Section 101.106(f) of the Texas Tort Claims Act provides that a suit against a government employee acting within the general scope of his employment must be dismissed "if it could have been brought under this chapter [that is, under the Act] against the governmental unit".
Dr. John Christopher Franka and Dr. Nagakrishna Reddy, petitioners here, delivered S.M.A., the son of Stacey Velasquez and Saragosa Alaniz, respondents, at University Hospital, a public teaching hospital owned and operated by the Bexar County Hospital District, doing business
S.M.A.'s fetal heart rate had slowed, and Franka and Reddy thought it best to attempt a vaginal delivery facilitated by a vacuum extractor, an instrument that attaches to the top of a baby's head, helping move it through the birth canal. The head appeared and the extractor was removed, but delivery of the baby's front shoulder was obstructed, a relatively infrequent but well-recognized obstetric emergency known as shoulder dystocia. Franka and Reddy tried to free the baby's shoulder with their hands, but just as it appeared, Reddy heard a snap that she knew meant a bone had broken. The baby's left clavicle was fractured, and he suffered injury to his brachial plexus, requiring surgery several months later.
Velasquez and Alaniz, individually and on behalf of S.M.A., sued Franka and Reddy but not the Center (or the District or Hospital). Franka moved to dismiss the action under section 101.106(f) of the Texas Tort Claims Act, which states:
In their response, plaintiffs acknowledged that Franka was employed by a governmental unit, the Center, and that their suit was based on conduct within the general scope of his employment. But, they argued, to invoke section 101.106(f), Franka had the burden of proving that suit "could have been brought under" the Act, and to discharge that burden, he had to offer evidence that the Center's immunity was waived by the Act. The only basis for such a waiver, they continued, was that their injuries were "caused by a condition or use of tangible personal . . . property" under section 101.021 of the Act,
Apparently the trial court never ruled on Franka's motion. More than a year passed, and defendants each filed a motion for summary judgment based on section 101.106(f), differing only as to the circumstances of their employment. Each argued that "suit against [them] could have been brought against the [Center] because the conduct of [defendants] on which the allegations are based involved the use of tangible property, namely the vacuum extractor". Each attached an affidavit stating that S.M.A.'s "treatment included the use of tangible property, including a vacuum extractor." And each requested the court to order that "unless [plaintiffs] substitute [the Center] as the defendant, the case will be dismissed in thirty days." Plaintiffs responded that defendants had failed to establish that suit could have been brought against the Center because there was "no evidence that the condition or use of tangible property, the vacuum extractor, was the instrumentality of the harm, and therefore no waiver of immunity". Plaintiffs also argued that defendants had not established that they were government employees as defined by the Act.
The trial court denied defendants' motions, and they appealed.
We granted defendants' petition for review.
A threshold issue is whether Franka and Reddy are "employee[s] of a governmental unit" to whom section 101.106(f) applies. In this Court, plaintiffs do not contest Franka's employee status
Reddy, however, was a resident under a three-party "Graduate Medical Education Agreement", in which she, the Center, and the District, also a governmental unit,
Instead, Reddy argues that section 312.007(a) of the Texas Health & Safety Code makes her a government employee
Reddy was a resident of a "medical unit".
But plaintiffs argue that Reddy has failed to show that section 312.007(a) applies in this case. Section 312.003 states:
Reddy acknowledges that the applicability of section 312.007(a) is conditioned on the existence of an agreement prescribed by section 312.003, and she argues that the "Graduate Medical Education Agreement" is such an agreement on its face. But the agreement does not include a supported medical or dental school, and even if that is not required, as one court has held,
Further, section 312.004 authorizes medical and dental units, medical and dental schools, coordinating entities, and public hospitals to contract among themselves for, among other things, "the clinical education of . . . residents",
In sum, we cannot determine from the summary judgment record that Reddy established as a matter of law that she was an employee of a governmental unit for purposes of section 101.106(f).
Franka, to whom section 101.106(f) does apply, was entitled to dismissal only if the plaintiffs' suit "could have been brought under [the Act] against [the Center]".
We first considered whether a suit for which the Act has not waived immunity is nevertheless "under" the Act for purposes of section 101.106 in Newman v. Obersteller.
A high school student and his parents sued his coach and the school district for intentional infliction of emotional distress,
We followed the rule in Dallas County Mental Health and Mental Retardation v. Bossley
We elaborated on the rule in Mission Consolidated Independent School District v. Garcia,
In Mission, three former employees of the school district sued the district and its superintendent: the district for wrongful termination in violation of the Texas Commission on Human Rights Act,
The plaintiffs argued that because they had sued both the district and the superintendent, section 101.106(e) applied, rather than 101.106(b), and because the Act did not waive the district's immunity from suit on either of their claims against it, those claims were not "under" the Act, and therefore dismissal of the superintendent was not required.
Likewise, only the TCHRA claim survived under section 101.106(b). Because subsection (b) does not contain the "under this chapter" limitation, any suit against a government employee bars suit "against the governmental unit regarding the same subject matter unless the governmental unit consents".
The rule that a tort suit against the government, as distinct from a statutory claim, is brought "under" the Act for purposes of section 101.106, even though the Act does not waive immunity, is firmly grounded in our cases. More importantly, as Mission illustrates, with the 2003 revisions to section 101.106, the rule has become necessary for harmonizing the several subsections of the statute.
Although we have not applied the same rule to section 101.106(f) before today, the statutory text suggests we should. The revised statute lifts the phrase "under this chapter" from the prior statute and repeats it four times. The prior statute referred to "an action or settlement of a claim under this chapter". The current version refers to "[t]he filing of a suit under this chapter" in subsection (a), "[t]he settlement of a claim arising under this chapter" in subsection (c), "a suit . . . filed under this chapter" in subsection (e), and "a suit [that] . . . could have been brought under this chapter" in subsection (f).
Two other sections of the Act also make plain that suits brought "under" the Act include those for which immunity is not waived. Section 101.103(a) requires the attorney general to "defend each action brought under this chapter".
Construing subsection (f) as the court of appeals did in this case is not only inconsistent with Mission and the Act as a whole, it creates at least a disparity, if not an absurdity, in the statute's operation. If a plaintiff sues only a government employee and not the government, then under subsection (f), according to the court of appeals, the employee need not be dismissed unless a waiver of the government's immunity for the claim is established. But if a plaintiff sues both the government and its employee, then under subsection (e), according to Mission, the employee must be dismissed, even if the government's immunity is not waived. There is no reason why an employee should be entitled to dismissal if sued with the government but not if sued alone.
For consistency both within section 101.106 and throughout the Act, subsection (f) must be governed by the same rule Mission applied in construing subsection (e).
The court of appeals' construction of section 101.106(f) poses serious practical problems.
Requiring a government employee to prove that his employer's immunity from suit has been waived in order to obtain dismissal forces the parties to take unexpected positions with collateral risks. Ordinarily, one would expect a government employee to support his employer's assertion of immunity. Only a perverse statute would incentivize conflict between the two, and there is nothing to indicate that the Legislature had any such intent. The plaintiff, too, is forced into an awkward position, arguing that immunity was not waived, and thereby cutting off that path to liability and recovery.
Moreover, the employee, the plaintiff, and the employer could all be whipsawed by the trial court's ruling that immunity was waived. Since the government was not a party to the case at the time, it would not be bound by the ruling and would be free to seek a redetermination and to appeal. Exhibit A in support of its arguments that immunity was not waived would be the plaintiff's own assertions. And in response, the plaintiff would cite the employee. The immunity issue would thus be encased in confusion and cynicism.
The predicament for the plaintiff would be even trickier. He would be required to decide within thirty days of the employee's motion to dismiss whether to acquiesce and sue the government instead. Nothing in section 101.106(f) requires the trial court to rule on whether immunity was waived, either before or after the thirty-day deadline. Even if the plaintiff obtained the trial court's ruling before having to decide whether to dismiss the employee, there would be no assurance that the ruling would be upheld on appeal, especially after the issue was relitigated with the government. If the plaintiff refuses to dismiss the employee, he risks being faced with the government's stipulation that immunity was waived, after the deadline for suing the government has run. If he dismisses the employee and sues the government, he has some advantage in being able to defend the government's assertion of immunity with its employee's contrary statements, but he may not be able to prove waiver, even with such statements. Thus, he will have traded a viable claim against the employee for a barred claim against the government.
Section 101.106(f) leaves the timing of a motion to dismiss to the employee. Delay
These problems, though thorny, may not always occur and may not be insuperable when they do, but they arise at all only under the court of appeals' construction of section 101.106(f). They do not exist if subsection (f) is construed the same way Mission construed subsection (e). Properly construed, section 101.106(f)'s two conditions are met in almost every negligence suit against a government employee: he acted within the general scope of his employment
This construction of section 101.106(f) does, however, foreclose suit against a government employee in his individual capacity if he was acting within the scope of employment. This changes, among other things, the rule in Kassen v. Hatley, which has allowed malpractice suits against physicians employed by the government, even though acting within the scope of employment.
Our construction of section 101.106 is also consistent with the Legislature's purposes in enacting House Bill 4.
Under Texas law, a suit against a government employee in his official capacity is a suit against his government employer
Before the Tort Claims Act was passed in 1969, if suit against the government was barred by immunity, a plaintiff could sue and recover against a government employee-actor in his individual capacity even though, were he sued for the same conduct in his official capacity, he would be shielded by derived governmental immunity. The employee's official immunity would not bar suit or recovery if his conduct were non-discretionary, medical, or not done in good faith. Under the Act, a waiver of governmental immunity does not preclude an assertion of official immunity,
In waiving governmental immunity, the Legislature correspondingly sought to discourage or prevent recovery against an employee. As already discussed, the original enactment of the Act in 1969 contained a provision substantively identical to section 101.106 before its revision in 2003. That provision was strikingly similar to language in the 1949 Federal Tort Claims Act.
House Bill 4's revision of section 101.106 achieves the same end under Texas law as the Westfall Act does under federal law. As it affects government-employed physicians, it is generally consistent with the Legislature's concerns regarding health care costs, also expressed in the bill.
Accordingly, we hold that for section 101.106(f), suit "could have been brought" under the Act against the government regardless of whether the Act waives immunity from suit. We reverse the judgment of the court of appeals and remand to the trial court for further proceedings.
Justice MEDINA filed a dissent, in which Justice LEHRMANN joined.
Justice GUZMAN did not participate in the decision.
Justice MEDINA, joined by Justice LEHRMANN, dissenting.
In Kassen v. Hatley, we held that government-employed medical personnel were not entitled to the defense of official immunity when sued individually for the negligent exercise of purely medical judgment. 887 S.W.2d 4, 11 (Tex.1994). Recognizing that medical decisions were typically unrelated to governmental discretion, we concluded that public-sector patients should have the same rights as private-sector patients when only medical judgment was at issue. Id. 11-12. Today, the Court abandons that principle, not because Kassen was wrongly decided, but because the Legislature has amended section 101.106 of the Tort Claims Act. TEX. CIV. PRAC. & REM.CODE § 101.106. Because this amendment does not speak to the official immunity of physicians accused of malpractice and does not require that we abandon Kassen, I respectfully dissent.
The Texas Tort Claims Act
The asserted medical malpractice concerns a brachial plexus injury to an infant during delivery. The brachial plexus is a network of nerves that conducts signals from the spine to the shoulder, arm, and hand. These nerves were allegedly damaged when one of the infant's shoulders became stuck during delivery and was accidentally broken.
The parents' theory was that the doctors ignored numerous warning signs indicating the need for a Caesarean delivery. The parents supported their theory with an expert report that listed the risk factors presented in the case. The report concluded that the doctors had "departed from the standard of care by failing to recognize that [the mother and fetus] demonstrated these six significant risk factors for the development of shoulder dystocia leading to an improper attempt at vaginal delivery rather than a Caesarean delivery that would have avoided the shoulder fracture and brachial plexus nerve injury sustained at birth."
The doctors moved to dismiss, contending that the parents should have sued their employer, UTHSC, rather than the doctors individually because a vacuum extractor was used during delivery. To invoke a waiver of governmental immunity conditioned upon a "use of property" there must be a causal link between the property's use and the patient's injury.
When a governmental employee causes injury, section 101.106 of the Tort Claims Act purports to give the injured person a choice of suing the government, or its employee, or both. TEX. CIV. PRAC. & REM.
Although not pertinent to this appeal, the statute also covers the consequences of a settlement or judgment. Id. § 101.106(c), (d). Before its amendment in 2003, section 101.106 applied exclusively to settlements and judgments and provided simply that a plaintiff could not sue the employee after a judgment or settlement with the government.
Under the current statute, a plaintiff who sues only the government is barred from subsequently suing the government's employee "regarding the same subject matter." TEX. CIV. PRAC. & REM.CODE § 101.106(a). The plaintiff may elect to sue both the government and its employee, but the statute grants the government the unconditional right to have its employee dismissed from the suit if the plaintiff makes that election. Id. § 101.106(e). If the plaintiff does not want to sue the government,
Subpart (f) provides that the employee shall be dismissed when the suit "is based on conduct within the general scope of that employee's employment and . . . could have been brought under this chapter against the governmental unit." Id. § 101.106(f). There are therefore three conditions for the employee's dismissal under subpart (f): (1) the employee must have been employed by a governmental unit at the time of the incident; (2) the suit must be based on conduct within the scope of that employment; and (3) the plaintiff must have been able to bring the claim against the governmental employer under this chapter. "Under this chapter" refers to chapter 101 of the Civil Practice and Remedies Code, commonly known as the Texas Tort Claims Act. Id. § 101.002. Although there is some question about the employment of one of the doctors in this case, the question as to both doctors is whether the plaintiffs' medical malpractice action "could have been brought" against the governmental unit, UTHSC, under the Tort Claims Act.
The Court and I disagree about the meaning of the last condition—whether suit "could have been brought under this chapter against the governmental unit." I would hold that this condition refers to those tort claims for which the government has consented to suit under the Tort Claims Act. The Court attributes a broader meaning to the phrase, indicating that it includes all tort claims filed against a governmental employee individually without regard to whether the government has consented to be sued.
The Court reasons that because it is possible to sue the government for medical malpractice under the Tort Claims Act, albeit under limited circumstances, plaintiffs must sue the government, instead of their doctors individually, even when those limited circumstances do not exist. In the Court's view, the statute is not about giving the plaintiff the right to choose the appropriate defendant but rather about making the government the defendant in all tort cases arising out of its employees' conduct. The Court finds it immaterial that the plaintiffs filed their tort claim against the doctors individually, did not seek to join the government, and presumably do not believe they have an actionable tort claim against the government because governmental immunity has not been waived as to their claim. By ignoring the plaintiffs' election and the reasons for it, the Court effectively reads the "could have been brought" condition out of the statute, holding instead that plaintiffs may sue only the government for the medical malpractice of its publicly-employed physicians. "Whatever merits this holding may have as a rule of law do not include fidelity to language and precedent." Kerrville State Hosp. v. Fernandez, 28 S.W.3d 1, 14 (Tex. 2000) (Hecht, J. dissenting.)
The Attorney General, as Amicus Curiae in this case, shares my concern about the Court's construction of the statute. He appropriately notes that the phrase "could have been brought" is unique to subpart (f). In contrast, references to the filing of suit are made repeatedly throughout section 101.106. See, e.g., TEX. CIV. PRAC. & REM.CODE § 101.106(a), (b), (e), (f). The Attorney General submits that the Legislature
I agree that the phrase "could have been brought" refers to actionable claims against the government. Unlike the Court, I believe that the "Election of Remedies" provision puts the plaintiff to an election at the suit's outset as its title suggests. And although the statute seeks to shape that election, it does not prohibit plaintiffs from suing governmental employees in their individual capacity.
When a plaintiff elects to sue only the governmental employee as in this case, subparts (b) and (f) are implicated by the plaintiff's choice. TEX. CIV. PRAC. & REM. CODE §§ 101.106(b), (f). Subpart (b) binds the plaintiffs to their election and bars them from suing the government regarding the same subject matter. Id. § 101.106(b). Subpart (b), however, excepts from its bar certain claims for which the government has given its consent, and subpart (f) explains the procedure to obtain this exception.
Under subpart (f), the plaintiff is given a limited time to reconsider its suit against the employee and decide anew whether the government should have been sued instead. If the government has consented to suit, the plaintiff is well-advised to substitute the government for two reasons. First, the plaintiff cannot prevail on its claim against the employee if the plaintiff's suit "could have been brought against" the government. Id. § 101.106(f). And second, the plaintiff cannot sue the government under subpart (f)'s exception if the claim against the employee is not promptly dismissed.
Subpart (f)'s "could have been brought" condition refers back to subpart (b)'s requirement of government consent. A suit that "could have been brought" against the government then is one for which the government has consented to be sued. Together subparts (b) and (f) require proof of the government's consent to suit as a condition for the employee's dismissal.
The government consents to suit "through the Constitution and state laws." Mission Consol. Indep. Sch. Dist. v. Garcia, 253 S.W.3d 653, 660 (Tex.2008). The Tort Claims Act is one such law, providing consent for certain tort claims involving the operation of automobiles, the condition or use of property, and premises liability. TEX. CIV. PRAC. & REM.CODE §§ 101.021, 101.022. The government, however, has not specifically consented to be financially responsible for the medical malpractice of its doctors.
A publicly-employed doctor, who is sued individually for malpractice but seeks to obtain his or her dismissal under subpart
The trial court therefore correctly denied the motion to dismiss because under the present record the doctors did not establish the government's consent.
The Court maintains, however, that requiring the doctors to prove the government's consent as a condition to dismissal under subpart (f) would be inconsistent with a recent case in which we applied another part of the statute. See Mission Consol. Indep. Sch. Dist., 253 S.W.3d at 658-60 (applying § 101.106(e)). I fail to see the inconsistency. Mission involved subpart (e), rather than (f), because the plaintiffs filed suit against the government and its employees. Because the respective subparts apply to distinctly different circumstances, there is no conflict.
In Mission, three terminated school district employees sued the district and its superintendent for wrongful termination and various common law claims that did not fit under the Tort Claims Act's limited waiver of immunity. Id. at 655. One issue in the case concerned the application of section 101.106(e). The court of appeals concluded that the section did not apply because none of the plaintiffs' claims fit within the Tort Claims Act's waiver of immunity. The court reasoned that none of the claims were, in the words of the statute, "under this chapter." Id. at 658.
We disagreed, observing that any tort claim against the government, even those for which immunity had not been waived, falls "under this chapter" because the Tort Claims Act is the only means to sue the government for a tort:
Id. at 659. Mission then merely followed the rule that a tort claim against the government is "under" the Act even when the Act does not waive immunity.
This rule has never been extended to tort suits against government employees individually, but the Court submits that the circumstances are similar enough that it should be. I disagree. The circumstances are not similar, and the statute treats each situation differently.
Subpart (e) grants the government an unconditional right to have its employee dismissed from the suit when the plaintiff elects to sue both the government and its employee. Contrast that with the conditions attached to the employee's motion to dismiss under subpart (f). Clearly, the government's burden under (e) is much different.
When a plaintiff sues both the government and its employees under (e), the employees have been joined in their official capacity as a matter of law, and the government has the right to have them dismissed. When government employees are sued individually under subpart (f), however, their status is a question of fact. In this instance, the employees themselves
The statute therefore treats employees sued individually differently than it does employees sued together with the government. The Tort Claims Act applies as a legal matter under subpart (e) because the government has been sued, but its application under subpart (f) depends on factual proof. The burden of that proof must fall on the employee, the party who must move to dismiss the case under subpart (f).
The statute carefully distinguishes between suits against the government and suits against government employees individually. When referring to suits filed or brought against the government the statute inserts the phrase "under this chapter" but when referring to suits against the employee individually the phrase is omitted. Compare TEX. CIV. PRAC. & REM.CODE §§ 101.106(a),
I further disagree with the Court's principal assumption that the 2003 amendments were intended to overrule our decision in Kassen v. Hatley. The case has no apparent connection to these amendments. Kassen is not mentioned in any floor debate, bill analysis, or other piece of legislative history. Ordinarily when the Legislature intends for legislation to supercede one of our decisions, it will at least mention the object of its disagreement with us.
The only support the Court can muster for its unfounded assumption is a law review article, published two years after the amendment and authored by a private party, whom the Court generously describes as a "participant in the legislative
Because the law review article, on which the Court relies, is not particularly convincing, the Court offers another purpose for the legislation. The Court suggests that the 2003 amendment may have been intended to conform the Texas Tort Claims Act to the Federal Tort Claims Act. More specifically, the Court imagines that the 2003 amendment to section 101.106, commonly known as the "Election of Remedies" provision, is Texas' version of the Federal Employees Liability Reform and Tort Compensation Act, commonly known as the Westfall Act. Again, evidence to support its thesis is non-existent.
One need only compare the language of the respective bills to reveal the utter folly of this notion. The Westfall Act provides that the remedy provided by the Federal Tort Claims Act for injury, property loss, or death "resulting from the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment is exclusive of any other civil action" and expressly "preclude[s]" any other action "relating to the same subject matter against the employee or the employee's estate." See 332 S.W.3d at 384-85 n. 85 (quoting the Westfall Act, 28 U.S.C. § 2679(b)(1) (emphasis added)). In contrast to the exclusive and preclusive nature of the Westfall Act, section 101.106 ostensibly provides a choice of remedies.
In lieu of examining section 101.106's language, the Court assumes that the Texas Tort Claims Act should be like the federal act. There are, however, significant differences between the two. For instance, the Federal Tort Claims Act does not condition the waiver of governmental immunity on the use of automobiles or the condition or use of real or personal property, as does Texas, but instead broadly permits persons to sue the United States in federal court for money damages
28 U.S.C. § 1346(b)(1). The federal act thus generally waives governmental immunity for the negligence of its employees, which would include medical malpractice. There is no possibility for the disconnect between the doctor's liability and that of the government employer as under Texas law. This difference reasonably explains why our Legislature chose, when amending our Act, to require proof of the government's consent as a condition for the dismissal of the plaintiff's otherwise actionable, common law claim against the doctor individually.
Enamored more with the federal act than our own, the Court has chosen to conform section 101.106 to the federal scheme. Instead of six subparts, dealing with different combinations of defendants
Section 101.106's language reveals, however, that our Legislature did not intend to mimic the Westfall Act. While the Legislature intended to encourage suits against the government in lieu of actions against government employees, section 101.106 does not compel it. Instead, it requires that plaintiffs choose their defendants wisely or suffer the consequences. Subpart (f) is the centerpiece of the scheme, creating a new immunity or "official capacity" defense for employees who can establish that the government should be, or should have been, the defendant.
This "official capacity" defense should not be confused with the common law doctrine of official immunity. Official capacity as used in this statute is shorthand for the conduct of a government employee meeting section 101.106(f)'s conditions: a suit "based on conduct within the general scope of that employee's employment [that] could have been brought . . . against the governmental unit[.]" TEX. CIV. PRAC. & REM.CODE § 101.106(f). Official immunity, on the other hand, "protects government officers from personal liability in performing discretionary duties in good faith within the scope of their authority." Kassen, 887 S.W.2d at 8. Government medical personnel, such as the doctors here, enjoy immunity from liability when exercising their governmental discretion, but this immunity does not extend to medical discretion. Id. at 11-12. The exercise of medical discretion, however, does not disqualify doctors from being employees of a governmental unit for purposes of the "official capacity" defense extended under section 101.106(f). Murk v. Scheele, 120 S.W.3d 865, 867 (Tex. 2003) (per curiam).
To establish this defense, the doctors had to prove that: (1) the suit against them was "based on conduct within the general scope of that employee's employment" and (2) the suit "could have been brought under [the Tort Claims Act] against the governmental unit[.]" TEX. CIV. PRAC. & REM.CODE § 101.106(f). Substituting the federal scheme for our Legislature's, the Court reads the "could have been brought" condition out of the statute or, in the words of our Attorney General, renders the condition "superfluous."
Statutory language should not be read as pointless if it is reasonably susceptible of another construction. City of LaPorte v. Barfield, 898 S.W.2d 288, 292 (Tex.1995). Moreover, when construing a statute, we are to consider the law's objective and the consequences of a particular construction. Tex. Dep't of Transp. v. City of Sunset Valley, 146 S.W.3d 637, 642 (Tex.2004) (citing TEX. GOV'T CODE § 311.023(1), (5)). Consider the consequences of the Court's interpretation—that "could have been brought" refers to nothing more than the physical act of filing suit.
Under that view, the statute nonsensically requires the plaintiff to bring a claim over which the court lacks subject matter jurisdiction. See, e.g., Harris Cnty. v. Sykes, 136 S.W.3d 635, 638 (Tex.2004) (noting that sovereign immunity "defeats a trial court's subject matter jurisdiction unless the state expressly consents to suit"). That suit "could" actually be brought against the government implies a legal possibility, but it is not possible to sue the
Finally, the Court justifies its misconstruction of the statute by suggesting that it would create perverse incentives, conflicts of interest, or opportunities for gamesmanship if the employee were required to establish the government's consent to be sued as a condition for dismissal. As to its gamesmanship charge, the Court suggests that the government might be able to defeat the plaintiff's claim against its employee by merely stipulating to the waiver of governmental immunity after it is too late for the plaintiff to sue under the Tort Claims Act. This is hardly a legitimate concern. The state's immunity is waived "through the Constitution and state laws," not by the stipulations of its functionaries. See Mission, 253 S.W.3d at 660. Even if UTHSC were willing to stipulate that the doctor's use of the vacuum extractor caused the infant's brachial plexus injury, a court would not be required to accept its self-serving declaration as fact. That the Court would even consider this a possibility underscores its misunderstanding of the statute and its imagined "perverse" effects.
What could possibly be more perverse than the Court's application of this statute? Under the Court's view, the plaintiffs must give up their common law medical malpractice claim against the doctors for a new suit against the government, a suit which in all likelihood will be dismissed for want of jurisdiction. Since the plaintiffs have not pled a cognizable claim under the Tort Claims Act, why would the government not file a plea to the jurisdiction?
Contrary to the Court's concern, section 101.106 does not foster conflict between the government and its employee because it compels the plaintiff to choose the defendant at the beginning of the case. The plaintiff may sue the government, the government's employee, or both with different consequences attaching to the various elections. When the plaintiff chooses to sue only the employee, subpart (b) bars the plaintiff from suing the governmental unit "regarding the same subject matter unless the governmental unit consents." TEX. CIV. PRAC. & REM.CODE § 101.106(b). Although ostensibly barred under (b), subpart (f) reopens the issue of the government's consent, providing a new opportunity for the plaintiff to sue the government. Id. § 101.106(f). Subpart (f) therefore gives the plaintiff a second chance to sue the government, but it only gives the plaintiff thirty days to make that decision.
The plaintiffs here have elected to stand on their suit against the doctors and thus are now barred from suing the government.
The Court and I agree that the employee may establish a defense or immunity under section 101.106's terms, but we disagree on what those terms entail. In the Court's view, all that is required for the employee's dismissal under subpart (f) is proof of the doctors' employment status and conduct within the scope of that employment. One of the doctors has supplied this proof so I am somewhat puzzled by the Court's decision to remand the claim against him for further proceedings. The statute gives the plaintiff only thirty days to dismiss the employee and substitute the government. Since the time for suing the government has passed, and the plaintiff cannot, according to the Court, sue the employee, what remains to be done? All that occurs to me is that a remand affords the plaintiffs an opportunity to raise any constitutional questions regarding the application of this statute before dismissal. I agree they should have that opportunity, but they would not need it, if the Court merely applied section 101.106 according to its terms.
I recognize that it is our responsibility to accept the Legislature's intent even when that intent is to overrule one of our previous opinions. Leos v. State Emp. Workers' Comp. Div., 734 S.W.2d 341, 343 (Tex.1987). But we should not loosely ascribe such intent to legislation simply to avoid questions of stare decisis. If a majority of the Court now feels that the distinction drawn in Kassen between government and medical discretion was in error, we should address the matter directly rather than engage in a distortion of legislative intent.
When we construe a statute, our primary goal is to ascertain and give effect to the Legislature's intent. Hernandez v. Ebrom, 289 S.W.3d 316, 318 (Tex.2009). When we can, we rely on the primary source of that intent, the language of the statute. Phillips v. Bramlett, 288 S.W.3d 876, 880 (Tex.2009). The statutory text, title and design of section 101.106 plainly put the plaintiff to an election of remedies. Because the Court's interpretation takes that election away, requiring the plaintiff to sue only the government, I respectfully dissent. I would affirm the court of appeals' judgment.
First, in Newman v. Obersteller, we held that section 51.014(a) allowed a school district employee to appeal the denial of his motion for summary judgment seeking dismissal under former section 101.106 because "section 101.106 is an immunity statute." 960 S.W.2d 621, 623 (Tex. 1997). At that time, section 101.106 provided simply: "A judgment in an action or settlement of a claim under this chapter bars any action involving the same subject matter by the claimant against the employee of the governmental unit whose act or omission gave rise to the claim." Act of May 17, 1985, 69th Leg. R.S., ch. 959, § 1, 1985 Tex. Gen. Laws 3242, 3305, recodifying former TEX.REV.CIV. STAT. ANN. art. 6252-19, § 12(a), Act of May 14, 1969, 61st Leg., R.S., ch. 292, § 12(a), 1969 Tex. Gen. Laws 874, 877 ("The judgment or settlement in an action or claim under this Act shall constitute a complete bar to any action by the claimant, by reason of the same subject matter, against the employee of a unit of government whose act or omission gave rise to the claim."). We reasoned that the phrase, "bars any action", was "an unequivocal grant of immunity", and that allowing an interlocutory appeal from a refusal to enforce the bar "protects public officials asserting an immunity defense from the litigation process." Newman, 960 S.W.2d at 622. The phrase is not used in current section 101.106(f), but four other subsections speak of a bar from suit or recovery, and we think the character of the statute as one conferring immunity remains unchanged. See TEX. CIV. PRAC. & REM.CODE § 101.106(a)-(d).
Second, section 101.106(f) states that a suit to which it applies "is considered to be against the employee in the employee's official capacity only." Id. § 101.106(f). We have held that "[w]ith the limited ultra vires exception . . ., governmental immunity protects government officers sued in their official capacities to the extent that it protects their employers." City of El Paso v. Heinrich, 284 S.W.3d 366, 380 (Tex.2009). By moving for summary judgment on section 101.106(f), defendants were asserting claims of governmental immunity.
"Section 11.05 of H.B. 4 created a new `Election of Remedies' section under the TTCA. The section effectively requires plaintiffs to sue the governmental unit rather than an employee of the governmental unit.
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"The net effect of the various new provisions of the TTCA is that a plaintiff will only be able to pursue the governmental entity and not its employees. The amendment also solves the problems Texas courts faced in trying to determine if employees of governmental units were entitled to the defense of official immunity. . . .
"In Kassen, the Texas Supreme Court held that health care providers are entitled to official immunity if their acts are governmental in nature and not purely medical. The court's 1994 holding has forced lower courts to conduct a complicated analysis of each fact pattern in each case. Consequently, Kassen did not remove the threat of potential lawsuits against employees of a governmental unit. . . . H.B. 4 addressed those concerns by requiring that lawsuits be brought against the governmental unit instead of its employees. As a result, the need for determining if official immunity applies is eliminated."
Michael S. Hull et al., House Bill 4 and Proposition 12: An Analysis with Legislative History, Part Three, 36 TEX. TECH L.REV. 169, 290-293 (2005) (footnotes omitted).
TEX. CIV. PRAC. & REM.CODE § 101.106.