JON P. McCALLA, District Judge.
Before the Court is the motion by Burndy LLC ("Burndy"), and Hubbell Incorporated ("Hubbell") (Hubble and Burndy, collectively referred to as "Defendants"), filed March 18, 2015, for judgment on the pleadings (ECF No. 46).
For the reasons stated below, the Court DENIES Defendants' Motion for Judgment on the Pleadings.
This case concerns allegations of unfair competition and false advertising in violation of the Lanham Act, 15 U.S.C. § 1125(a), and deceptive trade practices and fraudulent misrepresentation under Tenn. Code Ann. § 47-18-104 et seq. (Compl. ¶ 1, ECF No. 1.) Plaintiffs filed a Complaint against Defendants Hubble, Burndy, 3M Company, and Zhejiang Shangyu City Fengfan Electrical Fittings Co. Ltd. ("Fengfan") on April 25, 2014. (ECF No. 1.) Plaintiffs allege that, "[s]ince late 1962, . . . Thomas & Betts's cable ties have included and currently include a head having a uniquely oval shape (The "Oval-Head Trade Dress"). This oval-head design is non-functional and is not necessary for others to compete with Thomas & Betts." (
Plaintiffs stipulated to the dismissal of this action without prejudice as to Defendant 3M Company on August 29, 2014 (ECF No. 17), and the Court entered an Order dismissing 3M Company from this matter on September 3, 2014 (ECF No. 18). On September 12, 2014, Defendants Hubbell and Burndy filed respective Answers. (ECF Nos. 21, 22.) With respect to Defendant Fengfan, Plaintiffs attempted service under the Hague Convention in August 2014. (ECF No. 16.) In the parties' joint Rule 26(f) Report, filed October 2, 2014, Plaintiffs noted that they had not received confirmation that Fengfan had been served in accordance with the Hague Convention. (ECF No. 29.) There has been no further representation to the Court as to whether Defendant Fengfan has been properly served with the Complaint.
On March 18, 2015, Defendants Hubbell and Burndy filed a Motion for Judgment on the Pleadings as to Counts I and III of the Complaint. (ECF No. 46.) Plaintiffs filed a Response in Opposition on April 20, 2015. (ECF No. 52.) The Court held a hearing on the instant Motion on April 22, 2015. (ECF No. 54.) On May 7, 2015, Defendants filed a reply brief (ECF No. 57), and on May 18, 2015, Defendants filed a notice of supplemental authority in support of their motion (ECF No. 58).
"After the pleadings are closed—but early enough not to delay trial—a party may move for judgment on the pleadings." Fed. R. Civ. P. 12(c). A motion for judgment on the pleadings under Rule 12(c) is analyzed under the same standard as a motion to dismiss under Rule 12(b)(6).
Under Rule 12(b)(6), a court must "construe the complaint in the light most favorable to the plaintiff, accept its allegations as true, and draw all reasonable inferences in favor of the plaintiff."
The Supreme Court clarified the concept of "plausibility" in
A plaintiff's "`factual allegations, assumed to be true, must do more than create speculation or suspicion of a legally cognizable cause of action; they must show entitlement to relief.'"
In ruling on a motion for judgment on the pleadings, the Court may "consider the Complaint and any exhibits attached thereto, public records, items appearing in the record of the case and exhibits attached to defendant's motion [] so long as they are referred to in the Complaint and are central to the claims contained therein."
As an initial matter, the Court finds that Defendants' Motion is not premature. Plaintiffs argue that the Motion is premature because Fengfan has not yet been served, and, therefore, the pleadings have not closed. The Court finds this argument unpersuasive.
Although generally "every defendant must file an answer before a Rule 12(c) motion can be filed . . . [,] [c]ourts maintain discretion in certain circumstances to consider a 12(c) motion even when one of the defendants has not filed an answer."
In this case, because Fengfan has not yet been served, the pleadings may be treated as closed for purposes of this motion. "A contrary reading of Rule 12(c) would mean that a plaintiff could forever preclude a 12(c) motion simply by naming and then not serving an additional defendant."
Defendants argue that they are entitled to judgment on the pleadings as to Counts I and III of the Complaint because Plaintiffs' allegations of non-functionality are conclusory and insufficient. (ECF No. 46-1 at 12-13.) Defendants further argue that "[j]udgment on the pleadings is particularly warranted in this case, given the fact that Plaintiffs' conclusory allegation of non-functionality is contradicted by the great weight of specific factual allegations in the exhibits to the Complaint that evince the functionality of Plaintiffs' oval-head cable tie design." (
Plaintiffs argue that they have adequately pleaded their claims, and that a "simple assertion of non-functionality is all that is required to state a claim." (ECF No. 52 at 3-6.) Plaintiffs further argue that "Defendants' use of a Rule 12(c) motion to make [their] functionality argument is an inappropriate and premature vehicle for resolving the complex, highly disputed fact issue of whether Plaintiff's Oval-Head Trade Dress is functional." (
Trade dress, protected by the Lanham Act and Tennessee state law, "refers to the image and overall appearance of a product. It embodies that arrangement of identifying characteristics or decorations connected with a product, whether by packaging or otherwise, that makes the source of the product distinguishable from another and promotes its sale."
"If a product's design is functional, that design cannot serve as a trademark."
As a general matter, "[i]n a trade dress infringement case, the determination of functionality is a question of fact."
In the instant matter, Plaintiffs' Complaint sets forth the distinctive nature of the oval-head design (Compl. ¶ 18), explains the functional aspects of a cable tie (
Defendants further argue that the exhibits attached to Plaintiffs' complaint contradict the allegation of non-functionality in the Complaint. (ECF No. 46-1 at 13-15.) While the statements made in Plaintiffs' attachments may present a factual dispute regarding non-functionality, this question should not be resolved at the pleading stage.
Accordingly, the Court finds that Plaintiffs have pleaded a plausible claim of non-functionality and that Defendants are not entitled to judgment on the pleadings.
For the reasons stated above, Defendants' Motion for Judgment on the Pleadings is DENIED.