CORNELIA A. CLARK, C.J., delivered the opinion of the Court, in which JANICE M. HOLDER, GARY R. WADE, WILLIAM C. KOCH, JR., and SHARON G. LEE, JJ., joined.
We granted permission to appeal in this post-conviction capital case to consider whether the courts below erred in holding that the state and federal constitutional right against self-incrimination does not afford a post-conviction petitioner who chooses to testify the right to limit the scope of the State's cross-examination. However, we need not decide whether and in what manner the constitutional right against self-incrimination applies in the post-conviction context because this appeal can be resolved on non-constitutional grounds. We have concluded that the scope of cross-examination of a post-conviction petitioner is governed by Tennessee Supreme Court Rule 28, section 8(C)(1)(d). The judgments of the trial court and the Court of Criminal Appeals are vacated, and this matter is remanded for a new post-conviction hearing at which Petitioner shall be afforded the right to testify subject to the limited scope cross-examination provided by Rule 28, section 8(C)(1)(d).
On May 9, 1997, a jury convicted Roy E. Keough ("Petitioner") of the premeditated first degree murder of his estranged wife, Betty Keough, and of the attempted first degree murder of his wife's male companion, Kevin Berry. Following a separate sentencing hearing, the jury imposed a sentence of death based upon its finding that the aggravating circumstance—Petitioner had been previously convicted of one or more felonies whose statutory elements involved the use of violence to the person—had been proven beyond a reasonable doubt and that the aggravating circumstance outweighed mitigating circumstances beyond a reasonable doubt. See Tenn.Code Ann. §§ 39-13-204(i)(2), -204(g) (1997 & Supp.1999). For the attempted first degree murder conviction, the trial court classified Petitioner as a Range II offender and imposed a forty-year sentence consecutive to the sentence of death. Petitioner's convictions and sentences were affirmed on appeal. See State v. Keough, 18 S.W.3d 175 (Tenn.2000).
Thereafter, on December 12, 2000, Petitioner timely filed a pro se petition
Petitioner alleged that his trial attorneys were ineffective because they failed to conduct a reasonable and adequate investigation for his trial and his capital sentencing hearing. Petitioner also alleged that his trial attorneys failed to seek and obtain a plea bargain for him. However, by the time of the 2007 post-conviction hearing, Petitioner's lead trial counsel had suffered a stroke and was unable to testify. While the attorney who served as co-counsel at Petitioner's trial testified at the post-conviction hearing, trial co-counsel's memory of the case had faded during the ten years since Petitioner's 1997 trial, and a fire had destroyed his file on Petitioner's case. As a result, trial co-counsel's testimony was vague and uncertain concerning many aspects of Petitioner's case, including the pre-trial investigation and trial preparation. Furthermore, trial co-counsel could not recall the circumstances surrounding plea negotiations or the plea offer Petitioner received during the voir dire of his trial.
On October 12, 2007, after hearing trial co-counsel's testimony, Petitioner filed a motion asking the trial court "to limit any cross-examination of [Petitioner], if called to testify on his own behalf, during any hearing on his post-conviction petition to the scope of the direct examination and, in particular to preclude questions directly related to the factual allegations of the criminal charges for which he was convicted in this case." (Emphasis added). Petitioner alleged that, if called as a witness, he would "testify regarding his relationship with counsel, his understanding of the proceedings against him and the judicial process, his social history and other matters related to his post-conviction petition" but would not "discuss in any way the factual circumstances related to the crimes for which he was charged or convicted." (Emphasis added). As support for his motion, Petitioner relied upon his right against self-incrimination protected by the Fifth Amendment
The post-conviction trial court denied the request to limit the scope of cross-examination, concluding that, while Petitioner
Based upon the trial court's ruling, Petitioner decided not to testify; however, Petitioner's post-conviction counsel made the following proffer of evidence concerning the testimony Petitioner would have provided had the motion for limited scope cross-examination been granted:
(Emphasis added).
After the post-conviction trial court denied relief, Petitioner appealed. The Court of Criminal Appeals affirmed the denial of post-conviction relief, and in doing so, specifically rejected Petitioner's assertion that the post-conviction trial court erred by denying the motion for limited scope cross-examination. Like the post-conviction trial court, the Court of Criminal Appeals held that Petitioner's constitutional right against self-incrimination applies in the post-conviction context, but found that a petitioner who elects to testify is bound to answer relevant questions on cross-examination. We granted Petitioner's application for permission to appeal. For the reasons explained herein, we vacate the judgments of the courts below and remand to the post-conviction trial court for a new post-conviction hearing.
Generally, the propriety, scope, manner, and control of cross-examination
Under Tennessee's current Post-Conviction Procedure Act ("Act"), enacted in 1995,
The Act contemplates that the petitioner's testimony will be necessary to satisfy this burden of proof, stating that "[t]he petitioner shall appear and give testimony at the evidentiary hearing if the petition raises substantial questions of fact as to events in which the petitioner participated...." Id. at § 40-30-110(a); see also Tenn. Sup.Ct. R. 28, § 8(C)(1)(b) ("Petitioner shall testify at the evidentiary hearing if the petition raises substantial issues of facts, unless petitioner is incarcerated out of state."). "The Tennessee Rules of Evidence apply except as otherwise required in this part" to post-conviction hearings. Tenn.Code Ann. § 40-30-110(e). Furthermore, the Act expressly authorizes this Court to "promulgate rules of practice and procedure consistent with this part...." Id. at § 40-30-118.
On November 17, 1995, this Court adopted Tennessee Supreme Court Rule 28, which is titled "Tennessee Rules of Post-Conviction Procedure." See Tenn. Sup.Ct. R. 28, § 12. In doing so, we cited both section 40-30-118 and our inherent authority to promulgate rules governing the practice and procedure in state courts. See Tenn. Sup.Ct. R. 28, § 1(B); see also State v. Mallard, 40 S.W.3d 473, 480-81 (Tenn.2001) (stating that "[o]nly the Supreme Court has the inherent power to promulgate rules governing the practice and procedure of the courts of this state"). The provisions of Rule 28 "supplement the remedies and procedures set forth" in the Act. Tenn. Sup.Ct. R. 28, § 1(A).
With respect to the issue we address in this appeal—the scope of cross-examination applicable to petitioners who choose to testify—the Act is silent. Both Tennessee Rule of Evidence 611(b) and Tennessee Supreme Court Rule 28, section
We apply the foregoing principle of statutory construction to determine whether Tennessee Rule of Evidence 611(b) or Tennessee Supreme Court Rule 28, section 8(C)(1)(d) controls the scope of cross-examination in this appeal. Rule 611(b) is the generally applicable rule, allowing unlimited cross-examination of all witnesses and permitting questions "on any matter relevant to any issue in the case, including credibility...." Tenn. R. Evid. 611(b).
In the courts below, Petitioner relied exclusively upon his state and federal constitutional right against self-incrimination as support for his request for limited scope cross-examination, but Petitioner now agrees that Rule 28, section 8(C)(1)(d) applies to petitioners testifying at post-conviction proceedings. Nonetheless, Petitioner asks us to interpret Rule 28, section 8(C)(1)(d) as a declaration that the constitutional right against self-incrimination applies in the post-conviction context. We decline. This Court decides constitutional issues only when absolutely necessary for determination of the case and the rights of the parties. See State v. Thompson, 151 S.W.3d 434, 442 (Tenn.2004); Owens v. State, 908 S.W.2d 923, 926 (Tenn.1995). Where an appeal can be resolved on nonconstitutional grounds, we avoid deciding constitutional issues. Id. The plain language of Rule 28, section 8(C)(1)(d) affords the exact relief that Petitioner sought. Basing our decision on Rule 28, section 8(C)(1)(d) both addresses the issue and relief Petitioner sought in the courts below and honors the principle that courts should
Nonetheless, we agree with Petitioner that Rule 28, section 8(C)(1)(d) addresses some of the same concerns that underlie the constitutional right against self-incrimination. Limiting the scope of cross-examination certainly reduces the risk that petitioners will be deterred from testifying by fear the State will elicit incriminating evidence on cross-examination for use at a retrial should post-conviction relief be granted.
Here, Petitioner sought the limited scope cross-examination that Tennessee Supreme Court Rule 28, section 8(C)(1)(d) provides. Petitioner asked "to preclude questions directly related to the factual allegations of the criminal charges for which he was convicted in this case." Petitioner also asked for permission to testify "without being subject to cross-examination concerning the offense." Petitioner asserted that his testimony would not "discuss in any way the factual circumstances related to the crimes for which he was charged or convicted." Given lead trial counsel's physical inability to testify and trial co-counsel's inability to recall details of the representation, Petitioner's testimony about the factual allegations supporting his claim of ineffective assistance of counsel was critical to his ability to prove his claim of ineffective assistance of counsel by clear and convincing proof. Accordingly, under the circumstances of this case, we conclude that Petitioner is entitled to a new post-conviction hearing at which he shall be afforded an opportunity to testify subject to the limited scope cross-examination provided in Rule 28, section 8(C)(1)(d). See Pylant v. State, 263 S.W.3d 854 (Tenn. 2008) (remanding for a new post-conviction hearing). In light of the necessity of a remand, the other issues Petitioner raised in this appeal are pretermitted.
Because Petitioner was deprived of the limited scope cross-examination provided in Rule 28, section 8(C)(1)(d), the judgments of the post-conviction trial court and the Court of Criminal Appeals are vacated. This matter is remanded to the post-conviction trial court for a new post-conviction hearing at which Petitioner shall be afforded the right to testify subject to the limited scope cross-examination provided in Rule 28, section 8(C)(1)(d). The post-conviction trial court shall schedule and conclude the new evidentiary hearing as expeditiously as possible.