Per curiam.
Pursuant to the provisions of Article 11.07 of the Texas Code of Criminal Procedure, the clerk of the trial court transmitted to this Court this application for a writ of habeas corpus. Ex parte Young, 418 S.W.2d 824, 826 (Tex.Crim.App.1967). Applicant was convicted of murder and sentenced to life imprisonment. The Twelfth Court of Appeals affirmed his conviction. Tiede v. State, No. 12-99-00182-CR, 2002 WL 31618281 (Tex.App. — Tyler, delivered November 20, 2002, pet. ref'd).
Applicant alleges there is newly available relevant scientific evidence that contradicts the scientific evidence relied upon by the State at trial, and that false evidence was presented at trial thus undermining confidence in the verdict at sentencing.
The trial court, after conducting a live hearing and based upon an extensive record, has recommended that Applicant be granted relief in the form of a new punishment hearing. The State agrees that Applicant is entitled to relief. Ex parte Weinstein, 421 S.W.3d 656 (Tex.Crim.App. 2014).
Relief is granted. The sentence in Cause No.1997-C-103-A in the 123rd District Court of Panola County is set aside, and Applicant is remanded to the custody of the Sheriff of Panola County so that a new punishment hearing may be conducted. The trial court shall issue any necessary bench warrant within 10 days after the mandate of this Court issues.
Copies of this opinion shall be sent to the Texas Department of Criminal Justice — Correctional Institutions Division and Pardons and Paroles Division.
ALCALA, J., filed a concurring opinion in which PRICE, JOHNSON, and COCHRAN JJ., joined.
KELLER, P.J., filed a dissenting opinion in which KEASLER and HERVEY, JJ., joined.
MEYERS, J., would file and set.
ALCALA, J., filed a concurring opinion in which PRICE, JOHNSON, and COCHRAN, JJ., joined.
I concur in the Court's judgment granting habeas corpus relief to Bernhardt Tiede,
In the guilt stage of applicant's trial, the jury heard applicant's version of the events, which he gave in his written statement to police officers after the decedent's body was discovered. In that written one-page statement that contains few details, applicant stated,
Applicant briefly described how he then shot the decedent multiple times, placed
The trial record before us also includes the supplemental report of Captain David E. Jeter, which revealed that applicant made statements to the investigative officers beyond the few details that were included in his written statement. The report states,
The report also indicates that Tiede "stated that he had no life of his own."
Applicant's punishment-phase testimony further explained the events beyond what was contained in his written statement. He described his relationship with the decedent as "being in prison to some degree." He expressed that feeling as "being choked, not being able to get a breath, being able to just — just being smothered." Applicant discussed an incident when applicant told the decedent that he could no longer be friends with her because of her possessiveness, and the decedent locked the gate to her house with a remote control so that he could not leave as he attempted to get away from her. The trial record shows that applicant generally described how he shot the decedent in her back as she was bent over but, because the State's attorney used physical gestures that were not described in the trial record, it is unclear precisely where appellant and the decedent were located relative to each other at the time of the shooting.
In addition to applicant's punishment-phase testimony, applicant presented testimony from his own expert, Dr. Mears, whom the judge did not permit to give testimony specific to applicant himself. During the voir dire portion of his testimony outside the presence of the jury, however, Dr. Mears relayed applicant's explanation for killing the decedent, stating, "[H]e said when he shot her that he felt out of his body." Dr. Mears determined that that description was "a pretty classic kind of dissociative feature," and he noted that applicant had some dissociative features. During his testimony generally describing the causes of dissociation, Dr. Mears included "a child history of trauma" and occupations dealing with highly stressful situations, such as funeral directors. Dr. Mears's testimony suggesting that applicant had experienced dissociation, however, was heavily undermined by the State's expert, Dr. Gripon, who indicated that applicant had an unremarkable mental-health history that would not support that determination.
It is evident that the trial court believed that applicant's punishment-phase testimony constituted some evidence that he killed the decedent under the immediate influence of sudden passion arising from an adequate cause because the jury instructions permitted the jury to make an affirmative finding on that matter. See TEX. PENAL CODE § 19.02(d). Had there been no evidence of sudden passion, the trial court would have erred by including an instruction asking the jury to determine if applicant killed the decedent out of sudden passion. The matter of sudden passion, therefore, was a factual matter to be resolved by the jury at applicant's trial.
In his closing argument to the jury in the punishment phase of applicant's trial, the State's attorney said,
Although the jury rejected applicant's evidence of sudden passion at the time of his trial, that is one of the questions before this Court in this application for a writ of habeas corpus, along with the matter of whether the false evidence would have otherwise affected the punishment that was actually assessed by the jury. The question is whether applicant was harmed by false evidence introduced in the punishment phase of his trial that materially colored the jury's consideration of his sudden-passion evidence and influenced its overall determination to assess a life sentence, rather than a lower one than that in light of applicant's mental-health history that has now come to light.
Applying a standard of review that is deferential to the habeas court's findings of fact, I agree that applicant has established the first requirement by demonstrating the existence of new evidence showing that testimony at his trial was false. See Weinstein, 421 S.W.3d at 665. Unaware of applicant's suppressed memories at the time of applicant's trial, Gripon testified falsely that applicant had an unremarkable mental-health history. In his 2014 affidavit, Gripon explains,
According to the 2014 habeas affidavit by Gripon describing his recent interview of applicant, applicant explained to Gripon why he killed the decedent stating,
The new evidence to which Gripon refers as the underlying reason for changing his expert opinion is applicant's recent revelation that he was sexually abused as
In light of the habeas evidence presented by Gripon and the other mental-health experts, the habeas court's findings of fact determined that the habeas evidence was credible, stating, "[T]he Court finds that... Dr. Gripon stated that: `based on reasonable psychiatric probability, a review of his history and the history of the offense, as it is described, would indicate that he suffered from a Dissociate Episode, at that time.'" As required by our precedent, I apply a deferential standard of review to the habeas court's finding on the matter of whether the evidence was false, and, determining that the habeas court's finding is supported by the habeas record, I conclude that applicant has established that the evidence was false. See id. at 664 (this Court conducts deferential review of habeas court's determination that evidence was false).
In contrast to the deferential review of the habeas court's fact finding that the evidence was false, this Court conducts a de novo review of the question whether the false evidence was material under the facts of the case. See id. "Only the use of material false testimony amounts to a due-process violation. And false testimony is material only if there is a `reasonable likelihood' that it affected the judgment of the jury." Id. at 665.
Applying this de novo standard of review, I determine that applicant has established that the false evidence was material to the punishment that was assessed by the jury. The State's attorney provided an affidavit averring that, had he been aware at the time of trial of the evidence now included in this habeas application, he would have sought to punish applicant for second-degree murder as opposed to first-degree murder. The situation before us is unusual in that the two opposing parties to this proceeding, applicant and the State, agree that, based on the new evidence showing that trial testimony was false in the punishment stage, applicant should have been punished under the second-degree-felony punishment range. The evidence at the habeas hearing was not contested and, despite the fact that these types of parties are normally adverse to one another, the State and applicant were in agreement in requesting that the habeas court recommend that relief be granted.
Furthermore, in light of the State's attorney's affidavit that he would have used
I note here that, although there has been much focus on whether applicant's evidence now establishes sudden passion, the pertinent inquiry is really whether he has produced a record that shows that the State's use of false evidence materially affected the punishment that was assessed in the sense that he likely would have received a lesser sentence than life in prison had the false evidence not been used. In light of the trial-record evidence by Dr. Mears that applicant experienced dissociation at the time that he killed the decedent, and in light of Dr. Gripon's newly revealed acknowledgment that his trial testimony disavowing the existence of dissociation was false, the habeas record has shown that the jury was misled into believing that applicant had an unremarkable mental-health history. Had the jury known then what this record now reveals, I believe it is highly likely that applicant would have received a sentence less than life in prison, even if the jury continued to reject applicant's claim that he killed the decedent out of sudden passion arising from an adequate cause.
Because I conclude that applicant has established both of the required elements of a false-evidence claim, I concur in this Court's judgment granting relief.
KELLER, P.J., filed a dissenting opinion in which KEASLER and HERVEY, JJ., joined.
In Saldano v. State, where the Texas Attorney General confessed error in a death penalty case, we denied Saldano relief, saying, "A confession of error by the prosecutor in a criminal case is important, but not conclusive, in deciding an appeal."
These sentiments apply equally to habeas cases. The Court acts in accordance with the prosecutor's recommendation, but in doing so, it grants relief without articulating a rationale, without mentioning the fact that the family of the victim has proffered an amicus brief arguing that relief should be denied, and without addressing the arguments in that pleading.
Especially given the serious nature of the offense of which applicant is admittedly guilty (murder) and the questionable factual basis of applicant's claims (his own self-serving statements), the Court ought to articulate a clear and persuasive rationale for granting relief. I suspect that the Court does not because it simply cannot.
Applicant murdered Marjorie Nugent. He does not dispute that. He claims that his punishment would have been less if certain evidence that he now claims is newly available had been presented at trial. Some of this evidence would be his own post-trial statements to mental-health professionals that he suffered childhood sexual abuse from an uncle and adulthood emotional abuse from Marjorie. The remaining evidence would be expert evaluations based upon applicant's new statements. The basic contention is that the alleged abuse caused him to suffer a dissociative episode due to a mental disorder that explained or at least contributed to his decision to kill Marjorie. Applicant contends that this evidence supports a conclusion that he killed Marjorie while in the throes of sudden passion, in accordance with the sudden-passion mitigating factor in the murder statute,
Applicant advances two claims for relief. First, he contends that his allegedly new evidence constitutes scientific evidence that was not available at trial. He does not explain what legal theory this claim encompasses, though he discusses some cases involving actual innocence.
There are two possible legal theories upon which this first claim might rest.
Our court-made jurisprudence allows a defendant to obtain relief on habeas corpus on the basis of newly discovered or newly available evidence if such evidence shows that he is (1) actually innocent, (2) guilty only of a lesser-included offense, or (3) ineligible for the sentence imposed.
A finding of true on the sudden-passion mitigating factor would limit the punishment range for murder to that of a second-degree felony, two to twenty years.
The legislature has passed a statute that authorizes a habeas review of claims based on new scientific evidence.
Applicant's false-evidence claim is based on due process. The alleged due-process violation is premised on the State's unknowing use of false evidence. The habeas court finds that, being unaware of the abuse applicant suffered, Dr. Gripon unknowingly gave false testimony at trial "both as to his opinion and to the underlying facts involved."
Applicant failed to preserve this claim at trial. If Dr. Gripon's testimony was false because it was premised on the notion that applicant did not suffer abuse as a child or an adult, applicant could have lodged an objection at trial. "[A]ll but the most fundamental rights are thought to be forfeited if not insisted upon by the party to whom they belong."
We excuse a defendant's failure to object, if "he could not reasonably be expected to have known that the testimony was false at the time that it was made."
We have said that our false-testimony jurisprudence does not impose a duty on the defendant to incriminate himself in order to potentially avoid the erroneous admission of false testimony,
The concurring opinion states that experts in this case "averred that applicant had been the victim of sexual abuse as a child for many years and had suppressed his actual awareness of it to the point that he was incapable of revealing the memories to anyone at his trial." (Emphasis mine). But I see nothing in the expert testimony or documentation that suggests that applicant had suppressed his memory of these events (if they happened). Although the concurrence relies upon Dr. Busch-Armendariz's assessment, that witness never suggested that applicant suppressed his memory of the events. Rather, she said that applicant delayed disclosure of abuse because he loved his uncle, his uncle convinced him what was happening was normal, his uncle persuaded him to keep the secret, he wanted to protect his uncle, applicant knew that revealing it would bring shame and embarrassment to his family, and applicant had confused feelings about participating in the acts.
The remaining question, then, is whether applicant may be excused from raising an objection on the ground that the shame of his abuse and his conflicted feelings about it caused him not to reveal that it had occurred. First, while the habeas court did find that it is not unusual for male victims of child sexual abuse to hide the abuse due to shame, the court made no finding that applicant himself hid abuse because he was ashamed. Second, evidence of abuse can be a two-edged sword: It might mitigate against the moral blameworthiness of the defendant's actions, but it also might also tend to show that the defendant is a dangerous individual.
Moreover, due process is about fundamental fairness,
Applicant's case is much more like a newly-discovered-evidence case than false-evidence cases that we have addressed in the past. There is a real sense in which one can say that there is nothing false about Dr. Gripon's trial testimony. Dr. Gripon accurately testified that the information available to him at trial did not support the conclusion that applicant suffered a dissociative disorder. Without any evidence of a dissociative disorder, Dr. Gripon could not conclude that there was one. Dr. Gripon did not purport to be a fact witness with respect to whether applicant had suffered abuse, nor did he evaluate the truthfulness of any of the information submitted to him.
Various types of due-process claims fall along a continuum with one end being concerned primarily with the integrity of the process (knowing use of perjured testimony) and the other end being concerned primarily with the accuracy of the result (newly discovered evidence showing actual innocence). The unknowing use of perjured or false testimony falls between these endpoints.
The jury had before it evidence that applicant had been thinking about killing Marjorie for months and placed the murder weapon where it would be easily accessible, that he hid the murder by telling various lies about Marjorie's whereabouts, that he spent hundreds of thousands of dollars of Marjorie's money after her murder, that he sought a wire transfer of an additional $225,000 of her money, and that he took up with another elderly, wealthy widow after he killed Marjorie. The jury also had before it evidence from applicant's expert witness about dissociative behavior in general and testimony that people in funeral-related jobs tend to develop controlled dissociation.
The jury also had evidence that applicant had spent large amounts of money before Marjorie's death, with no explanation for where the money came from. There was testimony that when applicant first went to work at a funeral home in Carthage, the IRS contacted him several times. But by 1994, applicant was giving thousands of dollars to his friend Wyatt Henderson, whom he met at the funeral home. Henderson testified that applicant initially gave him "probably $75,000" to start up a western-wear business. The store went out of business in mid-December of 1997, and by that time applicant had invested "probably $250,000" in the business. Henderson never paid any of the money back to applicant. In addition, applicant spent $25,000 or $30,000 at the store. Aside from saying he had received somewhere around $15,000 to $18,000 when his grandmother died in 1988, applicant offered no explanation for where he got over a quarter of a million dollars during the last three years of Marjorie's life.
At punishment, more financial information was introduced, particularly about money applicant spent after Marjorie's death. He paid $13,000 for tuition for
The jury also saw applicant's confession to the murder. As relevant to whether sudden passion was a viable defense, that confession says:
These actions hardly sound like applicant was "incapable of cool reflection," as required by a sudden-passion defense. Applicant's use, twice, of the past perfect tense in the statement seems to indicate that he had moved the rifle and the frozen food ahead of time, although his trial testimony offered an explanation for the rifle and indicated otherwise as to the frozen food.
Given this and other compelling evidence, I find it unlikely that applicant's "new" evidence would have made any difference to his jury.
Finally, applicant has made these claims of abuse, but how do we know that his claims are true? The Court's opinion states that a "live hearing" was held, but this hearing consisted solely of some testimony from Dr. Gripon, without any cross-examination. The current habeas record contains no indication that the parties have attempted to elicit testimony from the uncle that applicant accuses of molesting him.
And while the habeas court found that there was evidence that the uncle had molested other boys, the habeas record contains only a single, vague reference to such occurrences and does not set out the source of this information.
Applicant's new claim that he was abused as a child and as an adult is similar in some respects to recantation cases. In essence, applicant, through his experts and possibly other individuals, is now presenting a new position regarding whether he was abused as a child or by the decedent.
A recent recantation case is instructive. In Ex parte Jenkins, a recent case involving an actual-innocence claim based on a complainant's recantation, the prosecutor recommended granting relief on the basis of an affidavit from the child-victim recanting her allegations.
Moreover, at the habeas hearing, the judge specifically asked the prosecutor whether the victim's family had been notified
This is a serious allegation. Ordinarily, evidentiary materials should be submitted to the convicting court instead of this Court.
For all of these reasons, we should be circumspect about applicant's claims. We should keep in mind that Marjorie Nugent cannot take the stand to controvert applicant's allegations of emotional abuse because she is dead, having been shot in the back by applicant four times before having her body hidden for months in a freezer. And while applicant has marshaled experts who appear to believe his allegations, "experts... are not human lie detectors," they are not clairvoyant, and we have rejected the notion that experts can or should replace the factfinder "as the ultimate arbiters of credibility."
The State has recommended that applicant obtain relief in this case, but the recommendation of the prosecutor (and that of the trial court) is not binding on this Court. The fact that the prosecutor here agrees to relief does not authorize us to ignore the law. As was the case in Jenkins, the lack of adversarial testing of the evidence presented at the habeas hearing leaves us with no reliable evidence upon which to base a grant of relief. Moreover, even if the evidence were reliable, I see no legal basis upon which applicant can base a legitimate claim. Applicant had the burden to raise a valid legal claim and support it with evidence; he has failed to do so.
I would deny relief. Alternatively, I would remand for a more extensive live evidentiary hearing, as we did in Jenkins.