Arnold B. Goldin, J., delivered the opinion of the Court, in which Kenny Armstrong, J., joined. Brandon O. Gibson, J., filed a separate concurring opinion.
The trial court ordered the Marshall County Sheriff's Office to produce the public records requested by Appellant but declined to award Appellant any attorneys' fees. On appeal, we conclude that the trial court abused its discretion in declining to award attorneys' fees. Accordingly, we reverse and remand the case to the trial court for the entry of an order awarding Appellant reasonable attorneys' fees and costs pursuant to Tennessee Code Annotated § 10-7-505(g).
This appeal arises out of a public records dispute between Appellant Alex Friedmann ("Mr. Friedmann") and the Marshall County Sheriff's Office ("Sheriff's Office"). Mr. Friedmann is the managing editor of Prison Legal News, a publication that reports on news and litigation related to the criminal justice system. On February 3, 2014, Mr. Friedmann wrote a letter to Sheriff Norman Dalton ("Sheriff Dalton") requesting a number of public records related to the Marshall County Jail Complex. Specifically, the letter requested disclosure of several written jail policies and contracts, including policies related to prisoners' medical care. Mr. Friedmann's letter stated that his records request was made pursuant to the authority in the Tennessee Public Records Act ("the TPRA" or "the Act"), and he asked that the requested records be produced in an electronic format "if they [were] available in that format." There is no dispute among the parties that the requested records are public records to which Tennessee citizens have a right of access.
Following Mr. Friedmann's initial records request, the parties engaged in a series of contested back-and-forth communications. A response to Mr. Friedmann's February 3 request was made in writing on February 10, 2014, by Terry Wright ("Ms. Wright"), the Assistant Administrator at the Marshall County Jail. Ms. Wright's letter informed Mr. Friedmann that he could come to the Jail and make his records request in person. Her letter included information concerning the times when the Sheriff's Office would be available to assist Mr. Friedmann.
On February 27, 2014, Ms. Wright responded to Mr. Friedmann's February 21 email. She stated that she had discussed his previous emails with Sheriff Dalton and informed Mr. Friedmann that she was forwarding a form that she claimed "must be filled out and signed in person to obtain records." She advised that any legal questions could be addressed to County Attorney Bill Haywood ("Mr. Haywood"). Mr. Friedmann responded the same day and
On March 12, 2014, Tennessee Open Records Counsel Elisha Hodge ("Ms. Hodge") emailed Mr. Haywood concerning Mr. Friedmann's public records request. Ms. Hodge's email informed Mr. Haywood that the law did not require citizens to appear in person in order to make a public records request, and she cited a number of Tennessee cases in support of this position. Two days later, Mr. Haywood was contacted again, this time by Robert Jack ("Mr. Jack"), counsel for Prison Legal News. Mr. Jack emphasized that Mr. Friedmann was not required to appear in person to make a public records request, and he attached the correspondence Ms. Hodges previously sent to Mr. Haywood. Mr. Jack reminded Mr. Haywood that the County could potentially be liable for attorneys' fees for refusing to provide Mr. Friedmann with the requested records. On March 19, 2014, Mr. Haywood wrote a letter responding to Mr. Jack and suggested that Mr. Jack had misinterpreted the law. Mr. Haywood contended that the Sheriff's Office was "only obligated to make [the records] available for public [in person] inspection."
On March 24, 2014, Mr. Friedmann renewed his records request. Included with his request was a copy of his driver's license and a completed records request form that had been created by the Sheriff's Office. Sheriff Dalton did not respond to the request within the timeframe provided by Tennessee Code Annotated § 10-7-503. On April 9, 2014, Mr. Friedmann emailed Ms. Wright stating that the Sheriff's Office was beyond the statutory time period required for a response to his request. On April 11, 2014, Mr. Friedmann emailed Ms. Wright again and inquired into the Sheriff's Office's lack of response to his March 24 records request. Having still received no response, Mr. Friedmann emailed Ms. Wright once more on April 17, 2014. In this latest email, Mr. Friedmann reiterated that the OORC had issued an opinion as to whether citizens are required to submit public records requests in person. This opinion, which Mr. Friedmann attached to his email, stated, in part, as follows:
Mr. Friedmann concluded the email by indicating that he would take legal action if he did not receive a response by April 30. On April 22, 2014, Ms. Wright responded and advised Mr. Friedmann to contact Mr. Haywood with any further questions.
In his opening statement on behalf of the County, Mr. Haywood stated, for the first time since this process commenced, that Mr. Friedmann was denied access to the requested records due to Mr. Friedmann's failure to prove that he was a resident of Tennessee. When Sheriff Dalton testified, he described how he had personally traveled to the address listed on Mr. Friedmann's driver's license and noted that he had discovered it corresponded to a post office box.
On June 16, 2014, the trial court entered a "Memorandum Opinion and Order" based on the proof heard at the June 4 hearing. In explaining its ruling, the trial court outlined the history of correspondence that existed among the parties, their counsel, and the OORC. With respect to the Sheriff's Office's responses to Mr. Friedmann's initial request, namely the responses sent by Ms. Wright on February 10, February 21, and February 27, the trial court held, in spite of Sheriff Dalton's own testimony at the hearing to the contrary, that the responses did not constitute a denial of the records per se. Rather, the trial court concluded that the responses merely imposed a condition that Mr. Friedmann come to the Jail in person to make his request. The trial court did, however, find that the Sheriff's Office denied Mr. Friedmann's renewed request made by way of his March 24 letter. As the trial court explained:
With respect to the question of Mr. Friedmann's citizenship, the trial court noted that Mr. Friedmann testified that he was a citizen of Tennessee. It further noted that no other proof had been introduced on the issue. Moreover, based on its determination that there had been a denial of what were undisputedly public records, the trial court concluded that Sheriff Dalton and the Sheriff's Office should turn over the requested records to Mr. Friedmann. Because the Sheriff's Office had not provided a good faith estimate of the anticipated costs of obtaining the records, the trial court ordered that the records be provided at no cost to Mr. Friedmann. Nevertheless, it did not find an award of attorneys' fees to be appropriate. The trial court stated:
Following the entry of the trial court's order, Mr. Friedmann timely appealed to this Court.
On appeal, Mr. Friedmann raises several issues for our review, which we condense and restate as follows:
In reviewing any findings of fact by the trial court, our review is de novo "upon the record of the trial court, accompanied by a presumption of the correctness of the finding, unless the preponderance of the evidence is otherwise." Tenn. R.App. P. 13(d). We review a trial court's conclusions on questions of law de novo, but no presumption of correctness attaches to the trial court's legal conclusions. Bowden v. Ward, 27 S.W.3d 913, 916 (Tenn. 2000). Because statutory construction is a
At issue in this case is the application of the Tennessee Public Records Act. Codified at Tennessee Code Annotated § 10-7-101 et seq., the TPRA "provides citizens of Tennessee with broad access to records of Tennessee governmental agencies." Patterson v. Convention Ctr. Auth., 421 S.W.3d 597, 605 (Tenn. Ct. App. 2013) (citation omitted), perm. app. denied (Tenn. Aug. 18, 2013). The purpose of the TPRA is "to promote public oversight of governmental activities[,]" Gautreaux v. Internal Med. Educ. Found., Inc., 336 S.W.3d 526, 529 (Tenn. 2011) (citation omitted), and it requires the disclosure of public records not specifically exempted from disclosure. Patterson, 421 S.W.3d at 606 (citation omitted). Pursuant to the Act, "public records" or "state record or records" are defined as follows:
Tenn.Code Ann. § 10-7-301(6) (2012 and Supp. 2014). Recognizing this broad definition of public records, the Tennessee Supreme Court has characterized the TPRA as "`an all-encompassing legislative attempt to cover all printed matter created or received by government in its official capacity.'" Patterson, 421 S.W.3d at 606 (quoting Griffin v. City of Knoxville, 821 S.W.2d 921, 923 (Tenn. 1991)). There is a "presumption of openness" under the Act, id. and disclosure can be required "even when there are significant countervailing considerations." Gautreaux, 336 S.W.3d at 529 (citation omitted). That the TPRA "establishes a broad right of public access to governmental records[,]" Little v. City of Chattanooga, No. E2011-027-24-COA-R3-CV, 2012 WL 4358174, at *13 (Tenn. Ct.App. Sept. 25, 2012), is clear. In relevant part, Tennessee Code Annotated § 10-7-503 provides as follows:
Tenn.Code Ann. § 10-7-503(a)(2)(A) (2012). When a records request is made, records custodians are directed to act in
Tenn.Code Ann. § 10-7-503(a)(2)(B) (2012). Failure to respond to the records request as described above "shall constitute a denial[.]" Tenn.Code Ann. § 10-7-503(a)(3) (2012). When a citizen's records request has been denied "in whole or in part[,]" the citizen is entitled to "obtain judicial review of the actions taken to deny the access." Tenn.Code Ann. § 10-7-505(a) (2012). At the hearing of a citizen's petition for judicial review, "[t]he burden of proof for justification of nondisclosure of records sought shall be upon the official and/or designee of the official of those records and the justification for the non-disclosure must be shown by a preponderance of the evidence." Tenn.Code Ann. § 10-7-505(c) (2012). When ruling on a citizen's petition, courts must construe the Act broadly "so as to give the fullest possible public access to public records." Tenn. Code Ann. § 10-7-505(d) (2012).
Mr. Friedmann's first issue on appeal challenges the trial court's conclusion that the Sheriff's Office did not "deny" or "refuse to disclose" public records until after Mr. Friedmann made a renewed records request on March 24, 2014. As previously noted, the trial court did not consider the Sheriff's Office's initial responses to Mr. Friedmann's records request to constitute denials within the meaning of the TPRA. From the trial court's perspective, the Sheriff's Office's initial responses were akin to an invitation for personal inspection. For example, as the trial court explained Ms. Wright's February 21, 2014, response, "This email does not deny Mr. Friedman[n] the records, but imposes a condition that he come to the jail for them."
Having reviewed the issue and the facts upon which the trial court relied, we agree with Mr. Friedmann that the trial court's analysis on this issue was in error. In construing the TPRA, we have previously held that a citizen does not need to make a physical appearance in order to make a records request. Waller v. Bryan, 16 S.W.3d 770, 774 (Tenn. Ct. App. 1999) ("If a citizen can sufficiently identify the documents which he wishes to obtain copies of so as to enable the custodian of the records to know which documents are to be copied, the citizen's personal presence before the record custodian is not required."); Jones v. Crumley, No. E2003-01598-COA-R3-CV, 2004 WL 2086330, at *1-2 (Tenn. Ct. App. Sept. 20, 2004) (recognizing Waller as controlling authority); see also Tenn. Op. Atty Gen. No. 06-069, 2006 WL 1197463, at *2 (April 12, 2006) ("Tennessee courts have held that a citizen's personal presence is not required in order to request copies of a public record, if such citizen can sufficiently identify
Tenn.Code Ann. § 10-7-505(g) (2012) (emphasis added). By its terms, the attorneys' fee provision is "a limited award provision." Memphis Publ'g Co. v. City of Memphis, 871 S.W.2d 681, 689 (Tenn. 1994) (citing Abernathy v. Whitley, 838 S.W.2d 211 (Tenn. Ct. App. 1992)). As the award of attorneys' fees is within the discretion of the trial court, we review it for an abuse of discretion. Konvalinka v. Chattanooga-Hamilton County Hosp. Auth., 358 S.W.3d 213, 226 (Tenn. Ct. App. 2010) (citing Henderson v. City of Chattanooga, 133 S.W.3d 192, 215-16 (Tenn. Ct. App. 2003)). A trial court abuses its discretion only when it applies an incorrect legal standard, or reaches a decision which is against logic or reasoning that causes an injustice to the party complaining. Eldridge v. Eldridge, 42 S.W.3d 82, 85 (Tenn. 2001) (citing State v. Shirley, 6 S.W.3d 243, 247 (Tenn. 1999)).
The standard by which courts are to measure "willfulness" under the statute has been the subject of varying judicial statements. The Tennessean v. City of Lebanon, No. M2002-02078-COA-R3-CV, 2004 WL 290705, at *9 (Tenn.Ct.App. Feb. 13, 2004); see Little, 2012 WL 4358174, at *14 n. 7. As this Court observed in The Tennessean v. City of Lebanon:
The Tennessean, 2004 WL 290705, at *9 n.9 (emphasis added).
We acknowledge that an opinion of this Court's Eastern Section, Little v. City of Chattanooga, did, in fact, analyze willfulness in terms of a bad faith standard. Little, 2012 WL 4358174, at *15 ("The record supports the conclusion that the City
Although some of our previous decisions have suggested to the contrary,
In Schneider, newspaper reporters sought access to field interview cards generated by city police officers. Id. at 334-35. Although the city denied requests for the records claiming that they were privileged under the law enforcement privilege, the Tennessee Supreme Court ultimately held that a law enforcement privilege did not exist. Id. at 336, 344. In its analysis of whether the newspaper reporters were entitled to attorneys' fees under the TPRA, the Schneider court appeared to focus on the validity of the position that the city used to support its refusal of the requested records:
Id. at 347 (internal citations omitted). Again, notwithstanding its acknowledgement that "[t]he element of `willfully' ... has been described as synonymous to a bad faith requirement[,]" id. at 346 (emphasis added), nowhere does the Schneider court explicitly adopt such a standard, nor does its analysis suggest that dishonest motives or purposes must accompany a records custodian's refusal of records. In fact, the Supreme Court's analysis seems to track the same basic standard this Court found controlling in The Tennessean v. City of Lebanon. To the extent that Schneider endorsed a "bad faith" standard, our reading of the opinion compels us to conclude that "willfulness" is not to be measured in terms of "moral obliquity" or "dishonest purposes," but rather, in terms of the relative worth of the legal justification cited by a municipality to refuse access to records.
In addition, we note that the Act itself contains textual support for our conclusion regarding the standard required for willfulness. As already noted, the attorneys' fees provision expressly states that "[i]n determining whether the action was willful,
The Tennessean, 2004 WL 290705, at *9.
In the case at bar, we conclude that the trial court erred in failing to award Mr. Friedmann reasonable attorneys' fees and costs under the TPRA. Although the trial court found that Sheriff Dalton did not
On numerous occasions prior to the filing of this lawsuit, Mr. Friedmann, the counsel for Prison Legal News, and the OORC apprised the County and the Sheriff's Office of the relevant law pertaining to Mr. Friedmann's records request. In his email correspondence with Ms. Wright, Mr. Friedmann repeatedly insisted that he was not required to appear in person in order to make a public records request. In particular, we note that on February 21, 2014, Mr. Friedmann directed the Sheriff's Office to consider published guidance on this issue offered by the OORC. Moreover, on April 17, 2014, Mr. Friedmann emailed Ms. Wright and attached an opinion from the OORC that applied specifically to his public records request. As already noted, that opinion concluded that "to the extent that a requestor is able to sufficiently identify the records for which copies are being requested ... the requestor is not required to appear in person either to submit a public records request or [to] retrieve the requested records." Mr. Haywood, the County's attorney, was also directed to consider the relevant law on several occasions. On March 12, 2014, Ms. Hodge contacted Mr. Haywood directly on behalf of the OORC and informed him that citizens were not required to appear in person to make a public records request. The same message was conveyed by counsel for Prison Legal News on March 14, 2014.
Although Mr. Haywood argued on appeal that Mr. Friedmann was denied access to records due to residency concerns, these concerns were not communicated to Mr. Friedmann until the morning of trial. As the history of correspondence among the parties reveals, Mr. Friedmann's request to obtain records was generally met with the same refrain: to get the records, he would need to make a personal appearance. With respect to his renewed March 24 request, he was simply re-directed once again to Mr. Haywood.
In addition to erroneously concluding that Sheriff Dalton did not willfully deny Mr. Friedmann access to the requested records, the trial court erred in placing special emphasis on Sheriff Dalton's questioning of Mr. Friedmann's residency. As previously noted, the trial court reasoned that such actions were appropriate considerations that negated against an award of attorneys' fees. Having reviewed the record transmitted to us, we conclude that the trial court's reasoning on this issue is in error. Sheriff Dalton testified that his specific concerns about Mr. Friedmann's residency had not been uncovered until after the Petition for Access and to Show Cause was filed. Moreover, the evidence before the trial court demonstrated that Mr. Friedmann was not aware of any residency concerns until immediately prior to entering the courtroom for the June 4, 2014, hearing. We fail to see how Sheriff Dalton's investigation into residency can be considered a factor mitigating against an award of attorneys' fees when Mr. Friedmann was never given any notice that his Tennessee citizenship was a concern. Again, at the time the Petition for Access and to Show Cause was filed, the only thing that had been communicated to Mr. Friedmann regarding his records request was that he would need to make his records request in person.
From our review of the trial court's analysis, we conclude that it abused its discretion in denying Mr. Friedmann's request for an award of attorneys' fees and costs pursuant to Tennessee Code Annotated § 10-7-505(g). This is a case marked by Mr. Friedmann's repeated attempts to access public records, and despite his own advocacy and that of his counsel and the guidance offered by the OORC, the Sheriff's Office and the County failed in their statutory duty to promptly process his records request. As is evident from our analysis in this Opinion, the trial court misapplied the TPRA in several respects. The trial court not only erred in analyzing the Sheriff's Office's initial responses under the Act, but it also erred in its willfulness assessment and in reasoning that Sheriff Dalton's residency investigation was relevant to the issue of attorneys' fees. The trial court's finding that Mr. Friedmann is not entitled to attorneys' fees is hereby reversed. We remand this case to the trial court for the entry of an order against the County awarding Mr. Friedmann his reasonable attorneys' fees and costs incurred in his efforts to obtain
Although the trial court ultimately found that Mr. Friedmann was entitled to the requested records, it erred in determining that the Sheriff's Office's initial responses did not constitute denials under the TPRA. The trial court also erred in declining to award Mr. Friedmann reasonable attorneys' fees and costs pursuant to Tennessee Code Annotated § 10-7-505(g). We hereby reverse the decision of the trial court and remand this case for the sole purpose of holding further proceedings necessary to determine the amount of reasonable attorneys' fees and costs that Mr. Friedmann is entitled to recover against Marshall County. Costs on appeal are assessed against the Appellee Marshall County, for which execution may issue if necessary.
BRANDON O. GIBSON, J., filed a separate concurring opinion.
BRANDON O. GIBSON, J., concurring.
I concur with the majority Opinion's ruling, but I write separately to address only the attorneys' fee issue. Over the years, two schools of thought apparently developed regarding the "willfulness" standard under the Public Records Act attorneys' fee provision. Tenn.Code Ann. 10-7-505(g). One school of thought adopted the Black's Law Dictionary definition of bad faith, which includes phrases like "the conscious doing of a wrong," "dishonest purpose," and "moral obliquity." See Capital Case Res. Ctr. of Tenn., Inc. v. Woodall, No. 01-A01-9104-CH-00150, 1992 WL 12217, at *8 (Tenn.Ct.App. Jan. 29, 1992) (no.perm.app.filed) (holding that Section 10-7-505(g)'s "knowing and willful" standard is synonymous with "bad faith," without defining "bad faith"); Contemporary Media v. City of Memphis, No. 02A01-9807-CH-00211, 1999 WL 292264, at *4-5 (Tenn.Ct.App. May 11, 1999)
The other school of thought equated "willfulness" with a lack of Tennessee Rule of Civil Procedure 11 "good faith." See Combined Commc'ns, Inc. v. Solid Waste Region Bd., No. 01A01-9310-CH-00441, 1994 WL 123831, at *3 (Tenn.Ct.App. Apr. 13, 1994) (explaining that Tenn.Code Ann. § 10-7-505(g) "does not apply where a governmental entity's unsuccessful attempt to protect a public record from disclosure
When the Tennessee Supreme Court considered attorneys' fees in Schneider v. City of Jackson, 226 S.W.3d 332 (Tenn. 2007), it said:
Schneider, 226 S.W.3d at 346. In my view, additional confusion arises regarding the appropriate standard because the supreme court relied on Arnold, which adopted the Black's Law Dictionary definition of "bad faith," but the court also stated that attorneys' fees are inappropriate if the governmental entity "acts with a good faith belief that the records are excepted from [] disclosure." However, I agree with the majority that the appropriate standard for "willfulness" under the Public Records Act is an absence of a "good faith belief that the records are excepted from [] disclosure." Schneider, 226 S.W.3d at 346. This standard is considerably lower than the Black's Law Dictionary definition of "bad faith."
Since Schneider, at least two opinions of this Court have indicated that the Black's Law Dictionary definition of "bad faith" applies. As the majority points out, in Little v. City of Chattanooga, No. E2011-02724-COA-R3-CV, 2012 WL 4358174, (Tenn.Ct.App. Sept. 25, 2012), perm. app. denied (Tenn. Feb. 12, 2013), the eastern section of the court of appeals held that attorneys' fees were appropriate because "the City acted consciously to withhold the records with a dishonest purpose" and therefore tracked the Black's Law Dictionary definition of "bad faith." Little, 2012 WL 4358174, at *15. The western section, in Greer v. City of Memphis, 356 S.W.3d 917 (Tenn. Ct. App. 2010), said "the finding that a municipality willfully withheld public documents requires evidence that the withholding entity acted consciously in furtherance of a dishonest purpose or moral obliquity," and therefore also tracked the Black's Law Dictionary definition of "bad faith." Id. at 923, (citing Arnold, 19 S.W.3d at 789). However, the Greer court did not actually apply the "willfulness" standard it articulated, as it determined that the trial court failed to make a specific finding of willfulness, and the parties presented no evidence whatsoever at the hearing and instead relied solely on the arguments of counsel.
This case presents an interesting question regarding the "willfulness" standard under the Public Records Act attorney fee provision. The trial court noted that neither party disputed that the records Mr. Friedmann sought were subject to disclosure. Rather, the parties disagreed on how those records were to be disclosed. The trial court found that the Sheriff's "reliance upon his counsel's advice and his willingness to produce the records upon personal appearance show the Court that
For the foregoing reasons, I concur in the majority opinion. Clarity and consistency in the application of the Tennessee Public Records Act's "willfulness" standard is much needed.