THOMAS W. PHILLIPS, District Judge.
This matter is before the Court on the Motion for Summary Judgment [Doc. 67] filed by Sheriff William Bivens
Plaintiffs have also brought Section 1983 claims based upon Fifth and Sixth Amendment violations, but those claims are not presently before the Court.
Based upon the following, the Motion for Summary Judgment [Doc. 67] is
On May 11, 2007, Plaintiffs and others were camping at a lake near their home on Miller Road in Monroe County, Tennessee. Around 11:00 p.m., after they had been drinking alcohol for a while, Plaintiffs decided to leave and pick up Dillingham's wife. Two other individuals, Joe Holloway ("Holloway") and an unknown person ("John Doe"), decided to leave with Plaintiffs. Leaving the campsite, the men proceeded down Miller Road with John Doe driving, Mills in the front passenger seat, and Dillingham and Holloway in the back seat. At some point, the vehicle veered off the right side of the road, went down an embankment, and flipped over. Plaintiffs were rendered unconscious.
Mills awoke first and found himself in the car along with Dillingham and Holloway. John Doe, the driver of the car, was nowhere to be found. Realizing that his leg was broken, Mills woke Dillingham to help him out of the car. Mills also attempted to wake Holloway, but Holloway had sustained a serious head injury, and would remain unconscious for several days following the accident.
Dillingham suffered only cuts and bruises, and was able to help Mills out of the car. Once out, Mills attempted to stand, but instead fell down the embankment and blacked out again. Around this same time, a passing motorist stopped by. At this point, Dillingham asked the motorist to call for help. Following this interaction, Dillingham fell back down the embankment himself. Shortly thereafter, deputies from the Monroe County Sheriff's Department ("Sheriff Department") and emergency medical personnel arrived.
Mills claims that he was lying on the ground, unconscious, when he was awakened by something striking his right leg. [Mills Dep., Doc. 69-2, at 7, 26:11-15, Sep. 27, 2010]. Upon opening his eyes, Mills claims that he saw Deputy Millsaps move his right leg back into a standing position. [Id. at 10, 37:20-21]. Mills screamed and asked Deputy Millsaps why he "kicked" him. [Id. at 7, 26:14-20]. Defendants, however, state that Deputy Millsaps only nudged Mills's leg. [Defendants' Memorandum in Support of their Motion for Summary Judgment, Doc. 69, at 7].
Deputy Millsaps then asked Mills about the car accident, specifically, how many people were in the car. [Mills Dep., Doc. 69-2, at 7, 26:14-20]. Mills told the deputy that his leg was broken
At some point after Mills overhead the incident involving Dillingham, he was loaded onto a stretcher behind the ambulance and approached by Deputy McLemore. [Id. at 9, 33:17-34:4]. This was the first time that Mills encountered Deputy McLemore. [Id.]. Deputy McLemore never touched Mills, and only asked questions about the car accident. [Id.]. This was Mills's only contact with Deputy McLemore. [Id.]. As such, Mills makes no allegations with respect to Deputy McLemore. [Id.].
After his encounter with Deputy McLemore, Mills was taken by ambulance to the University of Tennessee Medical Center. [Id. at 13, 51:2-52:16]. Once there, Mills was diagnosed with a fractured right femur and underwent surgery the following day. [Id.]. Mills spent approximately one week in the hospital before being released. [Id.].
While the record is not clear, it appears that during the initial encounter between Mills and Deputy Millsaps, emergency personnel were tending to Dillingham. According to his deposition testimony, when Deputies Millsaps and McLemore approached Dillingham, he was still down the embankment, but EMS were in the process of securing him on a backboard. [Dillingham Dep., Doc. 69-1, at 34, 136:17-138:7, Dec. 16, 2010]. Dillingham claims that the deputies began interrogating him about the car accident, specifically asking about the driver of the vehicle. [Id.]. When he replied that he did not know who was driving, the deputies allegedly told everyone around to "look at the stars." [Id.]. This, Dillingham states, is when the deputies began to beat and "taser" him.
Dillingham claims that he was immobilized on the backboard as the deputies beat and tasered him, all while continuing to question about who was driving the vehicle. [Id. at 35, 137:1-144:18]. Allegedly, the deputies held a flashlight in Dillingham's face so that he could not see them as they hit, kicked, and tasered him repeatedly. [Id.]. Dillingham claims that Deputy McLemore hit him in the face with a flashlight and kicked him in the side. [Id.]. He also alleges that Deputy Millsaps stood on his testicles, and repeatedly tasered his testicles and stomach.
Although he does not know the exact amount of time, Dillingham believes that the beating lasted around thirty minutes. [Id. at 35, 137:7-16]. Dillingham claims that he suffered bruising, neck pain, back pain, fractures, missing teeth, and taser burns. [Id. at 39, 153:15-156:19]. Dillingham provided pictures at his deposition that apparently depicted these injuries. [Id.]. However, aside from the taser marks, it is unclear from the record which injuries, if any, were the result of the car accident, or if most of the injuries were related to the alleged beating. Notably, Dillingham admits that he received some cuts on his head and face as a result of the accident. [Id.].
Following the car accident, Dillingham was transported to the University of Tennessee Medical center, where he remained for around five days. [Id. at 40, 159:11-160:24]. Unfortunately, the record does not indicate what injuries he was diagnosed with, or what treatment he was given. However, Dillingham claims that his doctors encouraged him to seek a specialist for back injuries following his medical discharge. [Id.]. In addition, Dillingham claims that he continues to suffer from pain and memory loss related to his injuries. [Id. at 1, 7:22-8:1; at 8, 30:11-19].
Deputy Millsaps disputes Dillingham's account of the events. In particular, Deputy Millsaps claims that he only used force because Dillingham was being combative.
According to Deputy Millsaps, Dillingham did not comply with his verbal commands to stop fighting with the medical personnel. [Id. at 15, 30:24-31:13]. Instead, Dillingham kept "flailing" his fists at emergency workers. [Id.]. In response to the alleged combative behavior, Deputy Millsaps tasered Dillingham once in the upper body. [Id. at 10, 25:14-17; at 16, 31:19-32:6]. Deputy Millsaps states that he tasered Dillingham only once because it did not work, and because he did not want to risk hurting himself or Dillingham by doing it again.
Following the incident, Dillingham and Mills filed formal complaints with the Sheriff's Department. [Defendants' Statement of Material Facts, Doc. 70, at 3, ¶ 20].
Deputy Millsaps further testified about his training on the appropriate use of force. [Id. at 4, 6:2-5, at 6, 11:4-6]. Deputy Millsaps graduated from the Tennessee Law Enforcement Training Academy (the "Academy") in 1996 where he received training on the use of force. [Id.]. At the time of the incident (May 11, 2007), Deputy Millsaps was in good standing with the Sheriff's Department and had not received any complaints. [Sheriff Bivens Affidavit, Doc 68, at 3, ¶ 5]. Deputy Millsaps was also up to date on his annually-required forty hours of continuing education. [Bivens Affidavit, Doc 68, at 3, ¶ 5]. Additionally, Deputy Millsaps states that he received training at the Academy on how to deal with belligerent individuals. [Deputy Millsaps Dep., Doc. 78-1, at 8, 13:5-16]. This training was refreshed every couple of years. [Id.]. Despite receiving this training, Deputy Millsaps admits that he never received, or saw, a copy of the Monroe County Sheriff's Department Policy Manual ("Policy Manual"). [Id. at 5, 9:2-7].
Deputy Millsaps also attended a taser training class in the fall of 2006 that lasted four to eight hours. [Id. at 6, 11:10-18]. During this class, he was instructed on the appropriate use of force, both generally and specifically with regard to using tasers. [Id. at 6, 11:7-12]. For example, Deputy Millsaps was taught that using a taser is appropriate when a person does not respond to verbal commands and is being combative. [Id. at 8, 13:17-14:12].
Sheriff Bivens, by his own affidavit, states that he was not at the scene of the accident, and that he has never had any contact with the Plaintiffs. [Sheriff Bivens Affidavit, Doc. 68, at 2, ¶ 4]. Plaintiffs also confirm that they have never spoken with Sheriff Bivens, or had contact with him. [Plaintiffs' Responses to Defendants' Statement of Material Facts, Doc. 74, at 5, ¶ 19]. Additionally, Sheriff Bivens claims that he is unaware of any previous complaints being filed against Deputies Millsaps and McLemore. [Sheriff Bivens Affidavit, Doc. 68, at 3, ¶ 6]. Although it is disputed by Deputy Millsaps, Sheriff Bivens claims to have provided both deputies with copies of the Policy Manual. [Id. at 3, ¶ 5]. Sheriff Bivens also states that both deputies were up to date on their required forty hours of inservice. [Id.].
It was only after Dillingham and Mills filed their complaints that Sheriff Bivens learned about the incident. [Id. at 2, ¶ 4]. Sheriff Bivens attempted to interview Deputies Millsaps and McLemore about the complaints. [Id. at 4, ¶ 7]. However, Deputy McLemore did not appear and was discharged. [Id.]. While Deputy Millsaps did provide an interview, he was discharged as a result of some confusion about the interview process. [Id.]. According to Sheriff Bivens, he has never made a finding that the incident happened as Plaintiffs allege. [Id. at 4, ¶ 8]. Instead, he states that the deputies were discharged for failing to follow the internal investigation procedures. [Id.]. As previously mentioned, Sheriff Bivens notified the District Attorney who, after a TBI investigation, presented the case to a grand jury that ultimately decided not to indict the two deputies. [Id. at 4, ¶ 9].
Under Rule 56 of the Federal Rules of Civil Procedure, summary judgment is appropriate "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed.R.Civ.P. 56(a). In considering a motion for summary judgment, a court must construe the facts and draw all inferences therefrom in the light most favorable to the party opposing the motion. Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986). A genuine issue of material fact exists if "the evidence is such that a reasonable jury could return a verdict for the nonmoving party." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986).
The moving party bears the initial burden of establishing that there is no genuine issue of material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). The central inquiry is "whether the evidence presents a sufficient disagreement to require submission to a jury or whether it is so one-sided that one party must prevail as a matter of law." Anderson, 477 U.S. at 251-52, 106 S.Ct. 2505. The burden then shifts to the non-moving party to demonstrate the existence of genuine issues of material fact. Celotex, 477 U.S. at 324, 106 S.Ct. 2548. The non-moving party must present "significant probative evidence" to show that there is more than "some metaphysical doubt as to the material facts." Moore v. Philip Morris Co., 8 F.3d 335, 339-40 (6th Cir.1993). Notably, the Court "is not required to speculate on which portion of the record the nonmoving party relies, nor is it obligated to wade through and search the entire record for some specific facts that might support the nonmoving party's claim." InterRoyal Corp. v. Sponseller, 889 F.2d 108, 111 (6th Cir.1989). If the non-moving party fails to meet this burden, the moving party is entitled to summary judgment.
In addressing civil rights claims brought under 42 U.S.C. § 1983, courts must always begin with the following question: who did the plaintiff sue, and in what capacity? This is an important question, as it determines what the plaintiff must prove, and what defenses are available. In the present case, Plaintiffs have sued three local government officers: Sheriff Bivens, Deputy Millsaps, and Deputy McLemore. Plaintiffs have sued the officers in their individual and official capacities. Based upon the capacity, Plaintiffs will have different burdens of proof,
In addition to suing three individuals, Plaintiffs have sued Monroe County—which includes the Monroe County Sheriff's Department.
To state a claim under 42 U.S.C. § 1983, the plaintiff must establish "(1) that [the] defendant was acting under color of state law, and (2) the offending conduct deprived the plaintiff of rights secured under federal law." Mezibov v. Allen, 411 F.3d 712, 716 (6th Cir.2005). As an initial matter, the Court must determine whether the Plaintiffs have standing to bring a claim under the Fourth Amendment.
Generally, a "seizure" occurs in two ways: (1) through the use of physical force by the officer; or (2) through "show of authority" by the officer, in which the suspect actually submits. See Peete v. Metro. Gov't of Nashville & Davidson Cnty., 486 F.3d 217, 220 (6th Cir.2007) (citing Scott v. Harris, 550 U.S. 372, 127 S.Ct. 1769, 167 L.Ed.2d 686 (2007)). The Court of Appeals for the Sixth Circuit ("Sixth Circuit") has recognized the following circumstances as indicative of a seizure: "`the threatening presence of several officers, the display of a weapon by an officer, some physical touching of the person of the citizen, or the use of language or tone of voice indicating that compliance with the officer's request might be compelled.'" United States v. Jones, 562 F.3d 768, 772 (6th Cir.2009) (quoting Mendenhall, 446 U.S. at 554, 100 S.Ct. 1870). Because Plaintiffs were not arrested following the car accident, the Court must look to other facts to determine whether they were "seized." In addition, the Court must analyze the standing question separately for each Plaintiff. See Rakas v. Illinois, 439 U.S. 128, 133-34, 99 S.Ct. 421, 58 L.Ed.2d 387 (1978) (citations omitted) ("Fourth Amendment rights are personal rights which, like some other constitutional rights, may not be vicariously asserted.").
First, the Court finds that Dillingham was seized for purposes of the Fourth Amendment. Notably, Deputy Millsaps admits that he shot Dillingham with a taser gun in an attempt to restrain him. Courts across the country, including the Sixth Circuit, have recognized that the use of tasers may constitute a "seizure" for purposes of the Fourth Amendment. See Kijowski v. City of Niles, 372 Fed.Appx. 595, 598-99 (6th Cir.2010) (implicitly recognizing that the use of a taser twice constitutes a "seizure" for purposes of the Fourth Amendment); Landis v. Baker, 297 Fed.Appx. 453, 463 (6th Cir.2008) (recognizing that the multiple use of a taser, in combination with the use of a police baton, constitutes a "seizure" for purposes of the Fourth Amendment); Bryan v. MacPherson, 630 F.3d 805, 810 (9th Cir.2010) (finding that the use of tasers and similar devices constitutes an "intermediate, significant level of force that must be justified by the governmental interests involved") (citation omitted); Orem v. Rephann, 523 F.3d 442, 447-48 (4th Cir.2008) (rejecting the contention that a taser constitutes a de minimus level of force); Hickey v. Reeder, 12 F.3d 754, 757 (8th Cir.1993) ("We find defendants' attempt, on appeal, to minimize the pain of being shot with a stun gun . . . to be completely baseless. The defendants' own testimony reveals that a stun gun inflicts a painful and frightening blow, which temporarily paralyzes the large muscles of the body, rendering the victim helpless."); Crowell v. Kirkpatrick, 667 F.Supp.2d 391, 408 (D.Vt.2009) (recognizing that tasers have "been described by other courts as "moderate, non-lethal force"" and cause "acute—even severe—physical pain"). It does not matter whether Dillingham was combative (that fact is only relevant to whether the officers' force was "reasonable" under the Fourth Amendment); the point is that the deputy sheriffs used physical force to restrain a person against his will. That is the very definition of a "seizure": intentionally restricting a person's physical movement. Considering the facts as a whole, and viewing the evidence in the light most favorable to Dillingham, the Court finds that a reasonable person in Dillingham's position would "have believed he was not free to leave." Mendenhall,
Second, the Court finds that Mills was not seized for purposes of the Fourth Amendment. Having reviewed the record, there is no evidence that Deputy Millsaps or Deputy McLemore restrained Mills by "show of authority." After Deputy Millsaps and Deputy McLemore arrived at the scene, Deputy Millsaps questioned Mills about the car accident (and specifically, about the driver of the vehicle who was no longer present).
Moreover, the fact that Deputy Millsaps and Deputy McLemore "controlled" the environment—they were investigating a car accident—makes no difference. As the Sixth Circuit has recognized, "[t]he distinguishing feature of a seizure is the restraint of the subject's liberty—specifically, his or her freedom to walk away. Control [by law enforcement] over one's environment does not establish a seizure unless that control somehow restricts the subject's physical liberty." Ewolski v. City of Brunswick, 287 F.3d 492, 507 (6th Cir. 2002). Even though Deputy Millsaps and Deputy McLemore had control over the environment, that does not mean that they restricted Mills's physical liberty. Even if Deputy Millsaps "nudged" or "kicked" Mills's leg, there is no evidence that it was done to restrain him from leaving the scene. Mills could not walk away because he had a broken leg; it was not because law enforcement prevented him from doing so. In other words, the fact that Mills did not leave the scene does not mean that he submitted to authority. His movement was restrained by his own condition, not by law enforcement.
Mills's entire Fourth Amendment claim against Deputy Millsaps rests upon his broken leg being "kicked." At this time, however, Dillingham had not yet started screaming in response to the taser or other
To the extent that Plaintiffs have asserted "excessive force" claims under the Eighth Amendment, [Plaintiffs' Amended Complaint, Doc. 42, at 5, ¶ 28], those claims are dismissed. In order to raise an Eighth Amendment "excessive force" claim, (which falls under the category of "cruel and unusual punishment"), the plaintiff must have suffered an injury as a prisoner. See Aldini v. Johnson, 609 F.3d 858, 864 (6th Cir.2010) (citations omitted); Whitley v. Albers, 475 U.S. 312, 318, 106 S.Ct. 1078, 89 L.Ed.2d 251 (1986) (recognizing that the Eighth Amendment "was designed to protect those convicted of crimes and consequently . . . applies only after the State has complied with constitutional guarantees traditionally associated with criminal prosecutions") (citation and internal quotations omitted); Phelps v. Coy, 286 F.3d 295, 299-300 (6th Cir.2002) ("Which amendment applies depends on the status of the plaintiff at the time of the incident, whether free citizen, convicted prisoner, or something in between. . . . If the plaintiff was a free person . . . and the use of force occurred in the course of an arrest or other seizure . . . [then] the plaintiff's claim arises under the Fourth Amendment and its reasonableness standard.") (internal citations omitted). When Dillingham and Mills were questioned by the officers, they were obviously not prisoners. Consequently, to the extent that Plaintiffs have asserted Eighth Amendment "excessive force" claims, those claims are
In their Amended Complaint [Doc. 42], Plaintiffs allege that "[t]he battery, taser `shocking,' and other misconduct by defendants Millsaps and McLemore violated the substantive Due Process rights of the Plaintiffs guaranteed by the 14th Amendment." [Plaintiffs' Amended Complaint, Doc. 42, at 5, ¶ 26]. However, as the Court previously explained, Dillingham's claims based upon "excessive force" must be analyzed under the Fourth Amendment, not the Eighth or Fourteenth Amendments, because he was "seized" during the alleged incident. See Rodriguez v. Passinault, 637 F.3d 675, 680 n. 4 (6th Cir.2011) ("Where a plaintiff complains of an unreasonable seizure, the claim is more properly analyzed under the Fourth Amendment than the Fourteenth Amendment's substantive due process provision, since the former is a `more explicit textual source of constitutional protection.'") (quoting Graham v. Connor, 490 U.S. 386, 395, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989)); Reiff v. Marks, No. 08-CV-05963, 2009 WL 2058589, at *3 (E.D.Pa. Jul. 15, 2009) (rejecting a substantive due process claim brought for conduct that allegedly occurred during an arrest because
While Mills does not have standing to bring a claim under the Fourth Amendment—he was not "seized" following the car accident, see Part III.A.2—he may still bring an "excessive force" claim under the substantive due process clause of the Fourteenth Amendment. In Darrah v. City of Oak Park, the Sixth Circuit recognized that "[w]hile excessive force claims are often best analyzed under the Fourth Amendment's protection against unreasonable seizures," there may be instances in which a plaintiff is subjected to "excessive force," but was not "seized" at the time and therefore cannot rely upon the Fourth Amendment. 255 F.3d 301, 305-06 (6th Cir.2001). Under these circumstances, "the substantive component of the Fourteenth Amendment's due process clause is the most appropriate lens with which to view an excessive force claim." Id. (citing Cnty. of Sacramento v. Lewis, 523 U.S. 833, 843-44, 118 S.Ct. 1708, 140 L.Ed.2d 1043 (1998)). See also Claybrook v. Birchwell, 199 F.3d 350, 359 (6th Cir. 2000) (recognizing that "constitutional tort claims asserted by persons collaterally injured by police conduct who were not intended targets of an attempted official `seizure' are adjudged according to substantive due process norms") (citing Lewis, 523 U.S. 833, 118 S.Ct. 1708).
Under this standard, plaintiffs will face "[a] substantially higher hurdle" than the Fourth Amendment's "objective reasonableness" test. Darrah, 255 F.3d at 306 (citations omitted). Rather, the substantive due process clause of the Fourteenth Amendment is not violated unless the alleged conduct "shocks the conscience." Lewis, 523 U.S. at 846, 118 S.Ct. 1708. This, of course, will depend upon the facts and circumstances of each case. Id. at 851-53, 118 S.Ct. 1708. Specifically, the Supreme Court held that in situations where the implicated government actors
Id. at 852-53, 118 S.Ct. 1708. Because the present case involves a situation in which Deputy Millsaps had a "reasonable opportunity to deliberate various alternatives prior to electing a course of action,"
As a result of the car accident, Mills suffered a broken leg (fractured right femur) and was unconscious for a period of time. It is possible, even likely, that Deputy Millsaps touched Mills's leg in an attempt to wake him. At most, Deputy Millsaps was negligent in causing harm to Mills. While Mills claims that his leg was "obviously" broken, there was not a compound fracture, and he was wearing blue jeans (which may have obscured the injury). Combined with the fact that Mills was previously unconscious—and therefore could not state whether he was injured—it is entirely possible that Deputy Millsaps was unaware of the severity of Mills's injuries. While Deputy Millsaps may have made a mistake in touching Mills's leg, that is not the type of conduct that "shocks the conscience." As the Supreme Court made clear in Lewis, negligence is not enough to support a cause of action under the substantive due process clause. Id. at 849, 118 S.Ct. 1708 (recognizing that "the Constitution does not guarantee due care on the part of state officials; liability for negligently inflicted harm is categorically beneath the threshold of constitutional due process") (citations omitted). Rather, "[i]t is, on the contrary, behavior at the other end of the culpability spectrum that would most probably support a substantive due process claim; conduct intended to injure in some way unjustifiable by any government interest is the sort of official action most likely to rise to the conscience-shocking level." Id. (citation omitted). Given this high standard, and the lack of evidence showing that Deputy Millsaps was more than negligent, Mills's "substantive due process claim" (based upon "excessive force") under the Fourteenth Amendment is
199 F.3d at 361. The same holds true in this case.
As a basis for his Fourth Amendment claim against Sheriff Bivens in his individual capacity, Dillingham argues that Sheriff Bivens should be held supervisorily liable for the alleged "excessive force" used by Deputy Millsaps and Deputy McLemore. While Sheriff Bivens was not present during the incident, Plaintiffs may still hold him liable under a theory of "supervisory" liability.
However, before the Court can analyze Dillingham's claims against Sheriff Bivens in his individual capacity, the Court must first examine Dillingham's claims against Deputy Millsaps and Deputy McLemore in their individual capacities. Obviously, Sheriff Bivens can only be liable if the underlying conduct was unconstitutional. For those same reasons, Monroe County cannot be held liable if Deputy Millsaps's and Deputy McLemore's actions were constitutional. See City of L.A. v. Heller, 475 U.S. 796, 799, 106 S.Ct. 1571, 89 L.Ed.2d 806 (1986) (per curiam) ("If a person has suffered no constitutional injury at the hands of the individual police officer, the fact that the departmental regulations might have authorized the use of unconstitutionally excessive force is quite beside the point."); Jones v. City of Cincinnati, 521 F.3d 555, 560 (6th Cir.2008) ("A municipality cannot be held liable under § 1983 absent an underlying constitutional violation by its officer."). While Deputy Millsaps and Deputy McLemore did not join in the Motion for Summary Judgment [Doc. 67], the Court must still consider Dillingham's claims against them in their individual capacities. In addition, the Court must examine the individual actions of each officer separately. Gaddis v. Redford Twp., 364 F.3d 763, 772 (6th Cir.2004).
When a plaintiff brings a claim of "excessive force" against an officer, and the plaintiff was "seized" at the time of the alleged incident, that claim is analyzed under the Fourth Amendment. Graham, 490 U.S. at 395, 109 S.Ct. 1865. These claims are evaluated under the "objective reasonableness" standard, "which depends on the facts and circumstances of each case viewed from the perspective of a reasonable officer on the scene and not with 20/20 hindsight." Fox v. DeSoto, 489 F.3d 227, 236 (6th Cir.2007) (citing Graham, 490 U.S. at 395-96, 109 S.Ct. 1865). Relevant considerations include "the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight." Graham, 490 U.S. at 396, 109 S.Ct. 1865. As the Sixth Circuit has stated, the Fourth Amendment "does not require officers to use the best technique available as long as their method is reasonable under the circumstances." Dickerson v. McClellan, 101 F.3d 1151, 1160 (6th Cir.1996). Thus, the inquiry is an objective one: "whether the officers' actions are `objectively reasonable' in light of the facts and circumstances confronting them, without regard to their underlying intent or motivation." Graham, 490 U.S. at 397, 109 S.Ct. 1865. In determining whether there has been a violation of the Fourth Amendment, "we consider not the `extent of the injury inflicted' but whether an officer subjects a detainee to `gratuitous violence.'" Miller v. Sanilac Cnty., 606 F.3d 240,
Ultimately, the Court must decide whether "under the totality of the circumstances, the officer's actions were objectively reasonable." Fox, 489 F.3d at 236-37 (citing Kostrzewa v. City of Troy, 247 F.3d 633, 639 (6th Cir.2001)). In evaluating the reasonableness of an officer's use of force, the Court must consider "(1) the severity of the crime at issue, (2) whether the suspect posed an immediate threat to the safety of the police officers or others, and (3) whether the suspect resisted arrest or attempted to evade arrest by fight." Floyd v. City of Detroit, 518 F.3d 398, 407 (6th Cir.2008) (citing Smoak, 460 F.3d at 783).
The Sixth Circuit recently held that multiple taser applications over a period of "several seconds" can, when coupled with other abuses, amount to excessive force. Landis, 297 Fed.Appx. at 460-61. In Landis, the plaintiff (who was the daughter of a suspect who died in police custody) brought a Section 1983 civil rights action against a Michigan State Trooper and three deputy sheriffs. Id. Like the present case, the plaintiff argued that the government officers used "excessive force" in violation of the Fourth Amendment. Id.
In Landis, police officers arrived at an interstate highway after receiving calls that a bulldozer was blocking traffic lanes. Id. at 455. When the police officers found the suspect (who had allegedly moved the bulldozer), he immediately fled on foot. Id. Eventually, the officers caught up with the suspect, at which point, the suspect choked one of the officers and fled away. Id. at 456. Shortly thereafter, officers found the suspect again. Id. This time the suspect was standing in a pool of water, without a weapon, and unresponsive. Id. The officers hit the suspect with a baton ten times, and tased him a total of five times. Id. In addition, the officers submerged the suspect's face in water for 10-15 seconds. Id. at 456-57.
During this time, the suspect was unarmed and no longer a threat to anyone's safety. Id. In addition, while the suspect had previously fled the scene, he was not suspected of committing a violent offense (again, he was suspected of moving a bulldozer). Id. In considering these facts, the Sixth Circuit held that the officers used "excessive force" in violation of the Fourth Amendment. Id. As one district court has stated, "Landis instructs that, where the troubling use of force was committed against a suspect that was at most guilty of a `minor and non-violent crime,' and the suspect was `surrounded,' `unarmed,' and `no longer a threat,' the likelihood that the troubling use of force may be considered a constitutional violation is significantly heightened." Lee v. Metro. Gov't of Nashville & Davidson Cnty., 596 F.Supp.2d 1101, 1117 (M.D.Tenn.2009) (citing Landis, 297 Fed.Appx. at 460-61).
In applying the first factor ("severity of the crime"), Floyd, 518 F.3d at 407, the Court notes that when law enforcement arrived on scene, there was no evidence that Dillingham had committed a violent offense. At most, Dillingham was responsible for driving while intoxicated, or failing to tell the officers where the unknown driver was. Because this is not a violent offense, this factor weighs in Dillingham's favor. This not to downplay the seriousness of drunk driving; it is simply meant to distinguish Dillingham from the types of plaintiffs who commit violent offenses prior to being "seized," and therefore pose a greater threat to officer safety.
As for the second factor, there is mixed evidence regarding whether Dillingham posed an "immediate threat" to law enforcement. Dillingham claims that at the time he was tased, he was already secured on a backboard by medical personnel, and
If Dillingham was combative, this would be an important distinction from Landis. In that case, the suspect was not combative with law enforcement when he was beaten and tased. Landis, 297 Fed.Appx. at 460-61. In addition, it unclear how many times Dillingham was tased, or if he was physically beaten. In Landis, the suspect was beaten with a police baton ten times and tased five times over a short amount of time. Id. In the present case, the only fact that both parties agree upon is that Deputy Millsaps tased Dillingham at least once. Obviously, if Dillingham was tased after being immobilized on the backboard, this factor would weigh in his favor. The same would be true if he was beaten with a flashlight, kicked, or hit after being immobilized. However, if Dillingham was combative with medical personnel, and Deputy Millsaps only tased Dillingham once, that fact would weigh in the Defendants' favor. Based upon the conflicting evidence in the record—particularly, the deposition testimony—this factor does not weigh in either party's favor.
As for the third factor, while Dillingham did not resist an "arrest" (he was never actually arrested), he did resist medical attention. While Dillingham claims that he was not being combative, he does admit that the deputy sheriffs told him to stop fighting and cooperate. [Dillingham Dep., Doc. 69-1, at 38, 148:8-149:21]. Again, based upon the mixed evidence in the record, this is a question of credibility. Neither party has provided evidence to support their position, other than their own word.
For purposes of summary judgment, the Court must draw all reasonable inferences in favor of the non-moving party. See Wexler v. White's Fine Furniture, Inc., 317 F.3d 564, 570 (6th Cir.2003) (in construing a motion for summary judgment, "the court must view the evidence and draw all reasonable inferences in favor of the nonmoving party") (citing Matsushita Elec. Indus., 475 U.S. at 587, 106 S.Ct. 1348). At issue is "whether the evidence presents a sufficient disagreement to require submission to a jury or whether it is so one-sided that one party must prevail as a matter of law." Anderson, 477 U.S. at 251-52, 106 S.Ct. 2505. In this case, the evidence—which is mostly testimony—is not "so one-sided that one party must prevail as a matter of law." Id. There are too many important questions, and not enough answers. Was Dillingham combative with the medical personnel or law enforcement? When was Dillingham tased? Was it after he was immobilized, or before? How many times was he tased? If there were multiple applications, did they happen close in time? These are ultimately going to be credibility determinations for the jury—not the Court—to make. See
To be clear, the Court did not state that Dillingham prevailed in his Fourth Amendment "excessive force" claims against Deputy Millsaps and Deputy McLemore in their individual capacities. Rather, the Court simply held that those claims survived the summary judgment stage. The Court only analyzed these claims to determine whether the underlying conduct was unconstitutional. As the Court previously explained, Sherif Bivens cannot be held supervisorily liable for conduct that was constitutional. See Part III.A.6. In addition, the Court notes that only Dillingham can bring a Fourth Amendment "excessive force" claim (which is really a "failure to train" claim) against Monroe County and Sheriff Bivens in his individual capacity. Because Mills does not have standing to bring a Fourth Amendment claim against Deputy Millsaps or Deputy McLemore in their individual capacities, he does not have standing to bring a Fourth Amendment claim against Monroe County or Sheriff Bivens in his individual capacity. In addition, because the Court dismissed Mills's substantive due process claim (based upon "excessive force") under the Fourteenth Amendment against Deputy Millsaps in his individual capacity, see Part III.A.5, the Court also dismissed his "excessive force" claims against Monroe County and Sheriff Bivens in his individual capacity, also brought under the substantive due process clause of the Fourteenth Amendment, Id. Consequently, only Dillingham may assert "excessive force" claims against Monroe County or Sheriff Bivens in his individual capacity. This is because Dillingham's underlying "excessive force" claim survived summary judgment.
Supervisory liability cannot be imposed in a Section 1983 action based on the theory of respondeat superior without proof of personal involvement. Taylor v. Mich. Dep't of Corr., 69 F.3d 76, 80-81 (6th Cir.1995). Notably, "[s]upervisory liability under § 1983 does not attach when it is premised on a mere failure to act; it `must be based on active unconstitutional behavior.'" Greene v. Barber, 310 F.3d 889, 899 (6th Cir.2002) (quoting Leach, 891 F.2d at 1246). As the Sixth Circuit has stated, "[a] supervisor is not liable under § 1983 for failing to train unless the supervisor `either encouraged the specific incident or misconduct or in some other way directly participated in it. At a minimum a plaintiff must show that the official at least implicitly
In support of their "supervisory" liability claim, Plaintiffs allege that Sheriff Bivens implicitly authorized the alleged misconduct by failing to properly train Deputy Millsaps and Deputy McLemore regarding the appropriate use of force. To prevail on a "supervisory" liability claim, however, Plaintiffs must point to some specific act by Sheriff Bivens. A general "failure to train" claim has been routinely rejected by the Sixth Circuit in this context (trying to impose liability on a supervisor in his or her individual capacity). In Ontha v. Rutherford Cnty., the Sixth Circuit addressed a Fourth Amendment "excessive force" claim against the Sheriff of Rutherford County in his individual capacity. 222 Fed.Appx. 498, 503-05 (6th Cir.2007). In Ontha, the plaintiffs attempted to hold the sheriff liable for the alleged misconduct of his deputy sheriffs. Id. Specifically, the plaintiffs alleged that the sheriff failed to train the deputy sheriffs in the use of appropriate force, and therefore "authorized" their alleged misconduct. Id. The Sixth Circuit rejected this argument, finding that the plaintiffs failed to highlight specific, affirmative acts by the sheriff:
Id. at 504-05 (citations and quotations omitted). In sum, the Sixth Circuit in Ontha rejected the general "failure to train" claim as a basis for imposing supervisory liability on the sheriff. Id. This 31 generalized "failure to train" claim was not enough to constitute "active constitutional behavior." Id.
In the present case, Plaintiffs argue that Sheriff Bivens should be held supervisorily liable because Deputy Millsaps did not receive a copy of the Policy Manual. [Plaintiffs' Response in Opposition to Motion for Summary Judgment, Doc. 75, at 3-4]. Plaintiffs then state— ignoring the different constitutional standards for individual liability and municipal liability—that "courts have held that the absence of a policy can be sufficient to establish
Generally, there are two ways of imposing supervisory liability: (1) a pattern of conduct; or (2) a truly egregious single incident. Ontha, 222 Fed.Appx. at 504-05. Because Plaintiffs have failed to establish a pattern of similar incidents, Sheriff Bivens will only be liable if there was "essentially a complete failure to train the police force, or training that is so reckless or grossly negligent that future police misconduct is almost inevitable or would properly be characterized as substantially certain to occur." Id. Even assuming that Deputy Millsaps never received a copy of the Policy Manual, he still received training on the appropriate use of force. [Deputy Millsaps's Dep., Doc. 78-1, at 4, 6:2-5, at 6, 11:4-6]. Deputy Millsaps graduated from the Tennessee Law Enforcement Training Academy in 1996 where he received training on the use of force. [Id.]. At the time of the alleged incident, Deputy Millsaps was in good standing with the Sheriff's Department and had not received any complaints. [Sheriff Bivens Affidavit, Doc 68, at 3, ¶ 5]. Deputy Millsaps was also up to date on his annually-required forty hours of continuing education. [Sheriff Bivens Affidavit, Doc 68, at 3, ¶ 5]. Additionally, Deputy Millsaps received training at the Academy on how to deal with belligerent individuals,
In addition to the more general training, Deputy Millsaps also attended a taser training class in the fall of 2006 that lasted four to eight hours. [Id. at 6, 11:10-18]. During this class, he was instructed on the appropriate use of force, both generally and specifically with regard to using tasers. [Id. at 6, 11:7-12]. For example, Deputy Millsaps was taught that using a taser is appropriate when a person does not respond to verbal commands and is being combative. [Id. at 8, 13:17-14:12]. The fact that Dillingham completed this training is significant. Plaintiffs are trying to equate "failure to give a policy manual" with "failure to train," and completely ignoring the fact that Deputy Millsaps received training on the precise weapon at issue in this case. This training— which was tailored to the appropriate use of taser guns—is a lot more specific than the Policy Manual's general statement that officers should use "reasonable force."
With regard to Deputy McLemore, there is nothing in the record that suggests he did or did not receive taser training. This fact, however, is not important. Dillingham's "failure to train" claim against Sheriff Bivens in his individual capacity does not involve Deputy McLemore; it is premised upon the fact that Deputy Millsaps did not receive a copy of the Policy Manual. Consequently, Deputy McLemore's training—or lack of training—is not relevant to this claim.
Viewing the facts in the light most favorable to the non-moving party, there is simply no evidence that Sheriff Bivens encouraged or authorized the alleged actions of Deputy Millsaps and Deputy McLemore. This general "failure to train" claim should have been directed against Monroe County, not Sheriff Bivens in his individual capacity. See, e.g., Phillips, 534 F.3d at 544 ("The Estate's general allegations that the correctional officers and paramedics were not properly trained are more appropriately submitted as evidence to support a failure-to-train theory against the municipality itself, and not the supervisors in their individual capacities.") (citing City of Canton v. Harris, 489 U.S. 378, 385, 109 S.Ct. 1197, 103 L.Ed.2d 412 (1989)). Moreover, even when considering this claim, Plaintiffs have failed to cite any specific, affirmative act by Sheriff Bivens that would subject him to liability. Accordingly, Dillingham's Fourth Amendment "excessive force" against Sheriff Bivens in his individual capacity is
It is well established that Section 1983 claims against a municipality cannot be based on a respondeat superior theory of liability. Monell, 436 U.S. at 690-91, 98 S.Ct. 2018. Instead, a plaintiff must show that the county "maintained a policy or custom that caused the violation." Harvey, ___ Fed.Appx. at ___, 2011 WL
Monroe County may only be held liable if Dillingham can prove that there was a failure to adequately train Deputies Millsaps or McLemore, and that such failure amounted to "deliberate indifference." In City of Canton v. Harris, the Supreme Court established the framework for analyzing "failure to train" claims brought against municipalities:
489 U.S. at 388-89, 109 S.Ct. 1197 (internal citations omitted). In order to succeed on a "failure to train" theory, the plaintiff must show (1) that the training was inadequate for the tasks performed; (2) the inadequacy was the result of the municipality's deliberate indifference; and (3) the inadequacy was closely related to or actually caused the injury at issue. Ellis, 455 F.3d at 700. In Ellis, the Sixth Circuit identified two instances in which a finding of deliberate indifference would be appropriate: "(1) where the training lapse occurs despite `foreseeable consequences' that will flow from the lapse; and (2) where the training lapse occurs despite `repeated complaints' to the municipality about the issues that should have been dealt with in training." Lee, 596 F.Supp.2d at 1124 (citing Ellis, 455 F.3d at 700-01). Under the Ellis standard, "the plaintiff must first show whether taser-certified officers ... received adequate training on how to operate their tasers, specifically instruction that it could be dangerous to apply multiple shocks to a suspect over a short period of time." Lee, 596 F.Supp.2d at 1124. In this case, there is no evidence of "repeated complaints" about the use of tasers (or force more generally) by law enforcement officers in the Monroe County Sheriff's Department. Consequently, Dillingham must proceed under a "single incident" theory.
The Supreme Court recently affirmed that "deliberative indifference" is "a stringent standard of fault, requiring proof that a municipal actor disregarded a known or obvious consequence of his action."
489 U.S. at 390-91, 109 S.Ct. 1197 (citations omitted).
As the Supreme Court has instructed, the focus should be on the training program "in relation to the tasks the particular officers must perform." Id. at 390, 109 S.Ct. 1197. In other words, did Deputy Millsaps receive adequate training on how to use tasers, and the use of force more generally? Having reviewed the record, there is absolutely nothing that suggests otherwise. Even assuming that Deputy Millsaps never received a copy of the Policy Manual, he still received training on the appropriate use of force. [Deputy Millsaps's Dep., Doc. 78-1, at 4, 6:2-5, at 6, 11:4-6]. Deputy Millsaps graduated from the Tennessee Law Enforcement Training Academy in 1996 where he received training on the use of force. [Id.]. At the time of the alleged incident, Deputy Millsaps was in good standing with the
[Plaintiffs' Response in Opposition to Defendants' Motion for Summary Judgment, Doc. 75, at 3]. This is nothing more than a general statement that officers should only use "reasonable force." This is a fundamental and basic rule—one that any law enforcement officer should know. This is a general mandate, rather than specific training like the taser program. The fact that Deputy Millsaps received training on the precise weapon at issue in this case certainly suggests that he would understand the Policy Manual. After all, the purpose of the training was to instruct him on the use of force, as it relates to a taser gun.
In addition, it is significant that there is no evidence of past complaints against Deputy Millsaps, or other deputy sheriffs. The record does not contain any past allegations, complaints, or suits regarding force or misconduct by Monroe County deputy sheriffs prior to May 11, 2007 (the date of the car accident). While a history of past conduct is not necessary to establish municipal liability, courts are more inclined to find a "custom" when there has been a history of complaints or similar behavior. See Connick, 131 S.Ct. at 1360 (recognizing that proof of "[a] pattern of similar constitutional violations by untrained employees is `ordinarily necessary' to demonstrate deliberate indifference for purposes of failure to train") (citing Bd. of Cnty. Comm'rs of Bryan Cnty. v. Brown, 520 U.S. 397, 409, 117 S.Ct. 1382, 137 L.Ed.2d 626 (1997)). Given the lack of evidence in the record supporting Dillingham's claims, and the fact that federal courts should generally refrain from "second-guessing municipal employee-training programs," Canton, 489 U.S. at 391-92, 109 S.Ct. 1197, Dillingham's Fourth Amendment claims against Monroe County are
Sheriff Bivens and Monroe County have also moved to dismiss all state law claims against them. [Defendants' Memorandum in Support of their Motion for Summary Judgment, Doc. 69, at 17-18]. As an initial matter, the Court notes that district courts in the Sixth Circuit are split over whether to decline to exercise supplemental jurisdiction, 28 U.S.C. § 1367, over pendant state law claims brought under the Tennessee Governmental Tort Liability Act ("TGTLA"), T.C.A. § 29-20-101 et seq. Some district courts have declined to exercise supplemental jurisdiction over claims brought under the TGTLA. See Heyne v. Metro. Nashville Pub. Schs., 686 F.Supp.2d 724, 734-35 (M.D.Tenn.2009); Lee v. Metro. Gov't of Nashville & Davidson Cnty., No. 3:06-0108, 2008 WL 501327, at *5
In their Amended Complaint [Doc. 42], Plaintiffs allege that "the misconduct of defendants Millsaps and McLemore in investigating the motor vehicle accident and interrogating the Plaintiffs amounts to negligence for which defendants Bivens and Monroe County are liable pursuant to the [TGTLA]." [Plaintiffs' Amended Complaint, Doc. 42, at 6, ¶ 32]. Plaintiffs also allege that "the failure to train, the inappropriate customs, policies and procedures, and/or the failure to initiate appropriate policies and procedures for the use of force constitutes negligence for which defendants Bivens and Monroe County are liable pursuant to the [TGTLA]." [Id., at 6, ¶ 36].
Since 1973, the TGTLA has governed claims against counties, municipalities, and other local governmental agencies. Doyle v. Frost, 49 S.W.3d 853, 857 (Tenn.2001) (citation omitted). Under the TGTLA, Monroe County "is generally subject to suit for civil claims sounding in negligence with certain enumerated exceptions." Campbell v. Anderson Cnty., 695 F.Supp.2d 764, 777 (E.D.Tenn.2010) (citations omitted). While the TGTLA removes immunity for an "injury proximately caused by a negligent act or omission of any employee within the scope of his employment," it also provides a list of exceptions (which prevents the municipality from being sued). See Johnson v. City of Memphis, 617 F.3d 864, 872 (6th Cir.2010) (citing T.C.A. § 29-20-205). As the Sixth Circuit has explained, "injuries that `arise[] out of ... civil rights' are one such exception, that is, sovereign immunity continues to apply in those circumstances." Johnson, 617 F.3d at 872 (citing T.C.A. § 29-20-205). Notably, the TGTLA's "civil rights" exception has been construed to include claims arising under 42 U.S.C. § 1983. Johnson, 617 F.3d at 872 (citation omitted).
First, the Court will address Plaintiffs' "negligence" claim against Monroe County. Even though Plaintiffs allege that Monroe County was negligent in its "failure to train," [Plaintiffs' Amended Complaint, Doc. 42, at 6, ¶ 32], they are in essence bringing a civil rights claim. The "civil rights" exception was discussed at length in Campbell, 695 F.Supp.2d at 778. In Campbell, a woman filed suit against a county under both 42 U.S.C. § 1983 and the TGTLA. Id. at 769. She argued that the county was negligent in its supervision and training of deputy sheriffs who allegedly falsely imprisoned and sexually assaulted her. Id. at 769. After reviewing the plaintiff's negligence claim, the court found that it was based upon the same conduct giving rise to her Section 1983 claim. Id. at 778. Consequently, even though the plaintiff labeled her claim as "negligence," the court held that her claims fell within the "civil rights" exception under the TGTLA:
Campbell, 695 F.Supp.2d at 778 (emphasis added). Likewise, in the present case, Plaintiffs' negligence claim against Monroe County is nothing more than civil rights claim: it is still based upon an underlying claim of "excessive force." As a basis for their negligence claim, Plaintiffs allege that Monroe County was negligent in its "failure to train"—that is, the Sheriff's Department did not provide adequate training on using tasers, and the use of force more generally. This is identical to Dillingham's "failure to train" claims brought under 42 U.S.C. § 1983. Because the claims arise out of the same facts—and are based upon the same arguments—Plaintiffs' negligence claims against Monroe County are barred under the "civil rights" exception of the TGTLA, T.C.A. § 29-20-205(2). See Johnson, 617 F.3d at 872 ("Plaintiff's claim regarding the dispatcher's negligence arises out of the same circumstances giving rise to her civil rights claim under § 1983. It therefore falls within the exception listed in § 29-20-205, and the City retains its immunity."); Campbell, 695 F.Supp.2d at 778 ("These torts are alleged to have been committed
Second, to the extent that Plaintiffs have asserted intentional tort claims against Monroe County—based upon the conduct of Deputy Millsaps and Deputy McLemore—those claims are also dismissed. In addition to their negligence claims, Plaintiffs have brought claims of "intentional infliction of emotional distress" [Plaintiffs' Amended Complaint, Doc. 42, at 6, ¶ 31], and assault and battery [Id., at 6, ¶ 30]. Section 29-20-205 of the TGTLA provides, in pertinent part, that immunity from suit of all governmental entities is removed "for injury proximately caused by a negligent act or omission of any employee within the scope of his employment, except if the injury arises out of... (2) false imprisonment to a mittimus from a court, false arrest, malicious prosecution, intentional trespass, abuse of process, libel, slander, deceit, interference with contract rights,
While "intentional infliction of emotional distress" is specifically enumerated as an exception under the TGTLA, "assault and battery" is not. See Limbaugh v. Coffee Med. Ctr., 59 S.W.3d 73,
In this case, there is no evidence that Monroe County supervisors—such as Sheriff Bivens—committed an independent act or omission of negligence that proximately caused the alleged injuries. First, there is no evidence of complaints that deputy sheriffs misused tasers, or somehow engaged in unlawful conduct. There is simply no pattern or history in this case. Second, the evidence shows that Deputy Millsaps received general training on the use of force, and specific training on how to use a taser. This combination clearly demonstrates that it was not reasonably foreseeable that Plaintiffs "would be at risk of the injuries complained about." Jones, 2007 WL 3202760, at *3. Accordingly, to the extent that Plaintiffs have brought claims of assault and battery against Monroe County, those claims are
Finally, the Court notes that Plaintiffs' intentional tort claims could be dismissed for another reason. Like their negligence claim, their intentional tort claims fall under the "civil rights" exception of the TGTLA, T.C.A. § 29-20-205(2), because they arise from the same circumstances as their civil rights claims under 42 U.S.C. § 1983. See Campbell, 695 F.Supp.2d at 778.
To the extent that Sheriff Bivens relies upon the TGTLA as a defense, that reliance is wholly misplaced. [Defendants' Memorandum of Law in Support of their Motion for Summary Judgment, Doc. 69, at 17-18]. The TGTLA does not grant immunity to individuals for intentional acts. See Griffin v. Hardrick, 604 F.3d 949, 956 (6th Cir.2010) (in evaluating a plaintiff's state-law battery claim against a public employee, the court recognized that "[the plaintiff] brought this claim under the [TGTLA], which permits individuals to bring a cause of action against governmental employees who allegedly commit intentional torts") (citing Baines v. Wilson Cnty., 86 S.W.3d 575, 583 n. 5 (Tenn.Ct. App.2002) ("We are aware that the [T]GTLA, specifically Tenn.Code Ann. § 29-20-310, states that if a governmental entity is immune, the employee can be liable. However, for an employee to be liable, a cause of action must exist against the employee in his or her individual capacity. It is still necessary that all the elements of the tort are alleged by the plaintiff.")); Reagan v. City of Knoxville, No. 3:07-CV-189, 2008 WL 305018, at *5-7 (E.D.Tenn. Jan. 31, 2008) (recognizing that the TGTLA definition of a governmental entity does not include its "employees," and therefore the TGTLA does not provide immunity to public employees).
A civil action for assault cannot be sustained upon the basis of words alone. Id. Rather, there must be an overt act or physical movement causing the plaintiff to believe he was in imminent physical harm or danger. Id. "An overt act is an essential element of an assault, and mere preparation or a threat to commit an assault unaccompanied by physical effort to do so, does not amount to an assault." Id. In other words, the defendant must make a physical movement "which might be reasonably interpreted as the beginning of a physical attack upon the plaintiff." Id., at *6.
Notably, Sheriff Bivens was not present during the alleged incident. Consequently, there is no way that he could create "a reasonable apprehension of imminent physical harm" to the Plaintiffs. There are simply no facts in the record that would allow Plaintiffs to survive summary judgment on this claim. Accordingly, Plaintiffs' assault claims against Sheriff Bivens in his individual capacity are
In Tennessee, battery is defined as "any intentional, unlawful and harmful (or offensive) contact by one person with the person of another." Raines v. Shoney's, Inc., 909 F.Supp. 1070, 1083 (E.D.Tenn.1995). However, "not every physical contact that is unconsented to is so offensive that it amounts to a battery." Runions v. Tenn. State Univ., No. M2008-01574-COA-R3-CV, 2009 WL 1939816, at *4 (Tenn.Ct.App. Jul. 6, 2009). Rather, "offensive contact" is "contact that infringes on a reasonable sense of personal dignity ordinarily respected in a civil society." Doe v. Mama Taori's Premium Pizza, No. M1998-00992-COA-R9-CV, 2001 WL 327906, at *4 (Tenn.Ct.App. Jan. 21, 2001). Thus, the Court must determine if there is a genuine issue of material fact regarding whether Sheriff Bivens made physical contact that infringed upon a "reasonable sense of personal dignity." Id.
Once again, Sheriff Bivens was not present during the alleged incident. Consequently, it was impossible for him to make an "offensive contact" with the Plaintiffs. Accordingly, Plaintiffs' battery claims against Sheriff Bivens in his individual capacity are
In order to establish a claim for intentional infliction of emotional distress ("IIED"), the plaintiff must show that a defendant's conduct was "(1) intentional or reckless; (2) so outrageous that it cannot be tolerated in a civilized society; and (3) the cause of serious mental injury to the plaintiff." Bain v. Wells, 936 S.W.2d 618, 622 (Tenn.1997). In determining whether conduct is "outrageous," courts are instructed to follow the Restatement (Second) of Torts:
Restatement (Second) of Torts, Section 46, Comment D. Under this high standard, "mere insults, indignities, threats, annoyances, petty oppression or other trivialities" are not recognized as "outrageous." Bain, 936 S.W.2d at 622.
Plaintiffs' IIED claim fails for one simple reason: they have never had contact with Sheriff Bivens. Plaintiffs admit as much. [Plaintiffs' Responses to Defendants' Statement of Material Facts, Doc. 74, at 5, ¶ 19]. Clearly, Sheriff Bivens is not responsible for any "outrageous" conduct, let alone any "conduct." Accordingly, Plaintiffs' claims for intentional infliction of emotional distress against Sheriff Bivens in his individual capacity are
To the extent that Plaintiffs have sued Sheriff Bivens in his individual capacity for common law negligence—once again, based upon a failure to train—that claim is also dismissed. In order to prevail on a negligence claim, Plaintiffs must establish the following elements: "(1) a duty of care owed by defendant to plaintiff; (2) conduct below the applicable standard of care that amounts to a breach of that duty; (3) an injury or loss; (4) cause in fact; and (5) proximate, or legal, cause." Estate of French v. Stratford House, 333 S.W.3d 546, 554 (Tenn.2011) (citation omitted). Plaintiffs' negligence claim fails for one important reason: Sheriff Bivens did not owe a duty to Plaintiffs, independent of his official status. The following case is instructive.
In Doe v. May, the plaintiff asserted a negligence claim against the sheriff in his individual capacity. No. E2003-1642-COA-R3-CV, 2004 WL 1459402, at *5 (Tenn.Ct.App. Jun. 29, 2004). Like the present case, the negligence claim in May was based upon a "failure to train"—specifically, the "failure to properly train the internal affairs investigators and for conducting a `wrongful' internal affairs investigation." Id. The court dismissed the negligence claim, explaining that "
Simply put, Sheriff Bivens cannot be held liable in his individual capacity for breaching a duty that he only owed in his official capacity. Clearly, Sheriff Bivens did not owe Plaintiffs a duty—in his individual capacity—to train his subordinates. That duty only arises under his official status. Consequently, Plaintiffs have failed to show that Sheriff Bivens breached a duty owed to them in his individual capacity. Accordingly, Plaintiffs' negligence claims against Sheriff Bivens in his individual capacity are
Based upon the foregoing, Defendants' Motion for Summary Judgment [Doc. 67] is