JEFFREY L. VIKEN, District Judge.
On March 30, 2015, the court entered an order granting partial summary judgment to plaintiffs. (Docket 150). Defendants filed motions for reconsideration of the order granting partial summary judgment. (Dockets 167, 169 & 170). For the reasons stated below, the Van Hunnik and Valenti defendants' motion (Docket 167) is granted in part and denied in part. Motions for reconsideration by Judge Davis and States Attorney Vargo (Dockets 169 & 170) are denied.
Defendants Luann Van Hunnick and Lynne A. Valenti (the "DSS Defendants") filed a motion for reconsideration pursuant to Fed. R. Civ. P. 59(a)(2)
Federal Rule of Civil Procedure 59(a)(2) provides that "[a]fter a nonjury trial, the court may, on motion for a new trial, open the judgment if one has been entered, take additional testimony, amend findings of fact and conclusions of law or make new ones, and direct the entry of a new judgment." Rule 59(e) provides that "[a] motion to alter or amend a judgment must be filed no later than 28 days after the entry of the judgment." Rule 60 provides in material part:
Fed. R. Civ. P. 60(a) and (b)(6).
"Rule 59(e) motions are motions to alter or amend a judgment, not any nonfinal order."
"Motions for reconsideration serve a limited function: to correct manifest errors of law or fact or to present newly discovered evidence."
The DSS Defendants submit the March 30, 2015, order contains a number of erroneous findings of material facts. (Docket 168 at pp. 4 & 7). Judge Davis claims the court made a factual error in finding that "no testimony is permitted at the 48-hour hearings." (Docket 172 at p. 12). States Attorney Vargo does not challenge the court's statement of undisputed material facts. (Docket 169). The defendants' factual challenges are separately addressed.
In the introduction section of the order, the court stated "CPS employees under policy guidance from and the supervision of Ms. Valenti and Ms. Van Hunnik prepare a petition for temporary custody and sign an Indian Child Welfare Act
The DSS Defendants object to both of these statements. (Docket 168 at p. 4). The DSS Defendants assert "CPS employees do not prepare the petitions for temporary custody. The State's Attorney's office prepares a Petition for Temporary Custody and temporary custody paperwork."
Plaintiffs' complaint alleged that in the individual plaintiffs' state court "cases, DSS employees under the supervision of [the DSS Defendants] prepared a petition and signed an ICWA affidavit alleging that the children of these parents were at risk of serious injury if they remained in their homes." (Docket 1 ¶ 51). The DSS Defendants' answer stated "Petitions for Temporary Custody in each case was [sic] prepared by a Pennington County Deputy States Attorney. An ICWA Affidavit for each Plaintiff was executed by a DSS employee and such Affidavit sets forth many things, including but not limited to, why returning a child to a particular parent would result in serious emotional and physical damage." (Docket 81 ¶ 16). States Attorney Vargo's answer "admits that in [the individual plaintiffs'] cases, DSS employees under the supervision of [DSS Defendants] signed an ICWA Affidavit alleging that the children of these parents were at risk of serious injury if they remained in their homes." (Docket 76 ¶ 12).
As part of the summary judgment submission, the DSS Defendants stated an "Affidavit of the Department and the ICWA Affidavit is prepared by a CPS Family Services Specialist." (Docket 132-1 ¶ 71). They also stated "[t]he State's Attorney's office prepares a Petition for Temporary Custody. . . . In most circumstances, CPS does not receive a copy of the Petition for Temporary Custody at the time of the 48 Hour hearing, but receives a copy of the applicable CPS file in the mail at the Rapid City office."
In response to plaintiffs' statement of undisputed material fact, the defendants' jointly responded that the Petition for Temporary Custody was "prepared by the State's Attorney's Office. DSS does not have a policy for distribution of a State's Attorney prepared document." (Docket 131 ¶ 8, response).
The court finds its original description of material facts in the March 30, 2015, order contained minor misstatements on these points. The DSS Defendants' motion for reconsideration on this ground is granted.
The court amends page three of the introduction section of the order to read as follows:
The court amends page eleven of the undisputed material facts section of the order to read as follows:
The court further amends the last paragraph at page eleven to include after the first sentence the following:
The DSS Defendants object to the court's finding that in seven 48-hour hearings "parents . . . did not receive the ICWA Affidavit either because the Tribe's counsel (who also represent the Plaintiffs in this action) made `comments' in the hearing transcript that the parent allegedly did not receive the document, or that the transcript omits reference to the parent actually receiving the ICWA Affidavit." (Docket 168 at p. 7). The DSS Defendants claim that "[a]s to the alleged lack of notice as to why the children were removed from the custody of the parents, the parents could not claim ignorance of the situation."
The DSS Defendants miss the point of the court's findings. The issue is not what the Indian parents knew about the reasons their children were initially removed from the parents' custody, but rather the factual basis supporting continued separation of the family. This is the information mandated for disclosure to the parents and for consideration by the state court judges in determining whether continued separation of the family is necessary under ICWA. (Docket 150 at pp. 27-28).
The court acknowledged the DSS Defendants claimed to have provided the ICWA affidavit.
DSS Defendants' citations to the inadmissibility of unsworn statements for summary judgment purposes are misleading. Both sides in this litigation submitted transcripts of 48-hour hearings for consideration in resolving plaintiffs' motions for partial summary judgment. Those transcripts constitute the official record. SDCL § 26-7A-35;
In not one of the seven transcripts referenced in the order "did a Deputy States Attorney, DSS representative or the judge contradict the statements of the Indian parents or counsel or recess the proceedings to allow the parties to receive and review the ICWA affidavit and petition for temporary custody." (Docket 150 at p. 15). The official record of those proceedings speaks loudly and clearly. Silence by those individuals responsible for disclosing the ICWA affidavit and the petition for temporary custody can only be an adoption of the declaration made by the parents or counsel. The DSS Defendants' motion for reconsideration on this ground is denied.
The DSS Defendants object to the court's conclusion that they "understood 48-hour hearings are intended to be evidentiary hearings." (Docket 168 at p. 7) (citing Docket 150 at p. 26). The DSS Defendants claim "[t]here [is] no competent evidence in the record that could lead to such a conclusion."
The DSS Defendants fail to acknowledge the existence of the Department of Interior Guidelines for State Courts; Indian Child Custody Proceedings, 44 Fed. Reg. 67584-67595 (Nov. 26, 1979) ("DOI Guidelines") and the 2007 South Dakota Unified Judicial System South Dakota Guidelines for Judicial Process in Child Abuse and Neglect Cases ("SD Guidelines") referenced in the footnote accompanying the court's statement.
The defendants' argument is frivolous. The DOI Guidelines are "an administrative interpretation of ICWA entitled to great weight." (Docket 150 at p. 29) (references omitted). The SD Guidelines include the ICWA affidavit form submitted in this case and also specifically incorporate as an appendix the DOI Guidelines.
The DSS Defendants' reliance on
Judge Davis claims this court made a finding "that Judge Davis stated no testimony is permitted at the 48-hour hearing." (Docket 172 at p. 12) (referencing Docket 150 at p. 41). Judge Davis' objection is a misstatement of the record. The court's order accepted "Judge Davis' own declaration that no
Defendants' challenges to the court's legal conclusions are little more than a repeat of losing arguments made in earlier filings. Nothing raised by defendants points out "a manifest error of law" requiring reconsideration.
Judge Davis objects to the court's conclusion of law that he is a policy maker. (Dockets 172 at p. 3). He argues that "[u]nder South Dakota state law, there appear to be at least four means for the South Dakota Supreme Court to review and ratify or reject `procedures' used by a circuit court judge during a temporary custody hearing."
Were the court to adopt Judge Davis' rationale, the United States Supreme Court would be the only final policy maker based on its authority to review a state court decision through a writ of certiorari. The Supreme Court considers a writ of certiorari if "a state court of last resort has decided an important federal question in a way that conflicts with the decision of another state court of last resort or of a United States court of appeals . . . [or] a state court . . . has decided an important question of federal law that has not been, but should be, settled by this Court, or has decided an important federal question in a way that conflicts with relevant decisions of this Court." Sup. Ct. R. 10(b) & (c).
Judge Davis' argument that plaintiffs have alternative paths of recourse with the South Dakota Supreme Court is without merit under
Judge Davis' declaration that "[n]o court has concluded that a constitutionally elected state court judge is a `final policymaker' under
This conclusion is supported by
"The very purpose of § 1983 was to interpose the federal courts between the States and the people, as guardians of the people's federal rights—to protect the people from unconstitutional action under color of state law, `whether that action be executive, legislative, or judicial.'"
Judge Davis' motion for reconsideration is denied.
The DSS Defendants object to the court's conclusion that they are policy makers. (Docket 168 at pp. 11-13). They argue "Plaintiffs asserted no evidence or legal argument with `relevant materials' to address whether Ms. Valenti or Ms. Van Hunnik were `final policy makers.'"
The plaintiffs' statement of undisputed material facts contained the following declaration:
(Docket 107 ¶ 38). The DSS Defendants' response to this statement did not challenge its content, but rather said "[t]he Department's training requires an analysis on `imminent danger' based on not only immediate harm, but also the foreseeability or recurrent danger. During the 48-hour hearing, the court is determining whether emergency custody should continue. These decisions are based on the record evidence." (Docket 130 ¶ 38).
The DSS Defendants acknowledge the court must resolve as a matter of law whether the defendants are final policy makers. (Docket 168 at p. 12). Without restating the analysis conducted, the order of March 30, 2015, properly reaches the conclusion that the DSS Defendants are final policy makers under
The DSS Defendants object to the court's conclusion that their acquiescence in Judge Davis' policies for conducting 48-hour hearings made his policies their own. (Docket 168 at p. 14). The DSS Defendants' argue Judge Davis is not a subordinate to them such that they could ratify his policies.
This court concluded "[w]hen these defendants did not challenge Judge Davis' policies for conducting 48-hour hearings, his policies became the official policy governing their own agencies." (Docket 150 at p. 26) (referencing
The DSS Defendants' argument also fails because the state has an official policy-the SD Guidelines. These defendants did not object to the court's consideration of the Guidelines, only to the interpretation of how the SD Guidelines apply in this case. (Docket 129 at pp. 12-13). Despite the comprehensive SD Guidelines, discussed in detail at pages 29-34 of the March 30, 2015, order, the DSS Defendants ignored the SD Guidelines and adopted the policies of Judge Davis as their own. The policies of Judge Davis and the policies of the DSS Defendants were the "moving force" behind the violation of plaintiffs' constitutional and federal rights.
The DSS Defendants' motion for reconsideration is denied.
States Attorney Vargo argues the court failed to identify the entity for which he was a final policy maker. (Docket 174 at p. 5). This argument is frivolous at best. The court specifically identified States Attorney Vargo as "the elected States Attorney for Pennington County, South Dakota. . . . [and that] Mr. Vargo controls the policies and procedures followed by his staff attorneys." (Docket 150 at pp. 2-3). As the Pennington County States Attorney, Mr. Vargo "appear[s] in all courts in his county and prosecute[s] . . . on behalf of the state or his county . . ." all civil proceedings.
States Attorney Vargo claims he should not be a named defendant but rather Pennington County should be the named defendant. (Docket 174 at pp. 6-7). This argument ignores the long-standing precedent that in § 1983 cases seeking prospective declaratory judgment and injunctive relief, it is the individually named prosecutor who is called upon to defend the policies of his office.
States Attorney Vargo argues neither he nor "his courtroom deputies . . . [have] the authority to stop Judge Davis's conduct, regardless of whether or not it was a violation of plaintiffs' constitutional rights." (Docket 174 at p. 8 (citing
States Attorney Vargo objects to the court's use of
States Attorney Vargo asserts that the issue of whether the defendants' decisions caused the deprivation of constitutional rights alleged by plaintiffs is a jury question. (Docket 174 at p. 11). A careful review of the pleadings reveals this argument is without merit. Plaintiffs' complaint invokes the equity jurisdiction of the court seeking a declaratory judgment and an injunction against the defendants. (Docket 1 at p. 38 ¶¶ 3 & 4).
States Attorney Vargo's motion for reconsideration on these grounds is denied. His other grounds for reconsideration are the same as those advanced by Judge Davis and the DSS Defendants. For the same reasons articulated above, States Attorney Vargo's motion for reconsideration on those grounds is denied.
The DSS Defendants argue the March 30, 2015, order will not support "an injunction against [the DSS Defendants] for prospective injunctive relief to prevent future violations of federal law." (Docket 168 at p. 15). The court concluded that notwithstanding the DSS Defendants' change in procedures following the commencement of this litigation, those actions do not encompass all of the issues addressed in the March 30, 2015, order. Furthermore, "[d]efendants have not shown `it is absolutely clear that the allegedly wrongful behavior could not reasonably be expected to recur.'" (Docket 150 at p. 44) (citing
The extent to which the DSS Defendants are subject to prospective injunctive relief will be resolved during the remedy phase of these proceedings. The DSS Defendants' motion for reconsideration on this ground is denied.
Based on the above analysis, it is
ORDERED that the DSS Defendants' motion for reconsideration (Docket 167) is granted in part and denied in part consistent with this order.
IT IS FURTHER ORDERED that defendant State Attorney Vargo's motion for reconsideration (Docket 169) is denied.
IT IS FURTHER ORDERED that defendant Judge Davis' motion for reconsideration (Docket 170) is denied.
IT IS FURTHER ORDERED that the March 30, 2015, order (Docket 150) is amended consistent with the modification noted at page six of this order.
IT IS FURTHER ORDERED that a separate injunction and declaratory judgment order shall issue after a hearing at which the parties present their positions on injunctive relief.