J. DANIEL BREEN, CHIEF UNITED STATES DISTRICT JUDGE.
This action was initially brought on March 31, 2015, in the Circuit Court for Gibson County, Tennessee, by Plaintiffs, Mary Epperson, individually and as natural mother and next friend of the decedent, Eddie Ray Epperson; Janice
Rule 56 provides that the "court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). "A dispute of a material fact is genuine so long as the evidence is such that a reasonable jury could return a verdict for the nonmoving party." Jackson v. VHS Detroit Receiving Hosp., Inc., 814 F.3d 769, 775 (6th Cir. 2016) (internal quotation marks omitted). In conducting its review, the court is to "view the evidence and draw all reasonable inferences in the light most favorable to the nonmoving party." Stiles ex rel. D.S. v. Grainger Cty., Tenn., 819 F.3d 834, 848, 2016 WL 1169099, at *7 (6th Cir. Mar. 25, 2016). "In other words, at the summary judgment stage, the judge's function is not himself to weigh the evidence and determine the truth of the matter but to determine whether there is a genuine issue for trial." Jackson, 814 F.3d at 775 (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986)) (internal quotation marks omitted).
According to the declarations of Smith and Hill proffered to the Court, at approximately 8:51 p.m. on April 3, 2014, the two officers were at the Westside Grocery in Humboldt monitoring traffic at the intersection of McLin Street and Westside Drive. Hill gave the following account of the incident. The officers observed a black male walking in circles in the road and being nearly struck by a passing vehicle. Hill stated that, based on his experience, it appeared to him the man was under the influence of drugs or alcohol. When he exited his patrol car and called to him, the man ran north on Gibson Wells Road. A brief foot chase ensued, after which Hill caught the man, later identified as Eddie Ray Epperson. Epperson pushed Hill away, whereupon the officer grabbed his shirt and attempted to place him under arrest. Epperson continued to struggle as Hill and Smith handcuffed him.
In the incident report authored by Hill, he related that, after he was almost hit by a car in the intersection, Epperson walked at a fast pace out of the roadway, stumbling as he went, and into a grassy area.
According to Smith's declaration, he and Hill saw a black male run across Gibson Wells Road to the grocery store parking lot, turn and cross McLin Street. He walked in front of cars and began moving in circles. One vehicle in the street nearly struck him. The man, unsteady on his feet, continued to walk in circles and began flapping his arms. As it appeared to Smith the man was under the influence, he and Hill approached him to check his condition. Hill called to the man and, as the officers walked toward him, he ran away. Hill pursued on foot while Smith followed them in a patrol car. Hill grabbed his shirt as Epperson waved his arms behind him. Smith positioned the police vehicle to prevent the man's escape. When Hill placed Epperson against the unit, he began fighting and resisting the officers. Smith took hold of his left arm while Hill attempted to grab his right. Smith did a leg sweep maneuver and took Epperson to the ground. At that point, the officers were able to place handcuffs on the man. Both officers stated that they did not know whether Epperson was armed.
A copy of what appears to be an HPD internal record on Eddie Ray Epperson, provided by Williams in response to the instant motion, indicated a previous arrest on December 28, 2013, with a notation of "Mental Illness." She also submitted to the Court a toxicology report reflecting that the decedent was not in fact under the influence of alcohol but tested positive for cocaine.
Section 1983 provides a private right of action against any person who subjects "any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights[or] privileges ... secured by the Constitution and laws[.]" 42 U.S.C. § 1983; Rehberg v. Paulk, 132 S.Ct. 1497, 1501, 182 L.Ed.2d 593 (2012). The statute "creates no substantive rights, but merely provides remedies for deprivations of rights established elsewhere." Flint v. Ky. Dep't of Corr., 270 F.3d 340, 351 (6th Cir.2001) (citing Okla. City v. Tuttle, 471 U.S. 808, 105 S.Ct. 2427, 85 L.Ed.2d 791 (1985)). A plaintiff suing under the statute must demonstrate the denial of a constitutional right caused by a defendant acting under color of state law. Carl v. Muskegon Cty., 763 F.3d 592, 595 (6th Cir.2014).
The Individual Defendants have raised the defense of qualified immunity, which protects officials from suit and damages liability in their individual capacities. See Johnson v. Moseley, 790 F.3d 649, 653 (6th Cir.2015). The doctrine "shields officials from liability insofar as their conduct does not violate clearly established constitutional rights of which a reasonable person would have known." Peatross v. City of Memphis, 818 F.3d 233, 240, 2016 WL 1211916, at *4 (6th Cir. Mar. 29, 2016) (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982)) (internal alterations & quotation marks omitted). Qualified immunity "balances two important interests — the need to hold public officials accountable when they exercise power irresponsibly and the need to shield officials from harassment, distraction, and liability when they perform their duties reasonably." Id. (quoting Pearson v. Callahan, 555 U.S. 223, 231, 129 S.Ct. 808, 172 L.Ed.2d 565 (2009)). "A plaintiff who brings a § 1983 action against such an official bears the burden of overcoming the qualified immunity defense" once it is invoked by a defendant. McDonald v. Flake, 814 F.3d 804, 812 (6th Cir.2016); see also Quigley v. Tuong Vinh Thai, 707 F.3d 675, 681 (6th Cir.2013).
"At the summary judgment stage, the plaintiff must show that (1) the defendant violated a constitutional right and (2) that right was clearly established. In so doing, the plaintiff must, at a minimum, offer sufficient evidence to create a genuine issue of fact, that is, evidence on which a jury could reasonably find for the plaintiff." McDonald, 814 F.3d at 812 (internal alteration, citation & quotation marks omitted). The elements may be addressed in any order. Brown v. Chapman, 814 F.3d 447, 457 (6th Cir.2016). If the court determines that "either one is answered in the negative, then qualified immunity protects the official from civil damages." Id.
Because it is dispositive, the Court will focus its attention on the existence of a constitutional violation. Williams has identified the constitutional right at issue as arising from the Fourth Amendment, which protects "[t]he right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures ... but upon probable cause[.]" U.S. Const. amend. IV. She has alleged that the Defendants in this case violated Epperson's Fourth Amendment rights through arrest absent probable cause and the use of excessive force. In response to the motion for summary judgment, however, the Plaintiff advised the Court that she agrees there is no factual basis for a discrete claim of excessive force
The Court now turns to the unlawful arrest claims. At the outset, the Court notes that it is undisputed Defendant Buford was not present until after Epperson had been restrained. Indeed, the Plaintiff's brief refers only to the actions of Hill and Smith, with no mention whatever of Buford. The Court assumes, therefore, that any claims against Buford arising from the alleged unconstitutional arrest of Epperson have been abandoned.
There are three types of permissible encounters between police and citizens. United States v. Almaatani, 634 Fed.Appx. 537, 540-41, 2015 WL 9209679, at *3 (6th Cir. Dec. 17, 2015). Officers may initiate "consensual encounters" with individuals by approaching them in public and asking them questions without offending the Constitution. Northrup v. City of Toledo Police Dep't, 785 F.3d 1128, 1131 (6th Cir.2015) (citing United States v. Drayton, 536 U.S. 194, 200-01, 122 S.Ct. 2105, 153 L.Ed.2d 242 (2002)). The stop and frisk of an individual requires "reasonable suspicion" that he has committed, or is about to commit, a crime. Id. (citing Terry v. Ohio, 392 U.S. 1, 21, 27, 88 S.Ct. 1868, 20 L.Ed.2d 889 (1968)). "More than an inchoate and unparticularized suspicion or hunch is needed to stop and frisk an individual; the officer must identify specific and articulable facts of criminality." Id. (citing Terry, 392 U.S. at 27, 88 S.Ct. 1868) (internal quotation marks omitted). An arrest passes constitutional muster so long as it is made with probable cause. Almaatani, 634 Fed.Appx. at 540-41, 2015 WL 9209679, at *3. "[A] warrantless arrest by a law officer is reasonable under the Fourth Amendment where there is probable cause to believe that a criminal offense has been or is being committed." Devenpeck v. Alford, 543 U.S. 146, 153, 125 S.Ct. 588, 160 L.Ed.2d 537 (2004).
"Probable cause is reasonable grounds for belief, supported by less than prima facie proof but more than mere suspicion." Amis v. Twardesky, 637 Fed. Appx. 859, 861, 2015 WL 8538446, at *2 (6th Cir. Dec. 10, 2015) (quoting Sykes v. Anderson, 625 F.3d 294, 306 (6th Cir. 2010)) (internal quotation marks omitted). "It does not require an actual finding of a violation; rather a probability or substantial chance of criminal activity is all that is required." United States v. Collazo, 818 F.3d 247, 254, 2016 WL 1211948, at *5 (6th Cir. Mar. 29, 2016) (internal quotation marks omitted). "[T]he ultimate measure of the constitutionality of a governmental [seizure] is `reasonableness.'" Maryland v. King, ___ U.S. ___, 133 S.Ct. 1958, 1969, 186 L.Ed.2d 1 (2013).
The Individual Defendants contend they had reasonable suspicion to believe Epperson was intoxicated in public in violation of Tennessee Code Annotated § 39-17-310, which provides that
Tenn. Code Ann. § 39-17-310(a). A "public place" is defined as
Tenn. Code Ann. § 39-11-106(a)(29). A public street falls within the definition of a "public place." United States v. Elder, No. 3:07-CR-151, 2008 WL 3852339, at *12-13 (E.D.Tenn. Aug. 14, 2008) (adopting report & recommendation).
It is undisputed that the decedent was in a public place. In observing Epperson walking in circles in an intersection in front of oncoming traffic, stumbling about, being nearly struck by vehicles and forcing others to stop, it was reasonable for the officers to suspect he was under the influence of an intoxicating substance. Williams, however, insists that Hill and Smith had no basis for approaching, much less arresting, the decedent because he was not drunk, citing the toxicology report. This argument falls flat for two reasons. First, in order to conduct an investigatory Terry-type stop, officers need only reasonable suspicion that criminality is afoot, not certainty. See Northrup, 785 F.3d at 1131. Second, by its terms, the public intoxication statute applies not exclusively to alcohol, but to "controlled substance[s], controlled substance analogue[s] or any other intoxicating substance." Tenn. Code Ann. § 39-17-310(a); see Elder, 2008 WL 3852339, at *3-4 (defendant's bloodshot eyes and odor of burnt marijuana provided probable cause for arrest under § 39-17-310(a) for marijuana intoxication). A "controlled substance" is "a drug, substance, or immediate precursor in Schedules I through VII." Tenn. Code Ann. § 39-17-402(4). Cocaine, which the toxicology report indicated was present in Epperson's system, is a Schedule II controlled substance under Tennessee law. See Tenn. Code Ann. § 39-17-408(b)(4). The Court finds that Plaintiff has failed to offer sufficient evidence to create a genuine issue of fact as to whether the Individual Defendants had reasonable suspicion to stop Epperson. See McDonald, 814 F.3d at 812, supra.
The movants also maintain that they had probable cause to make an arrest. Williams challenges this assertion, citing to two recent decisions from Tennessee courts: State v. Pippen, No. M2015-00828-CCA-R3-CD, 2016 WL 368313 (Tenn.Crim.App. Jan. 28, 2016) and State v. Brandon, No. E2014-00591-CCA-R3-CD, 2015 WL 230362 (Tenn.Crim.App. Jan. 16, 2015).
In Pippen, officers of the Lewisburg, Tennessee, police department were called to an apartment complex on a report of fighting in the parking lot and "possibly intoxicated individuals." Pippen, 2016 WL 368313, at *1. Upon arriving, officers approached Pippen, who appeared intoxicated, smelled of alcohol and was unsteady on his feet. Id.
Id. When officers made the scene, Pippen was alone in the parking lot and Crowder and Weir were approximately fifty to 100 yards away from him. Id. at *6. On these facts, Brannon concluded that Pippen was a nuisance and a danger to himself and
On appeal of the trial court's denial of his motion to suppress the marijuana, the Tennessee Court of Criminal Appeals found there was no probable cause to arrest Pippen for public intoxication, noting that
Id. at *6, *8.
In Brandon, officers of the Harriman, Tennessee, police department received reports of a vandalized vehicle and a potential robbery in progress at a home at night. Brandon, 2015 WL 230362, at *1. The victims apparently identified Brandon as the perpetrator and officers began scanning the neighborhood for him. Id. at *1-2. An officer located the man on a nearby street and approached him with his marked patrol car, headlights and blue lights deactivated. Id. at *2. The officer directed Brandon twice to step in front of the car for the purpose of interviewing him about the recent crimes and, as he exited the car, the man took off at a run. Id. The officer testified at trial that he noticed the odor of alcohol both before and after he apprehended the suspect. Id. Brandon was later indicted and convicted for public intoxication and evading arrest.
Williams cites Brandon for the court's finding that there was insufficient evidence that the officer was actually attempting to arrest the suspect at the time he ran and that it was unclear whether he had probable cause to arrest Brandon for public intoxication until after he was apprehended. However, in doing so, the court was analyzing whether there was sufficient evidence submitted at trial to support an arrest for evading, which is not at issue here. In contrast, the court found there was sufficient proof to sustain a conviction for public intoxication, noting that Brandon had slurred speech, smelled of alcohol and admitted to drinking a couple of beers that evening. Id. at *6. In addition, police had received two complaints about Brandon's behavior that night, sufficiently showing that he had unreasonably annoyed others in the vicinity. Id.
The Plaintiff further points out that an officer may not affect a mental health seizure absent probable cause. It is true that, where suspected criminal activity is absent, law enforcement officers may not seize an individual merely to assess his mental fitness. Zucker v. City of Farmington Hills, 643 Fed.Appx. 555, 562-63, 2016 WL 1019041, at *7 (6th Cir. Mar. 14, 2016) (citing McKenna v. Edgell, 617 F.3d 432, 440 (6th Cir.2010) & Fisher v. Harden, 398 F.3d 837, 842 (6th Cir.2005)).
Id. (internal citations & quotation marks omitted). "Just as actual innocence will not render invalid an arrest that is properly based on probable cause that criminal activity was occurring, a mental health seizure can rest upon probable cause even when the person seized does not actually suffer from a dangerous mental condition." Fisher, 398 F.3d at 843.
Williams' attempts to thwart application of the qualified immunity defense on probable cause grounds are also unavailing. The undisputed facts before the Court support a finding of probable cause to arrest Epperson for violating the public intoxication statute.
For the reasons set forth herein, the Court finds that the Plaintiff has fallen short of establishing that the Individual Defendants violated a constitutional right. McDonald, 814 F.3d at 812 (finding that, to survive summary judgment, a plaintiff must establish the violation of a constitutional right and that the right was clearly established). Accordingly, the Individual Defendants are protected from civil damages by qualified immunity. See Brown, 814 F.3d at 457 (if the court determines that the plaintiff fails to demonstrate either a constitutional violation or that the constitutional right violated was clearly established, then qualified immunity protects the official from civil damages).
Although neither party addressed the issue in their briefing, the "John Doe" Defendants remain parties to this action. "`John Doe' pleadings are an acceptable practice if the `John Doe' is an actual person or entity that can be identified through discovery and served accordingly." Shepherd v. Voitus, No. 4:14 CV 866, 2015 WL 4599609, at *1 (N.D.Ohio July 29, 2015). However, a plaintiff suing such defendants must comply with Fed. R. Civ. P. 4(m) by serving the "John Does" within the time specified therein.
For the reasons set forth herein, the motion for summary judgment is GRANTED and this case is DISMISSED in its entirety. Dismissal of the John Doe Defendants is without prejudice.
IT IS SO ORDERED this 29th day of April 2016.
The document named the intake officer, the searching officer and presumably the arresting officer in connection with Epperson's December 28, 2013, arrest. None of the named individuals are parties to this case. In fact, it is not entirely clear to the Court, and none of the parties have explained, whether the phrase "Mental Illness" on the form, which was printed and had no other words around it to provide context, was an indication of mental illness on Epperson's part or merely part of a standard printed form and meant to be circled or otherwise recognized if it applied. The words "Mental Illness" share the same typefont used in the document for clearly form words such as "Race," "Height" and "Hair." Additionally, "Mental Illness" is in upper and lower case, as are "Race," "Height" and "Hair," while obviously filled-in words, such as Epperson's employment history, address, and name of next of kin, are in all capital letters.