D. KELLY THOMAS, Jr., J.
The Defendant, Danny Wayne Horn, was convicted by a jury of aggravated sexual battery, a Class B felony.
The Defendant was charged in a December 2, 2013 presentment with aggravated sexual battery of the victim, H.S.,
At the Defendant's trial, the State's proof showed that the victim's father lived in Shady Valley, Tennessee, during the summer of 2008 and that the victim visited her father on weekends. The victim turned eight years old at the end of August 2008. According to the victim, at some point in the summer, her cousin and his girlfriend came to visit at her father's house, and the Defendant accompanied them. The three stayed for the weekend in order to attend drag races. The victim's older brother was also present in the house.
The victim testified that, while the Defendant was there, he touched her "[i]n [her] private parts down there." The victim further detailed that they were in the living room when the Defendant fondled her vagina; that it occurred "in the afternoon, like mid-day" on a Saturday; and that they were alone inside the house while the others were outside grilling. According to the victim, the Defendant instructed her "not to tell anybody[,]" and being scared, she kept silent.
Although the victim had expressed her dislike of the Defendant to her aunt, S.B., it was not until the victim was in sixth grade that she finally reported the sexual abuse. The victim explained why she felt inclined to do so at that time:
On cross-examination, the victim acknowledged that, when speaking with her teacher, she said that the perpetrator's name was Larry and that the act occurred in Virginia while on a camping trip. About a month later, the victim was interviewed by Amy Bachman at the Children's Advocacy Center in Sullivan County, and she identified her offender as a man named Steve. The victim only pinpointed the Defendant when she looked at pictures "online . . . on a sex offender website" under her own volition. The victim further admitted that she never mentioned the drag races when speaking with either her teacher or Ms. Bachman.
She clarified on redirect examination that she was not sure what her assailant's name was at the time she made those statements — that "[i]t was just like a familiar name" of "an old guy[.]" She then unequivocally labeled the Defendant as the man that fondled her vagina.
The victim's father, D.S., verified that the Defendant was a visitor in his house during the summer 2008, spending both a Friday and Saturday night there, while the victim was present. D.S. had previously met the Defendant while visiting his cousin in Cookeville, and he said that he knew the Defendant "pretty well."
D.S. depicted the events of the weekend surrounding the victim's allegations of sexual abuse:
D.S. confirmed that the victim never told him about the sexual abuse by the Defendant and that he only learned of the incident five years later, after the victim told her teacher. According D.S., he had never had any disciplinary problems with the victim, and she always told the truth.
On cross-examination, D.S. confirmed that he was interviewed by Investigator Shawn Brown of the Johnson County Sheriff's Department about the victim's allegations. D.S. agreed that he never mentioned the drag races to Inv. Brown, instead saying that the group came to visit that weekend due to "something about breeding some dogs[.]" D.S. also assented to taking many camping trips with his daughter accompanied by a "pretty large number of people." According to D.S. on redirect examination, he never told the victim to name the Defendant; the victim only identified the Defendant when "they went to the private investigator in Sullivan County"; and prior to that time, "[n]obody knowed [sic] nothing about this."
S.B., the victim's aunt, testified that she and the victim were very close — that the victim was "like [her] daughter." S.B. verified that her cousin, his girlfriend, and the Defendant came to visit her brother in the summer of 2008 and that the group went to the drag races and then came to S.B.'s house on Saturday for a visit. S.B., who worked in the mental health field, said that the victim's behavior changed around this time: "She become [sic] more reserved, not so outgoing, and she . . . just seemed angry." When S.B. would ask the victim if something was wrong, the victim would respond by saying "nothing." According to S.B., one night "out of the blue," the victim said to her, "I hate Danny." S.B. clarified with the victim which Danny she was referring to, and the victim identified the Defendant. The victim, however, would not give any reason for her dislike to S.B. This conversation first occurred about three months after her cousin and the Defendant came to visit for the weekend, according to S.B.
On cross-examination, S.B. described the victim as usually "a very polite and . . . respectful young lady." S.B. also agreed that she never voiced any concerns about the victim's statements to the victim's father. On redirect examination, S.B. clarified that she did not say anything to anyone about the victim's demeanor change because she thought the victim's disdain for the Defendant was likely due to his "foul mouth."
As its final witness, the State called Inv. Brown. Inv. Brown said that he received a call from the victim's mother on August 21, 2013, during which she reported the victim's allegations of sexual abuse at the hands of the Defendant. After this phone call, Inv. Brown opened an investigation upon learning that the crime occurred in Johnson County, where the victim's father's residence was located. Inv. Brown contacted several other agencies in Sullivan County and ultimately received a "child referral" or "PCS intact [sic] form" from James Miller, an investigator with the Department of Children's Services ("DCS"). Inv. Brown stated that he also spoke with the victim's father by phone but confirmed that he did not interview the victim, believing that, "during these particular types of investigation[s] it's better to let those people who are trained to deal with individual children to do those interviews." According to Inv. Brown, DCS had already interviewed the victim.
Based upon conversations with Inv. Miller, Inv. Brown was able "to identify a potential suspect" in the case, the Defendant. Thereafter, on the morning of November 21, 2013, Inv. Brown went to the Defendant's residence in Cookeville to speak with him. Inv. Brown, once inside the Defendant's home, advised the Defendant that he was there to discuss the victim's allegations, and the Defendant gave a confession. Inv. Brown wrote the confession, which was signed by Inv. Brown, the Defendant, the Defendant's mother, and another male that was present. The Defendant provided Inv. Brown with the following details:
The Defendant also initialed the statement in several places.
On cross-examination, Inv. Brown verified that he did not have video recording of the victim's interview at the Children's Advocacy Center with Ms. Bachman and that he was only provided a "one-paragraph" summary of that interview. Regarding inconsistencies in the victim's statements, Inv. Brown agreed that that the victim did not name the Defendant in the statement to Ms. Bachman and that she stated that the group arrived late one evening and left early the next morning. Inv. Brown also recalled that the DCS referral he received from Inv. Miller named the perpetrator as "Larry," stated that the offense occurred in Virginia, and contained a statement that the victim had previously told her father and aunt of the sexual abuse.
When asked about his phone conversations with the victim's father, Inv. Brown confirmed that D.S. did not remember "anything happening of any note whatsoever regarding that weekend" the Defendant was at his home; that D.S. did not mention drag racing but instead said they were there to breed dogs; and that D.S. never said that his daughter seemed upset or scared. Inv. Brown acknowledged that he did not conduct any additional interviews with the victim, the victim's father, the victim's mother, the victim's aunt, the victim's cousin or the cousin's girlfriend, or the victim's teacher. According to Inv. Brown, he did not need to interview these individuals because the suspect had already been identified and that suspect then confessed.
Regarding the Defendant's confession, Inv. Brown agreed that the Defendant did not read or write well and that was one of the reasons he wrote the Defendant's statement for him. Inv. Brown said that it was possible that he told the Defendant he wanted to help him if the Defendant was honest with him.
Based on this evidence, the jury convicted the Defendant as charged. Thereafter, the trial court sentenced the Defendant as a standard offender to a term of ten years' incarceration, which was to be served at one hundred percent by operation of law. This timely appeal followed.
On appeal, the Defendant takes exception to the sufficiency of the convicting evidence; to the trial court's denial of his motion for a mistrial after the victim stated that she identified the Defendant from "his picture on a sex offender website"; and to the prosecutor's statement during closing argument alluding to the Defendant's status as a registered sex offender. We address each in turn.
The Defendant argues that the evidence is insufficient to support his conviction for aggravated sexual battery, citing the victim's questionable credibility due to her various inconsistent statements, and that there was no proof that the touching was for sexual arousal or gratification. The State replies that there was ample direct and circumstantial evidence for the jury to determine that the Defendant committed this crime.
An appellate court's standard of review when a defendant questions the sufficiency of the evidence on appeal is "whether, after viewing the evidence in the light most favorable to the prosecution,
A guilty verdict "removes the presumption of innocence and replaces it with a presumption of guilt, and [on appeal] the defendant has the burden of illustrating why the evidence is insufficient to support the jury's verdict."
As charged in the indictment, aggravated sexual battery is defined as "unlawful sexual contact with a victim by the defendant or the defendant by a victim . . . [and][t]he victim is less than thirteen (13) years of age." Tenn. Code Ann. § 39-13-504(a)(4). "Sexual contact" is defined as "the intentional touching of the victim's, the defendant's, or any other person's intimate parts, or the intentional touching of the clothing covering the immediate area of the victim's, the defendant's, or any other person's intimate parts, if that intentional touching can be reasonably construed as being for the purpose of sexual arousal or gratification[.]" Tenn. Code Ann. § 39-13-501(6). "`Intimate parts' includes the primary genital area, groin, inner thighs, buttock or breast of a human being." Tenn. Code Ann. § 39-13-501(2).
At trial, H.S. testified that the Defendant, along with H.S.'s cousin and his girlfriend, visited her father's residence one weekend during the summer of 2008 to attend some drag races. While she was alone with the Defendant in the living room that Saturday, the Defendant touched her vaginal area. Additionally, the Defendant provided Inv. Brown with a similar account of events. Such testimony was sufficient to allow a rational juror to conclude that the Defendant had touched the clothing covering H.S.'s "primary genital area, groin, inner thighs, [or] buttock[.]" The record clearly establishes that H.S. was under the age of thirteen at the time of the incident. Furthermore, according to H.S., the Defendant instructed H.S. not to tell anyone about what happened. A rational juror could conclude that the Defendant touched H.S. for the purpose of sexual arousal or gratification. Finally, the Defendant cross-examined the victim and the other witnesses at length about the inconsistencies in H.S.'s various statements. Despite hearing this testimony, the jury accredited H.S.'s account of events, and we will not disturb their credibility determination on appeal.
The Defendant next challenges the statement made by the victim's referencing the Defendant's status as a registered sex offender. Pretrial, the trial court granted the Defendant's motion in limine excluding any mention of the Defendant's status as a registered sex offender and also, pursuant to the Defendant's request, instructed the State to inform its witnesses thusly. However, despite this pretrial ruling, the following exchange took place on cross-examination of the victim: "Q. Now, sometime after this interview with Ms. Bachman do you remember being shown a picture?" "A. No. But, I did go online and look at his picture on a sex offender website."
The Defendant requested a hearing out of the jury's presence and moved for a mistrial. The prosecutor asserted that he had informed the victim pretrial not to make any reference to the Defendant's status as a sexual offender or of his having any type of prior conviction. Although agreeing that the victim's testimony was directly contrary to the motion in limine ruling, the trial court declined the Defendant's request for a mistrial. As a remedy for this improper reference, the trial court stated that no curative instruction would be given but that the jury would be specifically instructed instead to "disregard the last question and answer." Defense counsel then stated that, if no mistrial was to be granted, she preferred to cross-examine the victim about her answer. In light of defense counsel's desire, the trial court decided to give a curative instruction at the conclusion of the victim's cross-examination on how the evidence was to be considered.
The victim then testified that she did not identify the Defendant until she found this picture online and saw that the Defendant "had some sort of issue in his past[.]" She further agreed that she was never shown a picture by Ms. Bachman or Inv. Brown and that she was never asked about her prior misidentifications. At the conclusion of cross-examination, the trial court instructed the jury as follows:
The Defendant made no objection to the curative instruction as given.
Following the Defendant's motion for judgment of acquittal, the trial court gave a detailed response for its decision to deny a mistrial:
The Defendant contends on appeal that it was error for the trial court to fail to grant a mistrial following the victim's reference to his status as a registered sex offender in violation of the trial court's order in limine excluding all reference to the Defendant's prior sexual offense and status. The Defendant further submits that the curative instruction was insufficient to remedy this egregious error.
A mistrial should be declared only if there is a manifest necessity for such action.
Although Tennessee courts do not apply "any exacting standard" for determining when a mistrial is necessary after a witness has injected improper testimony, this court has suggested that the following criteria be examined when a witness has made an improper comment: "(1) whether the improper testimony resulted from questioning by the [S]tate, rather than having been a gratuitous declaration, (2) the relative strength or weakness of the [S]tate's proof, and (3) whether the trial court promptly gave a curative instruction."
First, the improper testimony was on cross-examination, rather than direct questioning from the State. The challenged remark was an unsolicited, spontaneous remark by the fourteen-year-old victim. Moreover, the trial court gave a curative instruction at the conclusion of the victim's cross-examination, the language of which defense counsel had no objection to. Above all, the record shows that the State presented relatively strong proof, which included the Defendant's confession providing similar details as the victim's recounting.
As his final issue, the Defendant argues that the prosecution committed plain error in its closing argument by referencing how the victim identified the Defendant's picture on a sex offender website. The State responds that the Defendant has failed to establish plain error in the State's closing argument.
During closing arguments, the prosecutor said the following:
(Emphasis added). The Defendant submits that "this conduct was highly prejudicial and egregious, especially considering that the court specifically excluded such evidence[,]" and that "[t]he comment essentially constituted argument to the jury that the [Defendant] must be guilty since he was a registered sex offender." The State asserts that, to the contrary, "[t]he context of the prosecutor's comments indicates that the prosecutor intended to impress upon the jury that the victim was confident that the [D]efendant was the person who committed the crime and not that the [D]efendant should be convicted because he ha[d] a history of bad acts." The State further notes that the case against the Defendant was "strong[,]" including the Defendant's "admission and the victim's testimony that the [D]efendant fondled her."
The Defendant acknowledges that he failed to raise a contemporaneous objection at trial to this comment and only raised this issue for the first time in his motion for new trial. Thus, his issue is only reviewable pursuant the plain error doctrine.
Our supreme court has consistently opined on prosecutorial misconduct regarding closing arguments as follows:
The court has also advised that a criminal conviction should not be lightly overturned solely on the basis of the prosecutor's closing argument.
The Defendant did raise the issue at the motion for new trial hearing, and the trial court found that no prosecutorial misconduct occurred, reasoning as follows:
We agree with the trial court that the prosecutor's statement does not make direct reference to the Defendant's status as a registered sex offender. However, the statement clearly infers that the Defendant's guilt was reinforced by how the victim identified the Defendant, i.e., the fact that the victim found the Defendant's picture on a sex offender website makes it more likely that he is the perpetrator of the sexual offense. Viewed in this light, the comment could divert the jury from its duty to decide the case based on the evidence presented.
The statement's context the State asserts this court to adopt on appeal — that the victim was confident in her identification of the Defendant — is unconvincing. Nonetheless, we cannot conclude that the prosecutor's statement was so inflammatory that the jury was encouraged to convict the Defendant at all costs.
Based upon the foregoing, the judgment of the trial court is affirmed.