H. BRUCE GUYTON, Magistrate Judge.
This action came before the Court on September 17, 2018, for a pretrial conference and motion hearing. Assistant United States Attorneys LaToyia T. Carpenter and Cynthia F. Davidson appeared on behalf of the Government. Attorney Mark E. Brown represented Defendant John William Hanson, III. The Defendant was not present. The following actions were taken.
The Defendant filed a Motion in Limine [Doc. 26], asking the Court to order the exclusion of nine prior arrests and two incidents that occurred at the University of Tennessee Medical Center ("UT hospital") in February 2018. The Defendant argues that these acts are inadmissible as propensity evidence, prohibited by Federal Rule of Evidence 404(b). The Government responded [Doc. 30] that it will use only one
"Evidence of a crime, wrong, or other act is not admissible to prove a person's character in order to show that on a particular occasion the person acted in accordance with the character." Fed. R. Evid. 404(b)(1). Rule 404(b)(2) provides that evidence of other crimes or acts may be admissible to prove "motive, opportunity, intent, preparation, plan, knowledge, identity, absence of mistake, or lack of accident." The Government contends, first, that the handcuff key incident is not "other acts" evidence, because it is part of the Defendant's ongoing crime of interfering with an officer in the performance of the officer's official duties. Alternatively, the Government contends that, if the Court finds that the handcuff key incident comes within Rule 404(b)(1), it is still admissible as evidence of the Defendant's intent, preparation, and plan to hinder law enforcement.
The Defendant argues that the handcuff key incident is not a part of an ongoing crime of resisting arrest, because the Defendant had already been arrested at the time it occurred. Moreover, he asserts that it cannot be evidence of his intent, plan, or preparation for a crime that has already occurred. He contends that if the Court permits the jury to hear evidence of the handcuff key incident, the jurors will be confused, because the Defendant is not charged with escape. Additionally, he argues that the incident could cause the jurors to conclude that he was trying to get away from the officers at the hospital, because he knew he was guilty. He contends that given the misdemeanor charge of resisting arrest, the jury can only use this evidence as propensity evidence.
The Court questions whether the evidence of the handcuff key incident would be admissible as evidence of the offense charged in Count One. With regard to violations of 18 U.S.C. § 111(a), our appellate court has held that "a single act of assault against multiple officers constitutes one offense[.]" United States v. Hood, 210 F.3d 660, 663 (6th Cir. 2000). However, multiple acts against a single or multiple officers may constitute multiple offenses. Id.; United States v. Perry, 401 F. App'x 56, 62 n.5 (6th Cir. 2010) (noting that "the government would have been on more solid ground" in charging the defendant for multiple assaults arising out of a prison fight between three guards and three inmates). "In differentiating whether an attack against multiple officials is a single assault or multiple assaults, federal courts have inquired whether officers were injured by `distinct successive criminal episodes, rather than two phases of a single assault.'" Hood, 210 F.3d at 663 (quoting United States v. Segien, 114 F.3d 1014, 1022 (10th Cir. 1997)). In Hood, the defendant confronted two postal inspectors on her front porch, while holding a steak knife. Id. at 661-62. The court observed that the incident constituted "one assaultive event," because the defendant did not lunge at either officer, did not make "any aggressive or threatening statements toward either" officer, and did not show "any separate acts that could plausibly imply two `distinct successive criminal episodes.'" Id. at 663.
In the instant case, Count One charges the Defendant with "knowingly, consciously, and voluntarily act[ing] to forcibly resist, oppose, impede and interfere with a federal officer, in the performance of the officer's duties," on February 3, 2018. The probable cause statements
However, the Court finds that evidence of the handcuff key incident may be properly admitted under Rule 404(b)(2), as evidence of the Defendant's intent at the time of his arrest. In determining whether 404(b) evidence is admissible, the Court must make a three-part inquiry: (1) whether the other crime, wrong, or act occurred, (2) whether the evidence in question is relevant to a material issue other than character, and (3) whether the danger of unfair prejudice from the admission of the evidence substantially outweighs its probative value. See United States v. Johnson, 27 F.3d 1186, 1190 (6th Cir. 1994). In the instant case, the Defendant does not contest whether the handcuff key incident occurred on February 3, 2018, for purposes of his motion in limine.
Second, the Court finds that the handcuff key incident is relevant to the Defendant's intent. The Government is required to prove that the Defendant acted knowingly and intentionally to resist or impede a federal officer in the performance of the officer's duties. United States v. Hopper, 436 F. App'x 414, 424 (6th Cir. 2011) (holding that to convict under 18 U.S.C. § 111(a)(1), the government must "prove that the defendant acted knowingly and intentionally in committing acts that constituted assaulting, impeding, intimidating, or interfering with a person, and that person was in fact a federal employee who was engaged in his or her official duties at the time of the offense"). Based upon the proposed jury instructions submitted by Defendant Hanson, he will seek to prove that he acted in self-defense or that his actions were justified. The Defendant's possession of and subsequent use or attempted use of a handcuff key, after his arrest, is relevant to his intent immediately before his arrest. See United States v. Street, 66 F.3d 969, 976 (8th Cir. 1995) (holding that defendant's subsequent confrontation of state wildlife conservation agent was relevant to defendant's intent under Fed. R. Evid. 404(b), when defendant confronted and threatened Army Corps of Engineers park rangers in violation of 18 U.S.C. § 111(a), immediately before the wildlife conservation agent arrived).
Finally, the Court finds that the admission of evidence of the handcuff key incident will not unfairly prejudice the Defendant. The Court finds the evidence of the handcuff key is particularly probative of the Defendant's intent, given the Defendant's intended defenses. See Johnson, 27 F.3d at 1192 (observing that other acts evidence may be introduced, when the defense raised by the defendant requires the government to prove the defendant acted with a certain intent). The Court also finds that the probative value of the evidence is not substantially outweighed by its prejudicial effect. Fed. Rule Evid. 403. Moreover, the Court will instruct the jury to consider evidence of the handcuff key incident only with regard to the Defendant's intent. Johnson, 27 F.3d at 1193 (holding that when 404(b) evidence is admitted, the court must give a limiting instruction that "clearly, simply, and correctly" explains to the jury "the narrow and limited purpose for which the evidence may be considered"). The Court will also instruct the jury on the elements of 18 U.S.C. § 111(a)(1), so that it will not be confused about whether the Defendant is accused of escape. Accordingly, the Court finds that evidence of the handcuff key incident is admissible at trial. The Defendant's Motion in Limine [
The trial procedures to be followed in this case are as follows:
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This case will be set for trial before the undersigned and a jury, to commence at