This case was heard upon the record on appeal from the Court of Criminal Appeals, application for permission to appeal having heretofore been granted, and briefs and argument of counsel; and upon consideration thereof, this Court adopts a modified unanimity instruction for use in sexual abuse cases when only generic evidence is presented. Although this instruction was not given at the defendant's trial, the error was harmless beyond a reasonable doubt, and the evidence is sufficient to support the defendant's convictions.
In accordance with the opinion filed herein, it is therefore ordered and adjudged
It appearing the defendant is indigent, costs of this appeal are taxed to the State of Tennessee.
CORNELIA A. CLARK, J., delivered the opinion of the Court, in which SHARON G. LEE, C.J., and JEFFREY S. BIVINS and HOLLY KIRBY, JJ., joined.
The dispositive issue in this appeal is whether the election of offenses doctrine, articulated in Burlison v. State, 501 S.W.2d 801 (Tenn.1973), and reaffirmed in State v. Shelton, 851 S.W.2d 134 (Tenn. 1993), requires the prosecution to identify a single incident of sexual battery in cases, such as this one, where the child victim testifies to repeated incidents of sexual contact occurring over a substantial period of time but does not furnish any specific details, dates, or distinguishing characteristics as to individual incidents of sexual battery. We hold, as have courts in other jurisdictions, that where a prosecution is based on such nonspecific or "generic" evidence, requiring the prosecution to elect a single specific incident is not possible. However, to prevent infringement upon the defendant's right to a unanimous verdict, the trial court must give a modified unanimity instruction which informs the jury that it must unanimously agree the defendant committed all the acts described by the victim in order to convict the defendant. Although the trial court did not have the benefit of this decision and therefore did not provide the modified unanimity instruction to the jury in this case, we conclude, based on the record in this appeal, that the omission of this instruction was harmless beyond a reasonable doubt. Accordingly, we reverse the Court of Criminal Appeals' judgment vacating the defendant's convictions of sexual battery by an authority figure and reinstate the trial court's judgment approving the jury's verdict.
In May 2010, the Hardeman County Grand Jury indicted Jimmy Dale Qualls ("the defendant") for thirty-seven counts of sexual battery by an authority figure,
At an initial trial on the May 2010 indictments, the jury convicted the defendant of all charges. The defendant appealed, contending that the State had failed to make an election of offenses. Qualls, 2012 WL 939001, at *1. The State conceded that it had erroneously failed to make an election of offenses for the sexual battery by an authority figure charges and that this failure constituted reversible error. Id. The Court of Criminal Appeals, therefore, affirmed the defendant's conviction for incest but reversed his convictions of sexual battery by an authority figure and remanded for a new trial of those charges. Id.
On January 8, 2013, the defendant was retried on thirty-seven counts of sexual battery by an authority figure. The State called three witnesses: E.K.Q., E.Q., and their mother, J.S.
E.K.Q., the oldest daughter, was born on September 1, 1989, and was seventeen when the sexual battery occurred. She lived with her parents and siblings throughout the duration of the touching, which began in January 2007, when she was a senior in high school, and ended in August 2007, when E.K.Q. turned eighteen. E.K.Q. said the defendant, using slang terms for the vaginal area, "would say things like, `Let me pinch your p____'" frequently, and when she and her younger sister, E.Q., got new bras, he would "feel the bras to make sure they fit correctly." She testified that the defendant would come up behind her and E.Q. and use his finger to "fiddle" with their "butt crack[s]" and would grab her or E.Q.'s vagina, but would laugh about it," as if it were a joke. At trial, E.K.Q. stood and demonstrated the defendant's action. E.K.Q. explained the defendant "would tell [them] that it was okay for him to do it [because] he was teaching [the victims] what to not let other people do." E.K.Q. also said that the defendant used the bathroom when she and E.Q. showered and remained in the bathroom, watching them as they dried off, again stating that his being there was acceptable because he was their father.
E.K.Q. explained that she followed the defendant's instructions because he kept a "whooping" stick and had previously choked, punched, and "stomped" her when she had disobeyed him. When asked why her mother had not stopped the defendant from staying in the bathroom while she and her sister showered, E.K.Q. explained that when her mother had previously tried to stop the defendant, he had choked, slapped, and kicked her mother. E.K.Q. left the family home in May 2009 and moved in with her maternal aunt
When asked what type of sexual abuse occurred most frequently, E.K.Q. replied, It would be, like, butt grabbing or the fiddling — I mean, it all kind of was altogether — and the pinching the p____." She agreed the "butt grabbing" and fondling of the vaginal area were "done in concert with each other." During her direct examination, E.K.Q. answered in the affirmative when asked if the defendant fondled her in that manner once each month:
By the close of her testimony, E.K.Q. had answered in the affirmative that the defendant had engaged in this conduct — fondling her buttocks and vagina — between January 1, 2007 and January 30, 2007, between February 1, 2007 and February 27, 2007, between March 1, 2007 and March 30, 2007, between April 1, 2007 and April 29, 2007, between May 1, 2007 and May 30, 2007, between June 1, 2007 and June 29, 2007, between July 1, 2007 and July 30, 2007, and between August 1, 2007 and August 31, 2007. E.K.Q. said the fondling occurred inside their home and in the presence of family members.
E.Q. testified that the defendant touched her from January 2007 to May 2009, beginning when she was thirteen and ending when she was fifteen and these criminal charges were brought against him. Expanding on E.K.Q.'s testimony, E.Q. stated the defendant would watch her and E.K.Q. as they undressed to shower and dressed again afterwards. E.Q. said that she did not attempt to cover herself with a towel, because if she had, she said the defendant would "call [her] out on it and it would just be all bad after that." E.Q. said she had to "play along with it, pretend like [she was] okay with it, try to just shut it out of [her] mind that he was even there and just hurry up to get dressed as fast as [she could]...." E.Q. also expounded on E.K.Q.'s testimony regarding the bras, stating they were required to "model" new bras and underwear for the defendant and that he would feel their breasts to "make sure the bra fit...."
E.Q. testified that the defendant began asking her if he could "pinch" her "p____" in January 2007, when she was in eighth grade. The defendant would touch her "so far low" on her buttocks that he would touch her vagina over her clothes. To clarify that the defendant's touching was one motion, the State asked:
E.Q. confirmed that the defendant stated his actions (touching her and asking if he could "pinch" her "p____") were appropriate because he was her father. When the defendant touched her, E.Q. explained that she would "immediately jerk[] back but [she] couldn't express that it was uncomfortable" because then the defendant's reaction "would be horrible." E.Q. said she would have been beaten had she acknowledged disliking the touching. She testified that the defendant would fondle her and E.K.Q. in the presence of others, stating:
E.Q. testified that this touching occurred weekly for nearly two-and-a-half years, until she moved out to live with her aunt in May 2009 and reported the defendant's conduct. Like her sister, E.Q. was asked whether the touching occurred each month, and she testified as follows:
Ultimately, E.Q. replied in the affirmative that the defendant had touched her buttocks and vaginal area over her clothes once between January 1, 2007 and January 30, 2007, between February 1, 2007 and February 27, 2007, between March 1, 2007 and March 30, 2007, between April 1, 2007 and April 29, 2007, between May 1, 2007 and May 30, 2007, between June 1, 2007 and June 29, 2007, between July 1, 2007 and July 30, 2007, between August 1, 2007 and August 30, 2007, between September 1, 2007 and September 29, 2007, between October 1, 2007 and October 30, 2007, between November 1, 2007 and November 29, 2007, between December 1, 2007 and December 30, 2007, between January 1, 2008 and January 30, 2008, between February 1, 2008 and February 27, 2008, between March 1, 2008 and March 30, 2008, between April 1, 2008 and April 29, 2008, between May 1, 2008 and May 30, 2008, between June 1, 2008 and June 29, 2008, between July 1, 2008 and July 30, 2008, between August 1, 2008 and August 30, 2008, between September 1, 2008 and September 29, 2008, between October 1, 2008 and October 30, 2008, between November
When called to the stand, J.S., the victims' mother, corroborated the victims' testimony regarding the defendant's touching them between January 2007 and May 2009. On cross-examination, she admitted the defendant was very strict with the victims, but on redirect, she stated that the victims moved out to live with their aunt to escape the defendant's touching, not his strict rules.
With this, the State rested its case-in-chief, and during the ensuing recess, the parties discussed jury instructions. The defendant elected not to testify and did not present additional proof. The State sought to cure its failure to elect in the previous trial by electing a specific type of abuse, limited to one incident per month — the defendant's fondling of each victim's buttocks and vagina. In its closing argument, the State reminded the jury:
(Emphasis added.) Before the jury retired to deliberate, the trial court gave the following jury instructions:
The court gave similar instructions for counts four through eight with respect to E.K.Q., and for counts nine through thirty-seven
Before the Court of Criminal Appeals, the defendant contended that the State had failed "to elect properly the conduct for which it sought convictions" and that the evidence was not sufficient to support his conviction. See State v. Qualls, No. W2013-01440-CCA-R3-CD, 2014 WL 4072098, at *5 (Tenn.Crim.App. Aug. 18, 2014). The Court of Criminal Appeals once again held that the State had failed to make a proper election of offenses, but the intermediate appellate court found the evidence sufficient to support the convictions. Id. at *10-11. The Court of Criminal Appeals explained:
Id. at *10 (internal citations omitted). Accordingly, the Court of Criminal Appeals reversed the convictions and remanded for a new trial.
Thereafter, the State of Tennessee filed an application for permission to appeal, which we granted. See Tenn. R.App. P. 11.
Neither the State nor the defendant discusses the standard of review that applies when this Court reviews the propriety of the State's election of offenses. Here, unlike earlier cases, see, e.g., State v. Knowles, 470 S.W.3d 416, 423 (Tenn.2015), the issue was properly preserved in the courts below. We hold that when it is properly preserved, the issue of whether the election requirement has been satisfied is a question of law, to which de novo review applies. See State v. Clark, 452 S.W.3d 268, 295 (Tenn.2014) ("Whether jury instructions are sufficient is a question of law [that] appellate courts review de novo with no presumption of correctness.") (citing State v. Hawkins, 406 S.W.3d 121, 128 (Tenn.2013); Nye v. Bayer Cropscience, Inc., 347 S.W.3d 686, 699 (Tenn.2011)).
Article I, section 6 of the Tennessee Constitution provides "[t]hat the right
In most criminal trials, the constitutional guarantee of juror unanimity is readily satisfied. This is true because it is a general rule that evidence the defendant has committed "some other crime wholly independent of that for which he is charged, even though it is a crime of the same character" is generally excluded as "irrelevant." State v. Rickman, 876 S.W.2d 824, 827 (Tenn.1994) (quoting Bunch v. State, 605 S.W.2d 227, 229 (Tenn. 1980)) (internal quotation marks omitted); see also Tenn. R. Evid. 404(a) & (b). However, this general prohibition has been relaxed in the sex crimes context, specifically in cases where the defendant is alleged to have committed sexual offenses over a lengthy period of time against young children who are often unable to identify the dates on which particular acts were perpetrated. State v. Johnson, 53 S.W.3d 628, 631 (Tenn.2001); Rickman, 876 S.W.2d at 828; Shelton, 851 S.W.2d at 137. Therefore, "where the indictment charges that sex crimes occurred over a span of time," rather than on specific dates, then "evidence of unlawful sexual contact between the defendant and the victim allegedly occurring during the time charged in the indictment is admissible." Rickman, 876 S.W.2d at 828 (citing Shelton, 851 S.W.2d at 137; State v. Brown, 762 S.W.2d 135, 137 (Tenn.1988) [hereinafter Brown II]).
Relaxation of the general prohibition on the admissibility of prior acts evidence created the potential for a non-unanimous jury verdict because "each unlawful act of carnal knowledge is a separate, substantive offense, rather than a continuous offense." Shelton, 851 S.W.2d at 137 (quoting Jamison v. State, 117 Tenn. 58, 94 S.W. 675, 676 (1906)) (internal quotation marks omitted); see also State v. Anderson, 748 S.W.2d 201, 203 (Tenn. Crim.App.1985) (treating allegations of sexual battery as separate offenses for the purposes of election), overruled on other grounds by Shelton, 851 S.W.2d at 138. The election of offenses doctrine developed to eliminate this potential. Shelton, 851 S.W.2d at 136-37. The election doctrine refers to the prosecutor's duty in a case where evidence of multiple separate incidents is introduced to elect for each count charged the specific incident on which the jury should deliberate to determine the defendant's guilt. Rickman, 876 S.W.2d
The election doctrine also assists the defendant in preparing for and defending against the specific charge, protects the defendant from double-jeopardy concerns, "enables the trial judge to review the weight of evidence in its role as thirteenth juror[, and] enables an appellate court to review the legal sufficiency of the evidence." State v. Brown, 992 S.W.2d 389, 391 (Tenn.1999) [hereinafter Brown III] (citing Tidwell, 922 S.W.2d at 500-01; Burlison v. State, 501 S.W.2d 801, 803 (Tenn.1973)). Nevertheless, as this Court has previously emphasized, the most important purpose served by the election of offenses doctrine is to "ensure that the jurors deliberate over and render a verdict based on the same offense...." Id.; see also, e.g., Shelton, 851 S.W.2d at 137 (stating that "the most serious concern" the election doctrine addresses is "the well-established right under our state constitution to a unanimous jury verdict before a criminal conviction is imposed").
Despite its importance to ensuring unanimity, applying the election doctrine in child sexual abuse cases presents practical difficulties. As a result, this Court has not insisted upon a single means of making an election and has instead allowed "the State some latitude in the prosecution of criminal acts committed against young children who are frequently unable to identify a specific date on which a particular offense was committed." Rickman, 876 S.W.2d at 828 (citing Shelton, 851 S.W.2d at 137); see also Brown III, 992 S.W.2d at 391 ("We are sensitive to the fact that young children who are victims of child abuse may not be able to testify that abuse occurred on a specific date, or provide extensive details in this regard."). "[T]he election requirement is merely a means by which to protect the right to a unanimous verdict. There is no right to a perfect election, and indeed, as this Court has recognized, the election requirement may be satisfied in a variety of ways." Knowles, 470 S.W.3d at 424.
For example, the State may elect a particular offense by "narrow[ing] the multiple incidents by asking the victim to relate any of the incidents to a specific month,"
We also have affirmed an election that identified the offense for which the prosecution sought conviction as the assault that occurred the night before the victim's first menstrual period, even though that night "could have occurred on any date during that year." State v. Herron, 2014 WL 217722, *10 (Tenn.Crim.App. Jan. 17, 2014), discussion on election aff'd by State v. Herron, 461 S.W.3d 890, 904 (Tenn. 2015). Specifying the type of abuse and identifying the sexual assault as occurring "on a Friday when it was warm," Brown III, 992 S.W.2d at 392, or "while [the victim] was out of school on Christmas break," Tidwell, 922 S.W.2d at 499, have similarly been upheld as sufficiently specific elections.
All of this Court's prior decisions addressing the election doctrine have involved cases where child victims provided specific testimony about the charged criminal acts and identified in some manner when those acts were perpetrated. Thus, those decisions have mandated the prosecution to elect the specific act or incident for which it seeks conviction. See Tidwell, 922 S.W.2d at 500-02; Rickman, 876 S.W.2d at 828; Shelton, 851 S.W.2d at 137-38. In addition, the jury receives a unanimity instruction,
We have not previously addressed, however, how to deal with a case involving testimony concerning the commission of multiple instances of a similar type of abuse where the witnesses cannot or do not specifically differentiate the events, and there are fewer counts in the indictment than there is testimony about the abuse. In such cases children may have been subjected to abuse on a daily basis over an extended time, amounting to literally hundreds of offenses. It is often not feasible for prosecutors to charge every single one of those acts in separate counts. The more counts that are charged, the more difficult it becomes to differentiate them. This case, sadly, presents us with the opportunity to discuss this more complicated fact situation.
In this case the victims described with clarity the type of sexual battery perpetrated
Courts in other jurisdictions have termed this type of testimony "generic evidence." See R.L.G., Jr. v. State, 712 So.2d 348, 356 (Ala.Crim.App.1997), aff'd, 712 So.2d 372 (Ala.1998); see also, e.g., Baker v. State, 948 N.E.2d 1169, 1174 (Ind.2011) ("The victim's `generic testimony' may describe a pattern of abuse (`every time mama went to the store') rather than specific incidents (`after the July 4th parade').").
As the California Supreme Court recognized, generic evidence is often the only proof available in some of the most egregious child sexual abuse cases, which involve resident molesters who abuse their victims for years:
People v. Jones, 51 Cal.3d 294, 270 Cal.Rptr. 611, 792 P.2d 643, 648 (1990), as modified (Aug. 15, 1990) (internal citations omitted); see also R.L.G., Jr., 712 So.2d at 356 ("[A]n abuser residing with the child... could perpetuate the abuse so frequently and in so many locations that the young child loses any frame of reference in which to compartmentalize the abuse into `distinct and separate transactions.'"); State v. Brown, 55 Wn.App. 738, 780 P.2d 880, 885 (1989) [hereinafter Brown IV] ("The more frequent and repetitive the abuse, the more likely it becomes that the victim will be unable to recall specific dates and places.... [T]he state's case [often] rests on the testimony of a victim whose memory may be clouded by a blur of abuse and a desire to forget.).
To address this unusual situation, other states have adopted the either/or approach to election. See Johnson, 53 S.W.3d at 635. Under this approach, the prosecution may choose either to make an election at the close of its proof-in-chief or to have the jury instructed that it cannot render a guilty verdict unless it unanimously agrees upon the specific act or acts that constitute the crime. See, e.g., Jones, 270 Cal.Rptr. 611, 792 P.2d at 659;
Nonetheless, the Jones Court determined that protecting the accused's rights to proof of guilt beyond a reasonable doubt and jury unanimity may be achieved in generic evidence cases. To do so, the Jones Court explained, the victim's generic testimony must (1) describe "the kind of act or acts committed with sufficient specificity, both to assure that unlawful conduct indeed has occurred and to differentiate between the various types of proscribed conduct...."; (2) identify "the number of acts committed with sufficient certainty to support each of the counts alleged in the information or indictment (e.g., `twice a month' or `every time we went camping')"; and (3) designate "the general time period in which these acts occurred (e.g., `the summer before my fourth grade,' or `during each Sunday morning after he came to live with us') to assure the acts were committed within the applicable limitation period." Id., 270 Cal.Rptr. 611, 792 P.2d at 655. Although "[a]dditional details regarding the time, place or circumstance of the various assaults may assist in assessing the credibility or substantiality of the victim's testimony," such details "are not essential to sustain a conviction." Id., 270 Cal.Rptr. 611, 792 P.2d at 656. "[T]he particular details surrounding a child molestation charge are not elements of the offense and are unnecessary to sustain a conviction." Id., 270 Cal.Rptr. 611, 792 P.2d at 655. "To hold that such testimony, however credible and substantial, is inadequate to support molestation charges would anomalously favor the offender who subjects his victim to repeated or continuous assaults." Id., 270 Cal.Rptr. 611, 792 P.2d at 645; see also State v. Wilcox, 808 P.2d 1028, 1033 (Utah 1991). "With the exception of those who happen to select victims with better memories or who are one act offenders, the most egregious child molesters effectively would be insulated from prosecution." Brown IV, 780 P.2d at 886. Therefore, the Jones Court explained, if the victim's testimony satisfies the foregoing specificity standards, the evidence would be sufficiently specific to allow the jury to determine guilt beyond a reasonable doubt. 270 Cal.Rptr. 611, 792 P.2d at 655.
The Jones Court also rejected "the contention that jury unanimity is necessarily unattainable" in generic evidence cases, explaining that, "although the jury may not be able to readily distinguish between the various acts, it is certainly capable of unanimously agreeing that they took place
Id. To ensure unanimous jury verdicts in generic evidence cases, the Jones Court prescribed "a modified unanimity instruction which, in addition to allowing a conviction if the jurors unanimously agree on specific acts, also allows a conviction if the jury unanimously agrees the defendant committed all the acts described by the victim." Id., 270 Cal.Rptr. 611, 792 P.2d at 659 (emphasis added). The Jones Court emphasized that credibility is usually the "true issue" in generic evidence cases, and
Id. (internal citations omitted) (emphasis added).
Other state courts have adopted the Jones approach to satisfying the election doctrine in generic evidence cases. See, e.g., Thomas v. People, 803 P.2d 144, 153 (Colo.1990) (holding "that when the evidence does not present a reasonable likelihood that jurors may disagree on which acts the defendant committed, the prosecution need not designate a particular instance"); Baker, 948 N.E.2d at 1177 (adopting Jones and holding that "the State may in its discretion designate a specific act (or acts) on which it relies to prove a particular charge"); State v. Muhm, 775 N.W.2d 508, 520 (S.D.2009) (using the Jones either/or rule to find harmless error on appeal).
Alabama was the state with election law most similar to Tennessee when it adopted the Jones approach for generic evidence. See R.L.G., Jr., 712 So.2d at 366-67. Through March 1997, the Alabama Supreme Court had declined to adopt the either/or approach and "upheld the strict election rule," requiring the prosecution to elect a specific instance of sexual abuse for conviction, as this Court has done. Id. at 362. In late 1997, the Alabama Court of Criminal Appeals, its members perhaps finding themselves where we find ourselves today, adopted the Jones approach in R.L.G., Jr., stating:
Id. at 356, 366-67. The Alabama Supreme Court affirmed in its entirety the Court of Criminal Appeals' decision adopting the Jones approach, and declared that "in cases involving purely generic evidence... an alleged child molester can be afforded all the process he or she is due, without requiring" strict election. Ex Parte R.L.G., Jr., 712 So.2d 372, 373 (Ala. 1998).
Today we join other state courts in concluding that, "[w]ith the exception of those who happen to select victims with better memories or who are one act offenders," strict application of the election doctrine in
Like the Alabama Court of Criminal Appeals, we adopt the Jones approach but limit it to cases involving only generic evidence. See R.L.G., Jr., 712 So.2d at 362.
But when the prosecution relies solely on generic evidence,
Jones, 270 Cal.Rptr. 611, 792 P.2d at 659. Clarifying the election doctrine in this unique circumstance will not impair a defendant's ability to present a defense. As the California Supreme Court recognized, "if the defendant has lived with the victim for an extensive, uninterrupted period and therefore had continuous access to the victim, neither alibi nor wrongful identification is likely to be an available defense" in generic evidence cases. Id., 270 Cal.Rptr. 611, 792 P.2d at 657. Typically, the central issue in such trials is credibility, with the victim testifying "to a long series of molestations and the defendant den[ying] that any wrongful touchings occurred."
Therefore, we hold that in generic evidence cases the prosecution need not elect a specific criminal act or incident as the basis of a conviction for each charge. Instead, the election doctrine may be satisfied in generic evidence cases by the trial court providing a modified unanimity instruction that allows a conviction only if the jury unanimously agrees the defendant committed all the acts described by the victim. However, consistent with prior decisions involving the election of offenses doctrine, the trial court must determine at the conclusion of the State's case-in-chief whether the proof is sufficiently specific as to apply the strict election requirement or whether the election requirement may be satisfied by giving the modified unanimity instruction. See Knowles, 470 S.W.3d at 423 (stating that election should occur at the close of the prosecution's case-in-chief). We invite the Tennessee Pattern Jury Instruction Committee to promulgate a pattern jury instruction for use in child sexual abuse cases involving generic evidence. See State v. White, 362 S.W.3d 559, 581 (Tenn.2012) (inviting the Committee to promulgate a pattern jury instruction for use in trials involving kidnapping and an accompanying felony charge). Until the Committee develops an appropriate instruction, trial courts should use the following instruction in cases involving only generic evidence:
Cf. Cal. Jury Instruction Crim. 4.71.5.
Of course, the trial court did not have the benefit of our holding in this appeal; thus, the jury did not receive a modified unanimity instruction. Therefore, we must review that omission under a constitutional harmless error analysis.
The election doctrine is "fundamental, immediately touching on the constitutional rights of an accused." Shelton, 851 S.W.2d at 137 (quoting Burlison, 501 S.W.2d at 804) (internal quotation marks omitted). Thus, we apply constitutional harmless error analysis to assess the error in this case. When conducting constitutional harmless error analysis, this Court has identified two categories of error — structural constitutional error and non-structural
Here, we are convinced beyond a reasonable doubt after examining the record that the erroneous lack of a modified unanimity instruction did not contribute to the verdict obtained and that the jury's verdict would have been the same had the modified unanimity instruction been given. Here, the defendant was convicted of thirty-seven counts of sexual battery by an authority figure. Both E.K.Q. and E.Q. testified that the defendant made unlawful sexual contact with each of them on a regular basis over an extended period of time. Both victims described the type of sexual contact, testifying that the defendant fondled their buttocks and vaginal areas. Both victims testified that the sexual contact occurred during the time periods charged in the indictment. Both victims testified that this sexual contact occurred at least once during each of the months charged in the indictment, with one victim testifying that it occurred weekly. Each victim testified that she saw the defendant touching the other victim. The victims' mother also corroborated their testimony, affirming that she had witnessed the defendant touching the victims. The defendant's guilt or innocence hinged on the jury's assessment of the credibility of the victims' testimony regarding the defendant's touching them. The other elements of sexual battery by an authority figure were established by undisputed proof. For instance, the proof showed that E.K.Q. and E.Q. were between thirteen and eighteen years of age when the sexual battery occurred. Undisputed proof also established that the defendant had parental authority over the victims and used that authority to accomplish the sexual contact. For instance, the victims were the defendant's daughters and lived with him during the time period charged in the indictment. E.K.Q. testified that she followed the defendant's instruction because he had previously
Although the jury did not receive the modified unanimity instruction, the State elected the type of sexual contact — the defendant's act of fondling the victims' buttocks and vaginal areas over their clothing — on which it was relying and sought convictions for one offense per month, per victim.
The trial court explicitly discussed the need for juror unanimity in the jury instructions:
Additionally, the defendant's defense was a blanket denial to any sexual battery by an authority figure. Cf. State v. Ducker, 27 S.W.3d 889, 899-900 (Tenn.2000) (finding the error harmless beyond a reasonable doubt in part because the defendant's defense was not inhibited by the error). Although one of the victims testified that the sexual battery occurred once per week, we conclude beyond a reasonable doubt that there is no reasonable likelihood of juror disagreement as to particular acts. In other words, the record on appeal demonstrates beyond a reasonable doubt that by convicting the defendant, the jury expressed its unanimous conclusion that the victims were credible and that the defendant committed all the acts described by the victims.
In summary, we hold that the election doctrine does not require the prosecution to identify a single incident in cases, such as this one, where the child victim testifies to repeated incidents of sexual contact occurring over a substantial period of time but is unable to furnish specific details, dates, or distinguishing characteristics as to individual incidents of sexual battery. As have courts in other jurisdictions, we hold that where a prosecution is based solely on such generic evidence, the election doctrine is satisfied by providing the jury with a modified unanimity instruction that allows a conviction only if the jury unanimously agrees the defendant committed all the acts described by the victim. Although the absence of such a modified unanimity instruction amounts to non-structural constitutional error, in this case the error is harmless beyond a reasonable doubt. Accordingly, we reverse the Court of Criminal Appeals' judgment vacating the defendant's convictions of sexual battery by an authority figure and reinstate the trial court's judgment approving the jury's verdict. It appearing the defendant
7 Tenn. Prac. Pattern Jury Instr. T.P.I.-Crim. 42.25 (updated Sept. 2015).
Cal. Jury Instruction Crim. 4.71.5.
Petrich, 683 P.2d at 178. This either/or approach has also been adopted in Alaska and Hawaii. See Covington v. State, 703 P.2d 436, 441 (Alaska Ct.App.1985), clarified on reh'g 711 P.2d 1183; State v. Arceo, 928 P.2d 843, 874-75 (Haw.1996).
The Tennessee General Assembly enacted a statute in 2014 creating the offense of continuous sexual abuse, but this statute does not apply in this appeal. See Tenn.Code Ann. § 39-13-518 (2014) (limiting application to at least one incident occurring on or after July 1, 2014). Additionally, it is not clear whether the 2014 statute eliminates the practical difficulties associated with generic evidence cases, because, unlike the statutes enacted in other states, the 2014 statute specifically requires juror unanimity as to the acts of abuse. Id. § 39-13-518(e).