J. MICHELLE CHILDS, United States District Court Judge.
The State of South Carolina ("the State") filed a complaint alleging that Defendants United States, the United States Department of Energy ("DOE"), the Secretary of Energy, the National Nuclear Security Administration ("NNSA"), and the Administrator of NNSA (collectively "Defendants") failed to adhere to statutory obligations within 50 U.S.C. § 2566. (ECF No. 1.) In earlier orders, the court dismissed the complaint's first cause of action (asserting a constitutional claim) and third cause of action (asserting a claim under § 2566(d)), leaving the second cause of action (asserting a claim under § 2566(c)) as the only remaining matter.
Much of the relevant facts and procedural background of this case are set forth in
(ECF No. 84 at 2-4 (internal citations, brackets, and ellipses omitted).)
On February 9, 2016, the State filed a complaint containing three causes of action.
In its motion for summary judgment, the State asserts that it is undisputed that the MOX production objective was not achieved as of January 1, 2014, and that the Secretary did not remove from South Carolina one metric ton of defense plutonium by January 1, 2016. (See ECF No. 10-1 at 27.) The State contends that subsection (c)(1) imposes a mandatory, non-discretionary duty on the Secretary to remove from South Carolina one metric ton of defense plutonium by January 1, 2016, if the MOX production objective is not achieved by January 1, 2016. (See id.) Because the MOX production objective was not met by January 1, 2014, and because the Secretary failed to remove the one metric ton of defense plutonium by January 1, 2016, the State argues that the court must compel the Secretary to remove the one metric ton of defense plutonium by an order in the nature of mandamus, pursuant to 28 U.S.C. § 1361, or an order to compel agency action unlawfully withheld, pursuant to § 10(e) of the Administrative Procedure Act ("APA"), 5 U.S.C. § 706(1). (See ECF No. 10 at 2; ECF No. 10-1 at 25, 30-31.) In relevant part, the State requests a "declar[ation] that ... Defendants have failed to comply with their mandatory, non-discretionary duties pursuant to 50 U.S.C. § 2566," a "declar[ation] and order[ that]... Defendants ... immediately remove from [South Carolina] one metric ton of defense plutonium ... pursuant to their obligations under ... [§] 2566(c)," a "declar[ation] and order[ that] ... Defendants not ... move or transfer any plutonium to South Carolina ... until th[e] [c]ourt enters an order finding the Secretary and DOE are in full compliance with [§] 2566," and "an order ... retaining continuing jurisdiction over this matter regarding... Defendants' ongoing and continuous compliance with [§] 2566." (ECF No. 10 at 2-3; see ECF No. 10-1 at 37.)
In response, Defendants concede that there is no dispute that the MOX production objective was not achieved by January 1, 2014, or thereafter or that the Secretary did not remove from South Carolina one metric ton of defense plutonium by January 1, 2016, or thereafter. (See ECF No. 38 at 10; ECF No. 51 at 38.)
Summary judgment is appropriate when the materials in the record show that "there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). "[I]n ruling on a motion for summary judgment, `the evidence of the nonmovant is to be believed, and all justifiable inferences are to be drawn in [its] favor.'" Tolan v. Cotton, ___ U.S. ___, 134 S.Ct. 1861, 1863, 188 L.Ed.2d 895 (2014) (per curiam) (brackets omitted) (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986)). A dispute is genuine "if the evidence is such that a reasonable jury could return a verdict for the nonmoving party," and a fact is material if it "might affect the outcome of the suit under the governing law." Anderson, 477 U.S. at 248, 106 S.Ct. 2505.
The party seeking summary judgment shoulders the initial burden of demonstrating to the court that there is no genuine issue of material fact. See Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). Once the movant has made this threshold demonstration, the non-moving party, to survive the motion for summary judgment, may not rest on the allegations averred in its pleadings. Rather, the non-moving party must demonstrate that specific, material facts exist which give rise to a genuine issue. See id. at 324, 106 S.Ct. 2548.
The court's analysis proceeds by first examining whether the State has shown that it is entitled to summary judgment on its second cause of action with respect to the forms of relief sought pursuant to § 1361 or § 706(1). Second, the court considers whether the State is entitled to an order maintaining the court's continued jurisdiction over this matter. Third, the court examines whether the State has shown that it is entitled to summary judgment on its second cause of action with respect to the declaratory relief it seeks.
The State asserts that it is entitled to two forms of relief pursuant to § 1361 or
District courts "have original jurisdiction of any action in the nature of mandamus to compel an officer or employee of the United States or any agency thereof to perform a duty owed to the plaintiff." 28 U.S.C. § 1361. "Mandamus is a `drastic' remedy that must be reserved for `extraordinary situations' involving the performance of official acts or duties." Cumberland Cnty Hosp. Sys., Inc. v. Burwell, 816 F.3d 48, 52 (4th Cir. 2016) (quoting Kerr v. U.S. Dist. Court for N. Dist. of Cal., 426 U.S. 394, 402, 96 S.Ct. 2119, 48 L.Ed.2d 725 (1976)). "[T]o establish the conditions necessary for issuance of a writ of mandamus, the party seeking the writ must demonstrate that (1) [it] has a clear and indisputable right to the relief sought; (2) the responding party has a clear duty to do the specific act requested; (3) the act requested is an official act or duty; (4) there are no other adequate means to attain the relief [it] desires; and (5) the issuance of the writ will effect right and justice in the circumstances." United States ex rel. Rahman v. Oncology Assocs., P.C., 198 F.3d 502, 511 (4th Cir. 1999).
Three of the elements necessary for the issuance of mandamus bear emphasizing. First, mandamus will not issue unless the official or agency has a clear duty to perform the action the plaintiff requests the court to compel. See Pittston Coal Grp. v. Sebben, 488 U.S. 105, 121, 109 S.Ct. 414, 102 L.Ed.2d 408 (1988) ("The extraordinary remedy of mandamus under ... § 1361 will issue only to compel the performance of `a clear nondiscretionary duty.'" (quoting Heckler v. Ringer, 466 U.S. 602, 616, 104 S.Ct. 2013, 80 L.Ed.2d 622 (1984))); Cumberland, 816 F.3d at 52 ("[T]o show that it is entitled to mandamus relief, a plaintiff must show, among other things, that it has a clear and indisputable right to the relief sought and that the responding party has a clear duty to do the specific act requested." (internal quotation marks omitted)); Rahman, 198 F.3d at 511 ("[T]he party seeking [the mandamus remedy] ... must demonstrate not only that [it] has a clear right to the relief sought but also that the responding party has a clear duty to perform the act amounting to the relief sought."); In re First Fed. Sav. & Loan Ass'n of Durham, 860 F.2d 135, 138 (4th Cir. 1988) ("[M]andamus... may be invoked only where ... the respondent has a clear duty to do the particular act requested by the petitioner."); Syngenta Crop Prot., Inc. v. U.S. Envtl. Prot. Agency, 444 F.Supp.2d 435, 451 (M.D.N.C. 2006) ("Because the writ of mandamus requested by [the plaintiff] does not relate to the particular act that [the agency] has a duty to perform, judgment on the pleadings dismissing this claim is appropriate."); see also McHugh v. Rubin, 220 F.3d 53, 57 (2d Cir. 2000) ("[A] writ of mandamus may not be granted pursuant to § 1361 unless there is a plainly defined and peremptory duty on the part of the defendant to do the act in question." (quotation marks omitted)). Thus, in an action seeking mandamus under § 1361, the only action that a court may compel is the action the plaintiff asserts
Second, "issuance of the writ [of mandamus] is in large part a matter of discretion with the court to which the petition is addressed." Kerr, 426 U.S. at 403, 96 S.Ct. 2119. Even if "a party seeking issuance of a writ of mandamus meets its burden of showing the prerequisites have been met, a court still exercises its own discretion in deciding whether or not to issue the writ." Marquez-Ramos v. Reno, 69 F.3d 477, 479 (10th Cir. 1995). Thus, when an agency's "sluggishness has violated a statutory mandate [to take action by a deadline]," the question remains, "whether [the court] should exercise [its] equitable powers to enforce the deadline," as "[e]quitable relief, particularly mandamus, does not necessarily follow a finding of a violation: respect for the autonomy and comparative institutional advantage of the executive branch has traditionally made courts slow to assume command over an agency's choice of priorities." In re Barr Labs., Inc., 930 F.2d 72, 74 (D.C. Cir. 1991); see In re Medicare Reimbursement Litig., 414 F.3d 7, 10 (D.C. Cir. 2005) ("Even when the legal requirements for mandamus jurisdiction have been satisfied, however, a court may grant relief only when it finds compelling equitable grounds." (internal quotation marks and ellipsis omitted));13th Reg'l Corp. v. U.S. Dep't of Interior, 654 F.2d 758, 762-63 (D.C. Cir. 1980) ("[O]ur finding that [the prerequisites of mandamus were met] does not necessarily lead us to conclude that this extraordinary remedy should be invoked [because,] ... `a writ of mandamus' issuance is largely controlled by equitable principles.'" (parentheses omitted) (quoting Duncan Townsite Co. v. Lane, 245 U.S. 308, 312, 38 S.Ct. 99, 62 S.Ct. 309 (1917))); cf. Cumberland, 816 F.3d at 56 (citing In re Barr Laboratories with approval).
Third, mandamus is only appropriate where no other remedy is available. See Kerr, 426 U.S. at 403, 96 S.Ct. 2119 ("[As] condition[ ] for its issuance ..., the party seeking issuance of the writ [must] have no other adequate means to attain the relief [it] desires...."); accord In re City of Va. Beach, 42 F.3d 881, 884 (4th Cir. 1994). Where a statute provides an adequate avenue for a plaintiff to challenge the official's failure to perform his duty, mandamus under § 1361 is not available. See In re Beard, 811 F.2d 818, 826 (4th Cir. 1987); Raya v. Clinton, 703 F.Supp.2d 569, 575 (W.D. Va. 2010).
"The APA authorizes suit by `a person suffering legal wrong because of agency action, or adversely affected or aggrieved by agency action within the meaning of a relevant statute.'" Norton v. S. Utah Wilderness All., 542 U.S. 55, 61, 124 S.Ct. 2373, 159 L.Ed.2d 137 (2004) (brackets omitted) (quoting 5 U.S.C. § 702). "[A]gency action" is defined for purposes of the APA to include "the whole or part of an agency ... failure to act," 5 U.S.C. § 551(13); see 5 U.S.C. § 701(b)(2), and includes, for example, an agency's "failure to ... take some decision by a statutory deadline," Norton, 542 U.S. at 63, 124 S.Ct. 2373; see also Vill. of Bald Head Island v. U.S. Army Corps of Eng'rs, 714 F.3d 186, 195 (4th Cir. 2013). "The APA provides relief for a failure to act in § 706(1): `The reviewing court shall ... compel agency action unlawfully withheld or unreasonably delayed.'" Norton, 542 U.S. at 62, 124 S.Ct. 2373.
In Norton, the Supreme Court ruled that "a claim under § 706(1) can proceed only where a plaintiff asserts that an agency failed to take a discrete agency action that it is required to take." Id. at 64,
Id. at 63, 124 S.Ct. 2373 (internal citations, quotation marks, brackets, and ellipsis omitted). As a result, "§ 706(1) empowers a court only to compel an agency to perform a ministerial or non-discretionary act or to take action upon a matter, without directing how it shall act." Id. at 64, 124 S.Ct. 2373 (internal quotation marks omitted).
Like the Supreme Court in Norton, a number of other courts have recognized that § 706(1) "carried forward" the practice of judicial review of agency actions under the traditional mandamus remedy, now codified at § 1361. See S. Utah Wilderness All. v. Norton, 301 F.3d 1217, 1226 n.6 (10th Cir. 2002) ("Courts have often explained that the standards for compelling agency action through a writ of mandamus and through § 706(1) are very similar...."), rev'd on other grounds, 542 U.S. 55, 124 S.Ct. 2373, 159 L.Ed.2d 137 (2004); Indep. Mining Co., Inc. v. Babbitt, 105 F.3d 502, 507 (9th Cir. 1997) (citing Japan Whaling Ass'n v. Am. Cetacean Soc'y, 478 U.S. 221, 230 n.4, 106 S.Ct. 2860, 92 L.Ed.2d 166 (1986)); Hyatt v. U.S. Patent & Trademark Office, 146 F.Supp.3d 771, 781 & n.25 (E.D. Va. 2015); Aslam v. Mukasey, 531 F.Supp.2d 736, 742 (E.D. Va. 2008). Courts have also noted that, in some important ways, "the exact interplay between these two statutory schemes has not been thoroughly examined by the courts." Indep. Mining Co., 105 F.3d at 507. However, as relevant to this case, two facets of the interplay between § 706(1) and § 1361 are clear.
First, the availability of judicial review for challenged agency conduct under the APA precludes review of, and issuance of mandamus for, the same conduct under § 1361. Although neither the Fourth Circuit nor this court appear to have addressed the issue, at least two other district courts within the Fourth Circuit have, and both have concluded that mandamus relief pursuant to § 1361 is not available when relief is available under the APA, because the APA presents an adequate alternative remedy. See Callaway Golf Co. v. Kappos, 802 F.Supp.2d 678, 690 (E.D. Va. 2011); Klock v. Kappos, 731 F.Supp.2d 461, 470 (E.D. Va. 2010); Burandt v. Dudas, 496 F.Supp.2d 643, 652-53 (E.D. Va. 2007); Syngenta Crop Prot., 444 F.Supp.2d at 452-53. Moreover, every other court of appeals that has addressed the issue has also concluded that the availability of relief under the APA forecloses the issuance of mandamus under § 1361. See Serrano v. U.S. Attorney Gen., 655 F.3d 1260, 1264 (11th Cir. 2011); Hollywood Mobile Estates Ltd. v. Seminole Tribe of Fla., 641 F.3d 1259, 1268 (11th Cir. 2011);Sharkey v. Quarantillo, 541 F.3d 75, 93 (2d Cir. 2008); Benzman v. Whitman, 523 F.3d 119, 124, 132-33 (2d Cir. 2008); Mt. Emmons Mining Co. v. Babbitt, 117 F.3d 1167, 1170 (10th Cir. 1997);Stehney v. Perry, 101 F.3d 925, 934 (3d Cir. 1996);Thompson v. U.S. Dep't of Labor, 813 F.2d 48, 52 (3d Cir. 1987); Seiden v. United States, 537 F.2d 867, 870 (6th Cir. 1976); see also Indep. Mining Co., 105 F.3d at 507 n.6 ("[W]e question the applicability of the traditional mandamus remedy under [§ 1361] where there is an adequate remedy under the APA.").
A third facet of the interplay between § 706(1) and § 1361 is less clear but, as the parties' briefing suggests (see ECF No. 10-1 at 28-29; ECF No. 38 at 26-28), must be resolved in order to decide the instant motion. As previously explained, under § 1361, even when the party seeking mandamus has met the prerequisites for its issuance, a court, exercising its own discretion, may still decline to issue mandamus based on equitable considerations. See Kerr, 426 U.S. at 403, 96 S.Ct. 2119; Duncan Townsite Co., 245 U.S. at 312, 38 S.Ct. 99; In re Medicare Reimbursement Litig., 414 F.3d at 10; Marquez-Ramos, 69 F.3d at 479; In re Barr Labs., 930 F.2d at 74; 13th Reg'l Corp., 654 F.2d at 762-63; cf. Cumberland, 816 F.3d at 56. However, § 706(1) provides that "[t]he reviewing court shall ...compel agency action unlawfully withheld." 5 U.S.C. § 706(1) (emphasis added). As this court's March 14, 2017 order amply illustrates, a statute's use of the word "shall" creates a presumption that what follows it is mandatory
Forest Guardians, 174 F.3d at 1187-91 (internal citations, quotation marks, brackets, and ellipsis omitted).
Outside of the Tenth Circuit, a few courts have agreed with Forest Guardians' conclusion that when an agency action is "unlawfully withheld" under § 706(1), a reviewing court has no equitable discretion to deny an order compelling the action, see Oxfam Am., Inc. v. U.S. Sec. & Exch. Comm'n, 126 F.Supp.3d 168, 172-76 (D. Mass. 2015); W. Watersheds Project v. Foss, No. CV 04-168-MHW, 2006 WL 2868846, at *3 (D. Idaho Oct. 5, 2006), or suggest that they might agree with that proposition, see Irshad v. Napolitano, No. 8:12cv173, 2012 WL 4593391, at *11 n.7 (D. Neb. Oct. 2, 2012);Izaak Walton League of Am. v. Kimbell, 516 F.Supp.2d 982, 986 (D. Minn. 2007); cf. Christopher Vill., Ltd. P'ship v. Retsinas, 190 F.3d 310, 316 n.8 (5th Cir. 1999).
The treatment of Forest Guardians in the Ninth Circuit is somewhat confusing. Initially, cases decided by several courts in the Ninth Circuit agreed with Forest Guardians' approach. See Butte Envtl. Council v. White, 145 F.Supp.2d 1180, 1184-85 (E.D. Cal. 2001); Ctr. for Biological Diversity v. Badgley, No. 00-1045-KI, 2000 WL 1513812, at *2 (D. Or. Oct. 11, 2000); Biodiversity Legal Found. v. Badgley, No. Civ. 98-1093-KI, 1999 WL 1042567, at *6 (D. Or. Nov. 17, 1999), rev'd on other grounds, 309 F.3d 1166 (9th Cir. 2002). However, in an appeal from one of these cases, the Ninth Circuit offered a confusing position on Forest Guardians. See Biodiversity Legal Found. v. Badgley (Badgley), 309 F.3d 1166, at 1176-78 (9th Cir. 2002). After noting the district court's agreement with Forest Guardians and the fact that the statute at issue had set a deadline for the agency to take a non-discretionary action, which the agency had failed to meet, the court explained that, because "Congress has specifically provided a deadline for performance by the [agency], ... no [TRAC] balancing of factors is required or permitted." Id. at 1176-77 & n.11. Despite using language that comports with Forest Guardians' approach, the court next stated that "a statutory violation does not always lead to the automatic issuance of an injunction" and that "when federal statutes are violated,
Courts in the D.C. Circuit also have weighed in on Forest Guardians' approach. The D.C. Circuit, confronting a case in which an agency had unreasonably delayed an action under a statute that provided no deadline (rather than and agency that unlawfully withheld an action under a statute that imposed a deadline), explained that "`a finding that delay is unreasonable does not, alone, justify judicial intervention,'" Cobell v. Norton, 240 F.3d 1081, 1096 (D.C. Cir. 2001) (quoting In re Barr Labs., 930 F.2d at 75), and declined to apply Forest Guardians' rule that, once a court finds an agency's delay unreasonable, it must compel the action, see id. at 1096 n.4 (citing Forest Guardians, 174 F.3d at 1191).
Aside from Cobell, a district court decision offered a textual rationale for not following Forest Guardians. See Ctr. for Biological Diversity v. Pirie, 201 F.Supp.2d 113, 117-19 (D.D.C. 2002), vacated on other grounds sub nom. Ctr. for Biological Diversity v. England, Nos. 02-5163, 02-5180, 2003 WL 179848 (D.C. Cir. Jan. 23, 2003). As in Forest Guardians, the Pirie court noted that lawmakers may restrict a court's equitable powers in providing relief for a statutory violation, and that by using the word "shall" in § 706(1), lawmakers used the strongest language to express their intent that a judicial remedy was mandatory. See id. at 118 (quoting United States v. Monsanto, 491 U.S. 600, 607, 109 S.Ct. 2657, 105 L.Ed.2d 512 (1989)). Despite the strong language of § 706(1), the court disagreed with Forest Guardians' determination that, in § 706(1), "`shall' means shall" and that a reviewing court has no equitable discretion to decline issuing an order to compel the agency action. See id. at 118-19. The Pirie court's disagreement is based largely on Forest Guardians' failure to consider the language of § 702.
As originally enacted in 1946, all of what is now codified at 5 U.S.C. §§ 702-706, was contained § 10 of the APA. See Administrative Procedure Act, § 10, Pub. L. 79-404, 60 Stat. 237, 243-44 (1946). Section 10(a) of the APA, titled "Right of review," provided that, absent exceptions not applicable here, "[a]ny person suffering legal
Id.
On the whole, the amendments to §§ 702 and 703 were intended to enact a limited waiver of sovereign immunity, and both the House of Representatives and Senate Reports on the amendment confirm that it was
H.R. Rep. No. 94-1656, at 12 (1976); S. Rep. No. 94-996, at 11 (1976).
The Pirie court viewed amended § 702 and the language of the House and Senate Reports explaining the intent behind the amendment as "expressly recognizing courts' discretion to balance the equities" and concluded that "the more specific language of § 702" should trump "the more general language of § 706." 201 F.Supp.2d at 119. As a result, the court was unable to "hold that Congress has clearly and unequivocally limited that discretion under the APA." Id.
Defendants argue that the court should not follow Forest Guardians. (See ECF No. 38 at 26-28.) First, Defendants assert that the court's choice whether to follow Forest Guardians is restricted in some way by precedent. They observe that, like In re Barr Laboratories, the Fourth Circuit's mandamus jurisprudence authorizes courts to use discretion to deny mandamus relief based on TRAC-like equitable considerations (see id. at 26-27 (citing Rahman, 198 F.3d at 511)) and that both the Fourth Circuit and the Supreme Court have treated § 706(1) and traditional mandamus as equivalent (see id. at 26-28 & n.16 (citing Norton, 542 U.S. at 63, 124 S.Ct. 2373; Vill. of Bald Head Island, 714 F.3d at 195)). They also assert that the Fourth Circuit, in Cumberland, rejected the Forest Guardians approach in favor of In re Barr Laboratories and that this court is bound by that decision. (See id. at 28.)
The court is not persuaded that its decision is at all restricted by precedent. The mere fact that the Fourth Circuit, in Rahman and other cases, has sanctioned, under § 1361, the practice of denying mandamus relief based on the court's equitable
Likewise, the court does not agree that its ability to follow Forest Guardians is somehow constrained by the Fourth Circuit's decision in Cumberland. As Defendants concede, no district court in the Fourth Circuit has addressed Forest Guardians' analysis, and, despite Defendants' inexplicable argument that the Fourth Circuit rejected Forest Guardians in Cumberland, it did not even cite Forest Guardians (let alone assess and reject it) in Cumberland, nor has it done so in any other decision. Further, Cumberland concerned an action for mandamus under § 1361, and did not concern an action for an order compelling agency action unlawfully withheld under § 706(1). It, therefore, had no opportunity to address whether the Forest Guardians approach should be followed in this circuit or whether the language of § 706(1) altered traditional mandamus practice permitting courts to deny relief pursuant to equitable considerations. Cumberland's reference to In re Barr Laboratories, then, is hardly surprising, as that case likewise concerned an action for mandamus and not an action under § 706(1). Both Cumberland and In re Barr Laboratories are simply inapposite: they provide no basis for deciding whether a court, proceeding under § 706(1), has discretion to not compel agency action unlawfully withheld.
Next, Defendants seem to assert that the court should consider other cases in which Forest Guardians' approach was rejected. (See ECF No. 38 at 27-28.) Having done so, the court finds many of them unpersuasive for reasons similar to those for which the court has already concluded that Cumberland and In re Barr Laboratories are inapposite. To whatever extent the Ninth Circuit, in Badgley, rejected Forest Guardians, it did so without addressing § 706(1)'s language and based its decision almost exclusively on Romero-Barcelo and Hill, which involve a court's inherent authority to grant an injunction and not its authority to compel agency action under § 706(1). Because neither Badgley nor of the cases on which it relies confront the language of § 706(1), the court does not find Badgley or the cases in
Defendants' final argument for rejecting Forest Guardians is that it fails to account for the language of § 702, which, Defendants claim, expressly preserves the court's discretion to decline to compel agency action that has been unlawfully withheld. (See ECF No. 38 at 28 n.16.) Although they fail to explain the argument beyond a single sentence, Defendants' argument essentially advances the same analysis used by the Pirie court. Thus, rather than assess Defendants' undeveloped argument, the court assesses Pirie's analysis. Although the Pirie court confronted the language of §§ 702 and 706, ultimately the court does not find its analysis persuasive.
First, the relevant language in § 702 from the 1976 amendment — "Nothing herein ... affects other limitations on judicial review or the power or duty of the court to dismiss any action or deny relief on any other appropriate legal or equitable ground," 5 U.S.C. § 702 — does not directly apply to the scope-of-review provision of the APA found in § 706(1). This is so primarily because the court understands the word "herein" to refer only to § 702 and not to § 706(1). "`Herein' as used in legal phraseology is a locative adverb[,] and its meaning is to be determined by the context. It may refer to the section, the chapter or the entire enactment in which it is used." Gatliff Coal Co. v. Cox, 142 F.2d 876, 882 (6th Cir. 1944); see Herein, Black's Law Dictionary (10th ed. 2014) (defining "herein" to mean "[i]n this thing (such as a document, section, or paragraph).") When the word "herein" is used in conjunction with an exception or proviso, to determine the word's scope (i.e., whether it applies to the particular section in which it is used or rather to the entire chapter), courts ask whether the exception or proviso in which the word appears is in reference to matter within the section only or within the chapter as a whole. See Gatliff Coal Co., 142 F.2d at 882. ("The fact that ["herein"] was used ... in a section where none of the substantive matter set up in the succeeding sections ... appeared must mean that it is to be applied to the whole Act...."); In re Eloise Curtis, Inc., 261 F.Supp. 325, 347 (S.D.N.Y. 1966) ("The word `herein' in [the section] must refer to the Act as a whole. The reference [`fails to qualify as herein provided'] could not be to [the section] itself because th[e section] does not deal with qualification[s]...."); cf. Prairie Sky Ltd. v. Daley, No. 04-5080(DSD/JSM), 2006 WL 2095439, at *3 (D. Minn. July 27, 2006) (concluding, in interpreting purchase agreement, that, "[a]s indicated by the phrase `if title is made marketable as provided herein,' the term `herein' refers only to the [particular] section because only that section describes how the seller may make title marketable. In other words, `herein' does not refer to the entire purchase agreement" (internal brackets and ellipsis omitted)).
Here, it appears that the sentence in which "herein" is used is aimed at containing the effect of the waiver of sovereign immunity accomplished by the 1976 amendment to § 702. The first sentence added by the amendment waives the limitation on judicial review occasioned by the doctrine of sovereign immunity by stating that an otherwise appropriate "action ... shall not be dismissed nor relief therein be denied on the ground that it is against the United States." 5 U.S.C. § 702 (emphasis added). The first clause of the third sentence
The court's view that the third sentence is intended to contain the effects of the sovereign immunity waiver found in § 702 and is not intended to qualify other sections in chapter 7 is bolstered by the legislative history to which the Pirie court pointed. Both the House and Senate Reports confirm that the predominant purpose of the amendment was to enact a waiver of sovereign immunity, and the third sentence added to § 702 by the amendment "made clear" the "intent" that the amendment did not "affect or change defenses other than sovereign immunity" and that "[a]ll other than the law of sovereign immunity remain unchanged." H.R. Rep. No. 94-1656, at 12 (1976); S. Rep. No. 94-996, at 11 (1976). Nothing in the legislative history of the amendment demonstrates an intent to address the scope-of-review provisions in § 706; in fact, the strongest indicators of legislative intent to be found in the amendment's legislative history expressly disclaim any intent to address any other facet of chapter 7 aside from the sovereign immunity issue.
Second, the court disagrees with the only other reason offered by the Pirie court for rejecting Forest Guardians. In the Pirie court's view, § 702's language that "[n]othing herein ... affects ... the power ... of the court to ... deny relief on any other appropriate ... equitable ground," 5 U.S.C. § 702, is "specific language... expressly recognizing the courts' discretion to balance the equities" that qualifies the "more general language of § 706," which states that a court shall compel unlawfully withheld agency action, 201 F.Supp.2d at 119. "`It is a well-settled principle of construction that specific terms covering the given subject matter will prevail over general language of the same or another statute which might otherwise prove controlling.'" Strawser v. Atkins, 290 F.3d 720, 733 (4th Cir. 2002) (quoting Kepner v. United States, 195 U.S. 100, 125, 24 S.Ct. 797, 49 S.Ct. 114 (1904)). As an initial matter, the court does not believe that this rule of construction has any application here. In the court's view, the language in § 702's proviso qualifies the effect of the sovereign immunity waiver in that section and does not qualify any other limitations on the court's equitable powers, while the language in § 706(1) acts as a limitation on the court's equitable powers in an appropriate suit under the APA but has no bearing on whether the suit is appropriate as a jurisdictional matter. See Oxfam Am., Inc., 126 F.Supp.3d at 176 ("[Section] 702 provides that courts retain appropriate equitable jurisdiction[;] however, it does not create equitable discretion where there is none."). Thus, even assuming that § 702 contains more specific language than § 706(1), "the sections are not general or specific with respect to each other" and, thus, "[t]he rule of construction cited ... is simply inapplicable in the context of th[is] case[ ]." La. Pub. Serv. Comm'n v. Fed. Commc'ns Comm'n, 476 U.S. 355, 376 n.5, 106 S.Ct. 1890, 90 L.Ed.2d 369 (1986).
In the end, the court is persuaded that the Forest Guardians approach is correct and that the plain language of § 706(1) requires a reviewing court that has found that agency action has been unlawfully withheld to issue an order compelling that agency action and does not permit the court to decline to do so based on equitable considerations. Nothing in the text of § 706(1) or the rest of chapter 7 persuades the court that the presumptively mandatory "shall" should be viewed as mandatory or that the court has the equitable discretion to decline issuance of such an order once it determines that agency action has been unlawfully withheld. As Forest Guardians suggested, and as this court's own research confirms, nothing in the legislative history of the APA as originally enacted demonstrates that lawmakers did not mean what they said in § 706(1). Moreover, much of the case law on which Defendants rely either is inapposite because it involves mandamus relief under § 1361 rather than relief pursuant to § 706(1) or is unpersuasive because it relies only on § 1361 jurisprudence and makes no attempt to address the plain language of § 706(1). The court concludes, along with the Forest Guardians court,
Having considered the interplay between § 1361 and § 706(1), the court first concludes that the State may proceed only under the APA. The court has already determined that the State may bring its second cause of action under the APA (see ECF No. 56 at 17-24) and, therefore concludes that the APA provides an adequate remedy that precludes review or issuance of mandamus under § 1361. See Serrano, 655 F.3d at 1264; Hollywood Mobile Estates Ltd., 641 F.3d at 1268;Sharkey, 541 F.3d at 93; Benzman, 523 F.3d at 124, 132-33; Mt. Emmons Mining Co., 117 F.3d at 1170; Indep. Mining Co., 105 F.3d at 507 n.6; Stehney, 101 F.3d at 934;Thompson, 813 F.2d at 52; Seiden, 537 F.2d at 870; Callaway Golf Co., 802 F.Supp.2d at 690; Klock, 731 F.Supp.2d at 470; Burandt, 496 F.Supp.2d at 652-53; Syngenta Crop Prot., 444 F.Supp.2d at 452-53.
Second, pursuant to § 706(1), the court concludes that it must enter an order compelling the Secretary, consistent with NEPA and other applicable laws, to remove one metric ton of defense plutonium from South Carolina for storage or disposal elsewhere. The court has already determined that the plain and unambiguous language of § 2566(c)(1) imposes on the Secretary a non-discretionary duty to remove from South Carolina one metric ton of defense plutonium by January 1, 2016, if the MOX production objective is not achieved as of January 1, 2014. (ECF No. 84 at 18-45.) It is undisputed that the MOX production objective was not achieved by January 1, 2014; therefore, the Secretary has a non-discretionary duty to remove from South Carolina one metric ton of defense plutonium by January 1, 2016. It is undisputed that the Secretary did not remove one metric ton of defense plutonium from South Carolina by the January 1, 2016 deadline. The Secretary's failure to remove one metric ton of defense plutonium from South Carolina by the January 1, 2016 deadline constitutes agency action unlawfully withheld for purposes of § 706(1). See In re Paralyzed Veterans of Am., 392 Fed.Appx. 858, 860 (Fed. Cir. 2010) ("Congress clearly imposed on the Secretary a date-certain deadline to issue a final regulation. Under such circumstances, the agency has no discretion in deciding to withhold or delay the regulation, and failure to comply is unlawful."); Badgley, 309 F.3d at 1177 ("The [agency]'s failure to comply with the twelve-month deadline is not in accordance with ... the governing law.");Forest Guardians, 174 F.3d at 1190 ("[W]hen an entity governed by the APA fails to comply with a statutorily imposed absolute deadline, it has unlawfully withheld agency action...."); id. at 1191 ("When an agency fails to meet a concrete statutory deadline, it has unlawfully withheld agency action."). Because the court concludes that there is no genuine dispute that the Secretary has unlawfully withheld agency action, the State has demonstrated that it is entitled to judgment as a matter of law, as the court must enter an order compelling the Secretary to take the unlawfully withheld agency action. See Forest Guardians, 174 F.3d at 1187-91.
Third, the court concludes that, pursuant to § 706(1), it cannot enter an order enjoining Defendants from transferring plutonium into South Carolina until the court finds that the Secretary and DOE are fully in compliance with § 2566. The State's second cause of action (its only remaining cause of action) alleges that the
Fourth, for the reasons stated in the preceding paragraph, among others, although the court must enter an order compelling the Secretary to remove from South Carolina one metric ton of defense plutonium, the court cannot, in that order, compel the Secretary to do so immediately. As explained above, the court can only compel the agency action that is alleged to have been unlawfully held. Here, the only agency action alleged to have been unlawfully withheld is the Secretary's non-discretionary duty to remove from South Carolina one metric ton of defense plutonium found in subsection (c)(1). However, the statute requires that such removal be "consistent with [NEPA] and other applicable laws." 50 U.S.C. § 2566(c). It should go without saying that an order compelling agency action unlawfully withheld could not compel the agency to take an unlawful action. Here, for instance, the court could not order the Secretary to remove the one metric ton of defense plutonium inconsistently with NEPA and other applicable laws, and it likewise could not order the Secretary to remove the one metric ton of defense plutonium without regard to whether removal was consistent with NEPA and other applicable laws. Defendants have asserted that the Secretary could not, consistent with NEPA and other applicable laws, immediately remove the one metric ton of defense plutonium, and they have supported this assertion with a great deal of evidence. (See ECF No. 38 at 11-12, 23-26, 28-31; ECF No. 51 at 34.) The State has conceded this point and does not dispute that the Secretary could not, consistent with NEPA and other applicable laws, immediately remove the one metric ton of plutonium from South Carolina. (See ECF No. 42 at 10-11; ECF No. 51 at 13-17, 21-23). Accordingly, because there is no dispute that the Secretary could not immediately remove from South Carolina the one metric ton of defense plutonium in a manner consistent with NEPA and other applicable laws, the court cannot order immediate removal.
Moreover, although the court concludes that it must grant summary judgment to the State and enter an order compelling the Secretary to remove from South Carolina the one metric ton of defense plutonium, such an order must consider the work that is necessary to accomplish the removal consistently with NEPA and other applicable laws. See Forest Guardians v. Babbitt, 164 F.3d 1261, 1274 (10th Cir. 1998); Oxfam Am., Inc., 126 F.Supp.3d at 176. The court also recognizes that the order must be fashioned so
The State is entitled to summary judgment on its second cause of action insofar as it requests an order compelling the Secretary to remove from South Carolina the one metric ton of defense plutonium, but the State also requests the court enter an order retaining continuing jurisdiction over this matter until it finds that Defendants are in compliance with § 2566. Although it appears that the court has discretion to retain jurisdiction over a case pending the accomplishment of an agency action that has been unlawfully withheld, see Baystate Med. Ctr. v. Leavitt, 587 F.Supp.2d 37, 41 (D.D.C. 2008) (citing Cobell, 240 F.3d at 1109), the court should be hesitant to do so absent compelling circumstances, Nat. Res. Def. Council, Inc. v. U.S. Food & Drug Admin., 884 F.Supp.2d 108, 117 (S.D.N.Y. 2012) (citing Sierra Club v. U.S. Army Corps of Eng'rs, 701 F.2d 1011, 1042 (2d Cir. 1983); Baystate Med. Ctr., 587 F.Supp.2d at 41).
Because the parties have not sufficiently addressed the bases for the court to retain continuing jurisdiction, the court will grant the State's request only to the limited extent of retaining jurisdiction until an order compelling the Secretary to remove from South Carolina the one metric ton of defense plutonium has been entered. At that time, the court will re-evaluate whether to exercise its discretion to retain jurisdiction until compliance with the order has been accomplished. The parties should address the issue in their submissions to the court.
Finally, the State requests relief in the form of a declaration, under the Declaratory Judgment Act, 28 U.S.C. § 2201, "that the [Secretary] ha[s] failed to comply with [his] mandatory, nondiscretionary dut[y] pursuant to 50 U.S.C.[ ] § 2566." (ECF No. 10 at 2; ECF No. 10-1 at 37.) Under the Declaratory Judgment Act, a district court, in a case or controversy otherwise within its jurisdiction, "may declare the rights and other legal relations of any interested party seeking such declaration, whether or not further relief is or could be sought." 28 U.S.C. § 2201(a). The Supreme Court has "repeatedly characterized the Declaratory Judgment Act as `an enabling Act, which confers discretion on the courts rather than an absolute right upon the litigant.'" Wilton v. Seven Falls Co., 515 U.S. 277, 287, 115 S.Ct. 2137, 132 L.Ed.2d 214 (1995) (quoting Pub. Serv. Comm'n of Utah v. Wycoff Co., 344 U.S. 237, 241, 73 S.Ct. 236, 97 S.Ct. 291 (1952)). Courts have long interpreted the Act's permissive language "to provide discretionary authority to district courts to hear declaratory judgment cases." United Capitol Ins. Co. v. Kapiloff, 155 F.3d 488, 493 (4th Cir. 1998). "[A] declaratory judgment action is appropriate `when the judgment will serve a useful purpose in clarifying and settling the legal relations in issue, and ... when it will terminate and afford relief from the uncertainty, insecurity, and controversy giving rise to the proceeding.'" Centennial Life Ins. Co. v. Poston,
The State's second cause of action satisfies the case or controversy requirement, as there is a valid jurisdictional basis for the court to decide the matter.
"[T]he existence of another adequate remedy does not necessarily bar a declaratory judgment." Ford Motor Co. v. United States, 811 F.3d 1371, 1379 (Fed. Cir. 2016) (citing Powell v. McCormack, 395 U.S. 486-499-500, 89 S.Ct. 1944, 23 L.Ed.2d 491 (1969)); see also Fed. R. Civ. P. 57 ("The existence of another adequate remedy does not preclude a declaratory judgment that is otherwise appropriate."); 10B Charles Alan Wright & Arthur R. Miller, Federal Practice and Procedure § 2578 (4th ed. 2016) ("[T]he existence of another adequate remedy does not bar a declaratory judgment."). However, "district courts may refuse declaratory relief where an alternative remedy is better or more effective." Ford Motor Co., 811 F.3d at 1379-80; see 10B Wright & Miller, supra, § 2578 ("The court, however, in the exercise of [its] discretion ... properly may refuse declaratory relief if the alternative remedy is better or more effective."). Here, the State seeks both injunctive relief, in the form of an order compelling the Secretary to remove from South Carolina one metric ton of defense plutonium, premised on the Secretary's failure to comply with his non-discretionary duty to remove the defense plutonium under § 2566(c)(1), and a declaration that the Secretary has failed to comply with his non-discretionary duty to remove the defense plutonium. Thus, the injunctive relief the State will receive subsumes the declaratory relief it seeks and, the court may deny declaratory relief on the ground that the State is already entitled to the more effective injunctive remedy.
Furthermore, the court believes that declaratory relief would be unnecessary to afford relief from any controversy arising in from the State's second cause of action. In the absence of extraordinary circumstances, courts rightly presume that executive officials will be responsive to judicial determinations that they are in violation of legal obligations without the need to reduce that determination to an enforceable judgment. See Roe v. Wade, 410 U.S. 113, 166, 93 S.Ct. 705, 35 L.Ed.2d 147 (1973); Pit River Tribe v. U.S. Forest Serv., 615 F.3d 1069,
For the foregoing reasons, the State's motion for summary judgment (ECF No. 10) is
Specifically, the State's request:
The parties are hereby