Justice Willett delivered the opinion of the Court.
This mandamus action poses one procedural question: Does a trial court have discretion to deny suspension of a non-money judgment when the State files a notice of appeal?
Here, a schoolteacher sought judicial review of the State Board for Educator Certification's revocation of his teaching certificate. The trial court reversed the revocation and refused to allow the Board to supersede the judgment pending appeal.
Untangling the various rules applicable to appellants generally and to government appellants specifically, we hold that a trial court has discretion to deny any party — even the State — the right to supersede a non-money, non-property judgment. Put in practical terms, a trial court has discretion to prevent the Board from re-revoking a teacher's professional license while the Board appeals, for however long, the court's rejection of the Board's initial revocation.
Government's right to supersede a judgment may be automatic, but it is not absolute. We deny relief.
In 2011, the Board initiated administrative proceedings to revoke Erasmo Montalvo's teaching certificate over allegations of improper educator-student contact. An administrative law judge weighed the evidence and determined no discipline was warranted. The Board adopted the ALJ's findings of fact, but concluded the ALJ "failed to appropriately interpret and apply [the Board's] policies and rules." Believing Montalvo was "unworthy to instruct or supervise the youth of this state,"
Montalvo sued to overturn the revocation,
The Board appealed the trial court's revocation reversal and separately sought mandamus relief challenging the trial court's denial of supersedeas. The court of appeals denied mandamus relief,
The relevant rules include:
Since 1838, the State and its departments have been exempt from filing a bond to appeal an adverse judgment.
How do these rules interact? Specifically, what happens to the Board's entitlement to automatic suspension of an adverse judgment (triggered by filing its notice of appeal) if Montalvo posts security? The Board insists that CPRC section 6.001 and TRAP 25.1 control, and that TRAP 24.2 is inapplicable against governmental entities. Montalvo counters that TRAP 24.2(a)(3) tempers TRAP 25.1(h),
This is our first opportunity to squarely address which rule trumps. Is the Board still entitled to an automatic right to supersedeas? Or does the trial court retain discretion — in effect, "superdupersedeas" — to deny it?
We addressed the State's right to suspend a trial-court judgment during appeal 50 years ago in Ammex Warehouse Co. v. Archer.
Ammex involved provisions predating CPRC section 6.001, but the case is illustrative.
Since Ammex, we have twice indicated that trial courts have discretion to prevent the State's automatic suspension of an adverse
We observed, though, that while trial courts lack limitless discretion to deny the State supersedeas, they do have "a measure of discretion" in appropriate circumstances.
We said the same thing a year later in In re Long.
Importantly, both DART and Long were per curiam opinions decided shortly after the Court adopted modern TRAP 24.2(a)(3) in 1997. And while neither case involved an appellee that had in fact posted security to thwart a government appellant's supersedeas, the Court plainly saw TRAP 24.2(a)(3) as a mechanism for avoiding automatic suspension of a non-money judgment.
We see no merit in the Board's argument that its right to supersedeas removes a trial court's discretion to enforce its non-money judgments against the State pending appeal. CPRC section 6.001 simply restates settled law that the State may appeal without filing a bond. Neither it nor TRAP 25.1(h) confers unfettered power to force suspension of the judgment. The Board may appeal without security — this is undisputed — but it has no unqualified right to supersedeas in light of the trial court's discretion under TRAP 24.
One final point: The State's position — boundless entitlement to supersede adverse non-money judgments — would vest unchecked power in the executive branch, at considerable expense to the judicial branch, not to mention the wider public we both serve. The Texas Constitution divides governing power among three branches, and power seized by one branch necessarily means power ceded by another. Our State Constitution, like Madison's Federal handiwork,
This case does not delve into the underlying merits, which remain at the court of appeals. The issue presented is innately and exclusively procedural: Do governmental entities have an absolute, overriding right to supersedeas that nullifies trial-court discretion? We answer no. A governmental entity's notice of appeal does not deprive a trial court of discretion to refuse suspension of its judgment if the appellee posts security in accordance with TRAP 24.2(a)(3). Accordingly, we deny the Board's petition for writ of mandamus.
Justice Guzman filed a concurring opinion, in which Justice Brown joined.
Justice Guzman, joined by Justice Brown, concurring.
The State Board for Educator Certification has wisely observed that "[a] certified educator holds a unique position of public trust with almost unparalleled access to the hearts and minds of impressionable students. The conduct of an educator must be held to the highest standard." 19 TEX. ADMIN. CODE § 249.5(b)(1). Because the Court correctly concludes that a trial court has discretion to deny suspension of a non-money judgment when the State files a notice of appeal, I join its opinion. But I also write separately today because I believe the record before us fails to affirmatively indicate that the trial court considered the potentially significant harm to schoolchildren before effectively reinstating Erasmo Montalvo's educator certificate pending the outcome of the appeal. Therefore, I respectfully concur in the Court's denial of the petition for writ of mandamus.
We review a trial court's order granting or denying an injunction under an abuse of discretion standard. Butnaru v. Ford Motor Co., 84 S.W.3d 198, 204 (Tex.2002). A trial court abuses its discretion if it acts without reference to guiding rules and principles. Downer v. Aquamarine Operators, Inc., 701 S.W.2d 238, 241-42 (Tex. 1985). Our guiding principle for issuing injunctions is that trial courts should balance the competing equities by weighing the probable harm to the plaintiff if an injunction is erroneously denied against the probable harm to the defendant if an injunction is erroneously granted. See In re Gamble, 71 S.W.3d 313, 317 (Tex.2002); Storey v. Central Hide & Rendering Co., 226 S.W.2d 615, 618-19 (Tex.1950). If the injury to the complainant is slight compared to the injury caused to the defendant and the public, relief will ordinarily be refused. Storey, 226 S.W.2d at 619. But the injunctive relief the trial court affords and its procedure for doing so are different matters. Substantively, we will uphold a trial court's injunction unless, after searching the record, it is clear that the trial court's decision was arbitrary and unreasonable. See Simon v. York Crane & Rigging Co., 739 S.W.2d 793, 795 (Tex. 1987). But procedurally, the trial court must indicate that it weighed the competing equities; if the record does not affirmatively indicate the trial court did so, then this failure is a departure from guiding
Here, before issuing the injunction, the trial court was required to balance the threat to the safety and welfare of Texas schoolchildren if an unfit educator is allowed to teach and the harm to the educator if he is deprived of the opportunity to earn a living as a teacher during the appeals process. Importantly, balancing these equities involves more than merely identifying two sides. Instead, "[t]hese conflicting interests call for a solution of the question by the application of the broad principles of right and justice." Storey, 226 S.W.2d at 619. But here, the trial court's findings of fact and conclusions of law only addressed the potential harm to Montalvo:
As the Court observes, this interest is significant and warrants full consideration.
But of at least equal import is the interest of schoolchildren in not being exposed to the harm of interaction with a teacher who fails to understand the proper bounds of the student-teacher relationship. The record before us reflects the trial court gave only cursory (if any) consideration to the safety and welfare of Texas students, declaring only that "[t]he competing equities favor granting the injunction." But evidence undisputedly indicates that Montalvo, a high school track and field coach and an elementary school physical education coach, allowed a teenage female student-wearing only a sports bra and biker shorts — to use the jacuzzi in the master bathroom of his home while no one else was present, called that female student over 480 times over a four-month period (with over 80 calls occurring after 10:00 p.m.), gave several female athletes "rubdowns" and ice baths, and failed to follow district protocol to send an injured athlete to the trainer. The State Board for Educator Certification determined these actions exceeded the bounds of the proper educator-student relationship and violated the trusted position of authority afforded to Texas school teachers. Allowing Montalvo to continue teaching after willingly exceeding the bounds of the proper student-teacher relationship could substantially harm the safety and welfare of Texas schoolchildren. If particular considerations caused the trial court to view the harm to Montalvo as outweighing the potential harm to schoolchildren, the court should have said so.
But while the record fails to indicate the trial court balanced the competing equities, the State Board for Educator Certification, as the relator in this mandamus proceeding, has the burden of proving that the trial court clearly abused its discretion. Walker v. Packer, 827 S.W.2d 833, 839 (Tex.1992). The Board limited its argument to the assertion that the trial court lacked discretion to grant an injunction during the pendency of the appeal — not that it retained discretion but abused it given these facts. While the relator here has not requested relief for the trial court's particular abuse of discretion, it is paramount that trial courts be cognizant of their obligation to fully demonstrate the calculus they typically engage in when granting injunctions. Accordingly, I concur in the Court's denial of the petition for writ of mandamus.
In 1986, we recodified the trial court's discretion in TRAP 47(f), which provided, "[T]he trial court may decline to permit the judgment to be suspended on filing by the judgment creditor of security to be ordered by the trial court in such an amount as will secure the judgment debtor in any loss or damage caused by any relief granted if it is determined on final disposition that such relief was improper." TEX. R. APP. P. 47(f) (1986) (recodified as TRAP 24.2(a)(3), eff. Sept. 1, 1997). In Klein Independent School District v. Fourteenth Court of Appeals, we noted that the purpose of TRAP 47(f) was "to permit a trial court to deny supersedeas of an injunction, conditioned upon the setting of a bond sufficient to protect the appealing party's interests." 720 S.W.2d 87, 88 (Tex.1986) (citing Hill, 695 S.W.2d at 555). We didn't address TRAP 47(f) again until DART, 967 S.W.2d at 359-60 (noting that TRAP 47(f) was in effect when the case was before the trial court but that TRAP 24.2(a)(3) had since become effective by the time the case reached our Court).
Finally in 1997, we again recodified TRAP 47(f), which became TRAP 24.2(a)(3). The text of TRAP 24.2(a)(3) remains unchanged from TRAP 47(f).
Our holding today is also consistent with the corollary federal rules, which excuse the federal government from the bond requirement, but indicate, for trial courts, that a stay pending appeal is not automatic, and that appellate courts have near-unlimited authority to grant a stay — or not.
Federal Rule of Civil Procedure (FRCP) 62, the counterpart to our state rules, lays out the process for obtaining in the district court a stay of execution on the judgment pending appeal. Specifically, the rule allows appeals on behalf of the United States government to proceed without a supersedeas bond. FED. R. CIV. P. 62(e) ("The court must not require a bond, obligation, or other security ... when granting a stay on an appeal by the United States."). Some courts have read FRCP 62(e) in tandem with FRCP 62(d), and determined that the United States is entitled to a stay of execution without bond or other security as a matter of right. See Hoban v. Wash. Metro. Area Transit Auth., 841 F.2d 1157 (D.C.Cir. 1988) (per curiam) (applying FRCP 62(f), which incorporated state law entitling the governmental entity to supersedeas as a matter of right); In re Rape, 100 B.R. 288 (W.D.N.C.1989) (holding United States entitled to supersedeas as a matter of right). Other courts disagree, however, holding that the government still must show that a stay is appropriate. See In re Westwood Plaza Apartments, 150 B.R. 163, 165-68 (Bankr.E.D.Tex. 1993) (holding that FRCP 62(e) is separate and independent from FRCP 62(d) and, thus, the United States is not entitled to supersedeas as a matter of right); C.H. Sanders Co. v. BHAP Hous. Dev. Fund Co., 750 F.Supp. 67, 72-76 (E.D.N.Y.1990) (noting that the government was not entitled to supersedeas as a matter of right because the judgment was not stayed under any other subdivisions of FRCP 62, which is required under FRCP 62(e)). But FRCP 62(c) reveals, in any event, that a district court maintains discretion to suspend an injunction pending appeal. FED. R. CIV. P. 62(c) ("the court may suspend ... an injunction on terms for bond"). So, even though some federal courts disagree whether the United States government is entitled to a stay as a matter of right, FRCP 62(c) seems to plainly vest discretion in the district court when the appeal involves an injunction. Our supersedeas rules similarly discriminate between different types of judgments: money judgments, TEX. R. APP. P. 24.2(a)(1), property judgments, id. at 24.2(a)(2), and those for other types of relief, id. at 24.2(a)(3) — i.e., injunctions. This last rule is the only one of the three that expressly affords discretion to the trial court to deny supersedeas.
Federal Rule of Appellate Procedure (FRAP) 8 provides the process for obtaining a stay in the appellate courts. It notes that the initial motion to stay must ordinarily be presented to the district court, FED. R. APP. P. 8(a)(1), but if it would be impracticable or if the district court already denied the motion or failed to afford the relief requested, the party may move to stay in the appellate court, id. at 8(a)(2). Unfortunately, neither FRCP 62 nor FRAP 8 expressly mentions whether the United States government is entitled to a stay as a matter of right. In fact, FRAP 8 includes no mandatory language directing the appellate courts to grant a stay in any civil case, suggesting the appellate court has unlimited discretion.