pain along with problems with her right ankle due to an injury, with symptoms alleged to be an 8 on a 10 point scale, on examination Dr. Darden noted that Plaintiff was well-developed, well-nourished, oriented X 3 and alert, that she had a negative straight leg raise, had a normal lower extremity neurologically, and an appropriate mood, gait and affect. Myelogram and post myelogram CT scans showed some degenerative changes at L4-5, but were otherwise negative, while EMG and nerve conduction velocities were also negative. (R.p. 540). Dr. Darden's Physical examinations prior to that date had also consistently noted few objective findings.
After her discharge in February 2007, Plaintiff did not return to see Dr. Darden again for two and one half years, when she presented on September 30, 2009, apparently on referral from another physician for pain management. Plaintiff told Dr. Darden that she had received multiple injections including trigger point injections and possible facet injections, although Dr. Darden did not have any results of these, and complained of constant, sharp, aching, and throbbing at a level of 8 on a 10 point scale together with numbness and tingling into her feet and a feeling of weakness. However, Dr. Darden noted that a work-up for a neuro compression lesion was negative; a myelogram/post myelogram CT showed degenerative changes at L4-5, but was otherwise negative; and electromyelogram/nerve conduction velocities were also negative. On examination he found Plaintiff to be in no acute distress; she was able to move easily from a sitting to a standing position and walk with a normal gait without balance disturbance; her mood and affect were normal; her weight was down to 281 pounds; she had normal range of motion with no atrophy, no gross instability and no malalignment; although she exhibited tenderness to palpation in the back in the midline and in the paraspinal musculature, she could flex forward 75% of normal with pain at the extremes of motion; and she could both heel raise and toe raise in tandem and independently. While Plaintiff complained of pain on lateral bending to the right and left, a lower extremity neurological examination showed intact sensation, intact motor strength, and symmetrical deep tendon reflexes bilaterally. Straight leg test was negative, her hips were not irritable with normal range of motion and no instability, and there was no SI instability. X-rays showed Plaintiff's hips and sacroiliac joints were well preserved with a slight deviation of her spine to the left, and degenerative changes noted at L4-L5. Dr. Darden diagnosed Plaintiff with diffuse myofascial pain with degenerative disc disease, and referred her for physical therapy. (R.pp. 538-539).
The ALJ also noted that after Plaintiff saw Dr. Darden in February 2007, she did not see another pain specialist for over a year and one half, when she saw Dr. Henry Okonneh on July 18, 2008. Plaintiff complained to Dr. Okonneh of low back pain since 2005, although she was not exactly sure of the cause of her pain. She was currently taking Percocet, and reported she had twice been administered nerve blocks, which she found to be helpful. Plaintiff reported no weakness, no shortness of breath, she had no chest pain, and her extremities displayed no swelling or discoloration. On examination Plaintiff was noted to be significantly obese, but there was no abnormality of gait, and while her deep tendon reflexes were diminished, she had 5/5 (full) motor strength in all of her extremities.
Dr. Okonneh subsequently did administer some injections, and Plaintiff reported that her pain had moderately improved, although she still had some tightness in her lower back. (R.pp. 516-519). By March 13, 2009, Dr. Okonneh reported that Plaintiff complained of only "very mild pain", although she was quick to add that she had good days and bad days. Plaintiff was taking only Percocet for pain control. (R.p. 520). On June 5, 2009, Plaintiff reported that her pain was adequately controlled with her current medications. Plaintiff displayed a moderate limp in her gait on that day, and walked with the aid of a cane. (R.p. 527). Plaintiff continued thereafter to be seen by Dr. Okonneh, and was generally treated with injections as needed.
The ALJ further noted that after Plaintiff's visit to Dr. Okonneh in September 2009, she did not return, instead returning to see Dr. Darden at OrthoCarolina (presumably via referral) on September 30, 2009. As previously noted, Dr. Darden found little evidence of an impairment of disabling severity on this visit. (R.pp. 40, 538-539).
Plaintiff was then seen the following month by Dr. Farrukh Sair on October 28, 2009. Plaintiff complained to Dr. Sair of back pain of a severity of 8 on a 10 point scale. On examination, Dr. Sair found Plaintiff to be obese but healthy appearing, in no acute distress, and ambulating normally. Mentally, he found Plaintiff to be active and alert with a normal mood and normal affect. Plaintiff had normal movement in all of her extremities with no edema, her lumbar spine displayed a normal extension, and she had a negative straight leg raising test. Although Plaintiff complained of tenderness in the SI joints and in her paravertebral muscle, she had normal motor strength in both her upper and lower extremities, a normal gait and station, and normal reflexes bilaterally throughout. Dr. Sair noted that Plaintiff was due to start physical therapy soon, and he continued her on Oxycodone. He discussed giving Plaintiff some lumbar facet blocks instead of the epidural steroid injections she had had recently, but Plaintiff indicated she would "like to hold this off for now". (R.pp. 572-574). The ALJ noted that Plaintiff never returned to see Dr. Sair again.
Instead, Plaintiff started going to the Health Springs Medical Center, where she was seen by Dr. Chukwuma Ogugua. Plaintiff was initially seen by Dr. Ogugua on December 17, 2009, complaining of lower back and neck pain since 2006. Plaintiff reported that her prior pain doctor had recently refused to refill her narcotics because she did not want to get any more shots. A physical examination on that date was generally unremarkable, with no lumbar tenderness being noted. Dr. Ogugua refilled Plaintiff's prescription for Zanaflex, started her on Ultracet, and instructed her to return in two months. (R.pp. 583-584). The ALJ noted that Plaintiff did not mention back pain during her follow-up visits throughout 2010,
Plaintiff was referred to Dr. Sanjy Nandurkar, who saw the Plaintiff on February 3, 2011. The purpose of this referral was for an initial evaluation of Plaintiff's chronic back pain symptoms, and for a recommendation for pain management during Plaintiff's pregnancy. Dr. Nandurkar reviewed Plaintiff's medical history and noted that Plaintiff had been doing okay on the pain medications she had been prescribed until she had become pregnant. Now, as a result of her pregnancy, no physician was willing to continue writing these prescriptions for her, and Plaintiff complained to Dr. Nandurkar of constant pain with variable intensity at a level of 9 out of 10. However, on examination Plaintiff was found to be well appearing and in no distress, her large joint range of motion was within functional limits without deformity, and her thoracic spine had no midline tenderness or deformity. With respect to her lower back, while Plaintiff complained of tenderness over the lower LS area, she had no tenderness over the bilateral SI joint, piriformis muscle, or greater trochanter. Plaintiff also had only minimal painful restriction of her lumbar range of motion, with extension being more painful than flexion, while her bilateral SLR, bilateral lumbar facet loading, SI joint provocation, and piriformis tests were all negative. A neurological examination revealed functional muscle strength with normal muscle tone, with sensation grossly intact and symmetrical in all dermatomes. Palpation revealed no trigger points. Plaintiff was diagnosed with a lumbar sprain and with being pregnant, and was directed to physical therapy one to two times a week, with the goal being to cut down on her need for narcotics. Lidoderm samples were provided. (R.pp. 641-643).
Plaintiff returned to see Dr. Nandurkar on April 12, 2011 with continued complaints of pain in her lower back radiating to her front thighs bilaterally at a level of 6 on a 10 point scale. However, Plaintiff reported her medications were effective without any side effects, and that her current plan of management was helping her to control her pain and improve her daily function. On examination Plaintiff's extremities appeared normal without any deformities, edema, or calf tenderness, while an examination of her major joints revealed functional range of motion with no abnormal muscle tone and no obvious wasting. Plaintiff's sensation was grossly intact and symmetrical in all dermatomes, and palpation revealed no trigger points. Plaintiff complained of tenderness over the lower lumbar midline and paraspinal area. (R.pp. 639-640).
Dr. Ogugua saw Plaintiff the following month (May 23, 2011), found Plaintiff to be in no acute distress, and opined that Plaintiff's pain management plan "appears to have her pain controlled to a tolerable level". (R.pp. 41, 652-653).
The ALJ reviewed this medical record together with Plaintiff's subjective testimony, and determined that Plaintiff's degenerative disc disease, lumbar spine stenosis, and obesity (all of which he found were severe impairments) limited Plaintiff's RFC to light work, with the ability to only occasionally climb stairs, stoop, and crouch; no climbing of ladders; and only occasional exposure to hazards. (R.p. 38). In reaching this conclusion, the ALJ noted that Dr. Afulukwe had opined on December 13, 2010 that Plaintiff was "unable to work" due to her medical problems. (R.p. 633). Dr. Afulukwe also authored a letter on June 3, 2011, in which he opined that as a result of chronic back pain, Plaintiff's ability to sit, stand and walk were severely limited, that she could not stay in one position for up to 15 minutes at a time, that she would have to lie down from time to time to help with her pain, and that her chronic pain was further complicated by high blood pressure and obesity, making it even more difficult for Plaintiff to engage in activities that may help with her pain control. (R.p. 654). The ALJ assigned little weight to these opinions, however, noting that at the time Dr. Afulukwe issued his December 2010 letter, he had only seen the Plaintiff for a sleep study and one office visit the previous July, and that even with respect to his second opinion in June 2011, the absence of any objective observations by either Dr. Afulukwe or his partner, Dr. Ogugua, in their treatment notes failed to lend credibility to this opinion. (R.p. 41).
The ALJ noted that Dr. Ogugua's findings documented no abnormalities on musculoskeletal examination, nor did Dr. Afulukwe's own treatment notes do so until December 2010, when he opined that Plaintiff had a tender lumbar spinous process. (R.pp. 40-41). Dr. Darden and Dr. Okonneh had also noted few abnormal findings during their physical examinations of the Plaintiff, while Plaintiff had been treated only conservatively for her complaints. (R.pp. 39-41).
Although the ALJ did find that Plaintiff suffered from degenerative disc disease, lumbar spine stenosis, and obesity, in light of the overall evidence of record he only found Dr. Afulukwe's June 2011 opinion credible to the extent Plaintiff was limited to performing light work activity, but otherwise gave it little weight. (R.p. 41);
Indeed, the decision reflects that the ALJ gave Plaintiff every benefit of the doubt by reducing her RFC to light work with the limitations set forth in the decision, as the record contains medical opinions that Plaintiff could perform at a higher RFC. Plaintiff's medical records had been reviewed by state agency physicians on July 24, 2009 and June 23, 2010, and these physicians both separately concluded that Plaintiff had the RFC for medium work
In reaching this conclusion, the ALJ also specifically considered the effects Plaintiff's obesity could have on her RFC, noting that even though no treating or examining medical source had specifically attributed additional or cumulative limitations on account of Plaintiff's obesity, her obesity could nevertheless limit Plaintiff's ability to perform strenuous activities, such as heavy lifting, which the ALJ stated he had addressed in the RFC by limiting Plaintiff to lifting and carrying only 20 pounds occasionally, 10 pounds frequently, with the additional postural limitations noted. (R.pp. 38, 41). Again, the undersigned can discern no reversible error in the ALJ's findings and conclusions.
Having determined Plaintiff's RFC, the ALJ obtained Vocational Expert testimony at the hearing to determine whether Plaintiff could perform her past relevant work with the limitations noted. The Vocational Expert not only testified that Plaintiff could perform her past relevant work with these limitations, but identified several other occupations that Plaintiff could perform with these limitations. (R.pp. 77-79).
The ALJ's hypothetical to the VE accounted for all credibly established medical findings in the record and as determined by the ALJ's RFC finding, and his reliance on this testimony is therefore not grounds for reversal of the decision.
Substantial evidence is defined as "... evidence which a reasoning mind would accept as sufficient to support a particular conclusion."
Under this standard, the record contains substantial evidence to support the conclusion of the Commissioner that the Plaintiff was not disabled within the meaning of the Social Security Act during the relevant time period. Therefore, it is recommended that the decision of the Commissioner be
The parties are referred to the notice page attached hereto.