JEFFREY L. VIKEN, District Judge.
Plaintiff Clayton Walker, appearing pro se, brought this action under 42 U.S.C. § 1983 alleging defendants violated his constitutional rights during a July 9, 2015, arrest. (Docket 1). The court referred this case to United States Magistrate Judge Daneta Wollmann for resolution of pretrial motions. (Docket 69). The magistrate judge issued an order resolving several pretrial motions and staying discovery to allow for a determination of whether defendants are entitled to qualified immunity from suit. (Docket 95). Plaintiff objects to that order. (Dockets 96 & 97). The magistrate judge later issued a report and recommendation ("R&R") concluding summary judgment should be granted to defendants. (Docket 103). Plaintiff objects to the R&R as well. (Docket 106). For the reasons given below, the court affirms the magistrate judge's first pretrial order in full and the R&R in part. The court grants summary judgment in part and denies it in part as premature. The court modifies and affirms the magistrate judge's second pretrial order—to which no party objected—and denies plaintiff's other pending motions. Finally, the court reopens discovery for limited purposes.
The magistrate judge deemed defendants' statement of undisputed material facts uncontroverted for summary judgment purposes because plaintiff failed to cite to record evidence in his opposition to the statement. (Docket 103 at p. 5). As explained below, this was partially error. Plaintiff's verified complaint must be taken as an affidavit in opposition to summary judgment.
Defendant Cory Shafer was a patrol officer for the Rapid City Police Department on July 9, 2015. (Docket 85 at ¶ 1). Dispatch contacted him at approximately 8:42 p.m. on that date with a report of a "suspicious vehicle and person" at the intersection of 3rd and Flormann streets in Rapid City, South Dakota.
Events following Officer Shafer's arrival on scene are disputed. Officer Shafer states plaintiff "identified himself by his South Dakota driver's license."
The accounts of the parties also diverge as to Officer Shafer's conduct during the arrest. Officer Shafer states he arrested plaintiff "without issue" and that "there was no struggle, nor any use of force required."
The warrant was issued on July 2, 2015, after plaintiff failed to appear for motions hearings in a criminal case before Judge John L. Brown of South Dakota's Sixth Judicial Circuit. (Dockets 85 at ¶ 12 & 83-1). On July 22, plaintiff pled guilty to one count of offering a false or forged instrument for filing and one count of perjury. (Docket 108-4). Judge Brown vacated plaintiff's perjury conviction on August 14, 2017. (Docket 110 at p. 3).
The Federal Magistrate Act provides two separate standards of review. For most pretrial matters, the court "may reconsider" the magistrate judge's order "where it has been shown that the . . . order is clearly erroneous or contrary to law." 28 U.S.C. § 636(b)(1)(A). For dispositive matters, including motions for summary judgment, the court is required to "make a de novo determination of those portions of the report or specified proposed findings or recommendations to which objection is made."
Under Federal Rule of Civil Procedure 56(a), a movant is entitled to summary judgment if the movant can "show that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). Once the moving party meets its burden, the nonmoving party may not rest on the allegations or denials in the pleadings, but rather must produce affirmative evidence setting forth specific facts showing that a genuine issue of material fact exists.
If a dispute about a material fact is genuine, that is, if the evidence is such that a reasonable jury could return a verdict for the nonmoving party, then summary judgment is not appropriate.
In determining whether summary judgment should issue, the facts and inferences from those facts must be viewed in the light most favorable to the nonmoving party.
The court begins its analysis by affirming the magistrate judge's first order resolving pretrial motions. Next, the court adopts the summary judgment R&R in part and rejects it in part, concluding that plaintiff's verified complaint creates a genuine dispute of material fact as to plaintiff's excessive force and unlawful search claims. Finally, the court modifies and affirms the magistrate judge's second pretrial motions order and denies plaintiff's remaining miscellaneous motions.
On March 26, 2019, the magistrate judge issued an order resolving eight pretrial motions, mostly relating to discovery issues. (Docket 95). Plaintiff objected to the order. (Dockets 96 & 97). However, even when given a liberal interpretation due to plaintiff's pro se status, the objections are largely nonsensical. For example, under a section titled "Objections Numbered Out," plaintiff wrote the following:
(Docket 96 at pp. 3-4). The remainder of plaintiff's filing is similarly confusing and unresponsive to the actual holdings in the magistrate judge's order.
Nevertheless, the court discerns from the filing at least three areas of concern with the order. First, plaintiff asserts the magistrate judge lacked jurisdiction to resolve constitutional matters raised in his pretrial motions. Next, he takes exception to the magistrate judge's decision to stay discovery. Finally, he contends defense counsel engaged in improper ex parte communication with the court. None of these objections demonstrate the magistrate judge acted in clear error or contrary to the law. The court affirms the order.
The magistrate judge had full authority to adjudicate any constitutional matters raised in pretrial motions.
Plaintiff next appears to object to the magistrate judge's decision to stay discovery. He states he "wants to talk with those people that have had interactions with Cory Shafer" and asserts "[d]iscovery needs to be granted." (Docket 96 at p. 6). As recounted in the magistrate judge's order, plaintiff's discovery request "appear[ed] to fall outside the bound[aries]" permitted by the Federal Rules of Civil Procedure. (Docket 95 at p. 2). Plaintiff also failed to comply with the meet-and-confer requirement imposed by this court's local rules.
The magistrate judge also did not err in granting defendants' motion for a protective order and staying discovery. (Docket 95 at pp. 4-5). As noted in her order, the Supreme Court has directed lower courts to "resolv[e] immunity questions at the earliest possible stage in litigation."
Finally, plaintiff raises a concern with ex parte communication between defense counsel and the court.
The court finds the magistrate judge's order resolving pretrial motions was neither clearly erroneous nor contrary to law and affirms it in full.
After accepting defendants' proposed statement of material facts and rejecting plaintiff's factual objections, the magistrate judge recommended granting summary judgment to defendants in full. (Docket 103). Plaintiff objected to the R&R. (Docket 106). Liberally construing his filing, the court discerns the following objections:
The court previously rejected plaintiff's first objection. The magistrate judge had full authority to adjudicate constitutional matters.
Plaintiff's second objection is meritorious. The magistrate judge erred in finding plaintiff failed to put forth any evidence in opposition to defendants' summary judgment motion. The long-standing rule of the United States Court of Appeals for the Eighth Circuit is that "[a] verified complaint is the equivalent of an affidavit for summary-judgment purposes[.]"
Plaintiff's complaint was signed under penalty of perjury. (Docket 1 at p. 4). The court finds it is a verified complaint that serves as an affidavit for summary judgment purposes. As an affidavit, the complaint testifies to the observations of a primary witness to plaintiff's arrest—plaintiff himself. The magistrate judge erred by not considering the complaint's allegations as facts in opposition to defendants' statement of proposed material facts. However, the magistrate judge did not err by discounting plaintiff's purported response to defendants' statement of material facts. (Docket 88). As she noted, the response violated the court's local rules by citing no record evidence. (Docket 103 at pp. 4-5). In fact, plaintiff produced no record evidence, with the exception of his verified complaint.
Nevertheless, the court must evaluate defendants' motion for summary judgment with reference to the allegations of plaintiff's complaint. The court first determines plaintiff's complaint creates genuine disputes of material fact as to his excessive force and unlawful search claims, but adopts the R&R's reasoning as to his other claims against Officer Shafer. The court next finds summary judgment on plaintiff's municipal liability claim is premature given the lack of discovery. Finally, the court overrules plaintiff's remaining objections to the R&R.
Defendants' motion for summary judgment argues Officer Shafer is entitled to qualified immunity from plaintiff's claims. (Docket 84 at pp. 5-17). The magistrate judge agreed. (Docket 103 at pp. 9-13). Evaluating plaintiff's claims with his verified complaint in mind, the court finds Officer Shafer is entitled to qualified immunity on all claims except plaintiff's excessive force and unlawful search claims. The court accordingly adopts the R&R in part and rejects it in part as to the claims against Officer Shafer.
"Public officials are immune from suit under 42 U.S.C. § 1983 unless they have violated a statutory or constitutional right that was clearly established at the time of the challenged conduct."
"A clearly established right is one that is sufficiently clear that every reasonable official would have understood that what he is doing violates that right."
Plaintiff, as an eyewitness to his own arrest, states Officer Shafer stopped him, placed him in handcuffs and searched his backpack, finding his ID. (Docket 1 at p. 3). This resulted in Officer Shafer discovering plaintiff's active warrant. According to plaintiff, Officer Shafer then threw him into the back of the police car, resulting in a head injury.
These facts show a genuine dispute of material fact as to whether Officer Shafer unlawfully used excessive force during plaintiff's arrest. Forcibly throwing plaintiff into the back of a police car without justification would violate his Fourth Amendment rights.
Taking the available record on this point—which consists solely of dueling affidavits of plaintiff and Officer Shafer—in the light most favorable to plaintiff, the court concludes summary judgment is inappropriate. There is no dispute that plaintiff was cooperative during the arrest and posed no risk to Officer Shafer. If a jury accepted plaintiff's version of events and concluded that Officer Shafer forcibly threw plaintiff into the police car, plaintiff would prove a violation of his constitutional right to be free of excessive force during arrest. Accordingly, the court rejects the R&R's contrary conclusion and denies summary judgment to defendants as to plaintiff's excessive force claim.
Plaintiff's complaint is also sufficient, if only barely, to foreclose summary judgment on his unlawful search claim.
On the date of plaintiff's arrest in 2015, it was clearly established that a police officer may temporarily detain an individual on the basis of reasonable suspicion "that criminal activity is afoot[.]"
The record contains little information about the events leading to plaintiff's arrest. There is no indication plaintiff or the individuals in the maroon van were engaging in criminal activity. Officer Shafer does not state he had a reasonable suspicion of any criminal activity afoot. There is no evidence a warrant authorized Officer Shafer to search plaintiff prior to his arrest. Instead, the court is again left with conflicting affidavit testimony as to whether Officer Shafer searched plaintiff and, if so, whether the search took place before or after the arrest.
Taking plaintiff's version of events as true, as a jury could do at trial, the court finds there is a genuine dispute of material fact as to whether Officer Shafer unconstitutionally searched plaintiff.
The court recognizes plaintiff has a long history of frivolous and vexatious federal litigation. In 2016, the court noted plaintiff had filed six other federal lawsuits in the District of South Dakota and concluded his "filing history . . . demonstrates his sustained proclivity to file suits without legal merit."
However, "[a]s a general rule, if conflicting testimony appears in the affidavits . . ., summary judgment may be inappropriate as the issues involved will depend on the credibility of witnesses."
Plaintiff's complaint sheds no light on the remainder of plaintiff's claims against Officer Shafer. Consequently, the magistrate judge did not err in accepting defendants' statement of material facts as uncontroverted and recommending summary judgment be granted on the basis of those facts. (Docket 103 at pp. 9-11, 13) (recommending summary judgment be granted to defendants on plaintiff's unlawful arrest and First, Fifth, Sixth, Eighth, Ninth & Fourteenth Amendment claims). The court adopts the R&R in full and grants summary judgment to defendants on these claims.
The magistrate judge dismissed plaintiff's municipal liability claim against the City because plaintiff failed to identify any official policy causing the alleged constitutional violations. (Docket 103 at pp. 13-15). Plaintiff objects, arguing he did not have the opportunity to obtain discovery about the City's policing policies. (Docket 106 at p. 6). The court sustains plaintiff's objection.
As noted above, the magistrate judge properly stayed discovery to resolve defendants' qualified immunity defense.
Plaintiff could have moved for discovery under Federal Rule of Civil Procedure 56(d). That rule allows a nonmovant to "show[] by affidavit or declaration that, for specified reasons, it cannot present facts essential to justify its opposition" to a summary judgment motion. Fed. R. Civ. P. 56(d). Upon the requisite specific showing, the court can then grant additional discovery. Fed. R. Civ. P. 56(d)(2). "This option exists to prevent a party from being unfairly thrown out of court by a premature motion for summary judgment."
If plaintiff were proceeding with counsel, the court would likely find no error in the magistrate judge's failure to reopen discovery on the municipal liability claim because he could have moved for Rule 56(d) discovery. But because plaintiff is pro se, the court must liberally construe his filings and hold them "to less stringent standards than formal pleadings drafted by lawyers[.]"
As a Rule 56(d) motion, plaintiff's filings are not strong.
The court doubts Rapid City Police Department training materials instruct officers to use unconstitutional force or to participate in unlawful searches. But the court also cannot overlook the fact that plaintiff had no discovery on the municipal liability claim. The court cannot accept defendants' unsupported assertion that plaintiff could never prove a municipal liability claim. Granting summary judgment without allowing plaintiff any opportunity to produce a factual record would be premature. Plaintiff's objection is sustained and summary judgment on the municipal liability claim is denied.
The magistrate judge noted plaintiff "claim[ed] evidence regarding vegetation on the trees, height of the van, and satellite imaging would prove Officer Shafer and the reporting party could not have seen Plaintiff conversing with the males in the van[.]" (Docket 103 at p. 6). Plaintiff objects, characterizing this description as improper judicial fact finding. (Docket 106 at pp. 3, 7-9, 14). The court overrules the objection.
The magistrate judge expressly declined to consider plaintiff's factual responses to the summary judgment motion because they were unsupported by record evidence. (Docket 103 at pp. 4-5). To the extent plaintiff is objecting to the magistrate judge's refusal to adopt plaintiff's description of the arrest scene, the objection is overruled. Plaintiff did not support his claims regarding Officer Shafer's or the reporting party's view of the arrest scene with record evidence.
The magistrate judge dismissed plaintiff's Ninth Amendment claim, citing the accepted maxim that the Amendment "does not independently secure any constitutional right." (Docket 103 at p. 13) (internal quotation omitted). Plaintiff repeatedly objects, arguing the Amendment "needs judicial attention[.]" (Docket 106 at pp. 3-4, 11-12, 14-15). The court overrules the objection.
The Ninth Amendment states: "The enumeration in the Constitution, of certain rights, shall not be construed to deny or disparage others retained by the people." U.S. Const. amend. IX. "The Ninth Amendment is a rule of interpretation rather than a source of rights."
The magistrate judge did not err by refusing to discuss plaintiff's Ninth Amendment claims in more detail. The objection is overruled.
The magistrate judge found Officer Shafer was entitled to qualified immunity against plaintiff's unlawful arrest claim because he arrested plaintiff on a valid warrant. (Docket 103 at pp. 9-11). Plaintiff objects and appears to argue the warrant was invalid. (Docket 106 at pp. 8-10, 13) (citing
Defendants had no role in issuing the arrest warrant. (Docket 85 at ¶ 14). Absent facts not shown by plaintiff—for example, that Officer Shafer was aware of the warrant's alleged invalidity before the arrest or that the warrant was facially invalid—defendants cannot be held liable for issuing an improper warrant. "An arrest executed pursuant to a facially valid warrant generally does not give rise to a cause of action under 42 U.S.C. § 1983 against the arresting officer."
Plaintiff's objection to the magistrate judge's recommended disposition of his unlawful arrest claim is overruled. The R&R is adopted on this point and summary judgment on the unlawful arrest claim is granted to defendants.
After issuing her R&R on defendants' summary judgment motion, the magistrate judge resolved four additional pretrial motions filed by plaintiff. (Docket 104). She concluded the motions were mooted by her recommendation that summary judgment be granted to defendants.
Plaintiff first moved for notice and an opportunity to be heard if the court decides to take judicial notice of a fact under Federal Rule of Evidence 201.
Plaintiff next moved for a settlement conference with a magistrate judge. (Docket 87). He cites the court's discovery order, which states "[w]hen appropriate, the parties shall promptly contact a magistrate judge so that the possibility of settlement discussion with the assistance of a magistrate judge can be pursued." (Docket 56 at p. 4). This standard provision of the court's discovery order invites the parties to consider mediation with a magistrate judge "[w]hen appropriate"—that is, when settlement is a possibility desired by both parties. Defendants did not respond to plaintiff's motion. The court construes from their silence an unwillingness to entertain settlement negotiations at this time. The court cannot force defendants to negotiate a settlement. The motion is denied.
Plaintiff next moved for "Corpus Juris Civilis." (Docket 92). The body of the motion does not make any request of the court. The motion is denied.
Finally, plaintiff filed a motion in limine. (Docket 93). The court cannot discern from the motion what item of evidence plaintiff asks to exclude. The motion is denied.
Plaintiff filed three additional motions after the magistrate judge issued her summary judgment R&R. The court denies each motion.
First, plaintiff filed a "Motion for Clarification and Expedited." (Docket 105). The motion partially repeats rejected objections to the summary judgment R&R. In a request for clarification, the motion also asks the court to "specifically state the reason why the 9th Amendment doesn't apply if it's part of the Bill of Rights and when was Exclusive Jurisdiction granted?"
Next, plaintiff moves to strike defendants' response to his objections to the summary judgment R&R and the accompanying affidavit under Federal Rule of Civil Procedure 12(f). (Docket 109). As grounds for the motion, he states defendants "continue to take advantage of Mr. Walker a pro-se litigant to slander & pursue liable defamation of character to the court."
Rule 12(f) permits the court to strike "from a pleading an insufficient defense or any redundant, immaterial, impertinent, or scandalous matter." Fed. R. Civ. P. 12(f). Motion papers are not "pleadings" as defined by Rule 7(a). Fed. R. Civ. P. 7(a). The modern trend in federal district courts is to deny Rule 12(f) motions to strike when the targeted document is not a pleading.
The court denies plaintiff's motion to strike defendants' response to his summary judgment objections and the accompanying affidavit because neither is a pleading as defined by Rule 7(a). Alternatively, the court denies the motion because the documents are not "redundant, immaterial, impertinent, or scandalous[.]" Fed. R. Civ. P. 12(f). The documents from plaintiff's 2015 convictions are relevant because they relate to the warrant for which plaintiff was arrested.
Finally, plaintiff moves for a hearing regarding his objections to the summary judgment R&R and "inadmissible evidence[.]" (Docket 111). The court finds the facts that are in dispute cannot be resolved by a hearing before the court; should the facts remain in dispute after appropriate discovery is completed, a trial will be necessary to resolve any dispute.
As described above,
However, the court is cognizant of the failed attempt at discovery that preceded the magistrate judge's protective order. Plaintiff did not make the initial disclosures required by Rule 26(a)(1). (Docket 83 at ¶ 3). Plaintiff attempted to discover a wide range of irrelevant and potentially privileged documents. (Dockets 63-1, 64 & 65). The court therefore makes the following provisions for the limited discovery it will permit the parties to undertake:
The parties may move the court to amend this discovery order upon a showing of good cause. Plaintiff is warned that failure to abide by these restrictions may result in sanctions, including dismissal of the case.
The court recognizes its disposition of the present summary judgment motion will expose defendants—who may well be immune from suit—to additional burdens of litigation. However, the court expects discovery may uncover facts relevant to defendants' qualified immunity defense. The court will entertain future motions for summary judgment, properly supported by additional record facts, as to the remaining claims. While the court cannot find at this time that defendants are immune from plaintiff's remaining claims, the court does not hold that qualified immunity is unavailable.
Finally, the court notes plaintiff repeatedly stated in filings "[t]his issue at hand is not whether to keep this case for t[rial], because that issue has already been litigated and has already been ruled on[.]"
For the reasons given above, it is
ORDERED that plaintiff's objections to the report and recommendation (Docket 106) are sustained in part and overruled in part.
IT IS FURTHER ORDERED that the report and recommendation (Docket 103) is adopted in part and rejected in part.
IT IS FURTHER ORDERED that defendants' motion for summary judgment (Docket 80) is granted in part and denied in part.
IT IS FURTHER ORDERED that plaintiff's objections to the magistrate judge's order of March 26, 2019 (Docket 96) are overruled.
IT IS FURTHER ORDERED that plaintiff's motion for reconsideration (Docket 97) is denied.
IT IS FURTHER ORDERED that the magistrate judge's order of March 26, 2019, (Docket 95) is affirmed in full.
IT IS FURTHER ORDERED that the magistrate judge's order of September 25, 2019, (Docket 104) is affirmed as modified by this order.
IT IS FURTHER ORDERED that plaintiff's motion for clarification (Docket 105) is denied.
IT IS FURTHER ORDERED that plaintiff's motion to strike (Docket 109) is denied.
IT IS FURTHER ORDERED that plaintiff's motion for hearing (Docket 111) is denied.
IT IS FURTHER ORDERED that discovery is reopened with the restrictions described in this order.