GARY R. WADE, JUSTICE.
Pursuant to Tennessee Supreme Court Rule 51 and Tennessee Code Annotated Section 50-6-225(e)(3), this appeal has been referred to the Special Workers' Compensation Panel. In this instance, an employee was injured when he tripped and fell over boxes while loading a truck. The employer, who contended that the injury was an aggravation of a pre-existing condition, requested two independent medical evaluations, the second of which the employee refused to attend. The trial court denied the employer's motion to compel the second evaluation and, ultimately, awarded workers' compensation benefits. In this appeal, the employer contends that the trial court erred by failing to compel a second evaluation, by awarding benefits to the employee, and by failing to apportion liability to the Second Injury Fund. We affirm the judgment.
In 2004, Sterling Edward Hubbard (the "Employee") was employed by ShermanDixie Concrete Industries, Inc. (the "Employer") as a truck driver. As a part of his employment, the Employee was responsible for loading and unloading heavy concrete pipes.
On September 11, 2006, the Employee arrived at work before daylight. While walking from the cab to the back of his truck, he tripped and fell over two boxes, landing on his knee and twisting his back. Although the Employee was taken to the hospital, treated, and released, he was unable to get out of bed the next morning. When he contacted his supervisor, he was directed to the Employer's insurance carrier. The Employee eventually returned to work. He underwent knee surgery on May 24, 2007.
The Employee received treatment for the injuries sustained in the fall by several physicians, including Dr. Thomas Brown, who treated the knee injury, Drs. David Lowry and Richard Pearce, who treated the lower back injury, Dr. Steven Musick, and Dr. Steven Sanders. Dr. Musick, an orthopaedic surgeon, first examined the Employee four months after the surgery and found numerous infirmities, including L3-4 spondylolisthesis, degenerative lumbar disc disease, and, significantly, hypermobility of L3-4 in Employee's lower back. After reviewing the x-rays taken earlier by Drs. Pearce and Lowry,
In 2009, the Employee filed this suit for workers' compensation benefits, claiming permanent and total disability. Prior to trial, the Employer asked that the Employee submit to two independent medical evaluations, first with Dr. David Gaw, an orthopaedic surgeon, and second with Dr. Mckinley Lundy.
At trial, the Employee, who was fifty-two years old at the time, testified that he was a high school graduate whose prior work record was almost exclusively as a truck driver. He stated that when he applied for employment in 2004, he disclosed to the Employer prior job-related injuries to his knee and back. In 1995,
The Employee admitted to having pain in his mid-back and neck as a result of the 1995 and 2003 injuries. Some eight months prior to the injury at issue, the Employee made an appointment with Dr. Jay Jolley for continuing pain from the 2003 injury, complaining specifically of pain in his neck. The clinic's intake form, which the Employee signed but did not fill out, reflects that he had general pain in his back. As to the lower back, tests performed by Dr. Jolley showed normal pain responses, no obvious spinal deformities, no gait abnormalities, and no muscle tenderness. The Employee further admitted that he sought treatment from a chiropractor and received injections in his back, but he denied having any injury to the lower portion of his back before his fall in 2006. He testified that the strenuous labor involved in his work for Employer occasionally caused him neck pain associated with the 2003 injury and "normal" aches and pains in his lower back, but had never interfered with his ability to perform his work duties.
Two vocational experts, Michael Galloway and Mark Boatner, testified that because narcotic treatment was required to control the pain associated with the 2006 injuries, the Employee would be unable to work as a truck driver in the future. Each expert also testified that based upon Dr. Musick's findings, it would be unlikely that Employee could perform even sedentary work. According to these experts, the severity of the pain and Employee's level of education combined to establish a 100% vocational disability.
Cynthia Dilse, who testified for the Employer by deposition, had responsibility for interviewing applicants and hiring for the Employer. Ms. Dilse indicated that the Employee had informed her when he was hired that his prior injuries, including the neck injury sustained in 2003, had resolved and that he was capable of performing the tasks the job required. She also testified that prior to the 2006 injury, he was able to do everything that was asked of him.
Dr. Gaw testified by Form C-32. After examining the Employee and reviewing some of the x-rays, he noted injuries to the knee and back, including L3-4 spondylolisthesis and degenerative lumbar disc disease, and assigned an impairment rating of 8% to the body as a whole for the back injury and 12% to the body as a whole when combined with the knee injury. Dr. Gaw reported that the "accident of 9-11-06 did not cause [the Employee's] back condition," although, his answer to whether "the injury more probably than not [arose] out of the claimant's employment" was equivocal. He reported that the fall may have aggravated a preexisting condition, but noted that he did not see any evidence of an advancement of the Employee's lower back condition based upon the imaging studies he had at his disposal. Dr. Gaw did not have access to the x-rays ordered by Drs. Pearce and Lowry.
The trial court accredited the Employee's testimony regarding his prior back pain, observing that there was a distinction between normal lower back pain associated with his job and a lower back injury. After specifically accrediting Dr. Musick's findings because of the lengthy period of his treatment of the Employee and taking into account that Dr. Gaw had seen the Employee only one time, the trial court found that the Employee had suffered total permanent disability from the 2006 fall without regard to any prior injuries.
In workers' compensation cases, the standard of review of a trial court's findings of fact is de novo on the record of the trial court accompanied by a presumption of correctness of these findings, unless the preponderance of the evidence is otherwise. Tenn. Code Ann. § 50-6-225(e)(2) (2008). When the issues involve credibility determinations and the weight afforded to testimony, considerable deference should be given to the trial court, as it has seen and heard the witnesses.
The Employer first argues that the trial court abused its discretion by denying the motion to compel the Employee to undergo a second independent medical evaluation, relying on the holding in
Trial courts have discretionary authority to determine whether the request for an examination is reasonable, due to the many and varied situations in which it can arise.
The right of an employer to have an employee submit to an independent medical evaluation is governed by Tennessee Code Annotated section 50-6-204(d)(1) (2008 & Supp. 2010), which provides as follows:
Our Supreme Court has recently observed that a plain reading of section 50-6-204(d)(1) "gives the employer a right to compel the employee to undergo an independent medical evaluation, so long as the request is `reasonable.'"
In our view,
The Employer next argues that the trial court erred by concluding that the injury was not an aggravation of a preexisting injury, and, further, that if the injury did preexist, the Second Injury Fund (the "Fund") would have some responsibility for the benefits awarded. See Tenn. Code Ann. § 50-6-208 (2008). Both the Employee and the Fund claim that because the Employee was rendered permanently and totally disabled as a result of the 2006 injury without regard to his previous injuries, the trial court correctly assigned liability only to the Employer.
The Employer contends that the trial court erroneously found that the Employee was an "honest man" and inappropriately relied on Dr. Musick's report when it concluded that the Employee's past lower back pain was not indicative of a prior injury. In support of its arguments, the Employer cites the intake form for Dr. Jolley, the Employee's testimony in a prior deposition where he described pain in three places in his back, and Dr. Gaw's opinion that the pain was an aggravation of a preexisting injury.
In
273 S.W.3d at 607.
The trial court found that the Employee had specifically acknowledged that his upper and mid back injuries stemmed from the 2003 incident, but had denied any lower back injury prior to the fall at work on September 11, 2006. The Employee's testimony was consistent with the examination performed by Dr. Jolley, which the trial court deemed "essentially negative" as to whether there was a preexisting injury to the lower back. Further, the trial court found that the Employee's characterization of his previous lower back pain was "normal pain" associated with heavy labor, as opposed to pain associated with a prior "injury."
It is clear from the trial court's memorandum opinion that the hypermobility x-rays were central to its finding that the Employee's injury was not merely an aggravation of a preexisting injury, but a new, compensable injury. Dr. Musick and Dr. Gaw both found that the Employee suffered from L3-4 spondylolisthesis and degenerative lumbar disc disease; however, their opinions diverged on the finding of hypermobility of L3-4. Dr. Gaw reported that he found nothing in the records he reviewed to support Dr. Musick's impairment rating. That testimony is not inconsistent with Dr. Musick's, as Dr. Gaw did not have access to the x-rays reviewed by Dr. Musick, which indicated hypermobility. In contrast, Dr. Musick's report is consistent with Dr. Jolley's examination and his finding that the Employee showed normal pain response in the lower back. Finally, Ms. Dilse confirmed that the Employee never had any difficulty performing his duties prior to the 2006 injury. In short, the evidence does not preponderate against the trial court's finding that the Employee's lower back injury was a subsequent, compensable injury.
A related question is whether the trial court erred by failing to apportion partial liability to the Fund. Tennessee Code Annotated section 50-6-208 governs the Fund
It is undisputed that the Employee had suffered a previous permanent physical disability of which Employer was aware; therefore, the trial court needed only to focus on whether the Employee became permanently and totally disabled from a subsequent injury and the extent of disability that stemmed from that injury. The record shows that both vocational experts agreed that based upon Dr. Musick's assessment of a 23% impairment to the body as whole, the Employee was permanently and totally disabled as a result of the second injury, absent any consideration of the prior injury or injuries. We have found no basis to reverse the trial court's reliance on Dr. Musick's disability assessment. Under these circumstances, the Employer is fully responsible for the award of benefits.
The trial court did not abuse its discretionary authority by denying the Employer's request for a second independent medical evaluation. Further, the evidence does not preponderate against the trial court's determination that the Employee suffered permanent and total disability as a result of the 2006 injury and that the Employer is fully responsible for the award of benefits. Costs of this appeal are assessed against the Employer, Sherman-Dixie Concrete Industries, Inc., for which execution may issue if necessary.
PER CURIAM.
This case is before the Court upon the motion for review filed by Sherman Dixie Concrete Industries, Inc., et al, pursuant to Tenn. Code Ann. § 50-6-225(e)(5)(B), the entire record, including the order of referral to the Special Workers' Compensation Appeals Panel, and the Panel's Memorandum Opinion setting forth its findings of fact and conclusions of law.
It appears to the Court that the motion for review is not well-taken and is therefore denied. The Panel's findings of fact and conclusions of law, which are incorporated by reference, are adopted and affirmed. The decision of the Panel is made the judgment of the Court.
Costs are assessed to Sherman Dixie Concrete Industries, Inc., et al, for which execution may issue if necessary.
It is so ORDERED.
WADE, Gary R., J., Not Participating.