SHARON G. LEE, J., delivered the opinion of the Court, in which GARY R. WADE, C.J., and JANICE M. HOLDER, CORNELIA A. CLARK, and WILLIAM C. KOCH, JR., JJ., joined.
The issue presented in this case is one of first impression: whether cabinet-level state executive officials are absolutely immune from defamation claims arising out of statements made while performing their official duties. An employee of the Tennessee Department of Correction ("TDOC") was disciplined for double-billing claims for his job-related travel expenses to both the state and a private organization. After the TDOC Commissioner responded to media inquiries about the employee's demotion for violating the state's travel billing policy, the employee sued the State of Tennessee and the TDOC for defamation. The State moved for summary judgment, asserting that the TDOC Commissioner had an absolute privilege to make the allegedly defamatory statements to the media. The Tennessee Claims Commission denied the State's motion. Upon review, we hold that the State is absolutely immune from the employee's defamation claims that relate to the TDOC Commissioner's statements in response to media inquiries about the employee's demotion. This ruling allows cabinet-level officials to perform their governmental duties free from legal harassment and uninhibited by the fear of potential lawsuits arising out of their job-related speech. It also furthers the vital free-expression principle that the public has a right to receive critical information from the government and its public officials, who must be free to speak with complete candor about matters of public importance. The judgment of the Claims Commission is reversed.
Zoyle Jones worked for the TDOC for twenty-seven years, beginning in 1985. From April 2003 through February 2009, he served as the TDOC's Director of Classification Programs. Among other things, Mr. Jones's duties required him to visit different penal institutions across the state.
While he was employed by the TDOC, Mr. Jones also served as the President of the Tennessee State Employees Association ("TSEA"), which is a private entity. Occasionally, Mr. Jones would travel both in his capacity as a Director of the TDOC and as the President of the TSEA. On many occasions, Mr. Jones claimed and received travel reimbursement from both the State of Tennessee and the TSEA for the same trips.
In late 2008, the TDOC's Office of Internal Affairs began investigating Mr. Jones's travel claims and reimbursements. By letter dated February 9, 2009, Mr. Jones was advised by TDOC Commissioner George Little that he was being investigated for falsifying travel reimbursement claims and for double-billing the TDOC and the TSEA for the same travel. The results of the investigation confirmed that on twelve occasions between June 2004 and August 2008, Mr. Jones had submitted travel claims to both entities. In the TDOC's view, these actions constituted theft, official misconduct, and a violation of the
At the February 11, 2009 hearing, Mr. Jones admitted that he had been reimbursed by both the TDOC and the TSEA for the same travel. On February 17, 2009, Commissioner Little sent Mr. Jones a letter informing him that "[i]t is a serious violation of State travel regulations to be reimbursed by the State and another entity for the same travel (in this case mileage). Moreover, the nature of these violations may rise to the level of a criminal matter." The letter also informed Mr. Jones that he had been demoted to the lower-paying position of Correctional Counselor II and reassigned to the Tennessee Prison for Women.
Media outlets contacted Commissioner Little about Mr. Jones's alleged double-billing. In response to these media inquiries, the TDOC formally released the letters that Commissioner Little had previously sent to Mr. Jones on February 9th and 17th, both of which were public records within the meaning of Tenn.Code Ann. § 10-7-503 (2012).
Rather than accept a demotion, Mr. Jones retired. On August 10, 2009, Mr. Jones filed a claim against both the State of Tennessee and the TDOC with the Tennessee Claims Commission seeking damages for defamation, false light invasion of privacy, and the disclosure of confidential information to the TSEA pursuant to Tenn.Code Ann. § 9-8-307(a)(1)(N) (2012) and § 10-7-504(a)(8) (2012 & Supp.2013). In its answer to Mr. Jones's complaint, the State asserted numerous affirmative defenses, including that the statements published by Commissioner Little were absolutely privileged. The State also filed a motion for summary judgment, seeking dismissal of the defamation claim on the bases that: Commissioner Little's statements were absolutely privileged; the Claims Commission lacked jurisdiction over the false light invasion of privacy claim
The Claims Commission denied the State's motion for summary judgment on Mr. Jones's defamation claim. In denying the State's motion, the Claims Commission held that it had no authority to determine whether absolute immunity applied to
The Claims Commission granted the State's motion for interlocutory appeal, but the Court of Appeals denied the motion. The State filed a Tenn. R.App. P. 11 application for permission to appeal to this Court, which we granted.
This interlocutory appeal raises an important issue of first impression: whether cabinet-level state executive officials are absolutely immune from defamation claims arising out of statements made while performing their official duties.
Despite the importance of protecting individuals from reputational harm, Tennessee law recognizes both absolute and qualified privileges as defenses to defamation claims in certain instances. Simpson Strong-Tie Co., Inc. v. Stewart, Estes & Donnell, 232 S.W.3d 18, 22 (Tenn. 2007). "An absolute privilege is a total immunity granted on the basis of the speaker's position or status." See Robert D. Sack, Sack on Defamation: Libel, Slander and Related Problems § 8.1 (4th ed.2012). Absolute privileges shield a defendant from liability for defamatory statements even when made with ill will, malice or some other improper purpose. Id. at § 8.2. Qualified privileges, on the other hand, shield defendants from liability for most defamatory statements, but can be overcome by a plaintiff's showing that the statements were made with actual malice or ill will. Id. at § 9.1. In this case, the State argues that this Court should adopt an absolute privilege for defamation claims against state executive officials. In contrast, Mr. Jones contends that this Court should adopt only a qualified privilege.
In Barr v. Matteo, 360 U.S. 564, 79 S.Ct. 1335, 3 L.Ed.2d 1434 (1959), the U.S. Supreme Court adopted an absolute privilege
Id. at 571, 79 S.Ct. 1335. Justice Harlan further explained that the invocation of the absolute privilege represented "an expression of a policy designed to aid in the effective functioning of government." Id. at 572-73, 79 S.Ct. 1335.
In Barr, the Court held that absolute privilege applied to the acting director of a federal agency who had issued a press release about former employees of the agency. The former employees contended that the director's press release contained defamatory statements. However, the Supreme Court ruled that the director was protected by absolute privilege when he issued the press release and dismissed the employees' claims, reasoning that communicating with the media by disseminating the press release "was an appropriate exercise of the discretion which an officer of that rank must possess if the public service is to function effectively." Id. at 575, 79 S.Ct. 1335. The Barr Court acknowledged that conferring an absolute privilege may lead to "occasional instances of actual injustice," but reasoned that such a price is "a necessary one to pay for the greater good." Id. at 576, 79 S.Ct. 1335. Previously, in Gregoire v. Biddle, Judge Learned Hand offered a similar rationale for adopting absolute immunity for government officials in the context of an allegedly unlawful arrest, explaining that:
177 F.2d 579, 581 (2d Cir.1949).
Immunizing government officials against harassment and giving them the ability to perform their jobs "in the unflinching discharge of their duties," however, is not the only rationale that supports adopting an absolute privilege against defamation for cabinet-level state executive officials. Id. In his separate concurring opinion in Barr, Justice Hugo Black explained that adopting an absolute privilege advanced significant First Amendment free speech interests. "The effective functioning of a free government like ours depends largely on the force of an informed public opinion," Justice Black explained. Barr, 360 U.S. at 577, 79 S.Ct. 1335 (Black, J., concurring). "This calls for the widest possible understanding of the quality of government service rendered by all elective or appointed public officials or employees." Id. We agree that the public has a vital interest in receiving information from public officials about the effective, or ineffective, functioning and performance of the government.
Consistent with the Supreme Court's holding in Barr, the Restatement (Second) of Torts provides for an absolute privilege against defamation claims for high-ranking federal and state executive officials. See Restatement (Second) of Torts § 591 (1977) ("An absolute privilege to publish defamatory matter concerning another in
"Like their federal counterparts, high-ranking elected state officials and other officials of cabinet level or equivalent rank are generally held entitled to an absolute privilege as to their defamatory communications while exercising discretionary functions." David Elder, Defamation: A Lawyer's Guide § 2:14 (2003). Many states have adopted the Restatement (Second) of Torts' absolute privilege against defamation claims for certain executive officials. In Johnson v. Dirkswager, for example, the Minnesota Supreme Court held that a state-level commissioner who allegedly uttered defamatory comments to the public about an employee through a press release was entitled to an absolute privilege. 315 N.W.2d 215 (Minn.1982). Weighing the "public's right to know [against] a defamed individual's right to redress," the Minnesota Supreme Court ultimately concluded that "the balance is to be struck in favor of the public's right to know" because the state employee's interest must "yield[] to the needs of a free, democratic society to be apprised of the conduct of the public business by its public officials." Id. at 221, 223. In Hackworth v. Larson, the Supreme Court of South Dakota had reached an identical holding in a case involving the South Dakota Secretary of State, who had issued press releases stating that she had fired two employees. 83 S.D. 674, 165 N.W.2d 705 (1969). As the Hackworth court explained: "It is thought desirable to encourage free and uninhibited dissemination of information about governmental activities even if on occasions an individual suffers harm thereby." Id. at 709, 165 N.W.2d 705.
More recently, in Salazar v. Morales, the Texas Court of Appeals adopted the absolute privilege reflected by the Restatement (Second) of Torts as applied to the Texas Attorney General. 900 S.W.2d 929 (Tex.App.1995). Salazar involved a defamation claim asserted against the Texas Attorney General regarding comments that he had made to the press about a former employee's termination. In affirming the Texas Attorney General's motion to dismiss, the Texas Court of Appeals determined that the Texas Attorney General "ha[d] an absolute privilege to publish defamatory statements in communications made in the performance of his official duties." Id. at 932. The Salazar court also observed that: "All of the state courts that have addressed the issue have agreed that an absolute privilege ... applies to state attorneys general." Id., citing Kilgore v. Younger, 30 Cal.3d 770, 180 Cal.Rptr. 657, 640 P.2d 793, 797-98 (1982); Little v. Spaeth, 394 N.W.2d 700, 706 (N.D. 1986); Matson v. Margiotti, 371 Pa. 188, 88 A.2d 892, 896 (1952); Levinsky v. Diamond, 151 Vt. 178, 559 A.2d 1073, 1078 (1989); Gold Seal Chinchillas, Inc. v. State, 69 Wn.2d 828, 420 P.2d 698, 701 (1966); Morton v. Hartigan, 145 Ill.App.3d 417, 99 Ill.Dec. 424, 495 N.E.2d 1159, 1164-65 (1986).
While the common law doctrine of absolute immunity remains the majority rule, we note that other states afford executive officials only a qualified privilege for statements made in the course of their official duties. See Sack, § 8.2.5 ("A few states deny absolute immunity to public officials altogether and grant a qualified privilege
We note that "the overwhelming majority of cases have struck the balance in favor of encouraging public officials to speak with complete candor — and without fear of legal recourse — with respect to their official duties." Gold Seal, 420 P.2d at 701. Pennsylvania, for example, reaffirmed the common law's absolute privilege against defamation for all "high public officials." See Lindner v. Mollan, 544 Pa. 487, 677 A.2d 1194, 1196 (1996) ("This Court has never called into question, much less overruled, the common law doctrine of absolute privilege for high public officials."). We agree with this longstanding majority rule. Accordingly, we adopt the position taken by the Restatement (Second) of Torts that cabinet-level executive officers are entitled to an absolute privilege from defamation claims arising out of comments made within the scope of their official duties. Restatement (Second) of Torts § 591.
In Tennessee, commissioners serve as the heads of state departments and function as part of the "Governor's Cabinet."
We recognize that in some cases, the application of an absolute privilege to cabinet-level state officials may leave aggrieved individuals without a remedy. Nonetheless, such a sacrifice "is justified by the public's need for free and unfettered action by its representatives." Blair v. Walker, 64 Ill.2d 1, 349 N.E.2d 385, 389 (1976). As other courts have observed, an individual's right to redress must ultimately be balanced against the public interest, and that balance must be struck in favor of the "needs of a free, democratic society to be apprised of the conduct of the public business by its public officials." Johnson, 315 N.W.2d at 223.
Adopting an absolute privilege for cabinet-level state executive officials provides them with the same level of protection afforded their colleagues in the judicial and legislative branches. "The immunity
Mr. Jones correctly notes that the U.S. Supreme Court's ruling on absolute privilege in Barr, 360 U.S. 564, 79 S.Ct. 1335, preceded the Supreme Court's seminal libel law decision in New York Times Co. v. Sullivan, 376 U.S. 254, 84 S.Ct. 710, 11 L.Ed.2d 686, and he argues that the constitutional protections afforded by Sullivan adequately protect governmental defendants from defamation claims.
While the actual malice standard set forth in Sullivan presents a significant hurdle for Mr. Jones and other public figure plaintiffs
Cabinet-level executive officials are absolutely immune from defamation claims, but this holding does not automatically apply to all statements made by such officials. Crucially, the absolute privilege for these officials applies only to communications made pursuant to a cabinet-level officer's official duties. Restatement (Second) of Torts § 591 (1977). Comment f to Section 591 specifically explains that the absolute privilege applies only when the state official "publishes the defamatory matter in the performance of his official duties, or within the scope of his line of duty." Id. We agree that this limitation is an appropriate one.
As applied to Mr. Jones's defamation claim, we hold that Commissioner Little was acting within the scope of his official duties when he issued the February 9 and February 17, 2009 letters and subsequently responded to media inquiries about Mr. Jones's demotion. "The overwhelming weight of authority reflects that comments made to the press by a high-ranking official concerning personnel matters are within the scope of the [executive] privilege." Salazar, 900 S.W.2d at 932-33. Because Commissioner Little's letters and subsequent statements to the media concerned state personnel matters, these publications were made in the performance of his official duties as a cabinet-level executive official. Thus, the State is absolutely immune from Mr. Jones's claim of defamation.
Mr. Jones also urges us to recognize a distinction between Commissioner Little's letters and the Commissioner's subsequent statements to the media about their contents. There is no material difference between Commissioner Little's February 9 and February 17, 2009 letters and Commissioner Little's statements to the media about the letters' contents. The letters were matters of public record; therefore, the letters' contents were public. See Johnson, 315 N.W.2d at 222. Accordingly, we hold that the State is absolutely immune from Mr. Jones's defamation claims that relate to Commissioner Little's statements in response to media inquiries about Mr. Jones's demotion.
We hold that cabinet-level executive officials "have an absolute privilege to publish defamatory matter concerning another in communications made in the performance of his official duties." This privilege ensures that high-ranking state executive officials will enjoy "complete freedom of speech when discharging their duties." Sack, § 8.2. Commissioner Little, as a cabinet-level executive official with policy-making authority, is entitled to this absolute privilege. Because Commissioner Little's statements to the press concerning Mr. Jones were directly related to his official duties, Commissioner Little is entitled to absolute immunity from Mr. Jones's defamation claim, and the State is therefore immune from liability. Accordingly, we reverse the decision of the Tennessee Claims Commission and remand the case to the Claims Commission for any further proceedings.
The costs of this appeal are taxed to Zoyle Jones, for which execution may issue if necessary.