WILLIAM B. MITCHELL CARTER, Magistrate Judge.
This action was instituted pursuant to 42 U.S.C. §§ 405(g) and 1383(c)(3) seeking judicial review of the final decision of the Commissioner denying the plaintiff a period of disability, disability insurance benefits, and supplemental security income under Title II and Title XVI of the Social Security Act, 42 U.S.C. §§ 416(I), 423, and 1382.
This matter has been referred to the undersigned pursuant to 28 U.S.C. § 636(b) and Rule 72(b) of the Federal Rules of Civil Procedure for a report and recommendation regarding the disposition of Plaintiff's Motion for Summary Judgment (Doc. 15) and Defendant's Motion for Summary Judgment (Doc. 16).
For the reasons stated herein, I RECOMMEND the decision of the Commissioner be AFFIRMED.
Plaintiff was 49 years of age on the date of the ALJ's decision (Tr. 8, 63). She has a high school education, plus 1 year of college, with additional training as a surgical technician, medical record coder, and massage therapist (Tr. 34, 63, 274). Plaintiff's past work included vacuum cleaner sales, postal worker, and laborer (Tr. 35).
Plaintiff protectively filed applications for a period of disability, disability insurance benefits (DIB), and Supplemental Security Income (SSI) on September 30, 2009, alleging she became disabled on September 23, 2006 (Tr. 93, 225). She alleged disability due to back pain, panic attacks, anxiety, and depression (Tr. 268). Plaintiff later amended her alleged onset date to December 30, 2008 (Tr. 60). Plaintiff's applications were denied initially and on reconsideration (Tr. 86-89). An administrative hearing was held on February 15, 2011 (Tr. 30-55). Subsequently, the Administrative Law Judge ("ALJ") issued an unfavorable decision on February 25, 2011 (Tr. 90-106). Plaintiff filed a subsequent Title II application on March 21, 2011. The Appeals Council granted Plaintiff's request for review of the original decision of the ALJ and remanded the case to the ALJ for further proceedings to assess specifically how much weight the claimant could lift, both frequently, and occasionally; to correct the erroneous date of birth in the record; to give furhter consideration to claimant's maximum residual functional capacity, and provide appropriate retaionale with specific references to evidence of record to support the assessed limitiation; to obtain supplemental evidence from a vocational expert re: transferability of skills and vocational adjustment, to identify examples of appropriated jobs in the national exonomy and to identify and resolve any conflicts between the occupational evidence provided by the VE and information in the Dictionary of Occupational Titles (DOT) and it's companion publication, the Selected Characteristics of Occupations (Tr. 108-109). Both the remanded case and the subsequent Title II application were consolidated and were both before the ALJ in the second hearing (Tr. 11).
The ALJ held the second hearing on August 29, 2012 (Tr. 56-85), and denied Plaintiff's claim on October 5, 2012 (Tr. 8-28). The Appeals Council denied Plaintiff's request for review on November 15, 2013 (Tr. 1-5). This case is now ripe for review pursuant to 42 U.S.C. §§ 405(g), 1383(c)(3).
Plaintiff alleged she could not perform any substantial gainful activity beginning on December 30, 2008 (the amended onset date) due to back pain, panic attacks, anxiety, and depression (Tr. 60). Plaintiff's date last insured for title II purposes is September 30, 2011 (Tr. 251).
To establish disability under the Social Security Act, a claimant must establish he/she is unable to engage in any substantial gainful activity due to the existence of "a medically determinable physical or mental impairment that can be expected to result in death or that has lasted or can be expected to last for a continuous period of not less than twelve months." 42 U.S.C. § 423(d)(1)(A);
The standard of judicial review by this Court is whether the findings of the Commissioner are supported by substantial evidence.
After considering the entire record, the ALJ made the following findings:
(Tr. 14-22).
1) Whether the Commissioner's RFC finding was supported by substantial evidence.
Plaintiff's medical treatment is set forth in detail in the ALJ's Administrative Decision (Tr. 17-21) and in Plaintiff's Brief (Doc 15-1, p 3-5). I will not repeat it here but will refer to relevant portions of it in the analysis section.
In support of her position, Plaintiff makes several arguments. First, she asserts the Commissioner failed to follow agency rules and regulations by failing to comply with the remand order of the Appeals Council and also failed to determine if she was capable of light exertional work. She argues there was a failure to identify and resolve conflicts between the occupational evidence of the VE and the DOT and finally contends the ALJ erred in his credibility assessment. For reasons that follow, I do not agree.
In the first decision on Plaintiff's claims, the ALJ found Plaintiff had the RFC for light work (with other restrictions) which did not require lifting more than 15 pounds (Tr. 96). The Appeals Council vacated the decision and remanded the case to the ALJ to clarify how much weight Plaintiff could lift on an occasional and frequent basis (Tr. 108). After a new hearing, the ALJ determined Plaintiff could perform a restricted range of light work, which did not require more than occasional lifting and carrying of 15 pounds, or frequent lifting and carrying of 10 pounds (Tr. 16).
Plaintiff argues the ALJ did not follow the order of the Appeals Council because his second RFC determination is essentially the same as the first RFC determination (Doc. 15-1, Plaintiff's Brief, p. 6-7). I disagree because the second ALJ decision specifically addresses the amount of weight Plaintiff can lift and carry on a frequent basis, while the first decision did not (Compare Tr. 16 and 96). Plaintiff argues that the ALJ's RFC determination is further flawed because it is inconsistent with the regulatory definition of light work (Doc. 15-1, Plaintiff's Brief, p.7). Specifically, she argues that the ALJ erred in finding that she could perform light work because she is not capable of lifting 20 pounds. The Commissioner submits that there is no conflict between the regulatory definition of light work and the specific RFC determination the ALJ made in this case.
Light work is defined in 20 C.F.R. 404.1567(b) and 416.967(b):
The regulation provides a person must be able to do substantially all of these activities. In this case the ALJ found Plaintiff capable of sitting, standing, and walking for 6 to 8 hours each, and could lift and carry 15 pounds occasionally and 10 pounds frequently (Tr. 16). This RFC is consistent with the definition in the regulations.
To the extent that Plaintiff's RFC may be interpreted as falling somewhere between the definition of light and sedentary work, the ALJ properly obtained VE testimony to determine the extent to which additional limitations erode the occupational base (Tr. 22). Where an individual's exertional RFC does not coincide with the definition of any one of the ranges of work as defined in sections 404.1567 and 416.967 of the regulations, the adjudicator will consider the extent of any erosion of the occupational base and access its significance. Where the extent of erosion of the occupational base is not clear, the adjudicator will need to consult a vocational resource.
Plaintiff also argues the ALJ's determination that she can frequently lift up to 10 pounds is not supported by substantial evidence (Doc. 15-1, Plaintiff's Brief at p. 8). She contends the ALJ's only reference to her ability to lift was to Dr. Michael Johnson's report, where he opined that Plaintiff's limitations included bending, crouching, vibratory activities, and lifting/carrying greater than 15 pounds (Tr. 461), but which did not assess her ability to lift and carry on a frequent basis. However, as the Commissioner notes, state agency physician Robert Haas did provide an opinion that Plaintiff was able to lift and carry 10 pounds frequently (Tr. 477). While Plaintiff argues the ALJ did not reference Dr. Haas's opinion for her lifting and carrying abilities, his opinion is in the record and provides substantial evidence for this determination. State agency consultants are highly qualified specialists who are also experts in the Social Security disability programs, and their opinions may be entitled to great weight if the evidence supports their opinions.
The Commissioner argues the ALJ's Decision Complies with SSR 00-4p. After assessing Plaintiff's RFC, the ALJ found at step four of the sequential evaluation process that Plaintiff could not perform her past relevant work (Tr. 21).
Plaintiff argues the ALJ could not rely on the VE's testimony to establish jobs she could perform because her testimony conflicted with the Dictionary of Occupational Titles (DOT) (Doc. 15-1, Plaintiff's Brief at p. 8-10). Social Security Ruling 00-4p imposes an "affirmative responsibility" on the ALJ to ask about any possible conflict between the VE's testimony and the DOT.
SSR 00-4p "emphasizes that before relying on VE . . . evidence to support a disability determination or decision, . . . adjudicators must: Identify and obtain a reasonable explanation for any conflicts between occupational evidence provided by VEs . . . and information in the Dictionary of Occupational Titles. . . ." SSR 00-4p, 2000 WL 1898704, *1 (2000). The ruling further states:
Id. at *2 (emphasis added). The ruling further provides that:
Id. at *4.
Here, the ALJ asked the VE to explain the variation between the exertional requirements of the jobs as defined in the DOT and her testimony (Tr. 21). The VE addressed the conflict and explained that the inspector job would permit occasional lifting of up to 15 pounds instead of 20 pounds, and that while she had no specific information as to the percentage of reduction in numbers of jobs, "typically with inspecting you're not doing any lifting other than just the individual item" (Tr. 75). She testified that even with a 50 percent reduction, there still remained 1,500 jobs in the region and 75,000 nationwide (Tr. 75). She similarly testified regarding the sorter job (Tr. 75). The VE further testified that she did not need to reduce the number of storage rental clerk jobs because "I don't think you'd usually do much lifting at all with that type of work" (Tr. 76). The number of jobs cited by the VE and the ALJ satisfied the Commissioner's burden of showing the existence of a significant number of jobs in the national economy that Plaintiff could perform.
Plaintiff finally argues the ALJ's credibility determination is deficient because the ALJ did not provide adequate reasons for finding her testimony not credible. Plaintiff characterized the reasons given as "meaningless boilerplate." (Doc. 15-1, Plaintiff's Brief, pp. 10-11). As the Commissioner notes, when a claimant alleges disability based on her subjective complaints, she must present objective medical evidence of an underlying medical condition.
Here, a fair review of the ALJ's decision supports the conclusion that he fully considered Plaintiff's allegations in relation to the other evidence, and articulated sufficient reasons for finding her allegations not fully credible (Tr. 16-20). After summarizing Plaintiff's subjective complaints of physical and mental symptoms, the ALJ found that her medically determinable impairments could reasonably be expected to cause the alleged symptoms, however, Plaintiff's statements regarding the intensity, persistence, and limiting effects of the symptoms were not credible to the extent they were inconsistent with the RFC described above (Tr. 16, 20). It is true that this language is often found in opinions and could be referred to as boiler plate. The ALJ specifically found the extent of Plaintiff's symptoms were not supported by the objective medical evidence or the daily activities reported in Plaintiff's records (Tr. 20). The ALJ enumerated the specific objective findings from the record, including moderate lumbar degenerative disc disease and osteoarthritis of the knee, mild cervical degenerative disc disease and scoliosis, negative straight leg raising tests, good strength, good range of motion, and normal sensation (Tr. 20, 418, 425, 433, 500, 510-511). Plaintiff challenges the ALJ's notation that her straight leg raising tests were negative by pointing to one positive finding made by Dr. Johnson. (Doc. 15-1, Plaintiff's Brief, p. 11). Plaintiff is correct that Dr. Johnson did find positive straight leg raising when Plaintiff was supine, but he also noted negative straight leg raising when she was sitting (Tr. 461). Further, Plaintiff exhibited negative straight leg raising on other occasions (Tr. 500, 511).
Plaintiff challenges the ALJ's reliance on Plaintiff's activities, arguing that her ability to drive to the store is not indicative of the ability to do light work. However, the record includes other instances of her activities, which include cooking, light housecleaning, laundry, cleaning floors, driving and shopping (Tr. 455). She reported attending church twice weekly, visiting her children and grandchildren, taking online courses, and volunteering at the local jail to provide ministry work to female inmates (Tr. 455-56, 921, 929, 931, 933). Although not dispositive, a claimant's activities may show that the claimant's symptoms are not as limiting as she alleged.
The standard of judicial review to be applied by this Court is whether the findings of the Commissioner are supported by substantial evidence.
Having carefully reviewed the entire administrative record and the briefs of the parties filed in support of their respective motions, I conclude there is substantial evidence in the record to support the findings of the ALJ and the decision of the Commissioner, and neither reversal nor remand is warranted on these facts. Accordingly, I RECOMMEND: