WILLIAM C. KOCH, JR., J., delivered the opinion of the Court, in which JANICE M. HOLDER, CORNELIA A. CLARK, and SHARON G. LEE, JJ., joined.
This appeal involves a prisoner who was sentenced to death in 1991. Nineteen years later, he filed a petition in the Criminal Court for Shelby County seeking to reopen his post-conviction proceeding on the ground that he possessed new scientific evidence of his actual innocence. His evidence consisted of a newly-obtained I.Q. test score purportedly showing that he could not be executed by virtue of Tenn. Code Ann. § 39-13-203 (2010) because he was intellectually disabled. The trial court declined to hold a hearing and denied the prisoner's petition. The trial court determined, as a matter of the law, that the prisoner's newly-obtained I.Q. test score was not new scientific evidence of his actual innocence of the offenses to which he earlier pleaded guilty. The prisoner filed an application for permission to appeal the denial of his petition to reopen in the Court of Criminal Appeals. In addition to asserting that the newly-obtained I.Q. test score was new scientific evidence of his actual innocence, the prisoner asserted that this Court's decision in Coleman v. State, 341 S.W.3d 221 (Tenn.2011), announced a new constitutional right and, therefore, provided another basis for reopening his petition for post-conviction relief. The Court of Criminal Appeals entered an order on June 29, 2011, affirming the trial court's denial of the petition to reopen because the I.Q. test score did not amount to scientific evidence of actual innocence for the purpose of Tenn.Code Ann. § 40-30-117(a)(2) (2006) and because Coleman v. State did not announce a new rule of constitutional law under Tenn.Code Ann. § 40-30-117(a)(1). We granted the prisoner's application for permission to appeal to address whether the phrase "actually innocent of the offense" in Tenn.Code Ann. § 40-30-117(a)(2) encompasses ineligibility for the death penalty in addition to actual innocence of the underlying crime and whether our holding in Coleman v. State established a new constitutional right to be applied retroactively under Tenn. Code Ann. § 40-30-117(a)(1). We hold that the Tennessee General Assembly, when it enacted Tenn.Code Ann. § 40-30-117(a)(2), did not intend for the phrase "actually innocent of the offense" to include ineligibility for the death penalty because of intellectual disability. We also hold that Coleman v. State did not establish a new rule of constitutional law that must be applied retroactively under Tenn. Code Ann. § 40-30-117(a)(1). Accordingly, we affirm the judgment of the trial court and the Court of Criminal Appeals denying the prisoner's petition to reopen his post-conviction petition.
Eight-year-old Ashley Nicole Reed was raped and murdered in March 1990. Her body, wrapped in a blanket, was thrown into the Wolf River near Mud Island in Memphis. Shortly thereafter, David Keen, the boyfriend of the child's mother, confessed that he had thrown the child's body into the river and gave conflicting statements regarding the rape and murder.
On August 15, 1997, a new jury sentenced Mr. Keen to death. The Court of Criminal Appeals affirmed the sentence. State v. Keen, No. 02C01-9709-CR-00365, 1999 WL 61058, at *23 (Tenn.Crim.App. Feb. 10, 1999). This Court likewise affirmed the sentence. State v. Keen, 31 S.W.3d at 225.
On May 3, 2001, Mr. Keen filed a pro se petition for post-conviction relief in the Criminal Court for Shelby County. The post-conviction court appointed counsel for Mr. Keen, and counsel filed an amended post-conviction petition. Following a hearing, the post-conviction court entered an order on August 2, 2004, denying post-conviction relief. The Court of Criminal Appeals affirmed the post-conviction court, and this Court declined to review the case. Keen v. State, No. W2004-02159-CCA-R3-PD, 2006 WL 1540258, at *53 (Tenn. Crim.App. June 5, 2006), perm. app. denied (Tenn. Oct. 30, 2006).
In February 2010, Mr. Keen received a score of 67 on the Wechsler Adult Intelligence Test, Fourth Edition ("WAIS-IV"). Based on this new score, Mr. Keen filed a motion in the Criminal Court for Shelby County, seeking to reopen his post-conviction proceedings in accordance with Tenn. Code Ann. § 40-30-117(a)(2) (2006). He asserted that the new I.Q. test score constituted "new scientific evidence" that he was "actually innocent" of the offense of first degree murder.
The trial court heard argument on February 18, 2011, to determine whether to proceed to an evidentiary hearing. In an order filed on March 28, 2011, the trial court concluded that Mr. Keen had "failed to establish by clear and convincing evidence that new scientific evidence exists establishing his actual innocence." More specifically, the court held that actual innocence under Tenn.Code Ann. § 40-30-117(a)(2) did not encompass ineligibility for the death penalty under Tenn.Code Ann. § 39-13-203(b).
Mr. Keen filed an application for permission to appeal in accordance with Tenn.Code Ann. § 40-30-117(c). In addition to arguing that his petition contained a viable basis for reopening his post-conviction proceeding in accordance with Tenn.Code Ann. § 40-30-117(a)(2), Mr. Keen raised an additional claim that he was entitled to reopen his post-conviction petition based on a new "constitutional right" under Tenn.Code Ann. § 40-30-117(a)(1). He argued that our decision in Coleman v. State, 341 S.W.3d 221 (Tenn. 2011), announced a new rule of constitutional criminal law that required retroactive application. The Court of Criminal Appeals rejected both of Mr. Keen's claims in an order filed on June 29, 2011. Mr. Keen then filed an application for permission to appeal with this Court on August 31, 2011. We granted that application on December 14, 2011.
The issues presented in this case involve questions of statutory interpretation. The construction of a statute and its application to the facts of a particular case present questions of law which we review de novo. State v. Russell, 382 S.W.3d 312, 315-16 (Tenn.2012); State v. Marshall, 319 S.W.3d 558, 561 (Tenn.2010).
In 1990, the Tennessee General Assembly decided that intellectually disabled
This Court previously addressed motions to reopen in Van Tran v. State, 6 S.W.3d 257 (Tenn.1999). In 1995, death row inmate Heck Van Tran filed a petition for post-conviction relief, asserting that he could not be executed because of the prohibition on executing intellectually disabled persons in Tenn.Code Ann. § 39-13-203(b). At the hearing on Mr. Van Tran's petition, two psychologists presented conflicting opinions regarding whether Mr. Van Tran's I.Q. was 67 or 72. Their opinions were based on Mr. Van Tran's performance on the Wechsler Adult Intelligence Scale Revised ("WAIS-R"). The post-conviction court credited the higher score offered by the state's psychologist and dismissed Mr. Van Tran's petition. Both the Court of Criminal Appeals and this Court affirmed the post-conviction court's decision. Van Tran v. State, No. 02C01-9803-CR-00078, 1999 WL 177560, at *6 (Tenn.Crim.App. Apr. 1, 1999); Van Tran v. State, 6 S.W.3d 257, 274.
Mr. Van Tran was re-tested in 1999 using the newer third edition of the Wechsler Adult Intelligence Scale ("WAIS-III"). At that time, the psychologist who administered this test determined that Mr. Van Tran's full-scale I.Q. was actually 65. In February 2000, Mr. Van Tran filed a motion to reopen his post-conviction proceeding, arguing that this new test result constituted "new scientific evidence" of his actual innocence under Tenn.Code Ann. § 40-30-117(a)(2). The post-conviction court denied his motion, and the Court of Criminal Appeals declined to grant him permission to appeal.
We accepted Mr. Van Tran's appeal. Following oral argument, we requested the parties to file supplemental briefs addressing the issue of whether executing an intellectually disabled person violated the "cruel and unusual punishments" clauses of the Eighth Amendment to the United States Constitution or Article I, § 16 of the Tennessee Constitution.
We also determined that the holding in Van Tran should apply retroactively. This finding involved a two-part analysis. The first question was whether the "constitutional right" is actually "new." A constitutional rule is considered "new" when "the result was not dictated by precedent existing at the time the defendant's conviction became final." Van Tran v. State, 66 S.W.3d at 811 (quoting Teague v. Lane, 489 U.S. 288, 301, 109 S.Ct. 1060, 103 L.Ed.2d 334 (1989)). Second, a new constitutional right is applied retroactively when it "materially enhances the integrity and reliability of the fact finding process of the trial." Van Tran v. State, 66 S.W.3d at 811 (citing Meadows v. State, 849 S.W.2d 748, 755 (Tenn.1993)); see also Tenn.Code Ann. § 40-30-122 (2006) (citing the federal standard for retroactivity under Teague v. Lane, 489 U.S. at 307, 109 S.Ct. 1060). Applying these standards, we determined that our holding in Van Tran was new, and that it warranted retroactive application. Van Tran v. State, 66 S.W.3d at 811.
The following year, the United States Supreme Court overruled its holding
In December 2002, relying on the recent holdings of Van Tran and Atkins as new, retroactive constitutional rules, condemned prisoner Michael Wayne Howell filed a motion to reopen his post-conviction proceeding under Tenn.Code Ann. § 40-30-117(a)(1). Howell v. State, 151 S.W.3d 450, 453 (Tenn.2004). The post-conviction court and Court of Criminal Appeals denied Mr. Howell's motion. However, we remanded Mr. Howell's intellectual disability claim to the post-conviction court for consideration under the "colorable claim" standard of Tenn.Sup.Ct. R. 28, §§ 2(H), 6(B)(6) (2012), rather than the "clear and convincing evidence" standard of Tenn. Code Ann. § 40-30-117(a)(4). Howell v. State, 151 S.W.3d at 460-63. Mr. Howell's position was unusual and almost unique: he was "able, for the first time in his motion to reopen..., to claim ineligibility for the death penalty" under the newly-decided Van Tran and Atkins decisions. Howell v. State, 151 S.W.3d at 453. Therefore, under these very specific facts, we held that applying the stringent "clear and convincing" evidence standard would violate due process notions of fundamental fairness. Howell v. State, 151 S.W.3d at 462-63.
We also addressed shortcomings in the expert proof Mr. Howell submitted to support his claim that he was intellectually disabled. The psychologist who examined Mr. Howell administered the WAIS-III, as well as the Stanford-Binet Intelligence Test-Fourth Edition and the Comprehensive Test of Nonverbal Intelligence ("CTONI"). Although Mr. Howell's score on the WAIS-III was above 70, his scores on the other tests were below 70. Thereafter, the psychologist prepared an affidavit stating that an I.Q. test score of 70 actually represented "a band or zone of sixty-five to seventy-five." Howell v. State, 151 S.W.3d at 453. Accordingly, the psychologist opined that Mr. Howell's level of intellectual functioning was "within the [intellectual disability] range of intelligence." Howell v. State, 151 S.W.3d at 453-54. The post-conviction court relied completely on Mr. Howell's raw score on the WAIS-III, ignored the other tests, and found, without a hearing, that Mr. Howell had not put forth a prima facie case of intellectual disability. Howell v. State, 151 S.W.3d at 454-55, 459.
When Mr. Howell's case reached this Court, we noted that "[w]ithout question," intellectual disability "is a difficult condition to accurately define" and that "[g]enerally accepted definitions within the scientific community will no doubt be refined as our knowledge in this area advances." Howell v. State, 151 S.W.3d at 457. Nevertheless, we found that Tenn.Code Ann. § 39-13-203 was "perfectly clear and unambiguous" and that it made "no reference to ... any range of scores above the score of seventy." Howell v. State, 151 S.W.3d at 458. After noting that the Tennessee General Assembly had adopted a more relaxed definition of intellectual disability in the social services context that contained no reference to I.Q. test scores,
With regard to Mr. Howell's argument that the post-conviction court erred by disregarding the scores from other tests besides the WAIS-III, we noted that the United States Supreme Court had referred to the WAIS-III as "the standard instrument in the United States for assessing intellectual functioning." Atkins v. Virginia, 536 U.S. at 309 n. 5, 122 S.Ct. 2242. However, we also found that
Howell v. State, 151 S.W.3d at 459 (emphasis added).
Regrettably, several courts misconstrued our holding in Howell that Tenn. Code Ann. § 39-13-203(a)(1) established a "bright line rule" for determining intellectual disability. They understood this language to mean that courts could consider only raw I.Q. scores. Accordingly, these courts tended to disregard any evidence suggesting that raw scores could paint an inaccurate picture of a defendant's actual intellectual functioning. See, e.g., Smith v. State, No. E2007-00719-CCA-R3-PD, 2010 WL 3638033, at *40 (Tenn.Crim.App. Sept. 21, 2010) (reluctantly refusing to consider the Flynn effect); Coleman v. State, No. W2007-02767-CCA-R3-PD, 2010 WL 118696, at *14, 16-18, 23 (Tenn.Crim.App. Jan. 13, 2010) (upholding, under Howell, a trial court's refusal to consider the standard error of measurement and the Flynn effect in determining the petitioner's I.Q. score); Black v. State, No. M2004-01345-CCA-R3-PD, 2005 WL 2662577, at *14, 17-18 (Tenn.Crim.App. Oct. 19, 2005) (rejecting the Flynn effect under the "brightline cutoff" rule of Howell). This was an inaccurate reading of Howell, in which we took pains to say that the trial court should "giv[e] full and fair consideration to all tests administered to the petitioner" and should "fully analyz[e] and consider[] all evidence presented" concerning the petitioner's I.Q. Howell v. State, 151 S.W.3d at 459.
The case of Coleman v. State provided us with an opportunity to clarify and reinforce our holding in Howell. We held that "the plain language of Tenn.Code Ann. § 39-13-203(a)(1) does not limit to raw test scores the evidence regarding whether a criminal defendant is a person with intellectual disability." Coleman v. State, 341 S.W.3d at 230. We also recognized that there was an "`imperfect fit' between the clinical community's and the legal system's view of intellectual disability." Coleman v. State, 341 S.W.3d at 230 (quoting American Psychiatric Ass'n, Diagnostic and Statistical Manual on Mental Disorders xxxiii (4th ed. text rev. 2000) ("DSM-IV-TR")). In addition, we noted that "[t]he term `intellectual disability' does not refer to a single disorder or disease, but rather to a heterogeneous set of disabilities that affect the level of a person's functioning in defined domains," and that "[p]ersons with intellectual disabilities frequently have other psychological and
We then considered the four prior cases in which we had been called on to interpret and apply Tenn.Code Ann. § 39-13-203 — State v. Smith, 893 S.W.2d 908 (Tenn. 1994); Van Tran v. State, 66 S.W.3d 790 (Tenn.2001); Howell v. State, 151 S.W.3d 450 (Tenn.2004); and State v. Strode, 232 S.W.3d 1 (Tenn.2007). From these cases, we gleaned "six principles" that have guided our approach to this statute:
Coleman v. State, 341 S.W.3d at 235-40 (footnotes omitted). With regard to the importance of raw I.Q. test scores, we observed that:
Coleman v. State, 341 S.W.3d at 241.
Therefore, we held that Tenn. Code Ann. § 39-13-203(a)(1) "does not require a `functional intelligence quotient test score of seventy (70) or below,'" and that "the trial courts may receive and consider any relevant and admissible evidence regarding whether the defendant's functional I.Q. at the time of the offense was seventy (70) or below." Coleman v. State, 341 S.W.3d at 241. We also held that the trial court "is not required to follow the opinion of any particular expert" but that the trial court "must give full and fair consideration to all the evidence presented, including the results of all the I.Q. tests administered to the defendant." Coleman v. State, 341 S.W.3d at 242 (emphasis added).
We also noted in Coleman that the American Association on Intellectual and Developmental Disabilities ("AAIDD") recognizes ten potential "challenges" to the reliability and validity of I.Q. test scores, including the Flynn effect and the practice effect. Coleman v. State, 341 S.W.3d at 242 n. 55 (citing Am. Ass'n on Intellectual
Coleman v. State, 341 S.W.3d at 245 (alteration in original) (footnotes omitted) (quoting AAIDD Manual, at 40).
We take the opportunity to reiterate that, in determining whether a defendant's functional I.Q. is 70 or below, a trial court should consider all the evidence that is admissible under the rules for expert testimony. See State v. Copeland, 226 S.W.3d 287, 301-02 (Tenn.2007); Tenn. Code Ann. § 40-30-117(b). As we stated in Coleman:
The case of Smith v. State, 357 S.W.3d 322 (Tenn.2011) presented us with our first opportunity to apply Coleman's principles. Leonard Smith's case came to us via a petition for post-conviction relief, not a motion to reopen. Mr. Smith had been sentenced to death for a felony murder that occurred in 1995. Mr. Smith applied for post-conviction relief in 1999. Van Tran, Atkins, and Coleman were decided while his case was working its way through the courts. We vacated his death sentence. Because the judge who presided over Mr. Smith's sentencing hearing had previously prosecuted Mr. Smith in another matter during Mr. Smith's murder trial, we found that Mr. Smith's due process right to an impartial tribunal had been violated. Smith v. State, 357 S.W.3d at 345.
We also held that Mr. Smith was entitled to a new hearing on whether he was intellectually disabled. At his first hearing, a psychologist opined that Mr. Smith was intellectually disabled when he committed the crime. The evidence indicated that Mr. Smith had brain injuries and a history of physical abuse, as well as alcohol and drug abuse. As a teenager, Mr. Smith's two scores on the Ammons Quick Test indicated an I.Q. of 70 and 84. His contemporaneous WISC test provided a full-scale I.Q. score of 80. Mr. Smith's 1989 WAIS-R score was 75, and his 2000 and 2002 WAIS-III scores were 77 and 65 respectively. His scores on academic tests were also very low. Smith v. State, 357 S.W.3d at 350-53.
Although the post-conviction court found that Mr. Smith satisfied the second and third prongs of the test for intellectual disability, the court decided that he had not proven that he had an I.Q. of 70 or below before the age of eighteen. Smith v. State, 357 S.W.3d at 353. Significantly, the court stated that "testing performed before the age of eighteen reflects a functional IQ of 85," and that "the arguments for margin of error are contrary to case law of this state and of no assistance to the petitioner." Smith v. State, 357 S.W.3d at 353. We held that "the post-conviction court misapplied the applicable legal standard when it ruled that Smith's arguments regarding standard margin of error concerning intelligence tests were `contrary to the case law of this state and of no assistance' to Smith." Therefore, we remanded the case to give Mr. Smith and the State an opportunity to present evidence regarding his functional intelligence quotient in light of Coleman.
Having reviewed the legal predicate for claims of intellectual disability under Tenn. Code Ann. § 39-13-203, we now turn to the claims Mr. Keen presents in his motion to reopen his post-conviction proceedings. We will address the claims in statutory order. The first question is whether Coleman v. State announced a new constitutional rule that must be retroactively applied. The second question is whether Mr. Keen's intellectual disability claim can be heard under the actual innocence prong of the motion-to-reopen statute.
A preliminary issue is whether Mr. Keen's intellectual disability claim has been properly raised. In a petition for post-conviction relief, a ground for relief is generally deemed waived if the petitioner had an opportunity to raise the issue previously, but failed to do so. Tenn.Code Ann. § 40-30-106(g) (2012).
The statutory prohibition against executing intellectually disabled persons was in effect during both of Mr. Keen's sentencing hearings, his two appeals, and his initial post-conviction proceeding. However, Mr. Keen did not invoke Tenn.Code Ann. § 39-13-203 in any of these proceedings. If Mr. Keen was indeed ineligible for the death penalty because he was intellectually disabled, then the attorneys representing Mr. Keen "failed to take whatever action was reasonably available to prevent or nullify the harmful effect" of that error. Tenn. R.App. P. 36(a).
However, Mr. Keen's current appeal comes to us via a motion to reopen his post-conviction proceeding under Tenn. Code Ann. § 40-30-117. A motion to reopen is only available when the petitioner can establish by clear and convincing evidence that either (1) an appellate court has made a final ruling recognizing a new constitutional right that requires retroactive application; (2) new scientific evidence has come to light that establishes the petitioner is "actually innocent of the offense or offenses for which the petitioner was convicted;" or (3) the petitioner's sentence was enhanced due to a previous conviction which was later found to be invalid. Tenn. Code Ann. § 40-30-117(a).
In Van Tran v. State, we recognized that a motion to reopen is the proper vehicle for a claim that arises after the petitioner's original post-conviction avenues have been exhausted and that asserts a newly recognized constitutional right, even when the issue was arguably waived. Van Tran v. State, 66 S.W.3d at 799 (accepting the appeal of a "new scientific evidence" motion to reopen and converting the motion into a "new constitutional right" motion). Although nothing in the statute prevents the waiver provision of Tenn.Code Ann. § 40-30-106(g) from applying to motions to reopen, we found in Van Tran that the narrow circumstances that trigger a motion to reopen may "raise serious constitutional implications of first impression," so this Court is free "to address these critical issues." Due to "the importance of correctly resolving constitutional issues," we held that "constitutional issues should rarely be foreclosed by procedural technicalities." Van Tran v. State, 66 S.W.3d at 799 (quoting In re Adoption of E.N.R., 42 S.W.3d 26, 32 (Tenn.2001)). Furthermore, as in Van Tran, the parties in this case failed to raise the issue of waiver in their briefs.
Like the Tenn.Code Ann. § 40-30-117(a)(1) motion in Van Tran, motions to reopen that assert actual innocence based on new evidence under Tenn.Code Ann. § 40-30-117(a)(2) similarly raise important constitutional due process concerns. These motions thus warrant the same forgiving treatment as motions to reopen
Mr. Keen bases his motion to reopen on two grounds. The first is Tenn. Code Ann. § 40-30-117(a)(1), which applies to claims "based upon a final ruling of an appellate court establishing a constitutional right that was not recognized as existing at the time of trial, if retrospective application of that right is required." Under this statute, the motion must be filed within one year of the ruling that establishes the new constitutional right.
Mr. Keen filed his motion to reopen on August 5, 2010. At first, his motion was based on Tenn.Code Ann. § 40-30-117(a)(2) and alleged that he had acquired "new scientific evidence" that he was "actually innocent" of the death penalty on account of his intellectual disability. The post-conviction court denied his motion on March 28, 2011. Mr. Keen appealed. We released Coleman v. State on April 11, 2011, while Mr. Keen's case was pending before the Court of Criminal Appeals. In his reply brief filed in the Court of Criminal Appeals, Mr. Keen asserted that Coleman announced a new, retroactive, constitutional rule. Although Mr. Keen's motion was filed before our holding in Coleman, we find that it was indeed "filed within one (1) year" of that ruling. Tenn.Code Ann. § 40-30-117(a)(1).
We must first determine whether Coleman established "a constitutional right that was not recognized as existing at the time of trial." Only if Coleman qualifies as a new "constitutional right" will we then consider whether its holding requires "retrospective application." Mr. Keen argues that Coleman "establish[ed] a new retroactive rule for proving an intellectual disability in Tennessee under the Eighth Amendment," and that he has raised this issue within one year of that ruling.
As we have already noted, our holding in Van Tran — that executing an intellectually disabled person violated the state and federal constitutions-announced a new constitutional right that required retrospective application. Van Tran v. State, 66 S.W.3d at 811. Indeed, our holding in Van Tran was explicitly constitutional and was expressly based on the "cruel and unusual punishments" clauses of the federal and state constitutions. Michael Angelo Coleman and Leonard Smith were among those who took advantage of the one-year window created by Van Tran for reopening post-conviction proceedings.
Coleman was quite different from Van Tran. In Coleman, we were not called upon to interpret the constitution. Instead, Coleman concerned the interpretation of Tenn.Code Ann. § 39-13-203, the statute that defined intellectual disability in the context of the death penalty. Coleman supplemented Howell and clarified that "the trial courts may receive and consider any relevant and admissible evidence regarding whether the defendant's functional I.Q. at the time of the offense was seventy (70) or below." Coleman v. State, 341 S.W.3d at 241. We held in Coleman that the courts were not limited to raw test scores, but could also consider other factors, such as the Flynn effect, the practice effect, standard error of measurement, malingering, and cultural differences. Coleman v. State, 341 S.W.3d at 242 n. 55, 247. Coleman recognized no new constitutional right. The only constitutional right
Because we have determined that Coleman's holding, which concerned the interpretation and application of Tenn.Code Ann. § 39-13-203, was not a constitutional ruling, there is no need to inquire whether that holding would qualify as a "new rule." Nor is there any use in discussing retroactivity.
Having determined that Coleman v. State did not announce a new constitutional right, we now turn to Mr. Keen's
It is now axiomatic that our role in construing a statute is to "ascertain and give effect to the legislative intent without unduly restricting or expanding a statute's coverage beyond its intended scope." State v. Strode, 232 S.W.3d 1, 9 (Tenn.2007). To do this, we focus initially on the statute's words, giving these words their natural and ordinary meaning in light of their statutory context. Lee Med., Inc. v. Beecher, 312 S.W.3d 515, 526 (Tenn. 2010). We avoid any "forced or subtle construction that would limit or extend the meaning of the language." Eastman Chem. Co. v. Johnson, 151 S.W.3d 503, 507 (Tenn.2004). "[E]very word in a statute is presumed to have meaning and purpose." U.S. Bank, N.A. v. Tennessee Farmers Mut. Ins. Co., 277 S.W.3d 381, 386 (Tenn. 2009). If the statutory language is clear and unambiguous, we apply the statute's plain language in its normal and accepted use. We need look no further than the statute itself, enforcing it just as it is written. Shelby Cnty. Health Care Corp. v. Nationwide Mut. Ins. Co., 325 S.W.3d 88, 92 (Tenn.2010); Eastman Chem. Co. v. Johnson, 151 S.W.3d at 507.
On their faces, the words "actually" and "innocent" appear clear enough. They denote that the person in question truly did not commit the crime for which they have been convicted. However, the courts have expanded the concept of actual innocence to include the idea that someone could be actually innocent of, i.e., ineligible for, a given sentence. Under this parlance, for example, a minor or an intellectually disabled person can be said to be "actually innocent" of the death penalty, due to their inherent ineligibility for such a sentence. In other words, "actual innocence" has become a legal term of art that implies more than what the words themselves suggest. See Sawyer v. Whitley, 505 U.S. 333, 336, 340-41, 343-47, 112 S.Ct. 2514, 120 L.Ed.2d 269 (1992) (discussing how to determine whether an inmate is "innocent of death").
In 1996, Congress undertook to restrict the scope of "actual innocence" for the purpose of federal habeas corpus when it enacted the Antiterrorism and Effective Death Penalty Act ("AEDPA"). Under the AEDPA, federal courts must dismiss a second or subsequent habeas corpus petition unless newly discovered evidence establishes, by "clear and convincing evidence," that "no reasonable factfinder" would have found the applicant "guilty of the offense" or "guilty of the underlying offense." 28 U.S.C. §§ 2244, 2255 (2006). This language, "guilty of the offense," has been interpreted by the federal courts to
The year before Congress enacted the AEDPA, the Tennessee General Assembly enacted the Post-Conviction Procedure Act,
This Court has not squarely addressed the meaning of "actually innocent of the offense" in Tenn.Code Ann. § 40-30-117(a)(2), although Justice Barker, joined by Justice Holder, did so in a dissenting opinion in Van Tran. In his dissenting opinion, Justice Barker equated the "actually innocent of the offense" language in Tenn.Code Ann. § 40-30-117(a)(2) with the AEDPA's new "not guilty of the offense" language. Van Tran v. State, 66 S.W.3d at 822 (Barker, J., dissenting) (citing Hope v. United States, 108 F.3d 119, 120 (7th Cir.1997) and Greenawalt v. Stewart, 105 F.3d 1287, 1287-88 (9th Cir.1997)).
Justice Barker's separate opinion cites with favor Judge Richard Posner's opinion in Hope v. United States, in which Judge Posner found it "highly unlikely that Congress intended the word [`offense'] to bear a special meaning." Hope v. United States, 108 F.3d 119, 120 (7th Cir.1997). Like Judge Posner, Justice Barker concluded that the Tennessee General Assembly, like Congress, had chosen the word "offense" to limit post-conviction relief to prisoners who could show that they never actually committed the crime. Van Tran v. State, 66 S.W.3d at 820-22 (Barker, J., dissenting).
Subsequently, the United States Court of Appeals for the Fifth Circuit adopted a similar interpretation of the AEDPA's analogous language. In re Webster, 605 F.3d 256, 258-59 (5th Cir.2010). The court held that
In re Webster, 605 F.3d at 258-59 (footnotes omitted).
On this point, Mr. Keen raises an additional argument. He insists that the "offense" of which he was convicted and of which he is actually innocent is the "offense" of "capital murder." While this argument might have traction in other jurisdictions, in Tennessee, there is no separate offense known as "capital murder."
To reopen post-conviction proceedings under Tenn.Code Ann. § 40-30-117(a)(2), a petitioner must present scientific evidence that he is "actually innocent of the offense." Because we cannot apply any "forced or subtle construction" to distort the "natural and ordinary meaning" of the statute's "clear and unambiguous" language, Eastman Chem. Co. v. Johnson, 151 S.W.3d at 507, we find that "actually innocent of the offense" means nothing other than that the person did not commit the crime. Here, Mr. Keen pleaded guilty to the rape and "first degree murder" of Nikki Reed. His "offense" at issue is "first degree murder." He is not alleging factual
Because we have determined that a claim alleging ineligibility for the death penalty does not qualify as an actual innocence claim under Tenn.Code Ann. § 40-30-117(a)(2), it is not necessary that we examine the issue of whether a recently obtained score from a recently renormed I.Q. test, such as the WAIS-IV, constitutes "new scientific evidence" under that subsection.
Mr. Keen asks us to remand his case for a new hearing on intellectual disability, just as we did for Michael Angelo Coleman and Leonard Smith. But Mr. Keen's circumstances are different. Messrs. Coleman and Smith were able to take advantage of the one-year window for reopening their petitions under Van Trail or Atkins. For whatever reason, Mr. Keen did not avail himself of that opportunity.
We remain committed to the principle that Tennessee has no business executing persons who are intellectually disabled. Our holding today is only that Tenn.Code Ann. § 40-30-117(a)(1) and (2) do not provide Mr. Keen with a vehicle to assert that he is intellectually disabled. Our decision does not foreclose any other remedy currently available to Mr. Keen. If he is indeed intellectually disabled, this issue deserves to be heard. Likewise, it does not foreclose the ability of the General Assembly to create a procedure that accommodates prisoners on death row whose intellectual disability claims cannot be raised under Tenn.Code Ann. § 40-30-117(a)(1) or (2).
We have determined that our holding in Coleman v. State did not establish a new constitutional right under Tenn.Code Ann. § 40-30-117(a)(1). Additionally, we have determined that the General Assembly, in crafting Tenn.Code Ann. § 40-30-117(a)(2), did not intend the words "actually innocent of the offense" to encompass ineligibility for the death penalty under Tenn.Code Ann. § 39-13-203. Therefore, we affirm the judgment of the post-conviction court and the Court of Criminal Appeals denying Mr. Keen's motion to reopen his post-conviction proceeding. Because Mr. Keen appears to be indigent, the costs of this appeal are assessed to the State of Tennessee.
GARY R. WADE, C.J., filed a dissenting opinion.
GARY R. WADE, C.J., dissenting.
In Van Tran v. State, 66 S.W.3d 790, 792 (Tenn.2001), this Court held that "the Eighth Amendment to the United States Constitution and article I, § 16 of the Tennessee Constitution prohibit the execution of [intellectually disabled] individuals because such executions violate evolving standards of decency that mark the progress of a maturing society, are grossly disproportionate, and serve no valid penological purpose in any case." The next year, the United States Supreme Court reached the same conclusion:
As observed by the majority, this case requires us to interpret Tennessee Code Annotated section 40-30-117 (2006), the statute within the PCPA pursuant to which the Petitioner seeks to reopen his post-conviction proceedings. In my view, the key provision of the statute in this case is section 40-30-117(a)(2), which allows a petitioner to reopen his post-conviction proceedings "based upon new scientific evidence establishing that the petitioner is actually innocent of the offense or offenses for which the petitioner was convicted."
On August 6, 2010, the Petitioner filed a motion to reopen his post-conviction proceedings in order to assert a claim that he is intellectually disabled and, therefore, ineligible to be executed under Tennessee Code Annotated section 39-13-203, article I, section 16 of the Tennessee Constitution, and the Eighth Amendment to the United States Constitution. In order to prevail on a claim of intellectual disability, the person claiming such disability must satisfy the following criteria: "(1) Significantly subaverage general intellectual functioning as evidenced by a functional intelligence quotient (I.Q.) of seventy (70) or below; (2) Deficits in adaptive behavior; and (3) The intellectual disability must have been manifested during the developmental period, or by eighteen (18) years of age." Tenn.Code Ann. § 39-13-203(a). In support of his motion to reopen, the Petitioner offered evidence as to each of these requirements. Initially, he provided documentation demonstrating that in February of 2010, he received a full scale I.Q. score of 67 on the Wechsler Adult Intelligence Scale, Fourth Edition ("WAIS-IV"). Further, he submitted an affidavit from a psychologist, who called into question the validity of previous I.Q. test scores — the majority of which fell within the low 70s to low 80s range — and reported that the Petitioner had significant deficits in adaptive behavior which manifested before the age of eighteen. The psychologist also opined that the new WAIS-IV score should be adjusted from 67 to 66 because of the Flynn effect. The Petitioner obtained this information some four years after the Court of Criminal Appeals affirmed the denial of his initial post-conviction petition.
The trial court denied the motion to reopen without an evidentiary hearing,
Preliminarily, I would observe that a fundamental rule of statutory construction is that this Court has "an obligation to interpret statutes in a way that preserves their constitutionality." Jackson v. Smith, 387 S.W.3d 486, 495 (Tenn.2012) (citing Jordan v. Knox Cnty., 213 S.W.3d 751, 780-81 (Tenn.2007)). If possible, we should avoid an interpretation of legislation that "places it on a collision course" with the state or federal constitutions. Id. This principle gives rise to two questions relevant to this appeal: (1) whether interpreting Tennessee Code Annotated section 40-30-117(a)(2) so as to bar a claim based upon newly acquired evidence of intellectual disability would bring the statute in conflict with the state or federal constitutions; and (2) if so, whether the statute may reasonably be interpreted to avoid this constitutional conflict. I would answer both of these questions in the affirmative.
This Court's prior decisions have established that a prisoner's due process rights under the Fourteenth Amendment to the United States Constitution and article I, section 8 of the Tennessee Constitution require a meaningful opportunity to challenge a conviction or sentence in post-conviction proceedings. In Burford v. State, 845 S.W.2d 204, 206-10 (Tenn.1992), this Court addressed the constitutionality of a former version of Tennessee Code Annotated section 40-30-102 (1990), which had established a three-year statute of limitations for filing a petition for post-conviction relief. Following Burford's conviction, his sentence was enhanced because of multiple prior convictions; when several of his prior convictions were ultimately set aside, he sought relief from the enhanced sentence even though more than three years had passed. Id. at 206. The Court observed that Burford's challenge to his sentence depended upon having his prior convictions set aside, which he was unable to accomplish within the time limit imposed by the post-conviction statute of limitations. Id. at 208. Because the statute, as applied, deprived Burford of a "reasonable opportunity" to present a post-conviction claim challenging the validity of his sentence, the Court ruled that the statutory limitations period violated his constitutional right of due process. Id. In reaching this conclusion, the Court found that Burford's "interest against serving an excessive sentence in violation of his constitutional rights" outweighed the State's interests in "administrative efficiency and economy" and in "preventing the litigation of stale and fraudulent claims." Id. at 209 ("In criminal litigation, where an alleged infringement of a constitutional right often affects life or liberty, conventional notions of finality associated with civil litigation have less importance, and `the fact that a given law or procedure is efficient, convenient, and useful in facilitating functions of government, standing alone, will not save it if it is contrary to the Constitution.'" (citation omitted) (quoting I.N.S. v. Chadha, 462 U.S. 919, 944, 103 S.Ct. 2764, 77 L.Ed.2d 317 (1983))).
Applying the same rationale, this Court has held that post-conviction petitioners must be given a meaningful opportunity to present claims of intellectual disability. In Van Tran, for example, this Court held that the petitioner was entitled to relief under Tennessee Code Annotated section 40-30-217(a)(1) (1997), which, like the current version of section 40-30-117(a)(1), allowed post-conviction proceedings to be reopened "based upon a final ruling of an appellate court establishing a constitutional right that was not recognized as existing at the time of trial, if retrospective application of that right is required." 66 S.W.3d at 811-12. This Court acknowledged that Van Tran had not strictly complied with section 40-30-217(a)(1) in that his motion to reopen did not assert a final appellate ruling establishing the unconstitutionality of executing intellectually disabled persons. Nevertheless, the Court permitted his challenge, holding that "fundamental fairness dictates that [he] have a meaningful opportunity to raise th[e] issue [of intellectual disability]." Id. at 812 (citing Williams, 44 S.W.3d at 464; Seals, 23 S.W.3d at 272). The Court declined to interpret section 40-30-217(a)(1) as a bar to Van Tran's claim because, under such an interpretation, a "potentially [intellectually disabled] person [could] be executed before the issue is reviewed." Id. Similarly, in Howell v. State, 151 S.W.3d 450 (Tenn.2004), we held that application of the stringent "clear and convincing evidence" standard of Tennessee Code Annotated section 40-30-117(a)(4) would violate the petitioner's due process rights because, "[a]s in Burford, Williams, and Seals, the petitioner [was] confronted with circumstances beyond his control which prevented him from previously challenging his conviction and sentence on constitutional grounds." Id. at 462 (emphasis added).
One of the factors distinguishing Burford and its progeny from the instant case is that the procedural limitation here is not a statute of limitations but rather a statute that defines the circumstances under which a prisoner may reopen his post-conviction proceedings. In my view, this is not a material distinction. By providing a limited number of avenues for reopening a post-conviction petition, Tennessee Code Annotated section 40-30-117(a) operates as a procedural bar to claims that do not fall within its narrowly defined provisions. There is no rational basis for a distinction between a procedural bar based upon a time limitation for filing and a procedural
Another question is whether the facts presented here qualify as circumstances beyond the Petitioner's control that prevented him from making his claim at an earlier stage. See Smith, 357 S.W.3d at 358. The majority distinguishes Van Tran and Howell, explaining that unlike in those cases, the Petitioner was not without a legal remedy either during his trial or when he filed his initial post-conviction petition. While that is an accurate statement, this Court has previously established that due process precludes application of a procedural bar that would deny a reasonable opportunity to bring a claim that was previously unavailable because its factual grounds did not yet exist. See Sands, 903 S.W.2d at 301 ("[D]ue process prohibits the strict application of the post-conviction statute of limitations to bar a petitioner's claim when the grounds for relief, whether legal or factual, ... arise after the point at which the limitations period would normally have begun to run." (emphasis added)).
In this instance, the key piece of evidence in the motion to reopen is the I.Q. test score of 67 from February of 2010. While the Petitioner had undergone intelligence testing in the past, this new score provided a significantly stronger indication of intellectual disability than previous tests. When made aware of this score, the Petitioner acted diligently by filing a motion to reopen accompanied by expert testimony calling into question the validity of his earlier I.Q. test scores.
As this Court has previously acknowledged, intellectual disability "is a difficult condition to accurately define," Howell, 151 S.W.3d at 457, and both legal and clinical practitioners face a host of challenges when attempting to assess a particular individual's I.Q. See Coleman v. State, 341 S.W.3d 221, 242 & n. 55 (Tenn.2011). Given these difficulties, it is not surprising that crucial evidence may be discovered after the expiration of the statute of limitations for filing a post-conviction petition. The interpretation of Tennessee Code Annotated section 40-30-117(a)(2) adopted by the majority would bar any intellectually disabled death row inmate from reopening a post-conviction proceeding — even an inmate without fault in his discovery of the evidence of the disability after the expiration of the limitations period. In my assessment,
In my opinion, Tennessee Code Annotated section 40-30-117(a)(2) can be reasonably
In the criminal context, the term "offense" is customarily equated with the term "crime," both of which refer generally to violations of the penal code. See Black's Law Dictionary 1186 (9th ed.2009) (defining "offense" as "[a] violation of the law, a crime"); 22 C.J.S. Criminal Law § 3, at 4 (1989) ("The word `offense' is usually used to describe a crime.... The terms `crime,' `offense,' and `criminal offense' are all said to be synonymous, and ordinarily used interchangeably." (footnote omitted)). Historically, courts and commentators have defined offenses in terms of the essential facts — or elements — needed to impose or increase punishment. See Apprendi v. New Jersey, 530 U.S. 466, 501-18, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000) (Thomas, J., concurring) (surveying "[a] long line of essentially uniform authority... stretching from the earliest reported cases after the founding until well into the 20th century" and concluding that such "authority establishes that a `crime' includes every fact that is by law a basis for imposing or increasing punishment"). Under this view, identifying the elements of an offense requires an assessment of the facts that are necessary to impose a particular punishment. If a particular fact results in an increase in the statutory maximum punishment the court may impose, then that fact is an essential element of the offense,
This understanding has been confirmed by recent United States Supreme Court cases addressing what constitutes an "offense" in the context of the death penalty. In Ring v. Arizona, 536 U.S. 584, 609, 122 S.Ct. 2428, 153 L.Ed.2d 556 (2002), the Court held that Arizona's statutory death penalty scheme violated the defendant's Sixth Amendment right to a fair trial by allowing the sentencing judge, rather than the jury, to determine the existence of the aggravating factors necessary for imposition of the death penalty. Although the statutory aggravating factors in the Arizona penal code were technically sentencing considerations rather than part of the underlying first degree murder offense, the Court reasoned that the factors "operate[d] as `the functional equivalent of an element of a greater offense,'" which required that they be found beyond a reasonable doubt by a jury, not a judge. Id. (quoting Apprendi, 530 U.S. at 494 n. 19).
In Sattazahn v. Pennsylvania, 537 U.S. 101, 111-12, 123 S.Ct. 732, 154 L.Ed.2d 588
Under Tennessee law, the facts necessary for imposing the death penalty include guilt of first degree murder, as defined by Tennessee Code Annotated section 39-13-202(a) (2010),
The majority narrowly interprets the term "offense" as it is used in Tennessee Code Annotated section 40-30-117(a)(2), rejecting the Petitioner's argument that he should be permitted to reopen his post-conviction proceedings based upon new scientific evidence showing that he is actually innocent of the offense of "capital murder." In so doing, the majority observes that Tennessee Code Annotated section 39-13-202 defines first degree murder, whereas the procedures for sentencing a defendant convicted of first degree murder are set
The majority's conclusion hinges on the assumption that a fact proved at sentencing can never qualify as part of an offense. Consistent with the authorities discussed above, I would prefer to define offenses according to their elements. Because the "aggravating circumstance" requirement set out in Tennessee Code Annotated section 39-13-204(i) constitutes an element of the capital offense and must be proved beyond a reasonable doubt, in my view, murder resulting in the death penalty is a separate offense from murder resulting in life imprisonment. See Sattazahn, 537 U.S. at 112; Ring, 536 U.S. at 609; see also Apprendi, 530 U.S. at 501 (Thomas, J., concurring).
The majority also relies upon several federal cases construing the Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA"). Similar to Tennessee Code Annotated section 40-30-117(a)(2), the AEDPA contains provisions that bar claims for habeas corpus relief in "second or successive" petitions unless the petitioner can satisfy certain exceptions, one of which requires newly discovered evidence establishing that "no reasonable factfinder" would have found the petitioner "guilty of the offense," see 28 U.S.C. § 2255(h)(1) (2006), or "guilty of the underlying offense," see id. § 2244(b)(2)(B)(ii). Federal authorities, however, are not as uniformly supportive of the majority's position as the opinion suggests. In the first federal case cited by the majority, Henderson, 626 F.3d at 779-81, the Fifth Circuit declined to recognize an "actual innocence" exception to the AEDPA statute of limitations based upon an untimely claim of intellectual disability. Of note, Henderson had nothing to do with the AEDPA's provisions concerning successive petitions
The majority also relies upon In re Dean, 341 F.3d 1247, 1248-49 (11th Cir. 2003), and Hope v. United States, 108 F.3d 119, 120 (7th Cir.1997). These cases both involved successive habeas petitions seeking to collaterally attack non-capital sentences that had been enhanced by virtue of prior convictions. In each case, the court found that the statutory language "guilty of the offense" permitted challenges to the crimes of conviction but not to sentences. In re Dean, 341 F.3d at 1248-49; Hope, 108 F.3d at 120. But because these were non-capital cases involving sentencing enhancements that did not increase the maximum statutory punishment, they did not involve any fact proved at sentencing that qualified as an element of the offense at issue. As a result, these cases provide
Admittedly, other cases have refused to allow successive habeas petitions asserting sentencing claims, even in death penalty cases. See, e.g., In re Webster, 605 F.3d 256, 257-59 (5th Cir.2010); In re Jones, 137 F.3d 1271, 1274 (11th Cir.1998).
Unlike the majority, I would hold that the term "offense," as used in Tennessee Code Annotated section 40-30-117(a)(2), includes all elements of the offense in question, including the "aggravating circumstance" element in capital cases. In my assessment, the term "offense" encompasses murder resulting in the death penalty. This interpretation of the statute comports with the traditional understanding of what constitutes an offense and, of great importance, preserves the constitutionality of the statute by avoiding an interpretation that deprives death row inmates of a meaningful opportunity to present claims based upon newly discovered evidence of intellectual disability.
Reading the term "offense" in this manner, the question becomes whether demonstrating intellectual disability establishes actual innocence of the offense of murder resulting in the death penalty. I believe that it does. While intellectual disability does not directly contradict the elements of the offense (including any aggravating circumstances), it is incompatible with the imposition of a death sentence under Tennessee Code Annotated section 39-13-203, as well as our state and federal constitutions, effectively negating the "aggravating circumstance" element of the offense.
In summary, interpreting Tennessee Code Annotated section 40-30-117(a)(2) so as to bar the Petitioner's intellectual disability claim based upon new evidence conflicts with his right of due process by depriving him of a meaningful opportunity to establish ineligibility for the death sentence. A proper interpretation of the term "offense" in section 40-30-117(a)(2) encompasses all elements of the offense at issue, including the "aggravating circumstance" requirement for the imposition of a death sentence.
It may be that the Petitioner would ultimately be unable to satisfy the statutory requirements for demonstrating intellectual disability; however, to interpret section 40-30-117(a)(2) in a manner that deprives a petitioner of an evidentiary hearing and an adjudication on the merits risks putting to death an intellectually disabled individual in violation of the state and federal constitutions. I would, therefore, remand to the trial court for consideration of the merits of the intellectual disability claim.
State v. Keen, 31 S.W.3d at 204-05 & n. 1.
State v. Black, 815 S.W.2d at 189.
In addition to the consideration of the Flynn effect, the AAIDD and APA stress that I.Q. scores should be considered in light of the standard error of measurement ("SEM") and the practice effect. SEM posits that I.Q. scores are best understood as a range, to account for the possibility of error in the determination of an I.Q. score, which is a somewhat subjective determination. There is an uncomfortable fit between SEM and Tennessee's statute, which contains a bright-line cutoff of 70. Nevertheless, consideration of the SEM can aid a trial court as it weighs the various data concerning a particular defendant's mental acuity. The practice effect refers to the fact that people who take multiple I.Q. tests tend to score better over time, so higher scores on later tests may need to be adjusted downward to account for this increase. See AAIDD Manual, at 38; John H. Blume et. al., Of Atkins and Men: Deviations from Clinical Definitions of Mental Retardation in Death Penalty Cases, 18 Cornell J.L. & Pub. Pol'y 689, 695, 697-703 (2009); LaJuana Davis, Intelligence Testing and Atkins: Considerations for Appellate Courts and Appellate Lawyers, 5 J.App. Prac. & Process 297, 301-02, 309-10 (2003); see also Thomas v. Allen, 607 F.3d 749, 753, 757-58 (11th Cir. 2010) (finding no clear error in a trial court's application of the Flynn effect and the standard error of measurement); Holladay v. Allen, 555 F.3d 1346, 1357-58 (11th Cir.2009) (upholding a finding of intellectual disability that took into account the Flynn effect and the practice effect); Cole v. Branker, 328 Fed. Appx. 149, 156-57 (4th Cir.2008) (acknowledging the Flynn effect and the practice effect, but finding them insufficient to adjust the petitioner's I.Q. below 70); Walker v. True, 399 F.3d 315, 322 (4th Cir.2005) (remanding for consideration of the Flynn effect and standard error of measurement). In light of Tennessee's strongly-held public policy against executing the intellectually disabled, this sort of information would be acutely relevant to a trial court attempting to determine whether a particular defendant's I.Q. is 70 or below.
Black v. Bell, 664 F.3d at 107-08 (Boggs, J., dissenting).
For other cases analyzing whether one of our holdings announced a new constitutional right, see Miller v. State, 54 S.W.3d 743, 746-47 (Tenn.2001) (explaining that State v. Brown, 836 S.W.2d 530 (Tenn. 1992) did not announce a new constitutional right, but "simply reiterated" Tennessee law); Mitchell v. State, No. M2011-02030-CCA-R3-PC, 2012 WL 2308294, at *2-3 (Tenn.Crim.App. June 15, 2012) (finding that Lane v. State, 316 S.W.3d 555 (Tenn.2010) did not announce a new constitutional right, but "applied well-established rules of law"); Coury v. Westbrooks, No. M2003-01800-CCA-R3-PC, 2004 WL 2346151, at *2-3 (Tenn.Crim.App. Oct. 19, 2004) (finding that Dixon v. Holland, 70 S.W.3d 33 (Tenn.2002), rather than announcing a new constitutional right, clarified existing law).
Tenn.Code Ann. § 39-13-202(a).
Another possible avenue for relief is a declaratory judgment action. In West v. Schofield, 380 S.W.3d 105, 107 (Tenn.Ct.App. 2012), the Court of Appeals implicitly recognized the propriety of using a declaratory judgment action to bring an execution protocol claim, noting that if the protocol is declared unconstitutional, the inmate can then seek a stay of execution. In contrast, if a civil court granted the Petitioner a judgment declaring that he is intellectually disabled, the appropriate injunctive relief would be to modify his sentence to life imprisonment rather than to merely stay his execution. See id. at 111 (noting that civil trial courts lack authority to grant injunctive relief that conflicts with a Tennessee Supreme Court order in a criminal case). Further, because declaratory judgment actions challenging executions are against the state, sovereign immunity becomes an issue. See Spencer v. Cardwell, 937 S.W.2d 422, 424 (Tenn.Ct.App. 1996). Sovereign immunity would not preclude a declaratory judgment action challenging the constitutionality of an execution protocol statute, see Colonial Pipeline Co. v. Morgan, 263 S.W.3d 827, 852-53 (Tenn.2008) (holding that sovereign immunity does not bar a declaratory judgment claim against state officers to prevent the enforcement of an unconstitutional statute); however, the Petitioner would likely have to argue that his execution is unlawful because of his intellectual disability, not because any statute is unconstitutional. In light of these considerations, it is far from clear that a declaratory judgment action will provide a viable avenue for relief.
Other federal cases rejecting successive habeas petitions in death penalty cases involve claims challenging execution protocol. See, e.g., In re Jones, 137 F.3d at 1274; Greenawalt v. Stewart, 105 F.3d 1287, 1288 (9th Cir.1997) (per curiam). These cases are distinguishable from cases involving claims of intellectual disability because a successful execution protocol challenge only results in a stay of execution pending adoption of a lawful protocol, see Greenawalt, 105 F.3d at 1287, whereas a successful intellectual disability claim results in ineligibility for the death sentence. In other words, unlike intellectual disability, unlawful execution protocol at best delays rather than negates a sentence of death.