MEYERS, J., delivered the opinion of the Court in which PRICE, JOHNSON, COCHRAN, and ALCALA, JJ., joined.
Appellant was indicted for the offenses of indecency with a child and aggravated
We determine that, in his trial testimony, Appellant admitted to penetration, as the term is defined by Texas law, which is sufficient to satisfy the admission requirement of the confession and avoidance doctrine as it relates to the medical-care defense. Further, we conclude that Appellant received ineffective assistance of counsel because the defense was properly raised and trial counsel failed to request a jury instruction on the issue. Therefore, we affirm the ruling of the court of appeals.
Appellant lived in the same house as the three-year-old victim, S.D.H. When S.D.H.'s mother was at work she often left S.D.H. in the care of various family members, including Appellant. Both before and during the time that S.D.H. and Appellant lived in the same house, S.D.H. was known to suffer from repeated diaper rashes and irritations, to which the family members routinely applied diaper rash cream. S.D.H.'s mother returned from work one evening and noticed that S.D.H. was pale and sick. When S.D.H. complained of pain when urinating, her mother checked her and saw that she was "really irritated ... on the inside." S.D.H. told her mother that Appellant had touched her with his "bad finger," a term she used to refer to the middle finger, and that other family members were in the room when this had occurred. S.D.H's mother took her to the hospital. Following an examination by a physician, hospital personnel called the local law enforcement to report a possible sexual assault. S.D.H. was then taken to another hospital and examined by a sexual-assault nurse examiner (SANE), who observed generalized redness but testified that the redness could possibly have been the result of either an infection or digital penetration, and that her exam was inconclusive. S.D.H. was interviewed at a child advocacy center the following day. She told the interviewer that Appellant had touched her "wishy-washy" with "the bad finger" and that her mom and Aunt Lori were also in the room when this happened.
When first questioned by police, officers told Appellant that S.D.H said that he had fondled her. Appellant denied having ever bathed or dressed S.D.H. and stated that
Appellant then again stated, "I did not put my finger in her." Although the issue was raised and discussed throughout the trial, defense counsel did not request an instruction on the medical-care defense.
The grand jury indicted Appellant for the offenses of aggravated-sexual-assault and indecency with a child. The indictment for the aggravated-sexual-assault charge stated that Appellant intentionally and knowingly caused the penetration of the female sexual organ of the victim. For the indecency-with-a-child charge the indictment stated that, with intent to arouse and gratify his sexual desire, Appellant engaged in sexual contact with the victim by touching her genitals and part of her genitals with his hands and fingers. The jury found Appellant not guilty of indecency with a child, but found him guilty of aggravated sexual assault.
At the punishment hearing, Appellant requested probation and presented testimony that he would be able to comply with any requirements that the court ordered, including sex-offender registry and therapy. After the jury heard the punishment evidence, while the parties were discussing the punishment instructions, the court, the State, and defense counsel determined that, due to the age of the victim, Appellant was not eligible for probation and instead, the minimum sentence available was twenty-five years. The jury was properly instructed on the punishment issues and was presented with a range of punishment of twenty-five to ninety-nine years. During the punishment deliberations, the jury sent a note to the judge asking, "What happens if we cannot agree on the terms of years to be served?" The judge replied with a note saying, "I'm sorry I can't answer that question. Please refer to your instructions and the Court's charge and continue with your deliberations." The jury assessed punishment at confinement for a period of fifty years. Appellant appealed the conviction, arguing in part that his counsel provided ineffective assistance by not requesting that the trial court charge the jury on the medical-care defense.
Relying on our opinions in Cornet v. State
The State argues that Appellant is not entitled to the medical-care defense because he did not sufficiently confess to the conduct, emphasizing that his pretrial statement, in which he admitted to the conduct, is not enough to amount to an admission under a confession and avoidance defense. The State further argues that allowing a defendant to disavow any act and previous statement and rely on the jury to believe the pretrial admission would completely defeat the central tenet of confession and avoidance. The State asserts that, even if Appellant was entitled to an instruction, it does not mean that defense counsel was ineffective for not requesting it.
Appellant argues that a denial of penetration of the vagina does not constitute denial of penetration of the sexual organ for purposes of the confession and avoidance doctrine and that Appellant's denial as to the former act does not deprive him of the availability of the medical-care defense. Appellant explains that denying the degree to which penetration occurred is different from denying penetration, and the medical-care defense was warranted on the record in this case. Appellant further argues that defense counsel's entire case was built around the medical-care defense and the failure to request that instruction harmed Appellant by depriving him of his sole opportunity to have the jury make an objective judgment about whether his conduct was justified.
We have addressed the confession and avoidance doctrine in both Juarez v. State
In Cornet, the defendant was charged with aggravated sexual assault after examining his eight-year-old step-daughter because he was concerned that she was sexually active.
In the instant case, the State argues that, because Appellant recanted his pretrial confession and vehemently denied penetration at trial, he is precluded from satisfying the confession requirement. However, whether a matter in confession and avoidance may find support in a defendant's recanted pretrial statement is a question that need not be addressed in this case. Although Appellant repeatedly denied penetration of the complainant's vagina when he testified at trial, he did admit to conduct that amounts to criminal penetration under the Texas Penal Code. Therefore, a reasonable trier of fact could infer that he confessed to such conduct based on these other statements.
The Texas Penal Code makes it a crime for a person to intentionally or knowingly cause the penetration of the sexual organ of any child by any means.
The medical-care defense provided for in Texas Penal Code Section 22.011(d) also applies to Section 22.021.
Review of the record reveals what was, in essence, a disagreement as to the degree of penetration committed by Appellant. The record establishes that, when asked if he had ever "slip[ped] [his] finger between her vulva and into her vagina,"
A convicted defendant's claim that counsel's assistance was so deficient as to warrant reversal of his conviction has two components. First, the defendant
That being said, judicial scrutiny of counsel's performance is highly deferential and involves a strong presumption that counsel's conduct falls within a wide range of reasonable professional assistance. In order for an appellate court to find that counsel was ineffective, counsel's alleged deficiency must be affirmatively demonstrated in the trial record.
While a single error will not typically result in a finding of ineffective assistance of counsel, it "is possible that a single egregious error of omission or commission by appellant's counsel constitutes ineffective assistance."
Counsel's single failure to request a jury instruction on the issue of necessity when appropriate was therefore both deficient and prejudicial.
In the present case, there is no imaginable strategic motivation for trial counsel's failure to request a medical-care defensive instruction. Defense counsel elicited testimony from Appellant that could reasonably be regarded as a confession to all elements of the charged offense of aggravated sexual assault. Defense counsel's opening statement, the defensive evidence and testimony presented at trial, and defense counsel's closing statement all
In order for counsel to be deemed insufficient under the Strickland test, Appellant must also show that but for counsel's deficient performance, there is a reasonable probability that the outcome of the trial would have been different. The jury's not-guilty verdict for the indecency-with-a-child charge indicates that the jury found no intent by Appellant to arouse or gratify his sexual desires. This verdict is supported by the record, as there was no evidence presented by the State relating to intent to arouse or gratify, and both S.D.H. and Appellant stated that someone else was in the room when the touching took place. Thus, it appears that the jury's guilty verdict on the aggravated-sexual-assault charge was based solely on the very specific act of penetration of the sexual organ. The statements by S.D.H. and Appellant related to this specific act are not inconsistent. S.D.H. said that Appellant touched her. Appellant admitted that he did touch her, but stated that it was for the sole purpose of applying medication. Given the fact that the jury specifically found no sexual intent to Appellant's actions, it is likely that the verdict on the aggravated-sexual-assault charge would have been different had the jury been provided with a vehicle to give effect to Appellant's medical-care defense.
Just as the jury was precluded from giving effect to the necessity defense in Vasquez, the jury in the present case was precluded from giving effect to the medical-care defense as a direct result of trial counsel's failure to request an instruction on the issue. As in Vasquez, that failure in itself undermines confidence in the outcome of the trial and is sufficient to find a reasonable probability that the result would have been different had the medical-care defensive instruction been requested and given.
Because the evidence raised the sole defense of medical care, and because Appellant's counsel failed to request a jury instruction on the issue, our confidence in the outcome of this trial is undermined, and both prongs of the Strickland test have been satisfied. Appellant, therefore, received ineffective assistance of counsel.
We hold that Appellant admitted to penetration, as the term is defined by Texas law, which is sufficient to satisfy the confession and avoidance doctrine as it relates to the medical-care defense. Further, because the defense was properly raised and trial counsel failed to request a jury instruction on the issue, Appellant received ineffective assistance of counsel. Given the ineffective assistance, the fact that the jury was not provided with a vehicle to give effect to the sole defense raised by Appellant, our resolution of a similar issue in Juarez, and the court of appeals's correct analysis of this issue, we conclude that the proper remedy is to remand this case to the trial court for a new trial. We affirm the judgment of the court of appeals.
KELLER, P.J., filed a dissenting opinion in which KEASLER and HERVEY, JJ., joined.
WOMACK, J., dissented.
The Court says that appellant's acquittal on the indecency charge indicates that the jury found that he had no sexual intent when he touched the victim. If the jury had given appellant the minimum sentence of twenty-five years, I might agree. During punishment-phase argument, defense counsel asked the jury to do just that, and assess the minimum punishment because appellant's conduct "really involved the application of medication." But the jury imposed double that amount of time: fifty years. I think that if the jury really believed that appellant had no sexual intent, it would not have imposed such a severe sentence. There are other possible explanations for the jury's acquittal on the indecency charge. Perhaps the jury acquitted because it believed that aggravated sexual assault was the more appropriate charge.
I respectfully dissent.