Opinion By Justice FILLMORE.
Patton Boggs LLP filed (1) a petition for writ of mandamus contesting the trial court's order granting Kate Moseley's petition for rule of civil procedure 202 (rule 202) depositions and (2) an interlocutory appeal of the trial court's denial of Patton Boggs LLP's motion to compel arbitration. By order of August 31, 2011, this Court consolidated the original proceeding (number 05-11-01163-CV, styled In re Patton Boggs LLP), with this appeal, treating the original proceeding as a closed case. The interlocutory appeal and original proceeding were argued together and we dispose of them together. See In re Valero Energy Corp., 968 S.W.2d 916, 916-17 (Tex. 1998, orig. proceeding) (per curiam). We conditionally grant Patton Boggs LLP's petition for writ of mandamus. We dismiss Patton Boggs's interlocutory appeal for lack of jurisdiction.
Kate Moseley (Moseley) is a former partner with the law firm of Patton Boggs LLP (Patton Boggs). Moseley withdrew from the partnership effective May 1, 2010. In December 2010, Moseley filed a Charge of Discrimination against Patton Boggs with the Equal Employment Opportunity Commission (EEOC). In the Charge, Moseley complains she was discriminated against because of her gender in violation of Title VII of the Civil Rights Act of 1964, as amended (Title VII),
Thereafter, Moseley filed a petition in the trial court to take the depositions of two Patton Boggs lawyers and a corporate representative of Patton Boggs pursuant to rule 202.
In her petition, Moseley states that she anticipates she will be in a better position to determine whether or not claims should be prosecuted or a lawsuit filed against Patton Boggs after taking depositions pursuant to rule 202 and the depositions will be of value in:
Patton Boggs objected to Moseley's petition to take depositions under rule 202, arguing that the petition seeks to "thwart the exclusive jurisdiction" of the EEOC as to claims already brought by Moseley against Patton Boggs under Title VII, the petition seeks a form of discovery — production of documents — not permitted by rule 202, the petition seeks "comprehensive and one-sided" pre-trial discovery rather than limited pre-suit discovery, Moseley's asserted need "to investigate a potential claim or suit" is pretext for strategic considerations which are the true reasons for seeking pre-suit depositions, Moseley cannot show a credible benefit of immediate pre-suit depositions which outweighs their burden or expense, and the petition seeks discovery of a type generally prohibited in ongoing litigation as a "fishing expedition."
Patton Boggs also filed a motion in the trial court to compel arbitration and stay the rule 202 depositions. In its motion to compel arbitration, Patton Boggs asserted that the written partnership agreement
Moseley opposed Patton Boggs's motion to compel arbitration.
On August 15, 2011, the trial court signed an order denying Patton Boggs's motion to compel arbitration and granted Moseley's petition to take depositions pursuant to rule 202.
Relator Patton Boggs filed this original proceeding challenging the trial court's August 15, 2011 order authorizing Moseley to take the depositions of two Patton Boggs lawyers and a corporate representative of Patton Boggs pursuant to rule 202 and in granting in part Moseley's request for production of documents in conjunction with those depositions. See TEX.R. CIV. P. 202 & 202.1. In its petition for writ of mandamus, Patton Boggs argues "the trial court did not and could not make the required findings" under rule 202.4(a)(2).
We review the trial court's order granting the verified petition to take depositions before suit under an abuse of discretion
Under rule 202.1(b), a person may petition the court for an order authorizing the taking of a deposition on oral examination or written questions "to investigate a potential claim or suit." TEX.R. CIV. P. 202.1(b). Rule 202.1 provides:
TEX.R. CIV. P. 202.1. Rule 202.4(a), which prescribes the content of an order authorizing pre-suit depositions, provides:
TEX.R. CIV. P. 202.4(a) (emphasis added).
Patton Boggs contends the trial court "could not make the required findings" under rule 202.4(a)(2) that the likely benefit of allowing the requested presuit discovery to investigate a potential claim outweighs the burden or expense of the procedure. Patton Boggs argues the discovery sought by Moseley pursuant to rule 202 does not comport with limitations on discovery under the arbitration provision of the partnership agreement between Moseley and Patton Boggs. In response, Moseley contends that she has not asserted a controversy or a claim arising out of or relating to any provision of the partnership agreement, and therefore has not triggered an obligation to arbitrate, but instead seeks discovery to investigate a "potential" claim.
In support of its contention that Moseley has asserted a claim or claims invoking the arbitration provision of the partnership agreement, Patton Boggs cites the Charge Moseley filed with the EEOC. In that Charge, Moseley stated she "believes" Patton Boggs discriminated against her based on her gender and she "feels" Patton Boggs paid her less than her male counterparts. Moseley asserts in the Charge that Patton Boggs improperly denied her the position of equity partner and a share of the Patton Boggs's profits. Patton Boggs also cites to evidence of settlement negotiations between Moseley and Patton Boggs and statements by Moseley's counsel in written communication accompanying settlement negotiations that a settlement offer by Patton Boggs was "woefully inadequate," that he was confident in the strength of "Moseley's case," and that numerous former partners would testify against Patton Boggs. In further support of its contention, Patton Boggs also relies on Moseley's petition to take depositions under rule 202. In her petition, Moseley references the "acts and omissions" about which she seeks to inquire. While Moseley states in her petition that she seeks to
Patton Boggs's argument that Moseley has asserted a claim or claims invoking the arbitration provision of the partnership agreement relates to the question of whether, based on the record of this case, the trial court could properly make the required finding under rule 202.4(a)(2) that the likely benefit of allowing the requested presuit discovery to investigate a potential claim outweighs the burden or expense of the procedure. However, the question of whether the trial court could properly make the required finding under rule 202.4(a)(2) is not before this Court because no finding under rule 202.4(a)(2) was made by the trial court.
Patton Boggs also contends the trial court erred by not making the required finding under rule 202.4(a)(2) that the likely benefit of allowing the requested discovery to investigate a potential claim outweighs the burden or expense of the procedure. Although Moseley did not respond to this argument by Patton Boggs, Moseley referenced the required finding by the trial court under rule 202.4(a)(2) in her petition to take depositions under rule 202; Moseley requested the trial court to issue an order "setting forth the likely benefit of allowing [Moseley] to take the requested depositions to investigate [her] potential claims outweighs the burden or expense of the procedure...."
We agree with this contention by Patton Boggs. If a petitioner requests a deposition to investigate a potential claim under rule 202.1(b), the trial court must find that the likely benefit of allowing the petitioner to take the requested deposition to investigate a potential claim outweighs the burden or expense of the procedure. See TEX.R. CIV. P. 202.4(a)(2); see In re Jorden, 249 S.W.3d 416, 423 (Tex.2008) ("Rule 202 depositions are not now and never have been intended for routine use. There are practical as well as due process problems with demanding discovery from someone before telling them what the issues are. Accordingly, presuit depositions are available under Rule 202 only if a trial court makes one of the two findings [under rule 202.4(a)]...."); see also In re Does 1 and 2, 337 S.W.3d 862, 865 (Tex.2011) (trial court must expressly make the required findings under rule 202.4; rule 202.4 does not permit the findings to be implied from support in the record); In re Denton, No. 10-08-00255-CV, 2009 WL 471524, at *2 (Tex.App.-Waco Feb. 25, 2009, orig. proceeding) (mem. op.) (if petitioner requests a deposition to investigate a potential claim under rule 202.1(b), trial court must find the likely benefit of allowing petitioner to take the requested deposition to investigate a potential claim outweighs the burden or expense of the procedure).
Accordingly, we conditionally grant the petition for writ of mandamus. We order the trial court to vacate the portions of its August 15, 2011 order that grant Moseley's rule 202 request to take depositions and that grant in part Moseley's request for production of documents. A writ will issue only in the event the trial court fails to vacate the portions of its August 15, 2011 order that grant Moseley's rule 202 request to take depositions and that grant in part Moseley's request for production of documents in conjunction with those depositions.
Appellant Patton Boggs filed this interlocutory appeal challenging the trial court's denial of its motion to compel arbitration. See TEX. CIV. PRAC. & REM.CODE ANN. § 51.016 (West Supp.2011) (appeal or writ of error to the court of appeals from the judgment or interlocutory order of a district court in a matter subject to Federal Arbitration Act); TEX. CIV. PRAC. & REM. CODE ANN. § 171.098(a)(1) (West 2011) (party may appeal an order denying an application to compel arbitration under section 171.021); see TEX. CIV. PRAC. & REM. CODE ANN. § 171.021(a) (West 2011) (court shall order parties to arbitration on application of a party showing an agreement to arbitrate and the opposing party's refusal
Moseley responds that the trial court lacked jurisdiction over Patton Boggs's motion to compel arbitration filed in the rule 202 proceeding. We agree. Because the only proceeding before the trial court was a rule 202 petition, the trial court had no jurisdiction to grant a motion to compel arbitration absent an agreement between the parties that the motion should be granted. See In re Southwest Sec., Inc., No. 05-99-01836-CV, 2000 WL 770117, at *2 (Tex.App.-Dallas, June 14, 2000, orig. proceeding.) (not designated for publication).
The trial court lacked jurisdiction to compel arbitration in the rule 202 proceeding. Accordingly, we dismiss this interlocutory appeal for lack of jurisdiction. TEX. R.APP. P. 42.3(a).
We conditionally grant the petition for writ of mandamus and order the trial court to vacate the portions of its August 15, 2011 order that grant Moseley's rule 202 request to take depositions and that grant in part Moseley's request for production of documents. A writ will issue only in the event the trial court fails to vacate the portions of its August 15, 2011 order that grant Moseley's rule 202 request to take depositions and that grant in part Moseley's request for production of documents in conjunction with those depositions.
We dismiss this interlocutory appeal for lack of jurisdiction.