Chief Justice JEFFERSON delivered the opinion of the Court.
We have recently held that a trial court must explain with reasonable specificity
We hold that an appellate court may conduct a merits review of the bases for a new trial order after a trial court has set aside a jury verdict. If the record does not support the trial court's rationale for ordering a new trial, the appellate court may grant mandamus relief. We conditionally grant relief.
Richard King was driving his Toyota 4Runner along a highway when a commercial truck turned onto the road in front of him. King swerved to avoid the truck but lost control of his car, which rolled over several times. King was ejected from the vehicle and died a few hours later.
King's family sued Toyota and the local Toyota dealership for strict products liability, negligence, wrongful death, and survivorship.
The family asserted that King was wearing his seat belt at the time of the accident. But in a videotaped pretrial deposition, State Trooper Justin Coon, who responded to the emergency call and arrived on the scene to investigate, testified that he believed that King was not wearing the belt at the time of the rollover. Specifically, Officer Coon testified:
The Kings filed a motion to preclude at trial "[a]ny reference to the purported opinions of Officer[ ] Justin Coon ... since [he] ha[d] never been identified by Defendants as [an] expert witness[ ] in
The case proceeded to trial in May 2009.
The initial instance occurred when Toyota's counsel introduced Officer Coon's video deposition. To comply with the court's limine orders, Toyota had redacted portions of the officer's testimony, and the relevant passage was edited and played into the record as follows:
Immediately after this testimony, in front of the jury, the Kings' attorney introduced the "if they are not wearing one" portion of the statement into the record:
(Emphasis added.)
Toyota's attorney was quick to alert the trial court that the plaintiffs' counsel had just introduced Officer Coon's suggestion that King was not wearing a seat belt.
(Emphases added.)
The Kings' attorney did not move to strike the testimony or seek a mistrial, nor did he request a curative or limiting instruction after quoting the statement. He did not revisit the seat belt issue during his subsequent tender of designated testimony from Officer Coon's deposition.
During Toyota's direct examination of expert witness Lee S. Carr, the statement was again read into the record. Carr, an accident reconstructionist, built a scale model of the accident scene. Before trial, he surveyed the accident site, read available police reports, and reviewed Officer Coon's deposition. The relevant portion of Carr's testimony states:
(Emphases added.) The jury returned, and Toyota's counsel resumed questioning Carr, without publishing Coon's statement again. Later, the statement resurfaced during Toyota's direct examination of William Van Arsdell, Ph.D., another of Toyota's expert witnesses. Dr. Van Arsdell testified that he had been retained to evaluate the seat belt's design and performance, and to investigate whether King's seat belt functioned properly and whether he was wearing it when the accident occurred. Dr. Van Arsdell reviewed the depositions of all witnesses, including Officer Coon. The relevant portion of Dr. Van Arsdell's direct examination by Toyota's attorney states:
(Emphasis added.) The Kings' attorney did not object to Dr. Van Arsdell's statement.
After the close of evidence, but before arguments commenced, the Kings' attorney asked the trial court for guidance on the point with respect to Officer Coon's testimony:
(Emphases added.)
During Toyota's closing argument, Toyota's counsel quoted the previously admitted line of questioning from Officer Coon's deposition:
(Emphasis added.)
The Kings' attorney objected, arguing that Toyota violated the trial court's limine order. The trial judge sustained the objection. But despite the objection, the Kings' attorney did not move to strike and did not request a curative or limiting instruction. Toyota's attorney responded, "You heard that, and it was read into the record by [the Kings' own attorney] when Mr. Coon's deposition testimony was offered," and continued with closing argument.
The jury returned a verdict in Toyota's favor, and the trial court signed a corresponding judgment. A few weeks later, the Kings moved for new trial, alleging that Toyota's counsel had violated the trial court's limine rulings by reading, during closing argument, the disputed portion of Officer Coon's deposition.
Toyota responded that the Kings' lawyer violated the limine rulings by offering the evidence first. Toyota elaborated:
(Emphasis added.)
Nevertheless, the trial court granted the Kings' motion on two grounds. First, the
The court thus granted a new trial "in the interest of justice."
Second, the trial court reasoned that a new trial was warranted to sanction Toyota for violating the limine order, because a limiting instruction could not eliminate the harm. See TEX.R. CIV. P. 320 ("New trials may be granted and judgment set aside for good cause, on motion or on the court's own motion on such terms as the court shall direct.").
Toyota sought a writ of mandamus from the court of appeals, which denied relief. 327 S.W.3d 302. The court evaluated the trial court's order in light of In re Columbia. The court of appeals recognized that after Columbia, a new trial order must include the basis for the trial court's decision. Id. at 305. But after considering the trial court's order — reproduced in its entirety in the court of appeals' opinion — the court concluded that "there is no question that the trial court ... specified the reasons for its decision to grant the Kings' motion [for new trial], and thereby satisfied the specificity requirements of Columbia." Id. (emphasis added). The court of appeals rejected the notion that "Columbia supports further review of the merits of the grounds specified," and was "unpersuaded that the language Toyota relie[d] upon [in requesting mandamus relief] supports such an expansion of Columbia." Id. at 305-06 (emphasis added).
Toyota then filed an original proceeding in this Court.
In the decades leading up to Columbia, our jurisprudence gave trial courts broad deference in granting new trials and, specifically, "approved the practice of trial courts failing to specify reasons for setting aside jury verdicts." Columbia, 290 S.W.3d at 208. We generally precluded review of new trial orders, except in two narrow instances. Id.; see also Johnson v. Court of Civil Appeals, 162 Tex. 613, 350 S.W.2d 330, 331 (1961) (recognizing that "[t]here are only two instances where any appellate court of this state has ever directed the trial judge to set aside its order granting motion for new trial": when the
But in Columbia, we emphasized that the discretion given trial courts was "not limitless." Columbia, 290 S.W.3d at 210. In that case, the jury returned a verdict in favor of the hospital-defendants after a four-week trial. Id. at 206. The trial judge granted the plaintiffs' new trial motion "in the interests of justice and fairness," without further elaboration. Id. We held that this was inadequate, noting that "such a vague explanation [whe]n setting aside a jury verdict does not enhance respect for the judiciary or the rule of law, detracts from transparency we strive to achieve in our legal system, and does not sufficiently respect the reasonable expectations of parties and the public when a lawsuit is tried to a jury." Id. at 213.
We disapproved of our prior approach under Johnson v. Fourth Court of Appeals, 700 S.W.2d 916 (Tex.1985), and held that "just as appellate courts that set aside jury verdicts are required to detail reasons for doing so, trial courts must give more explanation than `in the interest of justice' for setting aside a jury verdict." Columbia, 290 S.W.3d at 205. We held that "the parties and public are entitled to an understandable, reasonably specific explanation [of] why their expectations are frustrated by a jury verdict being disregarded or set aside, the trial process being nullified, and the case having to be retried." Id. at 213 (emphasis added). We did not detail exactly what such an explanation would require, although it would have to be more than a bare assertion of "in the interests of justice and fairness." Id.
More recently, we decided In re United Scaffolding, Inc., 377 S.W.3d 685 (Tex. 2012), which presented a related, but narrower, question. There, we were asked to decide whether a trial court that gave four reasons for granting a new trial, including "in the interest of justice and fairness," and linked them by "and/or" satisfied Columbia. Id. at 689.
In concluding that it did not, we noted that Columbia's purpose "w[ould] be satisfied so long as the order provides a cogent and reasonably specific explanation of the reasoning that led the court to conclude that a new trial was warranted." Id. at 688 (emphases added). We acknowledged that Columbia focused "not on the length or detail of the reasons a trial court gives, but on how well those reasons serve the general purpose of assuring the parties that the jury's decision was set aside only after careful thought and for valid reasons." Id. at 688 (citing Columbia, 290 S.W.3d at 213). We held that the trial court's "use of `and/or' le[ft] open the possibility that `in the interest of justice and fairness' [could be] the sole rationale." Id. at 689. That possibility, if true, would have violated our Columbia standard.
We held that "a trial court does not abuse its discretion
This case represents the next step in that progression. We must decide whether, on mandamus review, an appellate court may evaluate the merits of a new trial order that states a clear, legally appropriate, and reasonably specific reason for granting a new trial. Stated differently, if a trial court's order facially comports with Columbia and United Scaffolding, may an appellate court review the correctness of the stated reasons for granting a new trial? Absent further guidance from this Court, our courts of appeals have generally been reluctant to engage in merits-based review of new trial orders.
To answer this question, we consider Columbia and United Scaffolding together. A new trial order must be "understandable," "reasonably specific," see Columbia, 290 S.W.3d at 213, "cogent," "legally appropriate," "specific enough to indicate that the trial court did not simply parrot a pro forma template," and issued "only after careful thought and for valid reasons," see United Scaffolding, 377 S.W.3d at 688 (emphasis added). An order that does not satisfy these requirements may be corrected by mandamus.
We have recognized two narrow instances in which new trial orders are reviewable, on the merits, by mandamus: when the trial court's order was void or when the trial court erroneously concluded that the jury's answers to special issues were irreconcilably in conflict. See Columbia, 290 S.W.3d at 208 (citing Wilkins v. Methodist Health Care Sys., 160 S.W.3d 559, 563 (Tex.2005)).
This case is analogous. Appellate courts must be able to conduct merits-based review of new trial orders. If, despite conformity with the procedural requirements of our precedent, a trial court's articulated reasons are not supported by the underlying record, the new trial order cannot stand.
While this review is new to us, it is old hat to our colleagues on the federal bench. Federal appellate courts regularly conduct record-bound, merits-based review of new trial orders to evaluate their validity.
Similarly, in Cruthirds v. RCI, Inc., d/b/a Red Carpet Inn of Beaumont, Texas, 624 F.2d 632, 635, 636 (5th Cir.1980), the Fifth Circuit "review[ed] the record carefully to make certain that the district court [did] not merely substitute[] its own judgment for that of the jury" when that court "disregard[ed] the verdict and grant[ed] a new trial." The court consulted the record to evaluate the district court's two stated grounds for granting new trial — the first, an erroneous jury charge on comparative negligence, and the second, an "against the great weight and preponderance" and "prevention of] a miscarriage of justice" type rationale. Id.
Having concluded that the reasons articulated in a new trial order are reviewable on the merits by mandamus, we now evaluate the trial court's grant of new trial against the underlying record.
The new trial order complies with Columbia's procedural "form" requirements. The trial judge's three-page order, which pinpointed Toyota's reference to Officer Coon's testimony in closing argument as the basis for granting new trial, is distinguishable from the Columbia order's bare assertion of "in the interests of justice and fairness." This order, on its face, comports with Columbia.
Similarly, the trial court's explanation of and reference to the specific grounds for new trial from Toyota's closing argument satisfy, facially, United Scaffolding's requirements that the reasons listed (if accurate) would have been "legally appropriate" grounds for new trial, and are "specific enough" that they are not simply pro forma. 377 S.W.3d at 688-89.
The trouble is that the record squarely conflicts with the trial judge's expressed reasons for granting new trial. Simply articulating understandable, reasonably specific, and legally appropriate reasons is not enough; the reasons must be valid and correct. Having undertaken
The trial court initially granted the Kings' motion in limine to preclude Officer Coon's deposition testimony regarding King's seat belt usage at the time of the crash. But a protective limine order alone does not preserve error. See Pool v. Ford Motor Co., 715 S.W.2d 629, 637 (Tex.1986) (noting that "to preserve error as to an improper question asked in contravention of a sustained motion in limine, a timely objection is necessary"). Furthermore, where, as here, the party that requested the limine order itself introduces the evidence into the record, and then fails to immediately object, ask for a curative or limiting instruction or, alternatively, move for mistrial, the party waives any subsequent alleged error on the point. See, e.g., Bay Area Healthcare Grp., Ltd. v. McShane, 239 S.W.3d 231, 235 (Tex. 2007) ("Error is waived if the complaining party allows the evidence to be introduced without objection."); State Bar of Tex. v. Evans, 774 S.W.2d 656, 659 n. 6 (Tex.1989) ("Failure to request the court to instruct the jury to disregard the inadmissible testimony results in waiver of the alleged error where the instruction would have cured the error."); see also TEX.R.APP. P. 33.1(a) (detailing requirements for preservation of appellate complaints); TEX.R. EVID. 103(a) (describing effects of erroneous admission or exclusion of evidentiary rulings); JOHN HENRY WIGMORE, WIGMORE'S CODE OF THE RULES OF EVIDENCE IN TRIALS AT LAW § 140 (3d ed. 1942) ("The objector waives an objection when he himself subsequently introduces evidence which is directed to prove or disprove the same matter and is liable to the same objection.").
Even if the attorney's actions were inadvertent, the Kings introduced the point into evidence and waived the point of error. The trial court acknowledged the introduction of the evidence, stating three times that the Kings' attorney had "read it into the record." The Kings argue that because the statement came from their attorney, and not directly from Officer Coon's deposition, it cannot be considered a tender or proffer of testimony. The record reflects, however, that the Kings' attorney quoted the relevant deposition testimony when making an offer under the rule of optional completeness and that the trial court repeatedly acknowledged that the evidence had been read into the record. See TEX.R. EVID. 107 ("When part of a[] ... recorded statement is given in evidence by one party, the whole on the same subject may be inquired into by the other, and any other ... recorded statement which is necessary to make it fully understood or to explain the same may also be given in evidence.") Surely, the Kings would not argue that their intended quotation for optional completeness was a tender of testimony, while their inadvertent quotation was not. Once the evidence was in the record — without objection or a request that it be stricken or that the jury be instructed to disregard — it was in for all purposes and a proper subject of closing argument.
Toyota's counsel fairly referenced the previous day's proceedings during Lee Carr's direct examination, by noting that he "wanted to review [Officer Coon's] deposition passage which was read into the record ... yesterday." Though the Kings' attorney objected to Toyota's questioning, he again neglected to ask the trial court for any sort of ruling, or for a limiting or curative instruction. The colloquy ended with the trial court's noting her recollection that Kings' counsel had previously
On the third instance, during Dr. Van Arsdell's direct examination, the Kings' attorney again remained silent. The Kings' attorney's objection during closing argument was too late. The statement was in evidence. Attorneys in closing must "confine the argument strictly to the evidence"; any evidence in the record is fair game. See TEX.R. CIV. P. 269(e) ("Counsel shall be required to confine the argument strictly to the evidence and to the arguments of opposing counsel.").
The trial court's pretrial limine rulings prevented Toyota from introducing the evidence, and the record — specifically, the redacted deposition Toyota offered — reflects Toyota's compliance with those rulings. After the Kings' attorney read the testimony into evidence, and after Toyota's counsel repeated the excerpt subsequently, the parties sought clarification from the trial court, who repeatedly stated that the record would reflect what was in evidence. The trial court did not instruct Toyota not to mention Coon's statement during closing; rather, she warned that "appropriate sanctions [would] be issued to either party if they argue outside the record." (Emphasis added.) We agree with Toyota that it did not violate the trial court's rulings by referencing Officer Coon's deposition in closing.
We acknowledge that appellate courts benefit from the hindsight that a complete record provides. Trial courts, on the other hand, must make difficult, often dispositive, decisions based on their recollection and best judgment alone, frequently without the aid of full records, transcripts, or briefing. Nevertheless, having thoroughly reviewed the record here, we conclude that the trial court's articulated reason for granting new trial — that Toyota's counsel "willfully disregarded, brazenly and intentionally violated" the limine orders in closing — is unsupported. The record directly contravenes the order, including the trial court's acknowledgment during trial that the Kings' attorney "ha[d] read into the record what [Toyota] wanted published."
Because the record does not support the articulated reason, the trial court abused its discretion by granting a new trial on that ground.
The trial court further explained that it was ordering a new trial pursuant to its inherent authority to issue sanctions, irrespective of or in addition to Texas Rule of Civil Procedure 320, because of Toyota's reference to Officer Coon's testimony during closing argument. The court held that the reference was so prejudicial and inflammatory that an instruction to disregard could not eliminate the harm.
A new trial on that basis presupposes sanctionable conduct, and we have just held that Toyota's statements during closing argument were appropriate. The record reflects that Toyota and its counsel complied with the limine orders regarding Officer Coon's deposition, as demonstrated by the playback of mechanically redacted portions of the videotaped testimony. There is nothing to suggest that either Toyota or its counsel intended, prior to the statement's first introduction by the Kings' attorney, to introduce the statement regarding King's seat belt usage to the jury. In fact, Toyota made clear prior to Officer Coon's deposition playback that it had voluntarily deleted the "if they are not wearing one" excerpt, even though there had
On mandamus review, an appellate court may conduct a merits-based review of the reasons given for granting a new trial. That review compels us to conclude that the trial court abused its discretion in granting a new trial here. The stated reasons, though complying in form with the requirements of Columbia and United Scaffolding, lacked substantive merit. Further, a new trial was an improper sanction.
We conditionally grant relief and order the trial court to withdraw its order and render judgment on the verdict. We are confident the trial court will comply, and the writ will issue only if it does not.
Justice LEHRMANN filed a concurring opinion, in which Justice DEVINE joined.
Justice BOYD did not participate in the decision.
Justice LEHRMANN, joined by Justice DEVINE, concurring.
"The right of trial by jury shall remain inviolate." TEX. CONST. art. I, § 15. The importance of protecting that right was the underpinning of the Court's recent holding that mandamus relief is appropriate when a trial court fails to explain with reasonable specificity the reasons it has set aside a jury verdict and granted a new trial. In re Columbia Med. Ctr. of Las Colinas, Subsidiary, L.P., 290 S.W.3d 204, 209 (Tex.2009). Today the Court takes another step along that path by authorizing appellate courts to conduct merits-based review of such new-trial orders. See 407 S.W.3d at 758. It is essential to remember in conducting this review, however, that the trial court's authority to grant a new trial "`is not in derogation of the right of trial by jury but is one of the historic safeguards of that right.'" Gasperini v. Ctr. for Humanities, Inc., 518 U.S. 415, 433, 116 S.Ct. 2211, 135 L.Ed.2d 659 (1996) (quoting Aetna Cas. & Sur. Co. v. Yeatts, 122 F.2d 350, 353 (4th Cir.1941)). I thus concur in the Court's opinion, but write separately to emphasize the significant discretion trial courts are, and must continue to be, afforded in determining whether good cause exists to grant a new trial following a jury verdict.
The specific issue presented in Columbia was a narrow one: "whether trial courts must give more explanation than `in the interest of justice' for setting aside a jury verdict." 290 S.W.3d at 206. In affirmatively answering that question and conditionally granting mandamus relief to require such specificity, we recognized the significant departure from our longstanding mandamus jurisprudence, which had to that point "approved the practice of trial courts failing to specify reasons for setting aside jury verdicts" and "preclude[d], for the most part, appellate review of orders granting new trials." Id. at 208 (citing Johnson v. Fourth Court of Appeals, 700 S.W.2d 916, 918 (Tex.1985), and Wilkins v. Methodist Health Care Sys., 160 S.W.3d 559, 563 (Tex.2005)). Both Columbia and our subsequent opinion in In re United Scaffolding, Inc., 377 S.W.3d 685 (Tex. 2012), focused on transparency in the context of setting aside jury verdicts, noting the importance of ensuring that trial courts do not impermissibly substitute their judgment for that of the jury. Id. at 688; Columbia, 290 S.W.3d at 214. This concern, however, is not present with respect
Having required trial courts to "provide[] a cogent and reasonably specific explanation of the reasoning" for new trial orders, United Scaffolding, 377 S.W.3d at 688, the Court now concludes that, for the sake of averting "[transparency without accountability," such reasoning cannot be "immune from substantive review." 407 S.W.3d at 758. Engaging in that review, the Court further holds that "the record squarely conflicts with the trial judge's expressed reasons for granting new trial" and that the court therefore abused its discretion in doing so. Id. at 759.
I agree that, in this case, determining whether the order granting a new trial was an abuse of discretion is "relatively straightforward." Id. at 758. It is undisputed that, notwithstanding the trial court's order in limine precluding the introduction of Officer Coon's deposition testimony regarding King's seatbelt usage, the testimony was disclosed to the jury twice without objection, the first time inadvertently by the Kings' attorney (who did not request that the jury be instructed to disregard the statement or otherwise clarify the mistake when pointed out by Toyota's counsel), and the second time by one of Toyota's expert witnesses on direct examination. Notably, neither the Kings' motion for new trial nor the order granting it referenced the introduction of that testimony as a basis for the order. Instead, both the motion and order focused solely on Toyota's counsel's referencing the testimony during his closing argument, and the order clarified the trial court's conclusion that Toyota's counsel "purported to present evidence outside the record, and commented on matters in violation of [the trial c]ourt's order in limine." The trial transcript dispositively reveals, however, that the complained — of and unobjected — to evidence discussed by Toyota's counsel during closing argument was not outside the record and thus was not improper. See Tex. Sand Co. v. Shield, 381 S.W.2d 48, 57-58 (Tex.1964) ("Counsel may properly discuss the reasonableness or unreasonableness of the evidence and its probative effect or lack of probative effect; but such latitude extends only to the facts and issues raised by the evidence admitted under the ruling of the Court.").
But while review of a cold record appears to be exactly what was needed in this case to evaluate the substantive merit of the new-trial order, that limitation frequently places appellate courts at a disadvantage in evaluating whether there is good cause to grant a new trial. See United Scaffolding, 377 S.W.3d at 688. As we recognized in Columbia, "there are differences between the review that can be accomplished by appellate judges who have only the record to consider and trial judges who have seen the parties and witnesses and sensed the [e]ffect of certain evidence or occurrences on the trial." 290 S.W.3d at 211; see also United Scaffolding, 377 S.W.3d at 688 (noting that "the trial judge may have observed irregularities not wholly apparent in a cold record"); Jennings v. Jones, 587 F.3d 430, 437 (1st Cir.2009) ("[Appellate courts], reading the dry pages of the record, do not experience the tenor of the testimony at trial. The balance of proof is often close and may hinge on personal evaluations of witness demeanor.'" (quoting United States v. Alston, 974 F.2d 1206, 1212 (9th Cir.1992))). The trial court, for example, may conclude, based on observations of the jurors' reactions, that they were particularly influenced by improperly admitted evidence or by attorney misconduct and that such error
These examples illustrate that determining whether a trial court abused its discretion in granting a motion for new trial after a jury verdict will rarely be as cut-and-dry as confirming that evidence or testimony referenced during a closing argument is or is not in the record. Often, the trial court's presence and observations throughout the trial will be indispensable in evaluating whether the requisite good cause exists to justify setting aside a jury verdict and granting a new trial. See Columbia, 290 S.W.3d at 212 ("We do not retreat from the position that trial courts have significant discretion in granting new trials."). Recognizing the need to defer to trial courts with respect to such determinations is crucial to ensuring that parties receive a fair trial.
Regardless, although the trial court considered the Amended Motion for New Trial, its order relied solely on arguments already in the original motion. Accordingly, we need not address the timeliness of the amended motion.
But see In re Lufkin Indus., Inc., 317 S.W.3d 516, 518 (Tex.App.-Texarkana 2010, orig. proceeding [mand. denied]) (denying mandamus relief because it found trial court was within its discretion on at least one ground, but holding that a trial court's reasons for granting new trial are reviewable on appeal).
Notably, after In re Lufkin, the Texarkana court of appeals clarified its position in In re Smith, 332 S.W.3d 704, 708-09 (Tex.App.-Texarkana 2011, orig. proceeding) (denying mandamus relief and clarifying its earlier decision in In re Lufkin that "[n]ever ... did we state the proposition ... that the appellate court should review the entire record, as in an ordinary appeal, in our mandamus review").