GARY R. WADE, J., delivered the opinion of the Court, in which CORNELIA A. CLARK, C.J., JANICE M. HOLDER, WILLIAM C. KOCH, JR., and SHARON G. LEE, JJ., joined.
In separate trials, the petitioner was convicted of aggravated rape for an incident occurring in March of 1980 and of aggravated rape and robbery by use of a deadly weapon for an incident occurring in May of the same year. In 2007, the petitioner sought to have deoxyribonucleic acid ("DNA") analysis performed on the remaining evidence pursuant to the Post-Conviction DNA Analysis Act of 2001, arguing that exculpatory results would create a reasonable probability that he would not have been prosecuted or convicted on either charge. The petitioner contended that he could conclusively establish his innocence if the DNA profile developed from the evidence was uploaded into a DNA database and matched another profile in the system. The post-conviction court denied relief. The Court of Criminal Appeals affirmed, holding that DNA analysis was limited to a comparison between the petitioner's DNA and that collected as a part of the evidence in the case. We granted the petitioner's application for permission to appeal to determine (1) whether the General Assembly intended to permit petitioners proceeding under the Act to use DNA database matches to satisfy their burden and (2) whether the Court of Criminal Appeals' interpretation of the statute served to preclude the development of scientific evidence supportive of actual innocence. We hold that the Post-Conviction DNA Analysis Act permits access to a DNA database if a positive match between the crime scene DNA and a profile contained within the database would create a reasonable probability that a petitioner would not have been prosecuted or convicted if exculpatory results had been obtained or would have rendered a more favorable verdict or sentence if the results had been previously available. Because the criteria for ordering DNA analysis under the Act are established, the judgment of the Court of Criminal Appeals is reversed and the cause is remanded to the post-conviction court for entry of an order granting DNA analysis.
At approximately 4:30 p.m. on March 22, 1980, K.B. and D.W.,
A second crime occurred on the afternoon of May 10, 1980, less than two months after the first, at the same location. V.B. and C.B., teenage female students at Carter High School, left the Southgate Shopping Center and took the same shortcut through the overgrown field along the railway. A man they later identified as the petitioner approached them from behind and asked to accompany them. When they refused and quickened their pace, their assailant grabbed V.B., placed a knife with a broken point to her neck, and threatened to kill her if C.B. did not stay nearby. After learning that the two young women had no money, he forced them to remove their clothes and vaginally raped V.B. He directed C.B. to turn her back. As in the prior incident, the assailant appeared to be unsure as to what to do after the rape. Ultimately, he took items C.B. had purchased at the Center, ordered the women to wait twenty-five to thirty minutes before leaving, and ran down a path toward the railroad tracks.
Shortly thereafter, V.B. and C.B. reported the attack to the authorities. V.B. was examined at a rape crisis center. The evidence from the rape kit was sent to the University of Tennessee Toxicology Lab for testing. The women described their assailant as a twenty-six or twenty-seven-year old black male, 5' 6" tall, 155 to 160 pounds, with a dark complexion and a short afro. They recalled that he had a mustache but could not remember whether
One week later, the petitioner was arrested for a robbery that took place near the shopping center. At the time, he was wearing a silver, heart-shaped bracelet bearing the name "Michelle." On the following day, the petitioner consented to a search of his apartment. Police found a pair of black desert boots with red shoelaces under his bed and a knife with a broken point under a chair cushion.
The petitioner was first tried for the rape of V.B. and the robbery of C.B., the latter of the two incidents. After determining that the crimes committed against the two young women qualified as "signature" crimes, the trial court allowed both K.B. and D.W., the victims of the earlier charges, to testify in order to establish identity.
The petitioner testified at his first trial, denying any involvement in the incident. He also presented alibi witnesses at trial in order to establish that he was at his mother's apartment and with his brother-in-law and niece during the period of time that V.B. was raped. A jury convicted the petitioner of aggravated rape, for which he received a life sentence, and robbery by use of a deadly weapon, for which he received a sentence of twenty-five years. These sentences were ordered to be served concurrently.
Later in 1982, the petitioner was tried for the rape of K.B. In addition to the identification testimony by K.B. and D.W., the trial court, because of the similarities between the two incidents, permitted both V.B. and C.B. to identify the petitioner as their assailant and to describe the nature of the assaults committed against them.
After the petitioner's convictions were affirmed on direct appeal, he filed multiple petitions for post-conviction and habeas corpus relief, all of which were unsuccessful. See Powers v. State, No. M2009-00937-CCA-R3-HC, 2010 WL 27948 (Tenn.Crim.App. Jan. 6, 2010) (denying habeas corpus relief); Powers v. State, No. W2007-01245-CCA-R3-HC, 2008 WL 539033 (Tenn.Crim.App. Feb. 27, 2008) (denying habeas corpus relief); State v. Powers, No. W2001-00410-CCA-R3-CD, 2001 Tenn.Crim.App. LEXIS 769 (Tenn. Crim.App. Sept. 10, 2001) (denying habeas corpus relief); State v. Powers, No. 02C01-9503-CR-00084, 1995 WL 695133 (Tenn.Crim.App. Nov. 22, 1995) (denying post-conviction relief); Powers v. Rone, C.C.A. No. 02-C-01-9208-CR-00191, 1993 WL 194008 (Tenn.Crim.App. June 9, 1993) (denying post-conviction relief); State v. Powers, C.C.A. No. 82, 1989 WL 105683 (Tenn.Crim.App. Sept. 13, 1989) (denying post-conviction relief).
On December 13, 2007, the petitioner filed a motion pursuant to the Post-Conviction DNA Analysis Act of 2001 ("the Act"), Tenn.Code Ann. §§ 40-30-301 to -313 (2006), seeking to have V.B.'s underwear subjected to DNA analysis.
In response, the State argued that because the petitioner had been positively identified by all four of the young women and other corroborative evidence connected him to the crimes, he would still have been prosecuted despite the existence of favorable DNA testing results. The State, relying on the Court of Criminal Appeals' previous interpretation of the Act in cases such as Alley v. State, No. W2006-01179-CCA-R3-PD, 2006 WL 1703820, at *8-9
Following a hearing, the post-conviction court denied relief, holding that the petitioner had failed to demonstrate that a reasonable probability existed that he would not have been prosecuted or convicted if exculpatory results were obtained through DNA analysis. See Tenn.Code Ann. § 40-30-304(1) (requiring that "[a] reasonable probability exists that the petitioner would not have been prosecuted or convicted if exculpatory results had been obtained through DNA analysis"). The trial court commented that "[e]ven if DNA results were found to belong to an unknown or a third party, those results would not prove exculpatory" because the other evidence implicating the petitioner, such as the eyewitness identifications and the incriminating items found during the search of his apartment, "render[ed] it virtually impossible for any . . . person other than the [petitioner] to have committed these violent crimes."
The Court of Criminal Appeals affirmed, ruling that even if the petitioner received favorable results after testing V.B.'s underwear, there was "no reasonable probability that the [p]etitioner would not have been prosecuted or convicted in light of the overwhelming evidence of his guilt presented at trial." Powers, 2010 WL 571801, at *9.
This case requires us to interpret the Post-Conviction DNA Analysis Act of 2001. Matters involving statutory construction are issues of law that are reviewed de novo on appeal with no presumption of correctness. Estate of French v. Stratford House, 333 S.W.3d 546, 554 (Tenn.2011). "When called upon to construe a statute, we must first ascertain and then give full effect to the General Assembly's intent and purpose." Waters v. Farr, 291 S.W.3d 873, 881 (Tenn. 2009) (citing Waldschmidt v. Reassure Am. Life Ins. Co., 271 S.W.3d 173, 176 (Tenn.2008)). This Court's "chief concern is to carry out the legislature's intent without either broadening or restricting the statute beyond its intended scope." Waters, 291 S.W.3d at 881. We presume that each word in the statute has "`meaning and purpose, and should be given full effect if so doing does not violate the obvious intention of the Legislature.'" Id. (quoting In re C.K.G., 173 S.W.3d 714, 722 (Tenn.2005)). If the statute is clear and unambiguous, "we apply its plain meaning without complicating the task." Id. If, however, the statute is ambiguous, "we may refer to the broader statutory scheme, the history of the legislation, or other sources to discern its meaning." State v. Casper, 297 S.W.3d 676, 683 (Tenn.2009). When construing statutes, we presume that the General Assembly was aware of its prior enactments and knew "the state of the law at the time it passe[d the] legislation." Owens v. State, 908 S.W.2d 923, 926 (Tenn.1995).
Deoxyribonucleic acid, or "DNA," is the group of molecules in which an organism's genetic information is stored. David E. Newton, DNA Evidence and Forensic Science 39 (Infobase Publ'g 2008) [hereinafter Newton, DNA Evidence ]; see also Butler, Forensic DNA Typing 17 (describing DNA as humans' "genetic blueprint"). DNA can be obtained from blood, hair, skin, or even a single human cell from any part of the body. Newton, DNA Evidence at 41. Although all humans' DNA is 99.5% identical, the remaining 0.5% differs from individual to individual. See David H. Kaye, The Double Helix and the Law of Evidence 42-43 (2010) [hereinafter Kaye, Double Helix].
Every state has implemented legislation requiring individuals convicted of certain crimes to submit DNA samples and providing for the storage of DNA profiles developed from such samples in DNA databases,
While known for its crime-solving capabilities, "from its earliest days, DNA typing has also served a second function of equal importance: the determination of a person's innocence." Newton, DNA Evidence at 49. DNA analysis was first used in a forensic setting in 1986 in an attempt to solve two rape-murders in England. Butler, Forensic DNA Typing at 3. Although a man confessed to one of the murders, DNA analysis revealed that the man's profile did not match the semen collected from either crime scene and he was eliminated as a suspect. Id.
The Act provides that a person convicted of certain enumerated offenses, including aggravated rape,
Tennessee Code Annotated section 40-30-304 is mandatory, providing that once the prosecution has been notified and given the opportunity to respond,
(Emphasis added).
The Act also contains a discretionary provision, directing that, after the prosecution has been notified and given the opportunity to respond, the post-conviction court
Tenn.Code Ann. § 40-30-305 (emphasis added). Under either the mandatory or discretionary provision, all four elements must be met before DNA analysis will be ordered by the court. See Alley v. State, No. 2004-01204-CCA-R3-PD, 2004 WL 1196095, at *2 (Tenn.Crim.App. May 26, 2004) ("Alley I"); Buford v. State, No. M2002-02180-CCA-R3-PC, 2003 WL 1937110, at *6 (Tenn.Crim.App. Apr. 24, 2003). Tennessee Code Annotated section 40-30-310 provides that, when DNA testing is warranted, a court "shall select a laboratory that meets the standards adopted pursuant to the DNA Identification Act of 1994, 42 U.S.C. § 14131 et seq.," a federal statutory provision that, among other things, provides for the development and issuance of standards for "testing the proficiency of forensic laboratories, and forensic analysts, in conducting analyses of DNA." 42 U.S.C.A. § 14131(a)(1)(C) (West 2005).
The pertinent provision for purposes of this appeal, however, is section 40-30-302, which defines "DNA analysis" as "the process through which deoxyribonucleic acid (DNA) in a human biological specimen is analyzed and compared with DNA from another biological specimen for identification purposes." Our Court of Criminal Appeals has held that this language "limits [the statute's] reach to permit only the performance of a DNA analysis which compares the petitioner's DNA samples to DNA samples taken from biological specimens gathered at the time of the offense if all four statutory criteria are met." Crawford v. State, E2002-02334-CCA-R3-PC, 2003 WL 21782328, at *3 (Tenn.Crim.App. Aug. 4, 2003); see also Alley II, 2006 WL 1703820, at *9 ("The statute does not authorize the trial court to order the victim to submit new DNA samples years after the offense, nor does the statute open the door to any other comparisons the petitioner may envision."). We must determine whether this interpretation is in accordance with the legislature's intent and purpose.
The petitioner argues that the interpretation in Crawford, which forecloses any demonstration of the guilt of a third-party offender through a database hit, conflicts with the "plain text and legislative history" of the Act. He asserts that the purposes of the Act are not only to identify the wrongly accused, but also to find the actual perpetrators of crimes, and that the "most effective—if not the only—way to conclusively prove another person's guilt through DNA evidence is to afford the prisoner a limited procedural right to access a DNA database."
Unlike the Court of Criminal Appeals, we do not read section 40-30-302 to so "clearly limi[t] [the] reach" of the Act. Crawford, 2003 WL 21782328, at *3. The key terms, which mandate a comparison between the DNA contained in "a human biological specimen" with "another biological specimen," are general in nature. The only limitation relating to the evidence sought for testing is that it must be "in the possession or control of the prosecution, law enforcement, laboratory, or court" and must be "related to the investigation or prosecution that resulted in the judgment of conviction and that may contain biological evidence." Tenn.Code Ann. § 40-30-303. There is nothing in these provisions limiting the DNA analysis to the extent set out in Crawford, particularly when they are read in conjunction with the General Assembly's broad grant of discretionary authority to "make such other orders as may be appropriate." Tenn.Code Ann. § 40-30-311. If the comparison between a DNA profile developed from crime scene evidence and a petitioner's DNA profile does not return a match, and uploading the crime scene DNA profile into a database has the potential to establish a petitioner's innocence and identify the true perpetrator of the crime, then the trial court may issue an order providing for such a comparison. This would not run afoul of section 40-30-302. DNA databases contain DNA profiles developed from "biological specimen[s]" taken from both crime scenes and criminal defendants. When a DNA profile is entered into a database, a comparison occurs between the DNA profile derived from that "biological specimen" and those profiles already in the database, albeit at a rapid pace. The broad language
Although we determine that the Act contemplates the type of DNA analysis sought by the petitioner, "[w]here, as here, the parties derive different interpretations from the statutory language, an ambiguity exists," Owens, 908 S.W.2d at 926,
Hearing on H.B. 770 Before the H. Judiciary Comm., 2001 Leg., 102d Sess. (Tenn. 2001) (statement of Ken Irvine, President, Tennessee Innocence Project). The bill passed out of the Judiciary Committee and was referred to the House Finance Budget Subcommittee.
On May 15, 2001, Senate Bill 796 was introduced in the Senate Judiciary Committee. Senator Cohen,
On May 31, 2001, the Senate bill was heard in the Senate Finance, Ways and Means Committee. While this committee's focus was upon the potential costs of DNA analysis and how the measure would be funded, Senator Cohen made the following statement in support of the legislation:
Hearing on S.B. 796 Before the S. Fin., Ways & Means Comm., 2001 Leg., 102d Sess. (Tenn.2001) (statement of Sen. Steve Cohen). When the bill first went before the full Senate for a vote, Senator Cohen again emphasized that the bill not only allowed those who are wrongfully convicted to prove their innocence, but also would also help identify the real perpetrator of the crime, which was particularly important where recidivist crimes, such as rape and sexual offenses, were involved, as the true perpetrator would likely commit additional crimes if not apprehended. See S. Sess. June 7, 2001 (statement of Sen. Steve Cohen).
This legislative history indicates that the bill's sponsors viewed the Act as serving two purposes: first, to aid in the exoneration of those who are wrongfully convicted and second, to aid in identifying the true perpetrators of the crimes. DNA analysis that only compares a petitioner's profile with a profile developed from biological material found at a crime scene cannot effectuate this second purpose. When, however, uploading the latter into a DNA database can potentially identify the person responsible for the crime, the Act also serves a "law-enforcement," or justice-finding, purpose: the apprehension of criminals who may still be at large.
We must also construe the Act in light of two other statutes dealing with the subject of DNA evidence, Tennessee Code Annotated sections 38-6-113 (2010) and 40-35-321 (2010). See Owens, 908 S.W.2d at 926 ("Statutes `in pari materia'—those relating to the same subject or having a common purpose—are to be construed together."). Section 38-6-113 establishes the Tennessee Bureau of Investigation's DNA database, while section 40-35-321(b) mandates that persons convicted of certain enumerated offenses must provide a biological
In State v. Scarborough, 201 S.W.3d 607, 615-18, 622 (Tenn.2006), this Court analyzed the purpose of these statutory provisions in the context of determining whether extracting blood from a felon for DNA analysis pursuant to section 40-35-321 violated the Fourth Amendment and article I, section 7 of the Tennessee Constitution. While holding that the collection and analysis of the defendant's blood was a reasonable search under both the federal and state constitutions, this Court addressed the competing interests involved, including the importance of the governmental interest sought to be furthered by the statutes, and made particular note of the government's "obvious" interest in "correctly identifying those who have broken its laws," observing that "`[t]he individuality of . . . DNA provides a dramatic new tool for the law enforcement effort to match suspects and criminal conduct.'" Scarborough, 201 S.W.3d at 620-21 (quoting Jones v. Murray, 962 F.2d 302, 307 (4th Cir. 1992)). Additionally, this Court recognized the government's interest in increasing the accuracy of criminal investigations and prosecutions and noted that DNA databases would help to solve future crimes, but "`[e]qually important, the DNA samples will help to exculpate individuals who are serving sentences of imprisonment for crimes they did not commit.'" Id. at 621 (quoting United States v. Sczubelek, 402 F.3d 175, 185 (3d Cir.2005)). Based upon these factors, the opinion in Scarborough concluded that, by enacting the statutes mandating the collection and storage of DNA evidence, "our legislature has put into place a method of more accurately identifying those who commit and are convicted of felonies, thereby enabling law enforcement personnel to more quickly and accurately exonerate the innocent and prosecute the perpetrators." Id.
The purposes of sections 38-6-113 and 40-35-321 are twofold. Their primary purpose is the identification of those who commit crimes. Their secondary purpose, however, is to exonerate those who have not committed crimes. Construing the Act to allow a petitioner to access a DNA database in order to analyze a DNA profile developed from biological material found at a crime scene that does not match his or her own profile clearly effectuates both these purposes—a positive "hit" would not only cast considerable doubt on a petitioner's guilt of the crime for which he or she was convicted, but also could potentially
In Banks, the Court of Appeals for the Tenth Circuit addressed a constitutional challenge to the federal statute requiring certain offenders to submit a DNA sample for inclusion in the national DNA database. 490 F.3d at 1180. As in Scarborough, the Banks court, while addressing the reasonableness of the search, noted the government's interest in collecting offenders' DNA profiles so that it could solve crimes, observing that
Id. at 1188-89. The Banks decision lends credence to an interpretation of the Act, as well as sections 38-6-113 and 40-35-321, such that they serve to effectuate the dual purposes of exonerating those who have been wrongfully convicted and identifying the real perpetrators of the crimes.
Based upon the foregoing authority, we hold that the General Assembly intended to allow petitioners proceeding under the Act to access a DNA database if a positive match between the crime scene DNA profile and a profile contained within the database would create a reasonable probability that the petitioner would not have been prosecuted or convicted if the exculpatory results had been previously available or that DNA analysis would have rendered the petitioner's verdict or sentence more favorable. Because we have concluded that the Act contemplates the use of DNA databases to establish third-party guilt based upon non-constitutional grounds, it is unnecessary to address the petitioner's challenge on constitutional due process grounds. See Owens, 908 S.W.2d at 926 ("[U]nder Tennessee law, courts do not decide constitutional questions unless resolution is absolutely necessary for determination of the case and the rights of the parties. If issues in a case can be resolved on non-constitutional grounds, courts should avoid deciding constitutional issues." (citations omitted)).
While we have determined that the Act contemplates the type of DNA
In response, the State contends that the petitioner has failed to establish a reasonable probability that he would not have been prosecuted or convicted even in the face of favorable DNA testing results. The State claims that the petitioner would still have been prosecuted based upon the eyewitness identification evidence and the other corroborating evidence that was available at the time of trial, and also asserts that V.B.'s consensual sexual activity would have been provided as an "alternative explanation to the jury for the presence of semen not matching the petitioner."
Because the Court of Criminal Appeals analyzed the petitioner's claim under section 40-30-304, see Powers, 2010 WL 571801, at *7, we must determine whether the criteria of this mandatory provision have been established such that the petitioner's request for DNA analysis should be granted.
Inevitably, determining whether a petitioner should be afforded DNA testing involves some conjecture, as "it is difficult to anticipate what results DNA testing may produce in advance of actual testing." State v. Peterson, 364 N.J.Super. 387, 836 A.2d 821, 827 (N.J.Super.Ct.App.Div.2003). Under section 40-30-304(1) of the Act, however, we begin with the proposition that DNA analysis will prove to be exculpatory.
While courts must also consider the evidence that was presented against the petitioner at trial, the evidence must be viewed in light of the effect that exculpatory DNA evidence would have had on the fact-finder or the State. See Haddox v. State, No. M2003-00514-C-CA-R3-PC, 2004 WL 2544668, at *5 (Tenn.Crim.App. Nov. 10, 2004) ("A proper analysis by the trial court must include consideration of the effect of th[e] `exculpatory result' on the jury."). "The Act was created because of the possibility that a person has been wrongfully convicted or sentenced," and as a result, "the [mere] fact that the victim identified the petitioner as the perpetrator should not provide a basis for denying testing." Brown v. State, No. M2002-02427-CCA-R3-PC, 2003 WL 21362197, at *2 (Tenn.Crim.App. June 13, 2003) (Tipton, J., concurring). Instead, the analysis must focus on the strength of the DNA evidence as compared to the evidence presented at trial—that is, the way in which "the particular evidence of innocence interacts with the evidence of guilt." Garrett, Claiming Innocence, 92 Minn. L.Rev. at 1646; cf. Haddox, 2004 WL 2544668, at *5 ("The proper analysis for the trial court under the DNA Analysis Act necessarily includes a consideration of the effect on the jury of evidence showing that the Petitioner's DNA was not present on the baseball cap that was worn by the perpetrator and recovered at the crime scene.").
It may also be proper to "consider. . . any stipulations of fact by the petitioner or his counsel and the state" in making this determination. Mitchell v. State, No. M2002-01500-C-CA-R3-PC, 2003 WL 1868649, at *4 (Tenn.Crim.App. Apr. 11, 2003). For example, although not relied upon by the State during the first trial, both parties, based upon their pleadings in the post-conviction court, agreed that V.B. had engaged in consensual sex with a school boy twelve hours prior to the rape. Therefore, this fact was properly considered
The Court of Criminal Appeals has previously observed that, in reviewing a petition for post-conviction DNA testing,
Powers, 2010 WL 571801, at *9 (quoting Mitchell, 2003 WL 1868649, at *4). We agree that it may be appropriate to look at previous appeals in this setting in order to discern the "essential facts of the crime at issue." As is evidenced by this case, the post-conviction court is not required by the Act to hold an evidentiary hearing in order to decide whether testing should be granted, and, therefore, the record on appeal may be limited. The recitation of the facts contained in prior appellate opinions may be helpful in determining what facts and evidence were presented at trial.
Previous appeals should not, however, be used to determine "the merits of any claim," that is, whether the reasonable probability threshold has been established. For example, in this case, the Court of Criminal Appeals, in affirming the trial court's denial of the petition, observed that "[a]s we have stated in previous opinions, the evidence against the Petitioner was overwhelming." Powers, 2010 WL 571801, at *9. Neither the Court of Criminal Appeals nor the trial court assessed the effect that exculpatory DNA testing results would have had on that "overwhelming" evidence in the eyes of either the State, as to its decision to prosecute, or the fact-finder, as to its decision to convict, but instead merely recited the evidence found in previous appeals to support the petitioner's convictions. As past cases demonstrate, however, many DNA exonerations have occurred despite the fact that there was substantial evidence supporting the conviction. See Cynthia E. Jones, The Right Remedy for the Wrongly Convicted: Judicial Sanctions for Destruction of DNA Evidence, 77 Fordham L.Rev. 2893, 2926 (2009) ("[A]s is demonstrated with over 200 exonerations, DNA evidence, standing alone, has the persuasive force to prove that an innocent person has been wrongly convicted, notwithstanding all other evidence used at trial to prove guilt beyond a reasonable doubt."); Rodney Uphoff, Convicting the Innocent: Aberration or Systemic Problem?, 2006 Wis. L.Rev. 739, 778 (2006) (discussing the Arizona case of Larry Youngblood, who, "[c]ontrary to the `overwhelming evidence,'. . . was, in fact, innocent" and had his
Because V.B. had consensual sex prior to the rape, we must analyze the petitioner's claims based upon two hypothetical scenarios: (1) that only one DNA profile will be developed from the biological material on V.B.'s underwear; and (2) that two DNA profiles will be developed. Further, we will "postulate whatever realistically possible test results would be most favorable" to the petitioner, Peterson, 836 A.2d at 827, in determining whether he has established a "reasonable probability" that he would not have been convicted or prosecuted pursuant to section 40-30-304(1).
The trial court concluded that "[e]ven if DNA results were found to belong to an unknown or a third party, those results would not prove exculpatory." This conclusion, however, evidences a "stark misapprehension of the potential probative power of DNA tests" and the effect that this type of evidence has on both law enforcement and fact-finders, particularly when such evidence would be highly indicative of the perpetrator's identity. Garrett, 92 Minn. L.Rev. at 1635. At trial, the State argued that the presence of seminal fluid on V.B.'s undergarments proved that a sexual assault occurred. The inference created by the State was that the victims' identification of the petitioner as their assailant and the corroborating evidence found both on the petitioner and in his apartment connecting him with this eyewitness identification meant that the seminal fluid found on V.B.'s underwear belonged to him. In consequence, the presence of this seminal fluid was important in establishing that the person who was responsible for V.B.'s rape was, in fact, the petitioner. Under the law, "a reasonable doubt in the mind of one or more jurors would have precluded a conviction." Haddox, 2004 WL 2544668, at *5. If we assume that only one DNA profile is developed, and that profile does not match the petitioner's, we have no trouble concluding that a reasonable probability exists that the petitioner would not have been convicted. Such evidence would have cast the State's case, and the inference
The State argues that it would merely have presented evidence of V.B.'s consensual sexual encounter as an alternative explanation for the presence of seminal fluid not matching the petitioner's DNA profile. For purposes of determining whether testing is warranted under section 40-30-304 of the Act, however, we must presume that testing results would prove exculpatory to the petitioner. In this case, the most favorable result to the petitioner would be that the non-matching DNA profile on the underwear would match the profile of a prior offender contained in a DNA database. Such a match would cast considerable doubt upon the identity of the petitioner as the perpetrator of V.B.'s rape. Particularly in "stranger-rape cases," "DNA [has] changed the nature of criminal investigations . . . by making it possible to exculpate or inculpate suspects." Garrett, 92 Minn. L.Rev. at 1652;
The second scenario we must consider is that two DNA profiles will be developed from V.B.'s underwear and that neither profile will match the petitioner's. Unfortunately, because V.B.'s consensual sex partner cannot be identified, his profile cannot be obtained for comparative purposes. There still exists, however, a reasonable probability that the petitioner would not have been convicted had this exculpatory result been obtained through DNA analysis. The presence of two profiles that do not match the petitioner's, coupled with the information that V.B. had consensual sex twelve hours prior to the rape, may have resulted in a reasonable inference that one of the profiles belonged to the consensual partner and the other belonged to the person responsible for the rape. While such evidence might not conclusively establish the petitioner's innocence, this is not the standard that must be met under section 40-30-304(1). Instead, the DNA evidence must merely establish "a probability sufficient to undermine confidence" in the conviction for the crime had the jury known of the exculpatory results. Had this evidence been presented at trial, there is a reasonable probability that at least one juror would not have been able to find beyond a reasonable doubt that the petitioner raped V.B., even in light of the inculpatory evidence presented by the State.
There are three additional criteria that must be satisfied under section 40-30-304 before DNA analysis will be ordered: the evidence must still be in existence and in a condition which allows for DNA analysis; the evidence must not have been previously subjected to DNA analysis; and the application must be made for the purpose of demonstrating innocence and "not to unreasonably delay the execution of sentence or administration of justice." Tenn. Code Ann. § 40-30-304(2)-(4). Here, the third criterion is clearly established, as the evidence was not previously subjected to DNA analysis. See Tenn.Code Ann. § 40-30-304(3). Discussion of the post-conviction court's disposition of the second and fourth criteria is warranted, however.
In its response to the petition for DNA testing, the State, as to the conviction for V.B.'s rape, "submit[ted] that parts 2, 3, and 4 have been satisfied" and argued only that the first, the "reasonable probability" prong, had not been established. The post-conviction court disregarded the State's concession, finding instead that "[i]t is not clear whether, after twenty-seven years, any meaningful testing could be done to determine DNA results in the [V.B.] case." Nothing in this record supports the conclusion that testing could not be accomplished. While a petitioner would be required to present scientific proof demonstrating that DNA analysis is possible when the State argues otherwise, the State, in this instance, acknowledged that an analysis could be performed. Under these circumstances, the second criterion has been satisfied.
As to section 40-30-304(4), the post-conviction court stated that, while it did not "question the Petitioner's motivations" in seeking DNA analysis, the items he sought to test had been available since trial, yet he had waited six years after the Act became law to make his request. The trial court determined that "no reasons were produced at the hearing that would justify the delay in presenting the petition." "Initially, there is no statute of limitations imposed by the Act, and a petitioner "may at any time" file a petition for DNA analysis. Tenn.Code Ann. § 40-30-303 (emphasis added). Further, the petitioner is represented by the Innocence Project,
Moreover, at the time the petitioner made his request, he was serving a life sentence plus fifty years. Thus, there is no evidence that the petitioner's request
Because we find that all four criteria contained in section 40-30-304 have been satisfied, we hold that the petitioner is entitled to the requested DNA analysis.
The Post-Conviction DNA Analysis Act of 2001 was designed to permit access to a DNA database if a positive match between a profile developed from crime scene DNA and a profile contained within a database would create a reasonable probability that a petitioner would not have been prosecuted or convicted if exculpatory results from DNA analysis had been previously obtained or that the results would have rendered the petitioner's verdict or sentence more favorable. Because the criteria for ordering DNA analysis under the Act are established, the judgment of the Court of Criminal Appeals is reversed and the cause is remanded to the post-conviction court for entry of an order granting DNA analysis. Costs are assessed to the State.